The 2023 Conference on Empirical Methods in Natural Language Processing

Singapore
December 6–10, 2023

Volumes

Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing 1048 papers
Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing: Tutorial Abstracts 7 papers
Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing: System Demonstrations 53 papers
Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing: Industry Track 78 papers
Findings of the Association for Computational Linguistics: EMNLP 2023 1060 papers
Proceedings of ArabicNLP 2023 92 papers
Proceedings of the 10th Workshop on Argument Mining 27 papers
Proceedings of the First Workshop on Bangla Language Processing (BLP-2023) 49 papers
Proceedings of the Big Picture Workshop 11 papers
Proceedings of the 6th BlackboxNLP Workshop: Analyzing and Interpreting Neural Networks for NLP 30 papers
Proceedings of the 6th Workshop on Computational Approaches to Linguistic Code-Switching 9 papers
Proceedings of the 27th Conference on Computational Natural Language Learning (CoNLL) 41 papers
Proceedings of the BabyLM Challenge at the 27th Conference on Computational Natural Language Learning 33 papers
Proceedings of The Sixth Workshop on Computational Models of Reference, Anaphora and Coreference (CRAC 2023) 10 papers
Proceedings of the CRAC 2023 Shared Task on Multilingual Coreference Resolution 6 papers
Proceedings of the Third Workshop on Natural Language Generation, Evaluation, and Metrics (GEM) 33 papers
Proceedings of the 1st GenBench Workshop on (Benchmarking) Generalisation in NLP 19 papers
Proceedings of the 4th Workshop on Computational Approaches to Historical Language Change 17 papers
Proceedings of the 3rd Workshop on Multi-lingual Representation Learning (MRL) 25 papers
Proceedings of the 4th New Frontiers in Summarization Workshop 14 papers
Proceedings of the Workshop on Novel Ideas in Learning-to-Learn through Interaction (NILLI 2023) 1 paper
Proceedings of the Natural Legal Language Processing Workshop 2023 27 papers
Proceedings of the 3rd Workshop for Natural Language Processing Open Source Software (NLP-OSS 2023) 29 papers
Proceedings of the 2nd Workshop on Pattern-based Approaches to NLP in the Age of Deep Learning 11 papers
Proceedings of the 3rd Combined Workshop on Spatial Language Understanding and Grounded Communication for Robotics (SpLU-RoboNLP 2023) 2 papers
Proceedings of the Seventh Widening NLP Workshop (WiNLP 2023) 1 paper
Proceedings of the Eighth Conference on Machine Translation 101 papers

bib (full) Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing

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Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing
Houda Bouamor | Juan Pino | Kalika Bali

Retrieval-Augmented Generation (RAG), by incorporating external knowledge with parametric memory of language models, has become the state-of-the-art architecture for open-domain QA tasks. However, common knowledge bases are inherently constrained by limited coverage and noisy information, making retrieval-based approaches inadequate to answer implicit reasoning questions. In this paper, we propose an Induction-Augmented Generation (IAG) framework that utilizes inductive knowledge along with the retrieved documents for implicit reasoning. We leverage large language models (LLMs) for deriving such knowledge via a novel prompting method based on inductive reasoning patterns. On top of this, we implement two versions of IAG named IAG-GPT and IAG-Student, respectively. IAG-GPT directly utilizes the knowledge generated by GPT-3 for answer prediction, while IAG-Student gets rid of dependencies on GPT service at inference time by incorporating a student inductor model. The inductor is firstly trained via knowledge distillation and further optimized by back-propagating the generator feedback via differentiable beam scores. Experimental results show that IAG outperforms RAG baselines as well as ChatGPT on two Open-Domain QA tasks. Notably, our best models have won the first place in the official leaderboards of CSQA2.0 (since Nov 1, 2022) and StrategyQA (since Jan 8, 2023).

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Absolute Position Embedding Learns Sinusoid-like Waves for Attention Based on Relative Position
Yuji Yamamoto | Takuya Matsuzaki

Attention weight is a clue to interpret how a Transformer-based model makes an inference. In some attention heads, the attention focuses on the neighbors of each token. This allows the output vector of each token to depend on the surrounding tokens and contributes to make the inference context-dependent. We analyze the mechanism behind the concentration of attention on nearby tokens. We show that the phenomenon emerges as follows: (1) learned position embedding has sinusoid-like components, (2) such components are transmitted to the query and the key in the self-attention, (3) the attention head shifts the phases of the sinusoid-like components so that the attention concentrates on nearby tokens at specific relative positions. In other words, a certain type of Transformer-based model acquires the sinusoidal positional encoding to some extent on its own through Masked Language Modeling.

Existing lexical substitution (LS) benchmarks were collected by asking human annotators to think of substitutes from memory, resulting in benchmarks with limited coverage and relatively small scales. To overcome this problem, we propose a novel annotation method to construct an LS dataset based on human and machine collaboration. Based on our annotation method, we construct the first Chinese LS dataset CHNLS which consists of 33,695 instances and 144,708 substitutes, covering three text genres (News, Novel, and Wikipedia). Specifically, we first combine four unsupervised LS methods as an ensemble method to generate the candidate substitutes, and then let human annotators judge these candidates or add new ones. This collaborative process combines the diversity of machine-generated substitutes with the expertise of human annotators. Experimental results that the ensemble method outperforms other LS methods. To our best knowledge, this is the first study for the Chinese LS task.

Automatic response forecasting for news media plays a crucial role in enabling content producers to efficiently predict the impact of news releases and prevent unexpected negative outcomes such as social conflict and moral injury. To effectively forecast responses, it is essential to develop measures that leverage the social dynamics and contextual information surrounding individuals, especially in cases where explicit profiles or historical actions of the users are limited (referred to as lurkers). As shown in a previous study, 97% of all tweets are produced by only the most active 25% of users. However, existing approaches have limited exploration of how to best process and utilize these important features. To address this gap, we propose a novel framework, named SocialSense, that leverages a large language model to induce a belief-centered graph on top of an existent social network, along with graph-based propagation to capture social dynamics. We hypothesize that the induced graph that bridges the gap between distant users who share similar beliefs allows the model to effectively capture the response patterns. Our method surpasses existing state-of-the-art in experimental evaluations for both zero-shot and supervised settings, demonstrating its effectiveness in response forecasting. Moreover, the analysis reveals the framework’s capability to effectively handle unseen user and lurker scenarios, further highlighting its robustness and practical applicability.

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Fine-grained Conversational Decoding via Isotropic and Proximal Search
Yuxuan Yao | Han Wu | Qiling Xu | Linqi Song

General-purpose text decoding approaches are usually adopted for dialogue response generation. Although the quality of the generated responses can be improved with dialogue-specific encoding methods, conversational decoding methods are still under-explored. Inspired by SimDRC that a good dialogue feature space should follow the rules of locality and isotropy, we present a fine-grained conversational decoding method, termed isotropic and proximal search (IPS). Our method is designed to generate the semantic-concentrated response, while still maintaining informativeness and discrimination against the context. Experiments show that our approach significantly outperforms existing decoding strategies in the dialogue field across both automatic and human evaluation metrics. More in-depth analyses further confirm the effectiveness of our approach.

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Holistic Inter-Annotator Agreement and Corpus Coherence Estimation in a Large-scale Multilingual Annotation Campaign
Nicolas Stefanovitch | Jakub Piskorski

In this paper we report on the complexity of persuasion technique annotation in the context of a large multilingual annotation campaign involving 6 languages and approximately 40 annotators. We highlight the techniques that appear to be difficult for humans to annotate and elaborate on our findings on the causes of this phenomenon. We introduce Holistic IAA, a new word embedding-based annotator agreement metric and we report on various experiments using this metric and its correlation with the traditional Inter Annotator Agreement (IAA) metrics. However, given somewhat limited and loose interaction between annotators, i.e., only a few annotators annotate the same document subsets, we try to devise a way to assess the coherence of the entire dataset and strive to find a good proxy for IAA between annotators tasked to annotate different documents and in different languages, for which classical IAA metrics can not be applied.

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PHD: Pixel-Based Language Modeling of Historical Documents
Nadav Borenstein | Phillip Rust | Desmond Elliott | Isabelle Augenstein

The digitisation of historical documents has provided historians with unprecedented research opportunities. Yet, the conventional approach to analysing historical documents involves converting them from images to text using OCR, a process that overlooks the potential benefits of treating them as images and introduces high levels of noise. To bridge this gap, we take advantage of recent advancements in pixel-based language models trained to reconstruct masked patches of pixels instead of predicting token distributions. Due to the scarcity of real historical scans, we propose a novel method for generating synthetic scans to resemble real historical documents. We then pre-train our model, PHD, on a combination of synthetic scans and real historical newspapers from the 1700-1900 period. Through our experiments, we demonstrate that PHD exhibits high proficiency in reconstructing masked image patches and provide evidence of our model’s noteworthy language understanding capabilities. Notably, we successfully apply our model to a historical QA task, highlighting its usefulness in this domain.

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Primacy Effect of ChatGPT
Yiwei Wang | Yujun Cai | Muhao Chen | Yuxuan Liang | Bryan Hooi

Instruction-tuned large language models (LLMs), such as ChatGPT, have led to promising zero-shot performance in discriminative natural language understanding (NLU) tasks. This involves querying the LLM using a prompt containing the question, and the candidate labels to choose from. The question-answering capabilities of ChatGPT arise from its pre-training on large amounts of human-written text, as well as its subsequent fine-tuning on human preferences, which motivates us to ask: Does ChatGPT also inherit humans’ cognitive biases? In this paper, we study the primacy effect of ChatGPT: the tendency of selecting the labels at earlier positions as the answer. We have two main findings: i) ChatGPT’s decision is sensitive to the order of labels in the prompt; ii) ChatGPT has a clearly higher chance to select the labels at earlier positions as the answer. We hope that our experiments and analyses provide additional insights into building more reliable ChatGPT-based solutions. We release the source code at https://github.com/wangywUST/PrimacyEffectGPT.

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Evaluating the Rationale Understanding of Critical Reasoning in Logical Reading Comprehension
Akira Kawabata | Saku Sugawara

To precisely evaluate a language model’s capability for logical reading comprehension, we present a dataset for testing the understanding of the rationale behind critical reasoning. For questions taken from an existing multiple-choice logical reading comprehension dataset, we crowdsource rationale texts that explain why we should select or eliminate answer options, resulting in 3,003 multiple-choice subquestions that are associated with 943 main questions. Experiments on our dataset show that recent large language models (e.g., InstructGPT) struggle to answer the subquestions even if they are able to answer the main questions correctly. We find that the models perform particularly poorly in answering subquestions written for the incorrect options of the main questions, implying that the models have a limited capability for explaining why incorrect alternatives should be eliminated. These results suggest that our dataset encourages further investigation into the critical reasoning ability of language models while focusing on the elimination process of relevant alternatives.

Trustworthy answer content is abundant in many high-resource languages and is instantly accessible through question answering systems — yet this content can be hard to access for those that do not speak these languages. The leap forward in cross-lingual modeling quality offered by generative language models offers much promise, yet their raw generations often fall short in factuality. To improve trustworthiness in these systems, a promising direction is to attribute the answer to a retrieved source, possibly in a content-rich language different from the query. Our work is the first to study attribution for cross-lingual question answering. First, we collect data in 5 languages to assess the attribution level of a state-of-the-art cross-lingual QA system. To our surprise, we find that a substantial portion of the answers is not attributable to any retrieved passages (up to 50% of answers exactly matching a gold reference) despite the system being able to attend directly to the retrieved text. Second, to address this poor attribution level, we experiment with a wide range of attribution detection techniques. We find that Natural Language Inference models and PaLM 2 fine-tuned on a very small amount of attribution data can accurately detect attribution. With these models, we improve the attribution level of a cross-lingual QA system. Overall, we show that current academic generative cross-lingual QA systems have substantial shortcomings in attribution and we build tooling to mitigate these issues.

In this study, we highlight the importance of enhancing the quality of pretraining data in multilingual language models. Existing web crawls have demonstrated quality issues, particularly in the context of low-resource languages. Consequently, we introduce a new multilingual pretraining corpus for 16 African languages, designed by carefully auditing existing pretraining corpora to understand and rectify prevalent quality issues. To compile this dataset, we undertake a rigorous examination of current data sources for thirteen languages within one of the most extensive multilingual web crawls, mC4, and extract cleaner data through meticulous auditing and improved web crawling strategies. Subsequently, we pretrain a new T5-based model on this dataset and evaluate its performance on multiple downstream tasks. Our model demonstrates better downstream effectiveness over existing pretrained models across four NLP tasks, underscoring the critical role data quality plays in pretraining language models in low-resource scenarios. Specifically, on cross-lingual QA evaluation, our new model is more than twice as effective as multilingual T5. All code, data and models are publicly available at https://github.com/castorini/AfriTeVa-keji.

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Sparse Universal Transformer
Shawn Tan | Yikang Shen | Zhenfang Chen | Aaron Courville | Chuang Gan

The Universal Transformer (UT) is a variant of the Transformer that shares parameters across its layers and is Turing-complete under certain assumptions. Empirical evidence also shows that UTs have better compositional generalization than Vanilla Transformers (VTs) in formal language tasks. The parameter-sharing also affords it better parameter efficiency than VTs. Despite its many advantages, most state-of-the-art NLP systems use VTs as their backbone model instead of UTs. This is mainly because scaling UT parameters is more compute and memory intensive than scaling up a VT. This paper proposes the Sparse Universal Transformer (SUT), which leverages Sparse Mixture of Experts (SMoE) to reduce UT’s computation complexity while retaining its parameter efficiency and generalization ability. Experiments show that SUT combines the best of both worlds, achieving strong generalization results on formal language tasks (Logical inference and CFQ) and impressive parameter and computation efficiency on standard natural language benchmarks like WMT’14.

While Large Language Models (LLMs) have demonstrated impressive accomplishments in both reasoning and planning, their abilities in multi-agent collaborations remains largely unexplored. This study evaluates LLM-based agents in a multi-agent cooperative text game with Theory of Mind (ToM) inference tasks, comparing their performance with Multi-Agent Reinforcement Learning (MARL) and planning-based baselines. We observed evidence of emergent collaborative behaviors and high-order Theory of Mind capabilities among LLM-based agents. Our results reveal limitations in LLM-based agents’ planning optimization due to systematic failures in managing long-horizon contexts and hallucination about the task state. We explore the use of explicit belief state representations to mitigate these issues, finding that it enhances task performance and the accuracy of ToM inferences for LLM-based agents.

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Establishing Trustworthiness: Rethinking Tasks and Model Evaluation
Robert Litschko | Max Müller-Eberstein | Rob van der Goot | Leon Weber-Genzel | Barbara Plank

Language understanding is a multi-faceted cognitive capability, which the Natural Language Processing (NLP) community has striven to model computationally for decades. Traditionally, facets of linguistic intelligence have been compartmentalized into tasks with specialized model architectures and corresponding evaluation protocols. With the advent of large language models (LLMs) the community has witnessed a dramatic shift towards general purpose, task-agnostic approaches powered by generative models. As a consequence, the traditional compartmentalized notion of language tasks is breaking down, followed by an increasing challenge for evaluation and analysis. At the same time, LLMs are being deployed in more real-world scenarios, including previously unforeseen zero-shot setups, increasing the need for trustworthy and reliable systems. Therefore, we argue that it is time to rethink what constitutes tasks and model evaluation in NLP, and pursue a more holistic view on language, placing trustworthiness at the center. Towards this goal, we review existing compartmentalized approaches for understanding the origins of a model’s functional capacity, and provide recommendations for more multi-faceted evaluation protocols.

Despite exciting recent results showing vision-language systems’ capacity to reason about images using natural language, their capacity for video reasoning remains underexplored. We motivate framing video reasoning as the sequential understanding of a small number of keyframes, thereby leveraging the power and robustness of vision-language while alleviating the computational complexities of processing videos. To evaluate this novel application, we introduce VIP, an inference-time challenge dataset designed to explore models’ reasoning capabilities through video chain-of-thought. Inspired by visually descriptive scene plays, we propose two formats for keyframe description: unstructured dense captions and structured scene descriptions that identify the focus, action, mood, objects, and setting (FAMOuS) of the keyframe. To evaluate video reasoning, we propose two tasks: Video Infilling and Video Prediction, which test abilities to generate multiple intermediate keyframes and predict future keyframes, respectively. We benchmark GPT-4, GPT-3, and VICUNA on VIP, demonstrate the performance gap in these complex video reasoning tasks, and encourage future work to prioritize language models for efficient and generalized video reasoning.

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GPTAraEval: A Comprehensive Evaluation of ChatGPT on Arabic NLP
Md Tawkat Islam Khondaker | Abdul Waheed | El Moatez Billah Nagoudi | Muhammad Abdul-Mageed

ChatGPT’s emergence heralds a transformative phase in NLP, particularly demonstrated through its excellent performance on many English benchmarks. However, the model’s efficacy across diverse linguistic contexts remains largely uncharted territory. This work aims to bridge this knowledge gap, with a primary focus on assessing ChatGPT’s capabilities on Arabic languages and dialectal varieties. Our comprehensive study conducts a large-scale automated and human evaluation of ChatGPT, encompassing 44 distinct language understanding and generation tasks on over 60 different datasets. To our knowledge, this marks the first extensive performance analysis of ChatGPT’s deployment in Arabic NLP. Our findings indicate that, despite its remarkable performance in English, ChatGPT is consistently surpassed by smaller models that have undergone finetuning on Arabic. We further undertake a meticulous comparison of ChatGPT and GPT-4’s Modern Standard Arabic (MSA) and Dialectal Arabic (DA), unveiling the relative shortcomings of both models in handling Arabic dialects compared to MSA. Although we further explore and confirm the utility of employing GPT-4 as a potential alternative for human evaluation, our work adds to a growing body of research underscoring the limitations of ChatGPT.

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Dual-Channel Span for Aspect Sentiment Triplet Extraction
Pan Li | Ping Li | Kai Zhang

Aspect Sentiment Triplet Extraction (ASTE) is one of the compound tasks of fine-grained aspect-based sentiment analysis (ABSA), aiming at extracting the triplets of aspect terms, corresponding opinion terms and the associated sentiment orientation. Recent efforts in exploiting span-level semantic interaction shown superior performance on ASTE task. However, most of the existing span-based approaches suffer from enumerating all possible spans, since it can introduce too much noise in sentiment triplet extraction. To ease this burden, we propose a dual-channel span generation method to coherently constrain the search space of span candidates. Specifically, we leverage the syntactic relations among aspect/opinion terms and the associated part-of-speech characteristics in those terms to generate span candidates, which reduces span enumeration by nearly half. Besides, feature representations are learned from syntactic and part-of-speech correlation among terms, which renders span representation fruitful linguistic information. Extensive experiments on two versions of public datasets demonstrate both the effectiveness of our design and the superiority on ASTE/ATE/OTE tasks.

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Cultural Concept Adaptation on Multimodal Reasoning
Zhi Li | Yin Zhang

Developing cultural adaptation methods is important, which can improve the model performance on the low-resource ones and provide more equitable opportunities for everyone to benefit from advanced technology. Past methods primarily focused on multilingual and multimodal capabilities, and the improvement of multicultural competence is still an unexplored problem. This is largely due to the difficulty of data scarcity and expensive annotation. In this paper, we navigate this uncharted territory by leveraging high-resource cultures to facilitate comprehension of low-resource ones. We first introduce an annotation-free method for cultural-concept adaptation and construct a concept mapping set. To facilitate the model’s comprehension of cultural-concept mappings, we propose a new multimodal data augmentation called CultureMixup. This approach employs a three-tier code-switching strategy on textual sentences. Additionally, it uses a cultural concept-based mixup method for the images. This combination effectively generates new data instances across culture, phrase, word, and image levels. For visually grounded reasoning across languages and cultures, experimental results on five languages show that our method consistently improves performance for four existing multilingual and multimodal models on both zero-shot and few-shot settings.

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Understanding Compositional Data Augmentation in Typologically Diverse Morphological Inflection
Farhan Samir | Miikka Silfverberg

Data augmentation techniques are widely used in low-resource automatic morphological inflection to address the issue of data sparsity. However, the full implications of these techniques remain poorly understood. In this study, we aim to shed light on the theoretical aspects of the data augmentation strategy StemCorrupt, a method that generates synthetic examples by randomly substituting stem characters in existing gold standard training examples. Our analysis uncovers that StemCorrupt brings about fundamental changes in the underlying data distribution, revealing inherent compositional concatenative structure. To complement our theoretical analysis, we investigate the data-efficiency of StemCorrupt. Through evaluation across a diverse set of seven typologically distinct languages, we demonstrate that selecting a subset of datapoints with both high diversity and high predictive uncertainty significantly enhances the data-efficiency of compared to competitive baselines. Furthermore, we explore the impact of typological features on the choice of augmentation strategy and find that languages incorporating non-concatenativity, such as morphonological alternations, derive less benefit from synthetic examples with high predictive uncertainty. We attribute this effect to phonotactic violations induced by StemCorrupt, emphasizing the need for further research to ensure optimal performance across the entire spectrum of natural language morphology.

Inspired by the superior language abilities of large language models (LLM), large vision-language models (LVLM) have been recently proposed by integrating powerful LLMs for improving the performance on complex multimodal tasks. Despite the promising progress on LVLMs, we find that they suffer from object hallucinations, i.e., they tend to generate objects inconsistent with the target images in the descriptions. To investigate it, this work presents the first systematic study on object hallucination of LVLMs. We conduct the evaluation experiments on several representative LVLMs, and show that they mostly suffer from severe object hallucination issues. We further discuss that the visual instructions may influence the hallucination, and find that: objects that frequently appear in the visual instructions or co-occur with the image objects are obviously prone to be hallucinated by LVLMs. Besides, we further design a polling-based query method called POPE for better evaluation of object hallucination. Experiment results show that our POPE can evaluate object hallucination in a more stable and flexible way.

Traditional event detection methods require predefined event schemas. However, manually defining event schemas is expensive and the coverage of schemas is limited. To this end, some works study the event type induction (ETI) task, which discovers new event types via clustering. However, the setting of ETI suffers from two limitations: event types are not linked into the existing hierarchy and have no semantic names. In this paper, we propose a new research task named Event Ontology Completion (EOC), which aims to simultaneously achieve event clustering, hierarchy expansion and type naming. Furthermore, we develop a Hierarchical Structure Evolution Network (HalTon) for this new task. Specifically, we first devise a Neighborhood Contrastive Clustering module to cluster unlabeled event instances. Then, we propose a Hierarchy-Aware Linking module to incorporate the hierarchical information for event expansion. Finally, we generate meaningful names for new types via an In-Context Learning-based Naming module. Extensive experiments indicate that our method achieves the best performance, outperforming the baselines by 8.23%, 8.79% and 8.10% of ARI score on three datasets.

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Parameter-efficient Tuning for Large Language Model without Calculating Its Gradients
Feihu Jin | Jiajun Zhang | Chengqing Zong

Fine-tuning all parameters of large language models (LLMs) requires significant computational resources and is time-consuming. Recent parameter-efficient tuning methods such as Adapter tuning, Prefix tuning, and LoRA allow for updating a small subset of parameters in large language models. However, they can only save approximately 30% of the training memory requirements, due to the problem that gradient computation and backpropagation are still necessary for these methods. This paper proposes a novel parameter-efficient tuning method for LLMs without calculating their gradients. Leveraging the discernible similarities between the parameter-efficient modules of the same task learned by both large and small language models, we put forward a strategy for transferring the parameter-efficient modules, originally derived from small language models to much larger ones. To ensure a smooth and effective adaptation process, we further introduce a Bridge model to guarantee dimensional consistency while also stimulating a dynamic interaction between the models. We demonstrate the effectiveness of our method using the T5 and GPT-2 series of language models on the SuperGLUE benchmark. Our method achieves comparable performance to both fine-tuning and parameter-efficient tuning on large language models without needing gradient-based optimization. Additionally, our method achieves up to 5.7x memory reduction compared to parameter-efficient tuning.

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Discourse Structures Guided Fine-grained Propaganda Identification
Yuanyuan Lei | Ruihong Huang

Propaganda is a form of deceptive narratives that instigate or mislead the public, usually with a political purpose. In this paper, we aim to identify propaganda in political news at two fine-grained levels: sentence-level and token-level. We observe that propaganda content is more likely to be embedded in sentences that attribute causality or assert contrast to nearby sentences, as well as seen in opinionated evaluation, speculation and discussions of future expectation. Hence, we propose to incorporate both local and global discourse structures for propaganda discovery and construct two teacher models for identifying PDTB-style discourse relations between nearby sentences and common discourse roles of sentences in a news article respectively. We further devise two methods to incorporate the two types of discourse structures for propaganda identification by either using teacher predicted probabilities as additional features or soliciting guidance in a knowledge distillation framework. Experiments on the benchmark dataset demonstrate that leveraging guidance from discourse structures can significantly improve both precision and recall of propaganda content identification.

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CompoundPiece: Evaluating and Improving Decompounding Performance of Language Models
Benjamin Minixhofer | Jonas Pfeiffer | Ivan Vulić

While many languages possess processes of joining two or more words to create compound words, previous studies have been typically limited only to languages with excessively productive compound formation (e.g., German, Dutch) and there is no public dataset containing compound and non-compound words across a large number of languages. In this work, we systematically study decompounding, the task of splitting compound words into their constituents, at a wide scale. We first address the data gap by introducing a dataset of 255k compound and non-compound words across 56 diverse languages obtained from Wiktionary. We then use this dataset to evaluate an array of Large Language Models (LLMs) on the decompounding task. We find that LLMs perform poorly, especially on words which are tokenized unfavorably by subword tokenization. We thus introduce a novel methodology to train dedicated models for decompounding. The proposed two-stage procedure relies on a fully self-supervised objective in the first stage, while the second, supervised learning stage optionally fine-tunes the model on the annotated Wiktionary data. Our self-supervised models outperform the prior best unsupervised decompounding models by 13.9% accuracy on average. Our fine-tuned models outperform all prior (language-specific) decompounding tools. Furthermore, we use our models to leverage decompounding during the creation of a subword tokenizer, which we refer to as CompoundPiece. CompoundPiece tokenizes compound words more favorably on average, leading to improved performance on decompounding over an otherwise equivalent model using SentencePiece tokenization.

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Improving Image Captioning via Predicting Structured Concepts
Ting Wang | Weidong Chen | Yuanhe Tian | Yan Song | Zhendong Mao

Having the difficulty of solving the semantic gap between images and texts for the image captioning task, conventional studies in this area paid some attention to treating semantic concepts as a bridge between the two modalities and improved captioning performance accordingly. Although promising results on concept prediction were obtained, the aforementioned studies normally ignore the relationship among concepts, which relies on not only objects in the image, but also word dependencies in the text, so that offers a considerable potential for improving the process of generating good descriptions. In this paper, we propose a structured concept predictor (SCP) to predict concepts and their structures, then we integrate them into captioning, so that enhance the contribution of visual signals in this task via concepts and further use their relations to distinguish cross-modal semantics for better description generation. Particularly, we design weighted graph convolutional networks (W-GCN) to depict concept relations driven by word dependencies, and then learns differentiated contributions from these concepts for following decoding process. Therefore, our approach captures potential relations among concepts and discriminatively learns different concepts, so that effectively facilitates image captioning with inherited information across modalities. Extensive experiments and their results demonstrate the effectiveness of our approach as well as each proposed module in this work.

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GATITOS: Using a New Multilingual Lexicon for Low-resource Machine Translation
Alexander Jones | Isaac Caswell | Orhan Firat | Ishank Saxena

Modern machine translation models and language models are able to translate without having been trained on parallel data, greatly expanding the set of languages that they can serve. However, these models still struggle in a variety of predictable ways, a problem that cannot be overcome without at least some trusted bilingual data. This work expands on a cheap and abundant resource to combat this problem: bilingual lexica. We test the efficacy of bilingual lexica in a real-world set-up, on 200-language translation models trained on web-crawled text. We present several findings: (1) using lexical data augmentation, we demonstrate sizable performance gains for unsupervised translation; (2) we compare several families of data augmentation, demonstrating that they yield similar improvements, and can be combined for even greater improvements; (3) we demonstrate the importance of carefully curated lexica over larger, noisier ones, especially with larger models; and (4) we compare the efficacy of multilingual lexicon data versus human-translated parallel data. Based on results from (3), we develop and open-source GATITOS, a high-quality, curated dataset in 168 tail languages, one of the first human-translated resources to cover many of these languages.

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Continually Improving Extractive QA via Human Feedback
Ge Gao | Hung-Ting Chen | Yoav Artzi | Eunsol Choi

We study continually improving an extractive question answering (QA) system via human user feedback. We design and deploy an iterative approach, where information-seeking users ask questions, receive model-predicted answers, and provide feedback. We conduct experiments involving thousands of user interactions under diverse setups to broaden the understanding of learning from feedback over time. Our experiments show effective improvement from user feedback of extractive QA models over time across different data regimes, including significant potential for domain adaptation.

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Using Interpretation Methods for Model Enhancement
Zhuo Chen | Chengyue Jiang | Kewei Tu

In the age of neural natural language processing, there are plenty of works trying to derive interpretations of neural models. Intuitively, when gold rationales exist during training, one can additionally train the model to match its interpretation with the rationales. However, this intuitive idea has not been fully explored. In this paper, we propose a framework of utilizing interpretation methods and gold rationales to enhance models. Our framework is very general in the sense that it can incorporate various interpretation methods. Previously proposed gradient-based methods can be shown as an instance of our framework. We also propose two novel instances utilizing two other types of interpretation methods, erasure/replace-based and extractor-based methods, for model enhancement. We conduct comprehensive experiments on a variety of tasks. Experimental results show that our framework is effective especially in low-resource settings in enhancing models with various interpretation methods, and our two newly-proposed methods outperform gradient-based methods in most settings. Code is available at https://github.com/Chord-Chen-30/UIMER.

Generating mathematical equations from natural language requires an accurate understanding of the relations among math expressions. Existing approaches can be broadly categorized into token-level and expression-level generation. The former treats equations as a mathematical language, sequentially generating math tokens. Expression-level methods generate each expression one by one. However, each expression represents a solving step, and there naturally exist parallel or dependent relations between these steps, which are ignored by current sequential methods. Therefore, we integrate tree structure into the expression-level generation and advocate an expression tree decoding strategy. To generate a tree with expression as its node, we employ a layer-wise parallel decoding strategy: we decode multiple independent expressions (leaf nodes) in parallel at each layer and repeat parallel decoding layer by layer to sequentially generate these parent node expressions that depend on others. Besides, a bipartite matching algorithm is adopted to align multiple predictions with annotations for each layer. Experiments show our method outperforms other baselines, especially for these equations with complex structures.

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Bootstrapping Small & High Performance Language Models with Unmasking-Removal Training Policy
Yahan Yang | Elior Sulem | Insup Lee | Dan Roth

BabyBERTa, a language model trained on small-scale child-directed speech while none of the words are unmasked during training, has been shown to achieve a level of grammaticality comparable to that of RoBERTa-base, which is trained on 6,000 times more words and 15 times more parameters. Relying on this promising result, we explore in this paper the performance of BabyBERTa-based models in downstream tasks, focusing on Semantic Role Labeling (SRL) and two Extractive Question Answering tasks, with the aim of building more efficient systems that rely on less data and smaller models. We investigate the influence of these models both alone and as a starting point to larger pre-trained models, separately examining the contribution of the pre-training data, the vocabulary, and the masking policy on the downstream task performance. Our results show that BabyBERTa trained with unmasking-removal policy is a much stronger starting point for downstream tasks compared to the use of RoBERTa masking policy when 10M words are used for training and that this tendency persists, although to a lesser extent, when adding more training data.

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Diversity Enhanced Narrative Question Generation for Storybooks
Hokeun Yoon | JinYeong Bak

Question generation (QG) from a given context can enhance comprehension, engagement, assessment, and overall efficacy in learning or conversational environments. Despite recent advancements in QG, the challenge of enhancing or measuring the diversity of generated questions often remains unaddressed. In this paper, we introduce a multi-question generation model (mQG), which is capable of generating multiple, diverse, and answerable questions by focusing on context and questions. To validate the answerability of the generated questions, we employ a SQuAD 2.0 fine-tuned question answering model, classifying the questions as answerable or not. We train and evaluate mQG on the FairytaleQA dataset, a well-structured QA dataset based on storybooks, with narrative questions. We further apply a zero-shot adaptation on the TellMeWhy and SQuAD1.1 datasets. mQG shows promising results across various evaluation metrics, among strong baselines.

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Debiasing Made State-of-the-art: Revisiting the Simple Seed-based Weak Supervision for Text Classification
Chengyu Dong | Zihan Wang | Jingbo Shang

Recent advances in weakly supervised text classification mostly focus on designing sophisticated methods to turn high-level human heuristics into quality pseudo-labels. In this paper, we revisit the seed matching-based method, which is arguably the simplest way to generate pseudo-labels, and show that its power was greatly underestimated. We show that the limited performance of seed matching is largely due to the label bias injected by the simple seed-match rule, which prevents the classifier from learning reliable confidence for selecting high-quality pseudo-labels. Interestingly, simply deleting the seed words present in the matched input texts can mitigate the label bias and help learn better confidence. Subsequently, the performance achieved by seed matching can be improved significantly, making it on par with or even better than the state-of-the-art. Furthermore, to handle the case when the seed words are not made known, we propose to simply delete the word tokens in the input text randomly with a high deletion ratio. Remarkably, seed matching equipped with this random deletion method can often achieve even better performance than that with seed deletion.

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How to Enhance Causal Discrimination of Utterances: A Case on Affective Reasoning
Hang Chen | Xinyu Yang | Jing Luo | Wenjing Zhu

Our investigation into the Affective Reasoning in Conversation (ARC) task highlights the challenge of causal discrimination. Almost all existing models, including large language models (LLMs), excel at capturing semantic correlations within utterance embeddings but fall short in determining the specific causal relationships. To overcome this limitation, we propose the incorporation of i.i.d. noise terms into the conversation process, thereby constructing a structural causal model (SCM). It explores how distinct causal relationships of fitted embeddings can be discerned through independent conditions. To facilitate the implementation of deep learning, we introduce the cogn frameworks to handle unstructured conversation data, and employ an autoencoder architecture to regard the unobservable noise as learnable “implicit causes.” Moreover, we curate a synthetic dataset that includes i.i.d. noise. Through comprehensive experiments, we validate the effectiveness and interpretability of our approach. Our code is available in https://github.com/Zodiark-ch/mater-of-our-EMNLP2023-paper.

Despite the excellent performance of vision-language pre-trained models (VLPs) on conventional VQA task, they still suffer from two problems: First, VLPs tend to rely on language biases in datasets and fail to generalize to out-of-distribution (OOD) data. Second, they are inefficient in terms of memory footprint and computation. Although promising progress has been made in both problems, most existing works tackle them independently. To facilitate the application of VLP to VQA tasks, it is imperative to jointly study VLP compression and OOD robustness, which, however, has not yet been explored. This paper investigates whether a VLP can be compressed and debiased simultaneously by searching sparse and robust subnetworks. To this end, we systematically study the design of a training and compression pipeline to search the subnetworks, as well as the assignment of sparsity to different modality-specific modules. Our experiments involve 2 VLPs, 2 compression methods, 4 training methods, 2 datasets and a range of sparsity levels. Our results show that there indeed exist sparse and robust subnetworks, which are competitive with the debiased full VLP and clearly outperform the debiasing SoTAs with fewer parameters on OOD datasets VQA-CP v2 and VQA-VS. The codes can be found at https://github.com/PhoebusSi/Compress-Robust-VQA.

Trustworthy language models should abstain from answering questions when they do not know the answer. However, the answer to a question can be unknown for a variety of reasons. Prior research has focused on the case in which the question is clear and the answer is unambiguous but possibly unknown. However, the answer to a question can also be unclear due to uncertainty of the questioner’s intent or context. We investigate question answering from this perspective, focusing on answering a subset of questions with a high degree of accuracy, from a set of questions in which many are inherently ambiguous. In this setting, we find that the most reliable approach to calibration involves quantifying repetition within a set of sampled model outputs, rather than the model’s likelihood or self-verification as used in prior work. We find this to be the case across different types of uncertainty, varying model scales and both with or without instruction tuning. Our results suggest that sampling-based confidence scores help calibrate answers to relatively unambiguous questions, with more dramatic improvements on ambiguous questions.

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Temporal Knowledge Graph Forecasting Without Knowledge Using In-Context Learning
Dong-Ho Lee | Kian Ahrabian | Woojeong Jin | Fred Morstatter | Jay Pujara

Temporal knowledge graph (TKG) forecasting benchmarks challenge models to predict future facts using knowledge of past facts. In this paper, we develop an approach to use in-context learning (ICL) with large language models (LLMs) for TKG forecasting. Our extensive evaluation compares diverse baselines, including both simple heuristics and state-of-the-art (SOTA) supervised models, against pre-trained LLMs across several popular benchmarks and experimental settings. We observe that naive LLMs perform on par with SOTA models, which employ carefully designed architectures and supervised training for the forecasting task, falling within the (-3.6%, +1.5%) Hits@1 margin relative to the median performance. To better understand the strengths of LLMs for forecasting, we explore different approaches for selecting historical facts, constructing prompts, controlling information propagation, and parsing outputs into a probability distribution. A surprising finding from our experiments is that LLM performance endures (±0.4% Hit@1) even when semantic information is removed by mapping entities/relations to arbitrary numbers, suggesting that prior semantic knowledge is unnecessary; rather, LLMs can leverage the symbolic patterns in the context to achieve such a strong performance. Our analysis also reveals that ICL enables LLMs to learn irregular patterns from the historical context, going beyond frequency and recency biases

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Knowledge Graph Compression Enhances Diverse Commonsense Generation
EunJeong Hwang | Veronika Thost | Vered Shwartz | Tengfei Ma

Generating commonsense explanations requires reasoning about commonsense knowledge beyond what is explicitly mentioned in the context. Existing models use commonsense knowledge graphs such as ConceptNet to extract a subgraph of relevant knowledge pertaining to concepts in the input. However, due to the large coverage and, consequently, vast scale of ConceptNet, the extracted subgraphs may contain loosely related, redundant and irrelevant information, which can introduce noise into the model. We propose to address this by applying a differentiable graph compression algorithm that focuses on the relevant knowledge for the task. The compressed subgraphs yield considerably more diverse outputs when incorporated into models for the tasks of generating commonsense and abductive explanations. Moreover, our model achieves better quality-diversity tradeoff than a large language model with 100 times the number of parameters. Our generic approach can be applied to additional NLP tasks that can benefit from incorporating external knowledge.

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Pragmatic Reasoning Unlocks Quantifier Semantics for Foundation Models
Yiyuan Li | Rakesh Menon | Sayan Ghosh | Shashank Srivastava

Generalized quantifiers (e.g., few, most) are used to indicate the proportions predicates satisfy (for example, some apples are red). One way to interpret quantifier semantics is to explicitly bind these satisfactions with percentage scopes (e.g., 30%-40% of apples are red). This approach can be helpful for tasks like logic formalization and surface-form quantitative reasoning (Gordon and Schubert, 2010; Roy et al., 2015). However, it remains unclear if recent foundation models (Bommasani et al., 2021) possess this ability due to the absence of direct training signals. To explore this, we introduce QuRe, a crowd-sourced dataset of human-annotated generalized quantifiers in Wikipedia sentences featuring percentage-equipped predicates. We explore quantifier comprehension using PRESQUE, a framework that combines natural language inference and the Rational Speech Acts framework. Experimental results on the HVD dataset (Herbelot and Vecchi, 2015) and QuRe demonstrate PRESQUE’s superiority over a literal listener baseline, showing a 20% relative improvement in F1 in predicting percentage scopes for quantifiers, even with no additional training.

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LLM-FP4: 4-Bit Floating-Point Quantized Transformers
Shih-yang Liu | Zechun Liu | Xijie Huang | Pingcheng Dong | Kwang-Ting Cheng

We propose LLM-FP4 for quantizing both weights and activations in large language models (LLMs) down to 4-bit floating-point values, in a post-training manner. Existing post-training quantization (PTQ) solutions are primarily integer-based and struggle with bit widths below 8 bits. Compared to integer quantization, floating-point (FP) quantization is more flexible and can better handle long-tail or bell-shaped distributions, and it has emerged as a default choice in many hardware platforms. One characteristic of FP quantization is that its performance largely depends on the choice of exponent bits and clipping range. In this regard, we construct a strong FP-PTQ baseline by searching for the optimal quantization parameters. Furthermore, we observe a high inter-channel variance and low intra-channel variance pattern in activation distributions, which adds activation quantization difficulty. We recognize this pattern to be consistent across a spectrum of transformer models designed for diverse tasks such as LLMs, BERT, and Vision Transformer models. To tackle this, we propose per-channel activation quantization and show that these additional scaling factors can be reparameterized as exponential biases of weights, incurring a negligible cost. Our method, for the first time, can quantize both weights and activations in the LLaMA-13B to only 4-bit and achieves an average score of 63.1 on the common sense zero-shot reasoning tasks, which is only 5.8 lower than the full-precision model, significantly outperforming the previous state-of-the-art by 12.7 points. Code is available at: https://github.com/nbasyl/LLM-FP4.

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Improving Biomedical Abstractive Summarisation with Knowledge Aggregation from Citation Papers
Chen Tang | Shun Wang | Tomas Goldsack | Chenghua Lin

Abstracts derived from biomedical literature possess distinct domain-specific characteristics, including specialised writing styles and biomedical terminologies, which necessitate a deep understanding of the related literature. As a result, existing language models struggle to generate technical summaries that are on par with those produced by biomedical experts, given the absence of domain-specific background knowledge. This paper aims to enhance the performance of language models in biomedical abstractive summarisation by aggregating knowledge from external papers cited within the source article. We propose a novel attention-based citation aggregation model that integrates domain-specific knowledge from citation papers, allowing neural networks to generate summaries by leveraging both the paper content and relevant knowledge from citation papers. Furthermore, we construct and release a large-scale biomedical summarisation dataset that serves as a foundation for our research. Extensive experiments demonstrate that our model outperforms state-of-the-art approaches and achieves substantial improvements in abstractive biomedical text summarisation.

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Explanation Selection Using Unlabeled Data for Chain-of-Thought Prompting
Xi Ye | Greg Durrett

Recent work has shown how to prompt large language models with explanations to obtain strong performance on textual reasoning tasks, i.e., the chain-of-thought paradigm. However, subtly different explanations can yield widely varying downstream task accuracy. Explanations that have not been “tuned” for a task, such as off-the-shelf explanations written by non-experts, may lead to mediocre performance. This paper tackles the problem of how to optimize explanation-infused prompts in a blackbox fashion. We first generate sets of candidate explanations for each example in the prompt using a leave-one-out scheme, then find an effective combination of these explanations with a two-stage framework. We first evaluate explanations for each in-context example in isolation according to two proxy metrics, log likelihood and accuracy on new examples. Then, we search over combinations of explanations to find one that yields high performance against a silver-labeled development set. Across four textual reasoning tasks spanning question answering, mathematical reasoning, and natural language inference, results show that our proxy metrics correlate with ground truth accuracy and our overall method can effectively improve prompts over crowdworker annotations and naive search strategies

Hallucinations in machine translation are translations that contain information completely unrelated to the input. Omissions are translations that do not include some of the input information. While both cases tend to be catastrophic errors undermining user trust, annotated data with these types of pathologies is extremely scarce and is limited to a few high-resource languages. In this work, we release an annotated dataset for the hallucination and omission phenomena covering 18 translation directions with varying resource levels and scripts. Our annotation covers different levels of partial and full hallucinations as well as omissions both at the sentence and at the word level. Additionally, we revisit previous methods for hallucination and omission detection, show that conclusions made based on a single language pair largely do not hold for a large-scale evaluation, and establish new solid baselines.

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Gradient-based Gradual Pruning for Language-Specific Multilingual Neural Machine Translation
Dan He | Minh-Quang Pham | Thanh-Le Ha | Marco Turchi

Multilingual neural machine translation (MNMT) offers the convenience of translating between multiple languages with a single model. However, MNMT often suffers from performance degradation in high-resource languages compared to bilingual counterparts. This degradation is commonly attributed to parameter interference, which occurs when parameters are fully shared across all language pairs. In this work, to tackle this issue we propose a gradient-based gradual pruning technique for MNMT. Our approach aims to identify an optimal sub-network for each language pair within the multilingual model by leveraging gradient-based information as pruning criterion and gradually increasing the pruning ratio as schedule. Our approach allows for partial parameter sharing across language pairs to alleviate interference, and each pair preserves its unique parameters to capture language-specific information. Comprehensive experiments on IWSLT and WMT datasets show that our approach yields a notable performance gain on both datasets.

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LLM-powered Data Augmentation for Enhanced Cross-lingual Performance
Chenxi Whitehouse | Monojit Choudhury | Alham Fikri Aji

This paper explores the potential of leveraging Large Language Models (LLMs) for data augmentation in multilingual commonsense reasoning datasets where the available training data is extremely limited. To achieve this, we utilise several LLMs, namely Dolly-v2, StableVicuna, ChatGPT, and GPT-4, to augment three datasets: XCOPA, XWinograd, and XStoryCloze. Subsequently, we evaluate the effectiveness of fine-tuning smaller multilingual models, mBERT and XLMR, using the synthesised data. We compare the performance of training with data generated in English and target languages, as well as translated English-generated data, revealing the overall advantages of incorporating data generated by LLMs, e.g. a notable 13.4 accuracy score improvement for the best case. Furthermore, we conduct a human evaluation by asking native speakers to assess the naturalness and logical coherence of the generated examples across different languages. The results of the evaluation indicate that LLMs such as ChatGPT and GPT-4 excel at producing natural and coherent text in most languages, however, they struggle to generate meaningful text in certain languages like Tamil. We also observe that ChatGPT falls short in generating plausible alternatives compared to the original dataset, whereas examples from GPT-4 exhibit competitive logical consistency.

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Prompt-based Logical Semantics Enhancement for Implicit Discourse Relation Recognition
Chenxu Wang | Ping Jian | Mu Huang

Implicit Discourse Relation Recognition (IDRR), which infers discourse relations without the help of explicit connectives, is still a crucial and challenging task for discourse parsing. Recent works tend to exploit the hierarchical structure information from the annotated senses, which demonstrate enhanced discourse relation representations can be obtained by integrating sense hierarchy. Nevertheless, the performance and robustness for IDRR are significantly constrained by the availability of annotated data. Fortunately, there is a wealth of unannotated utterances with explicit connectives, that can be utilized to acquire enriched discourse relation features. In light of such motivation, we propose a Prompt-based Logical Semantics Enhancement (PLSE) method for IDRR. Essentially, our method seamlessly injects knowledge relevant to discourse relation into pre-trained language models through prompt-based connective prediction. Furthermore, considering the prompt-based connective prediction exhibits local dependencies due to the deficiency of masked language model (MLM) in capturing global semantics, we design a novel self-supervised learning objective based on mutual information maximization to derive enhanced representations of logical semantics for IDRR. Experimental results on PDTB 2.0 and CoNLL16 datasets demonstrate that our method achieves outstanding and consistent performance against the current state-of-the-art models.

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VLIS: Unimodal Language Models Guide Multimodal Language Generation
Jiwan Chung | Youngjae Yu

Multimodal language generation, which leverages the synergy of language and vision, is a rapidly expanding field. However, existing vision-language models face challenges in tasks that require complex linguistic understanding. To address this issue, we introduce Visual-Language models as Importance Sampling weights (VLIS), a novel framework that combines the visual conditioning capability of vision-language models with the language understanding of unimodal text-only language models without further training. It extracts pointwise mutual information of each image and text from a visual-language model and uses the value as an importance sampling weight to adjust the token likelihood from a text-only model. VLIS improves vision-language models on diverse tasks, including commonsense understanding (WHOOPS, OK-VQA, and ScienceQA) and complex text generation (Concadia, Image Paragraph Captioning, and ROCStories). Our results suggest that VLIS represents a promising new direction for multimodal language generation.

Neural network models of language have long been used as a tool for developing hypotheses about conceptual representation in the mind and brain. For many years, such use involved extracting vector-space representations of words and using distances among these to predict or understand human behavior in various semantic tasks. In contemporary language models, however, it is possible to interrogate the latent structure of conceptual representations using methods nearly identical to those commonly used with human participants. The current work uses three common techniques borrowed from cognitive psychology to estimate and compare lexical-semantic structure in both humans and a well-known large language model, the DaVinci variant of GPT-3. In humans, we show that conceptual structure is robust to differences in culture, language, and method of estimation. Structures estimated from the LLM behavior, while individually fairly consistent with those estimated from human behavior, depend much more upon the particular task used to generate behavior responses–responses generated by the very same model in the three tasks yield estimates of conceptual structure that cohere less with one another than do human structure estimates. The results suggest one important way that knowledge inhering in contemporary LLMs can differ from human cognition.

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Towards LLM-driven Dialogue State Tracking
Yujie Feng | Zexin Lu | Bo Liu | Liming Zhan | Xiao-Ming Wu

Dialogue State Tracking (DST) is of paramount importance in ensuring accurate tracking of user goals and system actions within task-oriented dialogue systems. The emergence of large language models (LLMs) such as GPT3 and ChatGPT has sparked considerable interest in assessing their efficacy across diverse applications. In this study, we conduct an initial examination of ChatGPT’s capabilities in DST. Our evaluation uncovers the exceptional performance of ChatGPT in this task, offering valuable insights to researchers regarding its capabilities and providing useful directions for designing and enhancing dialogue systems. Despite its impressive performance, ChatGPT has significant limitations including its closed-source nature, request restrictions, raising data privacy concerns, and lacking local deployment capabilities. To address these concerns, we present LDST, an LLM-driven DST framework based on smaller, open-source foundation models. By utilizing a novel domain-slot instruction tuning method, LDST achieves performance on par with ChatGPT. Comprehensive evaluations across three distinct experimental settings, we find that LDST exhibits remarkable performance improvements in both zero-shot and few-shot setting compared to previous SOTA methods. The source code is provided for reproducibility.

Though Multimodal Sentiment Analysis (MSA) proves effective by utilizing rich information from multiple sources (*e.g.,* language, video, and audio), the potential sentiment-irrelevant and conflicting information across modalities may hinder the performance from being further improved. To alleviate this, we present Adaptive Language-guided Multimodal Transformer (ALMT), which incorporates an Adaptive Hyper-modality Learning (AHL) module to learn an irrelevance/conflict-suppressing representation from visual and audio features under the guidance of language features at different scales. With the obtained hyper-modality representation, the model can obtain a complementary and joint representation through multimodal fusion for effective MSA. In practice, ALMT achieves state-of-the-art performance on several popular datasets (*e.g.,* MOSI, MOSEI and CH-SIMS) and an abundance of ablation demonstrates the validity and necessity of our irrelevance/conflict suppression mechanism.

Interactive and embodied tasks pose at least two fundamental challenges to existing Vision & Language (VL) models, including 1) grounding language in trajectories of actions and observations, and 2) referential disambiguation. To tackle these challenges, we propose an Embodied MultiModal Agent (EMMA): a unified encoder-decoder model that reasons over images and trajectories, and casts action prediction as multimodal text generation. By unifying all tasks as text generation, EMMA learns a language of actions which facilitates transfer across tasks. Different to previous modular approaches with independently trained components, we use a single multitask model where each task contributes to goal completion. EMMA performs on par with similar models on several VL benchmarks and sets a new state-of-the-art performance (36.81% success rate) on the Dialog-guided Task Completion (DTC), a benchmark to evaluate dialog-guided agents in the Alexa Arena.

Ambiguity is an intrinsic feature of natural language. Managing ambiguity is a key part of human language understanding, allowing us to anticipate misunderstanding as communicators and revise our interpretations as listeners. As language models are increasingly employed as dialogue interfaces and writing aids, handling ambiguous language is critical to their success. We capture ambiguity in a sentence through its effect on entailment relations with another sentence, and collect AmbiEnt, a linguist-annotated benchmark of 1,645 examples with diverse kinds of ambiguity. We design a suite of tests based on AmbiEnt, presenting the first evaluation of pretrained LMs to recognize ambiguity and disentangle possible meanings. We find that the task remains extremely challenging, including for GPT-4, whose generated disambiguations are considered correct only 32% of the time in crowdworker evaluation, compared to 90% for disambiguations in our dataset. Finally, to illustrate the value of ambiguity-sensitive tools, we show that a multilabel NLI model can flag political claims in the wild that are misleading due to ambiguity. We encourage the field to rediscover the importance of ambiguity for NLP.

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Linear-Time Modeling of Linguistic Structure: An Order-Theoretic Perspective
Tianyu Liu | Afra Amini | Mrinmaya Sachan | Ryan Cotterell

Tasks that model the relation between pairs of tokens in a string are a vital part of understanding natural language. Such tasks, in general, require exhaustive pair-wise comparisons of tokens, thus having a quadratic runtime complexity in the length of the string. We show that these exhaustive comparisons can be avoided, and, moreover, the complexity of such tasks can be reduced to linear by casting the relation between tokens as a partial order over the string. Our method predicts real numbers for each token in a string in parallel and sorts the tokens accordingly, resulting in total orders of the tokens in the string. Each total order implies a set of arcs oriented from smaller to greater tokens, sorted by their predicted numbers. The intersection of total orders results in a partial order over the set of tokens in the string, which is then decoded into a directed graph representing the desired linguistic structure. Our experiments on dependency parsing and coreference resolution show that our method achieves state-of-the-art or comparable performance. Moreover, the linear complexity and parallelism of our method double the speed of graph-based coreference resolution models, and bring a 10-times speed-up over graph-based dependency parsers.

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GEMINI: Controlling The Sentence-Level Summary Style in Abstractive Text Summarization
Guangsheng Bao | Zebin Ou | Yue Zhang

Human experts write summaries using different techniques, including extracting a sentence from the document and rewriting it, or fusing various information from the document to abstract it. These techniques are flexible and thus difficult to be imitated by any single method. To address this issue, we propose an adaptive model, GEMINI, that integrates a rewriter and a generator to mimic the sentence rewriting and abstracting techniques, respectively. GEMINI adaptively chooses to rewrite a specific document sentence or generate a summary sentence from scratch. Experiments demonstrate that our adaptive approach outperforms the pure abstractive and rewriting baselines on three benchmark datasets, achieving the best results on WikiHow. Interestingly, empirical results show that the human summary styles of summary sentences are consistently predictable given their context. We release our code and model at https://github.com/baoguangsheng/gemini.

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Fidelity-Enriched Contrastive Search: Reconciling the Faithfulness-Diversity Trade-Off in Text Generation
Wei-Lin Chen | Cheng-Kuang Wu | Hsin-Hsi Chen | Chung-Chi Chen

In this paper, we address the hallucination problem commonly found in natural language generation tasks. Language models often generate fluent and convincing content but can lack consistency with the provided source, resulting in potential inaccuracies. We propose a new decoding method called Fidelity-Enriched Contrastive Search (FECS), which augments the contrastive search framework with context-aware regularization terms. FECS promotes tokens that are semantically similar to the provided source while penalizing repetitiveness in the generated text. We demonstrate its effectiveness across two tasks prone to hallucination: abstractive summarization and dialogue generation. Results show that FECS consistently enhances faithfulness across various language model sizes while maintaining output diversity comparable to well-performing decoding algorithms.

Toxic language, such as hate speech, can deter users from participating in online communities and enjoying popular platforms. Previous approaches to detecting toxic language and norm violations have been primarily concerned with conversations from online forums and social media, such as Reddit and Twitter. These approaches are less effective when applied to conversations on live-streaming platforms, such as Twitch and YouTube Live, as each comment is only visible for a limited time and lacks a thread structure that establishes its relationship with other comments. In this work, we share the first NLP study dedicated to detecting norm violations in conversations on live-streaming platforms. We define norm violation categories in live-stream chats and annotate 4,583 moderated comments from Twitch. We articulate several facets of live-stream data that differ from other forums, and demonstrate that existing models perform poorly in this setting. By conducting a user study, we identify the informational context humans use in live-stream moderation, and train models leveraging context to identify norm violations. Our results show that appropriate contextual information can boost moderation performance by 35%.

Contrastively trained vision-language models have achieved remarkable progress in vision and language representation learning. However, recent research has highlighted severe limitations of these models in their ability to perform compositional reasoning over objects, attributes, and relations. Scene graphs have emerged as an effective way to understand images compositionally. These are graph-structured semantic representations of images that contain objects, their attributes, and relations with other objects in a scene. In this work, we consider the scene graph parsed from text as a proxy for the image scene graph and propose a graph decomposition and augmentation framework along with a coarse-to-fine contrastive learning objective between images and text that aligns sentences of various complexities to the same image. We also introduce novel negative mining techniques in the scene graph space for improving attribute binding and relation understanding. Through extensive experiments, we demonstrate the effectiveness of our approach that significantly improves attribute binding, relation understanding, systematic generalization, and productivity on multiple recently proposed benchmarks (For example, improvements up to 18% for systematic generalization, 16.5% for relation understanding over a strong baseline), while achieving similar or better performance than CLIP on various general multimodal tasks.

Commonsense norms are defeasible by context: reading books is usually great, but not when driving a car. While contexts can be explicitly described in language, in embodied scenarios, contexts are often provided visually. This type of visually grounded reasoning about defeasible commonsense norms is generally easy for humans, but (as we show) poses a challenge for machines, as it necessitates both visual understanding and reasoning about commonsense norms. We construct a new multimodal benchmark for studying commonsense norms: NormLens. NormLens consists of 10K human judgments accompanied by free-form explanations covering 2K multimodal situations, and serves as a probe to address two questions: (1) to what extent can models align with average human judgment? and (2) how well can models explain their predicted judgments? We find that state-of-the-art model judgments and explanations are not well-aligned with human annotation. Additionally, we present a simple yet effective approach to better align models with humans by distilling social commonsense knowledge from large language models. The data and code will be released.

Large Language Models (LLMs) have gained significant popularity for their impressive performance across diverse fields. However, LLMs are prone to hallucinate untruthful or nonsensical outputs that fail to meet user expectations in many real-world applications. Existing works for detecting hallucinations in LLMs either rely on external knowledge for reference retrieval or require sampling multiple responses from the LLM for consistency verification, making these methods costly and inefficient. In this paper, we propose a novel reference-free, uncertainty-based method for detecting hallucinations in LLMs. Our approach imitates human focus in factuality checking from three aspects: 1) focus on the most informative and important keywords in the given text; 2) focus on the unreliable tokens in historical context which may lead to a cascade of hallucinations; and 3) focus on the token properties such as token type and token frequency. Experimental results on relevant datasets demonstrate the effectiveness of our proposed method, which achieves state-of-the-art performance across all the evaluation metrics and eliminates the need for additional information.

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FactKB: Generalizable Factuality Evaluation using Language Models Enhanced with Factual Knowledge
Shangbin Feng | Vidhisha Balachandran | Yuyang Bai | Yulia Tsvetkov

Evaluating the factual consistency of automatically generated summaries is essential for the progress and adoption of reliable summarization systems. Despite recent advances, existing factuality evaluation models are not robust, being especially prone to entity and relation errors in new domains. We propose FactKB—a simple new approach to factuality evaluation that is generalizable across domains, in particular with respect to entities and relations. FactKB is based on language models pretrained using facts extracted from external knowledge bases. We introduce three types of complementary factuality pretraining objectives based on entity-specific facts, facts extracted from auxiliary knowledge about entities, and facts constructed compositionally through knowledge base walks. The resulting factuality evaluation model achieves state-of-the-art performance on two in-domain news summarization benchmarks as well as on three out-of-domain scientific literature datasets. Further analysis of FactKB shows improved ability to detect erroneous entities and relations in summaries and is robust and easily generalizable across domains.

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Mitigating Backdoor Poisoning Attacks through the Lens of Spurious Correlation
Xuanli He | Qiongkai Xu | Jun Wang | Benjamin Rubinstein | Trevor Cohn

Modern NLP models are often trained over large untrusted datasets, raising the potential for a malicious adversary to compromise model behaviour. For instance, backdoors can be implanted through crafting training instances with a specific textual trigger and a target label. This paper posits that backdoor poisoning attacks exhibit a spurious correlation between simple text features and classification labels, and accordingly, proposes methods for mitigating spurious correlation as means of defence. Our empirical study reveals that the malicious triggers are highly correlated to their target labels; therefore such correlations are extremely distinguishable compared to those scores of benign features, and can be used to filter out potentially problematic instances. Compared with several existing defences, our defence method significantly reduces attack success rates across backdoor attacks, and in the case of insertion-based attacks, our method provides a near-perfect defence.

We present symbol tuning - finetuning language models on in-context input-label pairs where natural language labels (e.g., “positive/negative sentiment”) are replaced with arbitrary symbols (e.g., “foo/bar”). Symbol tuning leverages the intuition that when a model cannot use instructions or natural language labels to figure out a task, it must instead do so by learning the input-label mappings. We experiment with symbol tuning across PaLM models up to 540B parameters and observe benefits across various settings. First, symbol tuning boosts performance on unseen in-context learning tasks and is much more robust to underspecified prompts, such as those without instructions or without natural language labels. Second, symbol-tuned models are much stronger at algorithmic reasoning tasks, with up to 18.2% better performance on the List Functions benchmark and up to 15.3% better performance on the Simple Turing Concepts benchmark. Finally, symbol-tuned models show large improvements in following flipped-labels presented in-context, meaning that they are more capable of using in-context information to override prior knowledge.

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The neural dynamics of word recognition and integration
Jon Gauthier | Roger Levy

Listeners recognize and integrate words in rapid and noisy everyday speech by combining expectations about upcoming content with incremental sensory evidence. We present a computational model of word recognition which formalizes this perceptual process in Bayesian decision theory. We fit this model to explain scalp EEG signals recorded as subjects passively listened to a fictional story, revealing both the dynamics of the online auditory word recognition process and the neural correlates of the recognition and integration of words. The model reveals distinct neural processing of words depending on whether or not they can be quickly recognized. While all words trigger a neural response characteristic of probabilistic integration — voltage modulations predicted by a word’s surprisal in context — these modulations are amplified for words which require more than roughly 150 ms of input to be recognized. We observe no difference in the latency of these neural responses according to words’ recognition times. Our results support a two-part model of speech comprehension, combining an eager and rapid process of word recognition with a temporally independent process of word integration. However, we also developed alternative models of the scalp EEG signal not incorporating word recognition dynamics which showed similar performance improvements. We discuss potential future modeling steps which may help to separate these hypotheses.

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Tree of Clarifications: Answering Ambiguous Questions with Retrieval-Augmented Large Language Models
Gangwoo Kim | Sungdong Kim | Byeongguk Jeon | Joonsuk Park | Jaewoo Kang

Questions in open-domain question answering are often ambiguous, allowing multiple interpretations. One approach to handling them is to identify all possible interpretations of the ambiguous question (AQ) and to generate a long-form answer addressing them all, as suggested by Stelmakh et al., (2022). While it provides a comprehensive response without bothering the user for clarification, considering multiple dimensions of ambiguity and gathering corresponding knowledge remains a challenge. To cope with the challenge, we propose a novel framework, Tree of Clarifications (ToC): It recursively constructs a tree of disambiguations for the AQ—via few-shot prompting leveraging external knowledge—and uses it to generate a long-form answer. ToC outperforms existing baselines on ASQA in a few-shot setup across the metrics, while surpassing fully-supervised baselines trained on the whole training set in terms of Disambig-F1 and Disambig-ROUGE. Code is available at https://github.com/gankim/tree-of-clarifications.

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Incorporating Worker Perspectives into MTurk Annotation Practices for NLP
Olivia Huang | Eve Fleisig | Dan Klein

Current practices regarding data collection for natural language processing on Amazon Mechanical Turk (MTurk) often rely on a combination of studies on data quality and heuristics shared among NLP researchers. However, without considering the perspectives of MTurk workers, these approaches are susceptible to issues regarding workers’ rights and poor response quality. We conducted a critical literature review and a survey of MTurk workers aimed at addressing open questions regarding best practices for fair payment, worker privacy, data quality, and considering worker incentives. We found that worker preferences are often at odds with received wisdom among NLP researchers. Surveyed workers preferred reliable, reasonable payments over uncertain, very high payments; reported frequently lying on demographic questions; and expressed frustration at having work rejected with no explanation. We also found that workers view some quality control methods, such as requiring minimum response times or Master’s qualifications, as biased and largely ineffective. Based on the survey results, we provide recommendations on how future NLP studies may better account for MTurk workers’ experiences in order to respect workers’ rights and improve data quality.

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Predict the Future from the Past? On the Temporal Data Distribution Shift in Financial Sentiment Classifications
Yue Guo | Chenxi Hu | Yi Yang

Temporal data distribution shift is prevalent in the financial text. How can a financial sentiment analysis system be trained in a volatile market environment that can accurately infer sentiment and be robust to temporal data distribution shifts? In this paper, we conduct an empirical study on the financial sentiment analysis system under temporal data distribution shifts using a real-world financial social media dataset that spans three years. We find that the fine-tuned models suffer from general performance degradation in the presence of temporal distribution shifts. Furthermore, motivated by the unique temporal nature of the financial text, we propose a novel method that combines out-of-distribution detection with time series modeling for temporal financial sentiment analysis. Experimental results show that the proposed method enhances the model’s capability to adapt to evolving temporal shifts in a volatile financial market.

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Look-back Decoding for Open-Ended Text Generation
Nan Xu | Chunting Zhou | Asli Celikyilmaz | Xuezhe Ma

Given a prefix (context), open-ended generation aims to decode texts that are coherent, which do not abruptly drift from previous topics, and informative, which do not suffer from undesired repetitions. In this paper, we propose Look-back, an improved decoding algorithm that leverages the Kullback–Leibler divergence to track the distribution distance between current and historical decoding steps. Thus Look-back can automatically predict potential repetitive phrase and topic drift, and remove tokens that may cause the failure modes, restricting the next token probability distribution within a plausible distance to the history. We perform decoding experiments on document continuation and story generation, and demonstrate that Look-back is able to generate more fluent and coherent text, outperforming other strong decoding methods significantly in both automatic and human evaluations.

Large Language Models (LLMs) have achieved excellent performances in various tasks. However, fine-tuning an LLM requires extensive supervision. Human, on the other hand, may improve their reasoning abilities by self-thinking without external inputs. In this work, we demonstrate that an LLM is also capable of self-improving with only unlabeled datasets. We use a pre-trained LLM to generate “high-confidence” rationale-augmented answers for unlabeled questions using Chain-of-Though (CoT) prompting and self-consistency, and fine-tune the LLM using those self-generated solutions as target outputs. We show that without any ground truth label, our approach improves the general reasoning ability of a 540B-parameter LLM (74.4%→82.1% on GSM8K, 90.0%→94.4% on OpenBookQA, and 63.4%→67.9% on ANLI-A3) and can also be adapted to extreme low-resource cases where even training questions and CoT prompts are limited. We conduct ablation studies and show that fine-tuning on diverse reasoning paths is critical for self-improvement.

Large language models (LLMs) pretrained on vast source code have achieved prominent progress in code intelligence. However, existing code LLMs have two main limitations. First, they often adopt a specific architecture (encoder-only or decoder-only) or rely on a unified encoder-decoder network for different downstream tasks, lacking the flexibility to operate in the optimal architecture for a specific task. Secondly, they often employ a limited set of pretraining objectives which might not be relevant to some tasks and hence result in substantial performance degrade. To address these limitations, we propose “CodeT5+”, a family of encoder-decoder LLMs for code in which component modules can be flexibly combined to suit a wide range of code tasks. Such flexibility is enabled by our proposed mixture of pretraining objectives, which cover span denoising, contrastive learning, text-code matching, and causal LM pretraining tasks, on both unimodal and bimodal multilingual code corpora. Furthermore, we propose to initialize CodeT5+ with frozen off-the-shelf LLMs without training from scratch to efficiently scale up our models, and explore instruction-tuning to align with natural language instructions. We extensively evaluate CodeT5+ on over 20 code-related benchmarks in different settings, including zero-shot, finetuning, and instruction-tuning. We observe state-of-the-art (SoTA) performance on various code-related tasks, and our instruction-tuned CodeT5+ 16B achieves new SoTA results of 35.0% pass@1 and 54.5% pass@10 on the HumanEval code generation task against other open code LLMs, even surpassing the OpenAI code-cushman-001 model.

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Structural generalization in COGS: Supertagging is (almost) all you need
Alban Petit | Caio Corro | François Yvon

In many Natural Language Processing applications, neural networks have been found to fail to generalize on out-of-distribution examples. In particular, several recent semantic parsing datasets have put forward important limitations of neural networks in cases where compositional generalization is required. In this work, we extend a neural graph-based parsing framework in several ways to alleviate this issue, notably: (1) the introduction of a supertagging step with valency constraints, expressed as an integer linear program; (2) the reduction of the graph prediction problem to the maximum matching problem; (3) the design of an incremental early-stopping training strategy to prevent overfitting. Experimentally, our approach significantly improves results on examples that require structural generalization in the COGS dataset, a known challenging benchmark for compositional generalization. Overall, these results confirm that structural constraints are important for generalization in semantic parsing.

Recent advancements in biological research leverage the integration of molecules, proteins, and natural language to enhance drug discovery. However, current models exhibit several limitations, such as the generation of invalid molecular SMILES, underutilization of contextual information, and equal treatment of structured and unstructured knowledge. To address these issues, we propose BioT5, a comprehensive pre-training framework that enriches cross-modal integration in biology with chemical knowledge and natural language associations. BioT5 utilizes SELFIES for 100% robust molecular representations and extracts knowledge from the surrounding context of bio-entities in unstructured biological literature. Furthermore, BioT5 distinguishes between structured and unstructured knowledge, leading to more effective utilization of information. After fine-tuning, BioT5 shows superior performance across a wide range of tasks, demonstrating its strong capability of capturing underlying relations and properties of bio-entities. Our code is available at https://github.com/QizhiPei/BioT5.

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Hyperpolyglot LLMs: Cross-Lingual Interpretability in Token Embeddings
Andrea W Wen-Yi | David Mimno

Cross-lingual transfer learning is an important property of multilingual large language models (LLMs). But how do LLMs represent relationships between languages? Every language model has an input layer that maps tokens to vectors. This ubiquitous layer of language models is often overlooked. We find that similarities between these input embeddings are highly interpretable and that the geometry of these embeddings differs between model families. In one case (XLM-RoBERTa), embeddings encode language: tokens in different writing systems can be linearly separated with an average of 99.2% accuracy. Another family (mT5) represents cross-lingual semantic similarity: the 50 nearest neighbors for any token represent an average of 7.61 writing systems, and are frequently translations. This result is surprising given that there is no explicit parallel cross-lingual training corpora and no explicit incentive for translations in pre-training objectives. Our research opens the door for investigations in 1) The effect of pre-training and model architectures on representations of languages and 2) The applications of cross-lingual representations embedded in language models.

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Target-oriented Proactive Dialogue Systems with Personalization: Problem Formulation and Dataset Curation
Jian Wang | Yi Cheng | Dongding Lin | Chak Leong | Wenjie Li

Target-oriented dialogue systems, designed to proactively steer conversations toward predefined targets or accomplish specific system-side goals, are an exciting area in conversational AI. In this work, by formulating a <dialogue act, topic> pair as the conversation target, we explore a novel problem of personalized target-oriented dialogue by considering personalization during the target accomplishment process. However, there remains an emergent need for high-quality datasets, and building one from scratch requires tremendous human effort. To address this, we propose an automatic dataset curation framework using a role-playing approach. Based on this framework, we construct a large-scale personalized target-oriented dialogue dataset, TopDial, which comprises about 18K multi-turn dialogues. The experimental results show that this dataset is of high quality and could contribute to exploring personalized target-oriented dialogue.

Widely applied large language models (LLMs) can generate human-like content, raising concerns about the abuse of LLMs. Therefore, it is important to build strong AI-generated text (AIGT) detectors. Current works only consider document-level AIGT detection, therefore, in this paper, we first introduce a sentence-level detection challenge by synthesizing a dataset that contains documents that are polished with LLMs, that is, the documents contain sentences written by humans and sentences modified by LLMs. Then we propose Sequence X (Check) GPT, a novel method that utilizes log probability lists from white-box LLMs as features for sentence-level AIGT detection. These features are composed like waves in speech processing and cannot be studied by LLMs. Therefore, we build SeqXGPT based on convolution and self-attention networks. We test it in both sentence and document-level detection challenges. Experimental results show that previous methods struggle in solving sentence-level AIGT detection, while our method not only significantly surpasses baseline methods in both sentence and document-level detection challenges but also exhibits strong generalization capabilities.

People primarily consult tables to conduct data analysis or answer specific questions. Text generation systems that can provide accurate table summaries tailored to users’ information needs can facilitate more efficient access to relevant data insights. Motivated by this, we define a new query-focused table summarization task, where text generation models have to perform human-like reasoning and analysis over the given table to generate a tailored summary. We introduce a new benchmark named QTSumm for this task, which contains 7,111 human-annotated query-summary pairs over 2,934 tables covering diverse topics. We investigate a set of strong baselines on QTSumm, including text generation, table-to-text generation, and large language models. Experimental results and manual analysis reveal that the new task presents significant challenges in table-to-text generation for future research. Moreover, we propose a new approach named ReFactor, to retrieve and reason over query-relevant information from tabular data to generate several natural language facts. Experimental results demonstrate that ReFactor can bring effective improvements to baselines by concatenating the generated facts to the model input. Our data and code are publicly available at https://github.com/yale-nlp/QTSumm.

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From Wrong To Right: A Recursive Approach Towards Vision-Language Explanation
Jiaxin Ge | Sanjay Subramanian | Trevor Darrell | Boyi Li

Addressing the challenge of adapting pre-trained vision-language models for generating insightful explanations for visual reasoning tasks with limited annotations, we present ReVisE: a Recursive Visual Explanation algorithm. Our method iteratively computes visual features (conditioned on the text input), an answer, and an explanation, to improve the explanation quality step by step until the answer converges. We find that this multi-step approach guides the model to correct its own answers and outperforms single-step explanation generation. Furthermore, explanations generated by ReVisE also serve as valuable annotations for few-shot self-training. Our approach outperforms previous methods while utilizing merely 5% of the human-annotated explanations across 10 metrics, demonstrating up to a 4.2 and 1.3 increase in BLEU-1 score on the VCR and VQA-X datasets, underscoring the efficacy and data-efficiency of our method.

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‘Don’t Get Too Technical with Me’: A Discourse Structure-Based Framework for Automatic Science Journalism
Ronald Cardenas | Bingsheng Yao | Dakuo Wang | Yufang Hou

Science journalism refers to the task of reporting technical findings of a scientific paper as a less technical news article to the general public audience. We aim to design an automated system to support this real-world task (i.e., automatic science journalism ) by 1) introducing a newly-constructed and real-world dataset (SciTechNews), with tuples of a publicly-available scientific paper, its corresponding news article, and an expert-written short summary snippet; 2) proposing a novel technical framework that integrates a paper’s discourse structure with its metadata to guide generation; and, 3) demonstrating with extensive automatic and human experiments that our model outperforms other baseline methods (e.g. Alpaca and ChatGPT) in elaborating a content plan meaningful for the target audience, simplify the information selected, and produce a coherent final report in a layman’s style.

End-to-end Transformers have demonstrated an impressive success rate for Embodied Instruction Following when the environment has been seen in training. However, they tend to struggle when deployed in an unseen environment. This lack of generalizability is due to the agent’s insensitivity to subtle changes in natural language instructions. To mitigate this issue, we propose explicitly aligning the agent’s hidden states with the instructions via contrastive learning. Nevertheless, the semantic gap between high-level language instructions and the agent’s low-level action space remains an obstacle. Therefore, we further introduce a novel concept of meta-actions to bridge the gap. Meta-actions are ubiquitous action patterns that can be parsed from the original action sequence. These patterns represent higher-level semantics that are intuitively aligned closer to the instructions. When meta-actions are applied as additional training signals, the agent generalizes better to unseen environments. Compared to a strong multi-modal Transformer baseline, we achieve a significant 4.5% absolute gain in success rate in unseen environments of ALFRED Embodied Instruction Following. Additional analysis shows that the contrastive objective and meta-actions are complementary in achieving the best results, and the resulting agent better aligns its states with corresponding instructions, making it more suitable for real-world embodied agents.

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Penalty Decoding: Well Suppress the Self-Reinforcement Effect in Open-Ended Text Generation
Wenhong Zhu | Hongkun Hao | Rui Wang

The decoding algorithm is critical for open-ended text generation, transforming latent representations into coherent and meaningful outputs. This paper investigates the self-reinforcement effect in text generation and the effectiveness of a repetition penalty to mitigate it. However, determining the optimal repetition penalty value is challenging. To tackle this, we propose a forgetting mechanism that disregards distant tokens, reducing the burden of penalty selection. In addition, we introduce a length penalty to address overly short sentences caused by excessive penalties. Our penalty decoding approach incorporating three strategies helps resolve issues with sampling methods deviating from factual information. Experimental results demonstrate the efficacy of our approach in generating high-quality sentences resembling human output.

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Towards Robust Pruning: An Adaptive Knowledge-Retention Pruning Strategy for Language Models
Jianwei Li | Qi Lei | Wei Cheng | Dongkuan Xu

The pruning objective has recently extended beyond accuracy and sparsity to robustness in language models. Despite this, existing methods struggle to enhance robustness against adversarial attacks when continually increasing model sparsity and require a retraining process. As humans step into the era of large language models, these issues become increasingly prominent. This paper proposes that the robustness of language models is proportional to the extent of pre-trained knowledge they encompass. Accordingly, we introduce a post-training pruning strategy designed to faithfully replicate the embedding space and feature space of dense language models, aiming to conserve more pre-trained knowledge during the pruning process. In this setup, each layer’s reconstruction error not only originates from itself but also includes cumulative error from preceding layers, followed by an adaptive rectification. Compared to other state-of-art baselines, our approach demonstrates a superior balance between accuracy, sparsity, robustness, and pruning cost with BERT on datasets SST2, IMDB, and AGNews, marking a significant stride towards robust pruning in language models.

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Clinical Contradiction Detection
Dave Makhervaks | Plia Gillis | Kira Radinsky

Detecting contradictions in text is essential in determining the validity of the literature and sources that we consume. Medical corpora are riddled with conflicting statements. This is due to the large throughput of new studies and the difficulty in replicating experiments, such as clinical trials. Detecting contradictions in this domain is hard since it requires clinical expertise. We present a distant supervision approach that leverages a medical ontology to build a seed of potential clinical contradictions over 22 million medical abstracts. We automatically build a labeled training dataset consisting of paired clinical sentences that are grounded in an ontology and represent potential medical contradiction. The dataset is used to weakly-supervise state-of-the-art deep learning models showing significant empirical improvements across multiple medical contradiction datasets.

Today’s language models can be remarkably intelligent yet still produce text that contains trivial commonsense errors. Therefore, we seek a retrospective verification approach that can reflect on the commonsense plausibility of the machine text, and introduce Vera, a general-purpose model that learns to estimate the commonsense plausibility of declarative statements. To support diverse commonsense domains, Vera is trained on ~7M commonsense statements that are automatically converted from 19 QA datasets and two commonsense knowledge bases, and using a combination of three training objectives. When applied to solving commonsense problems in the verification format, Vera substantially outperforms existing models that can be repurposed for commonsense verification, even including GPT-3.5/ChatGPT/GPT-4, and it further exhibits generalization capabilities to unseen tasks and provides well-calibrated outputs. We find that Vera excels at filtering machine-generated commonsense knowledge and is useful in detecting erroneous commonsense statements generated by models like ChatGPT in real-world settings.

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Text-Transport: Toward Learning Causal Effects of Natural Language
Victoria Lin | Louis-Philippe Morency | Eli Ben-Michael

As language technologies gain prominence in real-world settings, it is important to understand *how* changes to language affect reader perceptions. This can be formalized as the *causal effect* of varying a linguistic attribute (e.g., sentiment) on a reader’s response to the text. In this paper, we introduce Text-Transport, a method for estimation of causal effects from natural language under any text distribution. Current approaches for valid causal effect estimation require strong assumptions about the data, meaning the data from which one *can* estimate valid causal effects often is not representative of the actual target domain of interest. To address this issue, we leverage the notion of distribution shift to describe an estimator that *transports* causal effects between domains, bypassing the need for strong assumptions in the target domain. We derive statistical guarantees on the uncertainty of this estimator, and we report empirical results and analyses that support the validity of Text-Transport across data settings. Finally, we use Text-Transport to study a realistic setting—hate speech on social media—in which causal effects do shift significantly between text domains, demonstrating the necessity of transport when conducting causal inference on natural language.

The emerging paradigm of generative retrieval re-frames the classic information retrieval problem into a sequence-to-sequence modeling task, forgoing external indices and encoding an entire document corpus within a single Transformer. Although many different approaches have been proposed to improve the effectiveness of generative retrieval, they have only been evaluated on document corpora on the order of 100K in size. We conduct the first empirical study of generative retrieval techniques across various corpus scales, ultimately scaling up to the entire MS MARCO passage ranking task with a corpus of 8.8M passages and evaluating model sizes up to 11B parameters. We uncover several findings about scaling generative retrieval to millions of passages; notably, the central importance of using synthetic queries as document representations during indexing, the ineffectiveness of existing proposed architecture modifications when accounting for compute cost, and the limits of naively scaling model parameters with respect to retrieval performance. While we find that generative retrieval is competitive with state-of-the-art dual encoders on small corpora, scaling to millions of passages remains an important and unsolved challenge. We believe these findings will be valuable for the community to clarify the current state of generative retrieval, highlight the unique challenges, and inspire new research directions.

The open-endedness of large language models (LLMs) combined with their impressive capabilities may lead to new safety issues when being exploited for malicious use. While recent studies primarily focus on probing toxic outputs that can be easily detected with existing toxicity classifiers, we show that LLMs can generate diverse implicit toxic outputs that are exceptionally difficult to detect via simply zero-shot prompting. Moreover, we propose a reinforcement learning (RL) based attacking method to further induce the implicit toxicity in LLMs. Specifically, we optimize the language model with a reward that prefers implicit toxic outputs to explicit toxic and non-toxic ones. Experiments on five widely-adopted toxicity classifiers demonstrate that the attack success rate can be significantly improved through RL fine-tuning. For instance, the RL-finetuned LLaMA-13B model achieves an attack success rate of 90.04% on BAD and 62.85% on Davinci003. Our findings suggest that LLMs pose a significant threat in generating undetectable implicit toxic outputs. We further show that fine-tuning toxicity classifiers on the annotated examples from our attacking method can effectively enhance their ability to detect LLM-generated implicit toxic language.

Spurred by advancements in scale, large language models (LLMs) have demonstrated the ability to perform a variety of natural language processing (NLP) tasks zero-shot—i.e., without adaptation on downstream data. Recently, the debut of ChatGPT has drawn a great deal of attention from the natural language processing (NLP) community due to the fact that it can generate high-quality responses to human input and self-correct previous mistakes based on subsequent conversations. However, it is not yet known whether ChatGPT can serve as a generalist model that can perform many NLP tasks zero-shot. In this work, we empirically analyze the zero-shot learning ability of ChatGPT by evaluating it on 20 popular NLP datasets covering 7 representative task categories. With extensive empirical studies, we demonstrate both the effectiveness and limitations of the current version of ChatGPT. We find that ChatGPT performs well on many tasks favoring reasoning capabilities (e.g., arithmetic reasoning) while it still faces challenges when solving specific tasks such as sequence tagging. We additionally provide in-depth analysis through qualitative case studies.

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Length is a Curse and a Blessing for Document-level Semantics
Chenghao Xiao | Yizhi Li | G Hudson | Chenghua Lin | Noura Al Moubayed

In recent years, contrastive learning (CL) has been extensively utilized to recover sentence and document-level encoding capability from pre-trained language models. In this work, we question the length generalizability of CL-based models, i.e., their vulnerability towards length-induced semantic shift. We verify not only that length vulnerability is a significant yet overlooked research gap, but we can devise unsupervised CL methods solely depending on the semantic signal provided by document length. We first derive the theoretical foundations underlying length attacks, showing that elongating a document would intensify the high intra-document similarity that is already brought by CL. Moreover, we found that isotropy promised by CL is highly dependent on the length range of text exposed in training. Inspired by these findings, we introduce a simple yet universal document representation learning framework, **LA(SER)³**: length-agnostic self-reference for semantically robust sentence representation learning, achieving state-of-the-art unsupervised performance on the standard information retrieval benchmark. [Our code is publicly available.](https://github.com/gowitheflow-1998/LA-SER-cubed)

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ALCUNA: Large Language Models Meet New Knowledge
Xunjian Yin | Baizhou Huang | Xiaojun Wan

With the rapid development of NLP, large-scale language models (LLMs) excel in various tasks across multiple domains now. However, existing benchmarks may not adequately measure these models’ capabilities, especially when faced with new knowledge. In this paper, we address the lack of benchmarks to evaluate LLMs’ ability to handle new knowledge, an important and challenging aspect in the rapidly evolving world. We propose an approach called KnowGen that generates new knowledge by altering existing entity attributes and relationships, resulting in artificial entities that are distinct from real-world entities. With KnowGen, we introduce a benchmark named ALCUNA to assess LLMs’ abilities in knowledge understanding, differentiation, and association. We benchmark several LLMs, reveals that their performance in face of new knowledge is not satisfactory, particularly in reasoning between new and internal knowledge. We also explore the impact of entity similarity on the model’s understanding of entity knowledge and the influence of contextual entities. We appeal to the need for caution when using LLMs in new scenarios or with new knowledge, and hope that our benchmarks can help drive the development of LLMs in face of new knowledge.

This work introduces a novel task, location-aware visual question generation (LocaVQG), which aims to generate engaging questions from data relevant to a particular geographical location. Specifically, we represent such location-aware information with surrounding images and a GPS coordinate. To tackle this task, we present a dataset generation pipeline that leverages GPT-4 to produce diverse and sophisticated questions. Then, we aim to learn a lightweight model that can address the LocaVQG task and fit on an edge device, such as a mobile phone. To this end, we propose a method which can reliably generate engaging questions from location-aware information. Our proposed method outperforms baselines regarding human evaluation (e.g., engagement, grounding, coherence) and automatic evaluation metrics (e.g., BERTScore, ROUGE-2). Moreover, we conduct extensive ablation studies to justify our proposed techniques for both generating the dataset and solving the task.

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MemeCap: A Dataset for Captioning and Interpreting Memes
EunJeong Hwang | Vered Shwartz

Memes are a widely popular tool for web users to express their thoughts using visual metaphors. Understanding memes requires recognizing and interpreting visual metaphors with respect to the text inside or around the meme, often while employing background knowledge and reasoning abilities. We present the task of meme captioning and release a new dataset, MemeCap. Our dataset contains 6.3K memes along with the title of the post containing the meme, the meme captions, the literal image caption, and the visual metaphors. Despite the recent success of vision and language (VL) models on tasks such as image captioning and visual question answering, our extensive experiments using state-of-the-art VL models show that they still struggle with visual metaphors, and perform substantially worse than humans.

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Where to start? Analyzing the potential value of intermediate models
Leshem Choshen | Elad Venezian | Shachar Don-Yehiya | Noam Slonim | Yoav Katz

Previous studies observed that finetuned models may be better base models than the vanilla pretrained model. Such a model, finetuned on some source dataset, may provide a better starting point for a new finetuning process on a desired target dataset. Here, we perform a systematic analysis of this intertraining scheme, over a wide range of English classification tasks. Surprisingly, our analysis suggests that the potential intertraining gain can be analyzed independently for the target dataset under consideration, and for a base model being considered as a starting point. Hence, a performant model is generally strong, even if its training data was not aligned with the target dataset. Furthermore, we leverage our analysis to propose a practical and efficient approach to determine if and how to select a base model in real-world settings. Last, we release an updating ranking of best models in the HuggingFace hub per architecture.

Scaling language models improves performance but comes with significant computational costs. This paper proposes UL2R, a method that substantially improves existing language models and their scaling curves with a relatively tiny amount of extra compute. The key idea is to continue training a state-of-the-art large language model on a few more steps with UL2’s mixture-of-denoiser objective. We show that, with almost negligible extra computational costs and no new sources of data, we are able to substantially improve the scaling properties of large language models on downstream metrics. In this paper, we continue training a baseline language model, PaLM, with ULR2, introducing a new set of models at 8B, 62B, and 540B scale which we call U-PaLM. Impressively, at 540B scale, we show an approximately 2x computational savings rate where U-PaLM achieves the same performance as the final PaLM 540B model at around half its computational budget (i.e., saving ~4.4 million TPUv4 hours). We further show that this improved scaling curve leads to “emergent abilities” on challenging BIG-Bench tasks—for instance, U-PaLM does much better on some tasks or demonstrates better quality at much smaller scale (62B as opposed to 540B). Overall, we show that U-PaLM outperforms PaLM on many few-shot setups, including reasoning tasks with chain-of-thought (e.g., GSM8K), multilingual tasks (MGSM, TydiQA), MMLU and challenging BIG-Bench tasks.

Annotated data plays a critical role in Natural Language Processing (NLP) in training models and evaluating their performance. Given recent developments in Large Language Models (LLMs), models such as ChatGPT demonstrate zero-shot capability on many text-annotation tasks, comparable with or even exceeding human annotators. Such LLMs can serve as alternatives for manual annotation, due to lower costs and higher scalability. However, limited work has leveraged LLMs as complementary annotators, nor explored how annotation work is best allocated among humans and LLMs to achieve both quality and cost objectives. We propose CoAnnotating, a novel paradigm for Human-LLM co-annotation of unstructured texts at scale. Under this framework, we utilize uncertainty to estimate LLMs’ annotation capability. Our empirical study shows CoAnnotating to be an effective means to allocate work from results on different datasets, with up to 21% performance improvement over random baseline. For code implementation, see https://github.com/SALT-NLP/CoAnnotating.

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Optimizing Retrieval-augmented Reader Models via Token Elimination
Moshe Berchansky | Peter Izsak | Avi Caciularu | Ido Dagan | Moshe Wasserblat

Fusion-in-Decoder (FiD) is an effective retrieval-augmented language model applied across a variety of open-domain tasks, such as question answering, fact checking, etc. In FiD, supporting passages are first retrieved and then processed using a generative model (Reader), which can cause a significant bottleneck in decoding time, particularly with long outputs. In this work, we analyze the contribution and necessity of all the retrieved passages to the performance of reader models, and propose eliminating some of the retrieved information, at the token level, that might not contribute essential information to the answer generation process. We demonstrate that our method can reduce run-time by up to 62.2%, with only a 2% reduction in performance, and in some cases, even improve the performance results.

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WSDMS: Debunk Fake News via Weakly Supervised Detection of Misinforming Sentences with Contextualized Social Wisdom
Ruichao Yang | Wei Gao | Jing Ma | Hongzhan Lin | Zhiwei Yang

Fake news debunking primarily focuses on determining the truthfulness of news articles, which oversimplifies the issue as fake news often combines elements of both truth and falsehood. Thus, it becomes crucial to identify specific instances of misinformation within the articles. In this research, we investigate a novel task in the field of fake news debunking, which involves detecting sentence-level misinformation. One of the major challenges in this task is the absence of a training dataset with sentence-level annotations regarding veracity. Inspired by the Multiple Instance Learning (MIL) approach, we propose a model called Weakly Supervised Detection of Misinforming Sentences (WSDMS). This model only requires bag-level labels for training but is capable of inferring both sentence-level misinformation and article-level veracity, aided by relevant social media conversations that are attentively contextualized with news sentences. We evaluate WSDMS on three real-world benchmarks and demonstrate that it outperforms existing state-of-the-art baselines in debunking fake news at both the sentence and article levels.

Large Language Model (LLM) has demonstrated significant ability in various Natural Language Processing tasks. However, their effectiveness is highly dependent on the phrasing of the task prompt, leading to research on automatic prompt optimization using labeled task data. We reveal that these prompt optimization techniques are vulnerable to distribution shifts such as subpopulation shifts, which are common for LLMs in real-world scenarios such as customer reviews analysis. In this light, we propose a new problem of robust prompt optimization for LLMs against distribution shifts, which requires the prompt optimized over the labeled source group can simultaneously generalize to an unlabeled target group. To solve this problem, we propose Generalized Prompt Optimization framework , which incorporates the unlabeled data from the target group into prompt optimization. Extensive experimental results demonstrate the effectiveness of the proposed framework with significant performance improvement on the target group and comparable performance on the source group.

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Exploiting Asymmetry for Synthetic Training Data Generation: SynthIE and the Case of Information Extraction
Martin Josifoski | Marija Sakota | Maxime Peyrard | Robert West

Large language models (LLMs) have great potential for synthetic data generation. This work shows that useful data can be synthetically generated even for tasks that cannot be solved directly by LLMs: for problems with structured outputs, it is possible to prompt an LLM to perform the task in the reverse direction, by generating plausible input text for a target output structure. Leveraging this asymmetry in task difficulty makes it possible to produce large-scale, high-quality data for complex tasks. We demonstrate the effectiveness of this approach on closed information extraction, where collecting ground-truth data is challenging, and no satisfactory dataset exists to date. We synthetically generate a dataset of 1.8M data points, establish its superior quality compared to existing datasets in a human evaluation, and use it to finetune small models (220M and 770M parameters), termed SynthIE, that outperform the prior state of the art (with equal model size) by a substantial margin of 57 absolute points in micro-F1 and 79 points in macro-F1. Code, data, and models are available at anonymous.

Incorporating language-specific (LS) modules or Mixture-of-Experts (MoE) are proven methods to boost performance in multilingual model performance, but the scalability of these approaches to hundreds of languages or experts tends to be hard to manage. We present Language-specific Matrix Synthesis (LMS), a novel method that addresses the issue. LMS utilizes parameter-efficient and lightweight modules, reducing the number of parameters while outperforming existing methods, e.g., +1.73 BLEU over Switch Transformer on OPUS-100 multilingual translation. Additionally, we introduce Fuse Distillation (FD) to condense multilingual knowledge from multiple LS modules into a single shared module, improving model inference and storage efficiency. Our approach demonstrates superior scalability and performance compared to state-of-the-art methods.

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The Framework Tax: Disparities Between Inference Efficiency in NLP Research and Deployment
Jared Fernandez | Jacob Kahn | Clara Na | Yonatan Bisk | Emma Strubell

Increased focus on the computational efficiency of systems in natural language processing has motivated the design of efficient model architectures and improvements to underlying hardware accelerators. However, the resulting increases in computational throughput and reductions in floating point operations have not directly translated to improvements in wall-clock inference latency. We demonstrate that these discrepancies can be largely attributed to bottlenecks introduced by deep learning frameworks. We denote this phenomena as the framework tax, and observe that the disparity is growing as hardware speed increases over time. In this work, we examine this phenomena through a series of case studies analyzing the effects of model design decisions, framework paradigms, and hardware platforms on total model latency. Based on our findings, we provide actionable recommendations to researchers and practitioners aimed at narrowing the gap between efficient NLP model research and practice.

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Evaluating Cross-Domain Text-to-SQL Models and Benchmarks
Mohammadreza Pourreza | Davood Rafiei

Text-to-SQL benchmarks play a crucial role in evaluating the progress made in the field and the ranking of different models. However, accurately matching a model-generated SQL query to a reference SQL query in a benchmark fails for various reasons, such as underspecified natural language queries, inherent assumptions in both model-generated and reference queries, and the non-deterministic nature of SQL output under certain conditions. In this paper, we conduct an extensive study of several prominent cross-domain text-to-SQL benchmarks and re-evaluate some of the top-performing models within these benchmarks, by both manually evaluating the SQL queries and rewriting them in equivalent expressions. Our evaluation reveals that attaining a perfect performance on these benchmarks is unfeasible due to the multiple interpretations that can be derived from the provided samples. Furthermore, we find that the true performance of the models is underestimated and their relative performance changes after a re-evaluation. Most notably, our evaluation reveals a surprising discovery: a recent GPT4-based model surpasses the gold standard reference queries in the Spider benchmark in our human evaluation. This finding highlights the importance of interpreting benchmark evaluations cautiously, while also acknowledging the critical role of additional independent evaluations in driving advancements in the field.

Recent work in Natural Language Processing and Computer Vision has been using textual information – e.g., entity names and descriptions – available in knowledge graphs to ground neural models to high-quality structured data. However, when it comes to non-English languages, the quantity and quality of textual information are comparatively scarce. To address this issue, we introduce the novel task of automatic Knowledge Graph Completion (KGE) and perform a thorough investigation on bridging the gap in both the quantity and quality of textual information between English and non-English languages. More specifically, we: i) bring to light the problem of increasing multilingual coverage and precision of entity names and descriptions in Wikidata; ii) demonstrate that state-of-the-art methods, namely, Machine Translation (MT), Web Search (WS), and Large Language Models (LLMs), struggle with this task; iii) present M-NTA, a novel unsupervised approach that combines MT, WS, and LLMs to generate high-quality textual information; and, iv) study the impact of increasing multilingual coverage and precision of non-English textual information in Entity Linking, Knowledge Graph Completion, and Question Answering. As part of our effort towards better multilingual knowledge graphs, we also introduce WikiKGE-10, the first human-curated benchmark to evaluate KGE approaches in 10 languages across 7 language families.

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Memory-Based Invariance Learning for Out-of-Domain Text Classification
Chen Jia | Yue Zhang

We investigate the task of out-of-domain (OOD) text classification with the aim of extending a classification model, trained on multiple source domains, to an unseen target domain. Recent studies have shown that learning invariant representations can enhance the performance of OOD generalization. However, the inherent disparity in data distribution across different domains poses challenges for achieving effective invariance learning. This study addresses this issue by employing memory augmentations. Specifically, we augment the original feature space using key-value memory and employ a meta-learning-based approach to enhance the quality of the invariant representations. Experimental results on sentiment analysis and natural language inference tasks show the effectiveness of memory-based method for invariance learning, leading to state-of-the-art performance on six datasets.

Post-training quantization (PTQ) of transformer language models faces significant challenges due to the existence of detrimental outliers in activations. We observe that these outliers are concentrated in specific channels and are asymmetric across channels. To address this issue, we propose the Outlier Suppression+ (OS+) framework, which contains the channel-wise shifting for asymmetry and channel-wise scaling for concentration. We show that these operations can be seamlessly migrated into subsequent modules while maintaining equivalence. Second, we propose a fast and stable scheme to calculate effective shifting and scaling values. The channel-wise shifting aligns the center of each channel for removal of outlier asymmetry. The channel-wise scaling quantitatively evaluates changes brought by migration and quantization for better quantization burden balance. We validate our OS+ under both standard and fine-grained quantization settings with models including BERT, OPT, BLOOM, BLOOMZ, and LLaMA. Comprehensive results across various tasks demonstrate the superiority of our approach. Especially, with standard quantization, OS+ can achieve near-floating-point performance on both small models and large language models on 8-bit and 6-bit. Besides, we establish a new state-of-the-art for 4-bit BERT with 15.5% improvement. Our code is available at https://github.com/ModelTC/Outlier_Suppression_Plus.

Text-video based multimodal event extraction refers to identifying event information from the given text-video pairs. Existing methods predominantly utilize video appearance features (VAF) and text sequence features (TSF) as input information. Some of them employ contrastive learning to align VAF with the event types extracted from TSF. However, they disregard the motion representations in videos and the optimization of contrastive objective could be misguided by the background noise from RGB frames. We observe that the same event triggers correspond to similar motion trajectories, which are hardly affected by the background noise. Moviated by this, we propose a Three Stream Multimodal Event Extraction framework (TSEE) that simultaneously utilizes the features of text sequence and video appearance, as well as the motion representations to enhance the event extraction capacity. Firstly, we extract the optical flow features (OFF) as motion representations from videos to incorporate with VAF and TSF. Then we introduce a Multi-level Event Contrastive Learning module to align the embedding space between OFF and event triggers, as well as between event triggers and types. Finally, a Dual Querying Text module is proposed to enhance the interaction between modalities. Experimental results show that TSEE outperforms the state-of-the-art methods, which demonstrates its superiority.

Given a textual passage and an answer, humans are able to ask questions with various expressions, but this ability is still challenging for most question generation (QG) systems. Existing solutions mainly focus on the internal knowledge within the given passage or the semantic word space for diverse content planning. These methods, however, have not considered the potential of external knowledge for expression diversity. To bridge this gap, we propose RAST, a framework for Retrieval-Augmented Style Transfer, where the objective is to utilize the style of diverse templates for question generation. For training RAST, we develop a novel Reinforcement Learning (RL) based approach that maximizes a weighted combination of diversity reward and consistency reward. Here, the consistency reward is computed by a Question-Answering (QA) model, whereas the diversity reward measures how much the final output mimics the retrieved template. Experimental results show that our method outperforms previous diversity-driven baselines on diversity while being comparable in terms of consistency scores. Our code is available at https://github.com/gouqi666/RAST.

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Fast and Accurate Factual Inconsistency Detection Over Long Documents
Barrett Lattimer | Patrick CHen | Xinyuan Zhang | Yi Yang

Generative AI models exhibit remarkable potential; however, hallucinations across various tasks present a significant challenge, particularly for longer inputs that current approaches struggle to address effectively. We introduce SCALE (Source Chunking Approach for Large-scale inconsistency Evaluation), a task-agnostic model for detecting factual inconsistencies using a novel chunking strategy. Specifically, SCALE is a Natural Language Inference (NLI) based model that uses large text chunks to condition over long texts. This approach achieves state-of-the-art performance in factual inconsistency detection for diverse tasks and long inputs. Additionally, we leverage the chunking mechanism and employ a novel algorithm to explain SCALE’s decisions through relevant source sentence retrieval. Our evaluations reveal that SCALE outperforms existing methods on both standard benchmarks and a new long-form dialogue dataset ScreenEval we constructed. Moreover, SCALE surpasses competitive systems in efficiency and model explanation evaluations. We have released our code and data publicly to GitHub.

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Interpreting Embedding Spaces by Conceptualization
Adi Simhi | Shaul Markovitch

One of the main methods for computational interpretation of a text is mapping it into a vector in some embedding space. Such vectors can then be used for a variety of textual processing tasks. Recently, most embedding spaces are a product of training large language models (LLMs). One major drawback of this type of representation is their incomprehensibility to humans. Understanding the embedding space is crucial for several important needs, including the need to debug the embedding method and compare it to alternatives, and the need to detect biases hidden in the model. In this paper, we present a novel method of understanding embeddings by transforming a latent embedding space into a comprehensible conceptual space. We present an algorithm for deriving a conceptual space with dynamic on-demand granularity. We devise a new evaluation method, using either human rater or LLM-based raters, to show that the conceptualized vectors indeed represent the semantics of the original latent ones. We show the use of our method for various tasks, including comparing the semantics of alternative models and tracing the layers of the LLM. The code is available online https://github.com/adiSimhi/Interpreting-Embedding-Spaces-by-Conceptualization.

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Knowledge-Augmented Language Model Verification
Jinheon Baek | Soyeong Jeong | Minki Kang | Jong Park | Sung Hwang

Recent Language Models (LMs) have shown impressive capabilities in generating texts with the knowledge internalized in parameters. Yet, LMs often generate the factually incorrect responses to the given queries, since their knowledge may be inaccurate, incomplete, and outdated. To address this problem, previous works propose to augment LMs with the knowledge retrieved from an external knowledge source. However, such approaches often show suboptimal text generation performance due to two reasons: 1) the model may fail to retrieve the knowledge relevant to the given query, or 2) the model may not faithfully reflect the retrieved knowledge in the generated text. To overcome these, we propose to verify the output and the knowledge of the knowledge-augmented LMs with a separate verifier, which is a small LM that is trained to detect those two types of errors through instruction-finetuning. Then, when the verifier recognizes an error, we can rectify it by either retrieving new knowledge or generating new text. Further, we use an ensemble of the outputs from different instructions with a single verifier to enhance the reliability of the verification processes. We validate the effectiveness of the proposed verification steps on multiple question answering benchmarks, whose results show that the proposed verifier effectively identifies retrieval and generation errors, allowing LMs to provide more factually correct outputs. Our code is available at https://github.com/JinheonBaek/KALMV.

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A Generation-based Deductive Method for Math Word Problems
Yuxuan Hu | Jing Zhang | Haoyang Li | Cuiping Li | Hong Chen

Math word problems (MWP) involving advanced operators such as linear equation solver cannot be easily tackled by earlier MWP methods, because the existing generation methods suffer from repeated sub-expression generation and deductive methods are restricted to dealing with binary operations. This paper propose a new multivariate directed acyclic graph (mDAG) as an alternative to the generation methods’ binary expression tree or the deductive methods’ binary directed acyclic graph. Then to produce the topological ordering of mDAG, we propose a generation-based deductive (GeDe) model, which equips a generation model with a re-encoder to keep the deductive property but avoid the expensive enumeration of the deductive methods. GeDe performs well on math problems with many operators on the widely used benchmarks as well as solving multivariate operators on our own CMWPA benchmark. Our code is available at https://github.com/hyx1999/GeDe

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Failures Pave the Way: Enhancing Large Language Models through Tuning-free Rule Accumulation
Zeyuan Yang | Peng Li | Yang Liu

Large Language Models (LLMs) have showcased impressive performance. However, due to their inability to capture relationships among samples, these frozen LLMs inevitably keep repeating similar mistakes. In this work, we propose our Tuning-free Rule Accumulation (TRAN) framework, which guides LLMs in improving their performance by learning from previous mistakes. Considering data arrives sequentially, LLMs gradually accumulate rules from incorrect cases, forming a rule collection. These rules are then utilized by the LLMs to avoid making similar mistakes when processing subsequent inputs. Moreover, the rules remain independent of the primary prompts, seamlessly complementing prompt design strategies. Experimentally, we show that TRAN improves over recent baselines by a large margin.

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Building Persona Consistent Dialogue Agents with Offline Reinforcement Learning
Ryan Shea | Zhou Yu

Maintaining a consistent persona is a key quality for any open domain dialogue system. Current state-of-the-art systems do this by training agents with supervised learning or online reinforcement learning (RL). However, systems trained with supervised learning often lack consistency as they are never punished for uttering contradictions. Additional training with RL can alleviate some of these issues, however the training process is expensive. Instead, we propose an offline RL framework to improve the persona consistency of dialogue systems. Our framework allows us to combine the advantages of previous methods as we can inexpensively train our model on existing data as in supervised learning, while punishing and rewarding specific utterances as in RL. We also introduce a simple importance sampling method to reduce the variance of importance weights in offline RL training which we call Variance-Reducing MLE-Initialized (VaRMI) importance sampling. Our automatic and human evaluations show that our framework improves both the persona consistency and dialogue quality of a state-of-the-art social chatbot.

In this paper we improve the zero-shot generalization ability of language models via Mixture-Of-Memory Augmentation (MoMA), a mechanism that retrieves augmentation documents from multiple information corpora (external memories), with the option to “plug in” unseen memory at inference time. We develop a joint learning mechanism that trains the augmentation component with latent labels derived from the end retrieval task, paired with hard negatives from the memory mixture. We instantiate the model in a zero-shot dense retrieval setting by augmenting strong T5-based retrievers with MoMA. With only T5-base, our model obtains strong zero-shot retrieval accuracy on the eighteen tasks included in the standard BEIR benchmark, outperforming some systems with larger model sizes. As a plug-in-play model, our model can efficiently generalize to any unseen corpus, meanwhile achieving comparable or even better performance than methods relying on target-specific pretraining. Our analysis further illustrates the necessity of augmenting with mixture-of-memory for robust generalization, the benefits of augmentation learning, and how MoMA utilizes the plug-in memory at inference time without changing its parameters. Our code can be found at https://github.com/gesy17/MoMA.

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Active Instruction Tuning: Improving Cross-Task Generalization by Training on Prompt Sensitive Tasks
Po-Nien Kung | Fan Yin | Di Wu | Kai-Wei Chang | Nanyun Peng

Instruction tuning (IT) achieves impressive zero-shot generalization results by training large language models (LLMs) on a massive amount of diverse tasks with instructions. However, how to select new tasks to improve the performance and generalizability of IT models remains an open question. Training on all existing tasks is impractical due to prohibiting computation requirements, and randomly selecting tasks can lead to suboptimal performance. In this work, we propose active instruction tuning based on prompt uncertainty, a novel framework to identify informative tasks, and then actively tune the models on the selected tasks. We represent the informativeness of new tasks with the disagreement of the current model outputs over perturbed prompts. Our experiments on NIV2 and Self-Instruct datasets demonstrate that our method consistently outperforms other baseline strategies for task selection, achieving better out-of-distribution generalization with fewer training tasks. Additionally, we introduce a task map that categorizes and diagnoses tasks based on prompt uncertainty and prediction probability. We discover that training on ambiguous (prompt-uncertain) tasks improves generalization while training on difficult (prompt-certain and low-probability) tasks offers no benefit, underscoring the importance of task selection for instruction tuning.

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Towards Example-Based NMT with Multi-Levenshtein Transformers
Maxime Bouthors | Josep Crego | François Yvon

Retrieval-Augmented Machine Translation (RAMT) is attracting growing attention. This is because RAMT not only improves translation metrics, but is also assumed to implement some form of domain adaptation. In this contribution, we study another salient trait of RAMT, its ability to make translation decisions more transparent by allowing users to go back to examples that contributed to these decisions. For this, we propose a novel architecture aiming to increase this transparency. This model adapts a retrieval-augmented version of the Levenshtein Transformer and makes it amenable to simultaneously edit multiple fuzzy matches found in memory. We discuss how to perform training and inference in this model, based on multi-way alignment algorithms and imitation learning. Our experiments show that editing several examples positively impacts translation scores, notably increasing the number of target spans that are copied from existing instances.

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DUnE: Dataset for Unified Editing
Afra Akyürek | Eric Pan | Garry Kuwanto | Derry Wijaya

Even the most advanced language models remain susceptible to errors necessitating to modify these models without initiating a comprehensive retraining process. Model editing refers to the modification of a model’s knowledge or representations in a manner that produces the desired outcomes. Prior research primarily centered around editing factual data e.g. “Messi plays for Inter Miami” confining the definition of an edit to a knowledge triplet i.e. (subject, object, relation). However, as the applications of language models expand, so do the diverse ways in which we wish to edit and refine their outputs. In this study, we broaden the scope of the editing problem to include an array of editing cases such as debiasing and rectifying reasoning errors and define an edit as any natural language expression that solicits a change in the model’s outputs. We are introducing DUnE, an editing benchmark where edits are natural language sentences and propose that DUnE presents a challenging yet relevant task. To substantiate this claim, we conduct an extensive series of experiments testing various editing approaches to address DUnE, demonstrating their respective strengths and weaknesses. We argue that retrieval-augmented language modeling can outperform specialized editing techniques and neither set of approaches has fully solved the generalized editing problem covered by our benchmark.

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“Fifty Shades of Bias”: Normative Ratings of Gender Bias in GPT Generated English Text
Rishav Hada | Agrima Seth | Harshita Diddee | Kalika Bali

Language serves as a powerful tool for the manifestation of societal belief systems. In doing so, it also perpetuates the prevalent biases in our society. Gender bias is one of the most pervasive biases in our society and is seen in online and offline discourses. With LLMs increasingly gaining human-like fluency in text generation, gaining a nuanced understanding of the biases these systems can generate is imperative. Prior work often treats gender bias as a binary classification task. However, acknowledging that bias must be perceived at a relative scale; we investigate the generation and consequent receptivity of manual annotators to bias of varying degrees. Specifically, we create the first dataset of GPT-generated English text with normative ratings of gender bias. Ratings were obtained using Best–Worst Scaling – an efficient comparative annotation framework. Next, we systematically analyze the variation of themes of gender biases in the observed ranking and show that identity-attack is most closely related to gender bias. Finally, we show the performance of existing automated models trained on related concepts on our dataset.

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Hybrid Inverted Index Is a Robust Accelerator for Dense Retrieval
Peitian Zhang | Zheng Liu | Shitao Xiao | Zhicheng Dou | Jing Yao

Inverted file structure is a common technique for accelerating dense retrieval. It clusters documents based on their embeddings; during searching, it probes nearby clusters w.r.t. an input query and only evaluates documents within them by subsequent codecs, thus avoiding the expensive cost from exhaustive traversal. However, the clustering is always lossy, which results in the miss of relevant documents in the probed clusters and hence degrades retrieval quality. In contrast, lexical matching, such as overlaps of salient terms, tend to be strong features for identifying relevant documents. In this work, we present the Hybrid Inverted Index (HI²), where the embedding clusters and salient terms work collaboratively to accelerate dense retrieval. To make best of both effectiveness and efficiency, we devise a cluster selector and a term selector, to construct compact inverted lists and efficiently searching through them. Moreover, we leverage simple unsupervised algorithms as well as end-to-end knowledge distillation to learn these two modules, with the latter further boosting the effectiveness. Based on comprehensive experiments on popular retrieval benchmarks, we verify that clusters and terms indeed complement each other, enabling HI² to achieve lossless retrieval quality with competitive efficiency across a variety of index settings.

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ChatGPT to Replace Crowdsourcing of Paraphrases for Intent Classification: Higher Diversity and Comparable Model Robustness
Jan Cegin | Jakub Simko | Peter Brusilovsky

The emergence of generative large language models (LLMs) raises the question: what will be its impact on crowdsourcing? Traditionally, crowdsourcing has been used for acquiring solutions to a wide variety of human-intelligence tasks, including ones involving text generation, modification or evaluation. For some of these tasks, models like ChatGPT can potentially substitute human workers. In this study, we investigate whether this is the case for the task of paraphrase generation for intent classification. We apply data collection methodology of an existing crowdsourcing study (similar scale, prompts and seed data) using ChatGPT and Falcon-40B. We show that ChatGPT-created paraphrases are more diverse and lead to at least as robust models.

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Query-as-context Pre-training for Dense Passage Retrieval
Xing W | Guangyuan Ma | Wanhui Qian | Zijia Lin | Songlin Hu

Recently, methods have been developed to improve the performance of dense passage retrieval by using context-supervised pre-training. These methods simply consider two passages from the same document to be relevant, without taking into account the potential negative impacts of weakly correlated pairs. Thus, this paper proposes query-as-context pre-training, a simple yet effective pre-training technique to alleviate the issue. Query-as-context pre-training assumes that the query derived from a passage is more likely to be relevant to that passage and forms a passage-query pair. These passage-query pairs are then used in contrastive or generative context-supervised pre-training. The pre-trained models are evaluated on large-scale passage retrieval benchmarks and out-of-domain zero-shot benchmarks. Experimental results show that query-as-context pre-training brings considerable gains for retrieval performances, demonstrating its effectiveness and efficiency.

Webpages have been a rich, scalable resource for vision-language and language only tasks. Yet only pieces of webpages are kept in existing datasets: image-caption pairs, long text articles, or raw HTML, never all in one place. Webpage tasks have resultingly received little attention and structured image-text data left underused. To study multimodal webpage understanding, we introduce the Wikipedia Webpage suite (WikiWeb2M) containing 2M pages with all of the associated image, text, and structure data. We verify its utility on three generative tasks: page description generation, section summarization, and contextual image captioning. We design a novel attention mechanism Prefix Global, which selects the most relevant image and text content as global tokens to attend to the rest of the webpage for context. By using page structure to separate such tokens, it performs better than full attention with lower computational complexity. Extensive experiments show that the new data in WikiWeb2M improves task performance compared to prior work.

Large language models (LLMs) exhibit impressive emergent abilities in natural language processing, but their democratization is hindered due to huge computation requirements and closed-source nature. Recent research on advancing open-source smaller LMs by distilling knowledge from black-box LLMs has obtained promising results in the instruction-following ability. However, the reasoning ability which is more challenging to foster, is relatively rarely explored. In this paper, we propose a tailored learning approach to distill such reasoning ability to smaller LMs to facilitate the democratization of the exclusive reasoning ability. In contrast to merely employing LLM as a data annotator, we exploit the potential of LLM as a reasoning teacher by building an interactive multi-round learning paradigm. This paradigm enables the student to expose its deficiencies to the black-box teacher who then can provide customized training data in return. Further, to exploit the reasoning potential of the smaller LM, we propose self-reflection learning to motivate the student to learn from self-made mistakes. The learning from self-reflection and LLM are all tailored to the student’s learning status, thanks to the seamless integration with the multi-round learning paradigm. Comprehensive experiments and analysis on mathematical and commonsense reasoning tasks demonstrate the effectiveness of our method. The code will be available at https://github.com/Raibows/Learn-to-Reason.

The performance of automatic summarization models has improved dramatically in recent years. Yet, there is still a gap in meeting specific information needs of users in real-world scenarios, particularly when a targeted summary is sought, such as in the useful aspect-based summarization setting targeted in this paper. Previous datasets and studies for this setting have predominantly concentrated on a limited set of pre-defined aspects, focused solely on single document inputs, or relied on synthetic data. To advance research on more realistic scenarios, we introduce OpenAsp, a benchmark for multi-document open aspect-based summarization. This benchmark is created using a novel and cost-effective annotation protocol, by which an open aspect dataset is derived from existing generic multi-document summarization datasets. We analyze the properties of OpenAsp showcasing its high-quality content. Further, we show that the realistic open-aspect setting realized in OpenAsp poses a challenge for current state-of-the-art summarization models, as well as for large language models.

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PEFTDebias : Capturing debiasing information using PEFTs
Sumit Agarwal | Aditya Veerubhotla | Srijan Bansal

The increasing use of foundation models highlights the urgent need to address and eliminate implicit biases present in them that arise during pretraining. In this paper, we introduce PEFTDebias, a novel approach that employs parameter-efficient fine-tuning (PEFT) to mitigate the biases within foundation models. PEFTDebias consists of two main phases: an upstream phase for acquiring debiasing parameters along a specific bias axis, and a downstream phase where these parameters are incorporated into the model and frozen during the fine-tuning process. By evaluating on four datasets across two bias axes namely gender and race, we find that downstream biases can be effectively reduced with PEFTs. In addition, we show that these parameters possess axis-specific debiasing characteristics, enabling their effective transferability in mitigating biases in various downstream tasks.

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Byte Pair Encoding for Symbolic Music
Nathan Fradet | Nicolas Gutowski | Fabien Chhel | Jean-Pierre Briot

When used with deep learning, the symbolic music modality is often coupled with language model architectures. To do so, the music needs to be tokenized, i.e. converted into a sequence of discrete tokens. This can be achieved by different approaches, as music can be composed of simultaneous tracks, of simultaneous notes with several attributes. Until now, the proposed tokenizations rely on small vocabularies of tokens describing the note attributes and time events, resulting in fairly long token sequences, and a sub-optimal use of the embedding space of language models. Recent research has put efforts on reducing the overall sequence length by merging embeddings or combining tokens. In this paper, we show that Byte Pair Encoding, a compression technique widely used for natural language, significantly decreases the sequence length while increasing the vocabulary size. By doing so, we leverage the embedding capabilities of such models with more expressive tokens, resulting in both better results and faster inference in generation and classification tasks. The [source code is shared on Github](https://github.com/Natooz/bpe-symbolic-music), along with a [companion website](https://Natooz.github.io/BPE-Symbolic-Music). Finally, BPE is directly implemented in [MidiTok](https://github.com/Natooz/MidiTok), allowing the reader to easily benefit from this method.

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Combining Denoising Autoencoders with Contrastive Learning to fine-tune Transformer Models
Alejo Lopez-Avila | Víctor Suárez-Paniagua

Recently, using large pre-trained Transformer models for transfer learning tasks has evolved to the point where they have become one of the flagship trends in the Natural Language Processing (NLP) community, giving rise to various outlooks such as prompt-based, adapters, or combinations with unsupervised approaches, among many others. In this work, we propose a 3-Phase technique to adjust a base model for a classification task. First, we adapt the model’s signal to the data distribution by performing further training with a Denoising Autoencoder (DAE). Second, we adjust the representation space of the output to the corresponding classes by clustering through a Contrastive Learning (CL) method. In addition, we introduce a new data augmentation approach for Supervised Contrastive Learning to correct the unbalanced datasets. Third, we apply fine-tuning to delimit the predefined categories. These different phases provide relevant and complementary knowledge to the model to learn the final task. We supply extensive experimental results on several datasets to demonstrate these claims. Moreover, we include an ablation study and compare the proposed method against other ways of combining these techniques.

Language Models (LMs) pre-trained with selfsupervision on large text corpora have become the default starting point for developing models for various NLP tasks. Once the pre-training corpus has been assembled, all data samples in the corpus are treated with equal importance during LM pre-training. However, due to varying levels of relevance and quality of data, equal importance to all the data samples may not be the optimal choice. While data reweighting has been explored in the context of task-specific supervised learning and LM fine-tuning, model-driven reweighting for pretraining data has not been explored. We fill this important gap and propose PRESENCE, a method for jointly reweighting samples by leveraging self-influence (SI) scores as an indicator of sample importance and pre-training. PRESENCE promotes novelty and stability for model pre-training. Through extensive analysis spanning multiple model sizes, datasets, and tasks, we present PRESENCE as an important first step in the research direction of sample reweighting for pre-training language models.

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ACTOR: Active Learning with Annotator-specific Classification Heads to Embrace Human Label Variation
Xinpeng Wang | Barbara Plank

Label aggregation such as majority voting is commonly used to resolve annotator disagreement in dataset creation. However, this may disregard minority values and opinions. Recent studies indicate that learning from individual annotations outperforms learning from aggregated labels, though they require a considerable amount of annotation. Active learning, as an annotation cost-saving strategy, has not been fully explored in the context of learning from disagreement. We show that in the active learning setting, a multi-head model performs significantly better than a single-head model in terms of uncertainty estimation. By designing and evaluating acquisition functions with annotator-specific heads on two datasets, we show that group-level entropy works generally well on both datasets. Importantly, it achieves performance in terms of both prediction and uncertainty estimation comparable to full-scale training from disagreement, while saving 70% of the annotation budget.

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TrueTeacher: Learning Factual Consistency Evaluation with Large Language Models
Zorik Gekhman | Jonathan Herzig | Roee Aharoni | Chen Elkind | Idan Szpektor

Factual consistency evaluation is often conducted using Natural Language Inference (NLI) models, yet these models exhibit limited success in evaluating summaries. Previous work improved such models with synthetic training data. However, the data is typically based on perturbed human-written summaries, which often differ in their characteristics from real model-generated summaries and have limited coverage of possible factual errors. Alternatively, large language models (LLMs) have recently shown promising results in directly evaluating generative tasks, but are too computationally expensive for practical use. Motivated by these limitations, we introduce TrueTeacher, a method for generating synthetic data by annotating diverse model-generated summaries using a LLM. Unlike prior work, TrueTeacher does not rely on human-written summaries, and is multilingual by nature. Experiments on the TRUE benchmark show that a student model trained using our data, substantially outperforms both the state-of-the-art model with similar capacity, and the LLM teacher. In a systematic study, we compare TrueTeacher to existing synthetic data generation methods and demonstrate its superiority and robustness to domain-shift. We also show that our method generalizes to multilingual scenarios. Lastly, we release our large scale synthetic dataset (1.4M examples), generated using TrueTeacher, and a checkpoint trained on this data.

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VivesDebate-Speech: A Corpus of Spoken Argumentation to Leverage Audio Features for Argument Mining
Ramon Ruiz-Dolz | Javier Iranzo-Sánchez

In this paper, we describe VivesDebate-Speech, a corpus of spoken argumentation created to leverage audio features for argument mining tasks. The creation of this corpus represents an important contribution to the intersection of speech processing and argument mining communities, and one of the most complete publicly available resources in this topic. Moreover, we have performed a set of first-of-their-kind experiments which show an improvement when integrating audio features into the argument mining pipeline. The provided results can be used as a baseline for future research.

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Tagging-Assisted Generation Model with Encoder and Decoder Supervision for Aspect Sentiment Triplet Extraction
Luo Xianlong | Meng Yang | Yihao Wang

ASTE (Aspect Sentiment Triplet Extraction) has gained increasing attention. Recent advancements in the ASTE task have been primarily driven by Natural Language Generation-based (NLG) approaches. However, most NLG methods overlook the supervision of the encoder-decoder hidden representations and fail to fully utilize the semantic information provided by the labels to enhance supervision. These limitations can hinder the extraction of implicit aspects and opinions. To address these challenges, we propose a tagging-assisted generation model with encoder and decoder supervision (TAGS), which enhances the supervision of the encoder and decoder through multiple-perspective tagging assistance and label semantic representations. Specifically, TAGS enhances the generation task by integrating an additional sequence tagging task, which improves the encoder’s capability to distinguish the words of triplets. Moreover, it utilizes sequence tagging probabilities to guide the decoder, improving the generated content’s quality. Furthermore, TAGS employs a self-decoding process for labels to acquire the semantic representations of the labels and aligns the decoder’s hidden states with these semantic representations, thereby achieving enhanced semantic supervision for the decoder’s hidden states. Extensive experiments on various public benchmarks demonstrate that TAGS achieves state-of-the-art performance.

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Larger Probes Tell a Different Story: Extending Psycholinguistic Datasets Via In-Context Learning
Namrata Shivagunde | Vladislav Lialin | Anna Rumshisky

Language model probing is often used to test specific capabilities of models. However, conclusions from such studies may be limited when the probing benchmarks are small and lack statistical power. In this work, we introduce new, larger datasets for negation (NEG-1500-SIMP) and role reversal (ROLE-1500) inspired by psycholinguistic studies. We dramatically extend existing NEG-136 and ROLE-88 benchmarks using GPT3, increasing their size from 18 and 44 sentence pairs to 750 each. We also create another version of extended negation dataset (NEG-1500-SIMP-TEMP), created using template-based generation. It consists of 770 sentence pairs. We evaluate 22 models on the extended datasets, seeing model performance dip 20-57% compared to the original smaller benchmarks. We observe high levels of negation sensitivity in models like BERT and ALBERT demonstrating that previous findings might have been skewed due to smaller test sets. Finally, we observe that while GPT3 has generated all the examples in ROLE-1500 is only able to solve 24.6% of them during probing. The datasets and code are available on Github.

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Norm of Word Embedding Encodes Information Gain
Momose Oyama | Sho Yokoi | Hidetoshi Shimodaira

Distributed representations of words encode lexical semantic information, but what type of information is encoded and how? Focusing on the skip-gram with negative-sampling method, we found that the squared norm of static word embedding encodes the information gain conveyed by the word; the information gain is defined by the Kullback-Leibler divergence of the co-occurrence distribution of the word to the unigram distribution. Our findings are explained by the theoretical framework of the exponential family of probability distributions and confirmed through precise experiments that remove spurious correlations arising from word frequency. This theory also extends to contextualized word embeddings in language models or any neural networks with the softmax output layer. We also demonstrate that both the KL divergence and the squared norm of embedding provide a useful metric of the informativeness of a word in tasks such as keyword extraction, proper-noun discrimination, and hypernym discrimination.

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CRT-QA: A Dataset of Complex Reasoning Question Answering over Tabular Data
Zhehao Zhang | Xitao Li | Yan Gao | Jian-Guang Lou

Large language models (LLMs) show powerful reasoning abilities on various text-based tasks. However, their reasoning capability on structured data such as tables has not been systematically explored. In this work, we first establish a comprehensive taxonomy of reasoning and operation types for tabular data analysis. Then, we construct a complex reasoning QA dataset over tabular data, named CRT-QA dataset (Complex Reasoning QA over Tabular data), with the following unique features: (1) it is the first Table QA dataset with multi-step operation and informal reasoning; (2) it contains fine-grained annotations on questions’ directness, composition types of sub-questions, and human reasoning paths which can be used to conduct a thorough investigation on LLMs’ reasoning ability; (3) it contains a collection of unanswerable and indeterminate questions that commonly arise in real-world situations. We further introduce an efficient and effective tool-augmented method, named ARC (Auto-exemplar-guided Reasoning with Code), to use external tools such as Pandas to solve table reasoning tasks without handcrafted demonstrations. The experiment results show that CRT-QA presents a strong challenge for baseline methods and ARC achieves the best result.

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Promoting Topic Coherence and Inter-Document Consorts in Multi-Document Summarization via Simplicial Complex and Sheaf Graph
Yash Kumar Atri | Arun Iyer | Tanmoy Chakraborty | Vikram Goyal

Multi-document Summarization (MDS) characterizes compressing information from multiple source documents to its succinct summary. An ideal summary should encompass all topics and accurately model cross-document relations expounded upon in the source documents. However, existing systems either impose constraints on the length of tokens during the encoding or falter in capturing the intricate cross-document relationships. These limitations impel the systems to produce summaries that are non-factual and unfaithful, thereby imparting an unfair comprehension of the topic to the readers. To counter these limitations and promote the information equivalence between the source document and generated summary, we propose FIBER, a novel encoder-decoder model that uses pre-trained BART to comprehensively analyze linguistic nuances, simplicial complex layer to apprehend inherent properties that transcend pairwise associations and sheaf graph attention to effectively capture the heterophilic properties. We benchmark FIBER with eleven baselines over four widely-used MDS datasets – Multinews, CQASumm, DUC and Opinosis, and show that FIBER achieves consistent performance improvement across all the evaluation metrics (syntactical, semantical and faithfulness). We corroborate these improvements further through qualitative human evaluation.

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MAGNIFICo: Evaluating the In-Context Learning Ability of Large Language Models to Generalize to Novel Interpretations
Arkil Patel | Satwik Bhattamishra | Siva Reddy | Dzmitry Bahdanau

Humans possess a remarkable ability to assign novel interpretations to linguistic expressions, enabling them to learn new words and understand community-specific connotations. However, Large Language Models (LLMs) have a knowledge cutoff and are costly to finetune repeatedly. Therefore, it is crucial for LLMs to learn novel interpretations in-context. In this paper, we systematically analyse the ability of LLMs to acquire novel interpretations using in-context learning. To facilitate our study, we introduce MAGNIFICo, an evaluation suite implemented within a text-to-SQL semantic parsing framework that incorporates diverse tokens and prompt settings to simulate real-world complexity. Experimental results on MAGNIFICo demonstrate that LLMs exhibit a surprisingly robust capacity for comprehending novel interpretations from natural language descriptions as well as from discussions within long conversations. Nevertheless, our findings also highlight the need for further improvements, particularly when interpreting unfamiliar words or when composing multiple novel interpretations simultaneously in the same example. Additionally, our analysis uncovers the semantic predispositions in LLMs and reveals the impact of recency bias for information presented in long contexts.

Developing an educational test can be expensive and time-consuming, as each item must be written by experts and then evaluated by collecting hundreds of student responses. Moreover, many tests require multiple distinct sets of questions administered throughout the school year to closely monitor students’ progress, known as parallel tests. In this study, we focus on tests of silent sentence reading efficiency, used to assess students’ reading ability over time. To generate high-quality parallel tests, we propose to fine-tune large language models (LLMs) to simulate how previous students would have responded to unseen items. With these simulated responses, we can estimate each item’s difficulty and ambiguity. We first use GPT-4 to generate new test items following a list of expert-developed rules and then apply a fine-tuned LLM to filter the items based on criteria from psychological measurements. We also propose an optimal-transport-inspired technique for generating parallel tests and show the generated tests closely correspond to the original test’s difficulty and reliability based on crowdworker responses. Our evaluation of a generated test with 234 students from grades 2 to 8 produces test scores highly correlated (r=0.93) to those of a standard test form written by human experts and evaluated across thousands of K-12 students.

With the rise of prolific ChatGPT, the risk and consequences of AI-generated text has increased alarmingly. This triggered a series of events, including an open letter, signed by thousands of researchers and tech leaders in March 2023, demanding a six-month moratorium on the training of AI systems more sophisticated than GPT-4. To address the inevitable question of ownership attribution for AI-generated artifacts, the US Copyright Office released a statement stating that “if the content is traditional elements of authorship produced by a machine, the work lacks human authorship and the office will not register it for copyright”. Furthermore, both the US and the EU governments have recently drafted their initial proposals regarding the regulatory framework for AI. Given this cynosural spotlight on generative AI, AI-generated text detection (AGTD) has emerged as a topic that has already received immediate attention in research, with some initial methods having been proposed, soon followed by the emergence of techniques to bypass detection. This paper introduces the Counter Turing Test (CT2), a benchmark consisting of techniques aiming to offer a comprehensive evaluation of the robustness of existing AGTD techniques. Our empirical findings unequivocally highlight the fragility of the proposed AGTD methods under scrutiny. Amidst the extensive deliberations on policy-making for regulating AI development, it is of utmost importance to assess the detectability of content generated by LLMs. Thus, to establish a quantifiable spectrum facilitating the evaluation and ranking of LLMs according to their detectability levels, we propose the AI Detectability Index (ADI). We conduct a thorough examination of 15 contemporary LLMs, empirically demonstrating that larger LLMs tend to have a lower ADI, indicating they are less detectable compared to smaller LLMs. We firmly believe that ADI holds significant value as a tool for the wider NLP community, with the potential to serve as a rubric in AI-related policy-making.

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Revisiting the Optimality of Word Lengths
Tiago Pimentel | Clara Meister | Ethan Wilcox | Kyle Mahowald | Ryan Cotterell

Zipf (1935) posited that wordforms are optimized to minimize utterances’ communicative costs. Under the assumption that cost is given by an utterance’s length, he supported this claim by showing that words’ lengths are inversely correlated with their frequencies. Communicative cost, however, can be operationalized in different ways. Piantadosi et al. (2011) claim that cost should be measured as the distance between an utterance’s information rate and channel capacity, which we dub the channel capacity hypothesis (CCH) here. Following this logic, they then proposed that a word’s length should be proportional to the expected value of its surprisal (negative log-probability in context). In this work, we show that Piantadosi et al.’s derivation does not minimize CCH’s cost, but rather a lower bound, which we term CCH-lower. We propose a novel derivation, suggesting an improved way to minimize CCH’s cost. Under this method, we find that a language’s word lengths should instead be proportional to the surprisal’s expectation plus its variance-to-mean ratio. Experimentally, we compare these three communicative cost functions: Zipf’s, CCH-lower , and CCH. Across 13 languages and several experimental settings, we find that length is better predicted by frequency than either of the other hypotheses. In fact, when surprisal’s expectation, or expectation plus variance-to-mean ratio, is estimated using better language models, it leads to worse word length predictions. We take these results as evidence that Zipf’s longstanding hypothesis holds.

Document-level Relation Extraction (DocRE) aims to extract relations among entity pairs in documents. Some works introduce logic constraints into DocRE, addressing the issues of opacity and weak logic in original DocRE models. However, they only focus on forward logic constraints and the rules mined in these works often suffer from pseudo rules with high standard-confidence but low support. In this paper, we proposes Bidirectional Constraints of Beta Rules(BCBR), a novel logic constraint framework. BCBR first introduces a new rule miner which model rules by beta contribtion. Then forward and reverse logic constraints are constructed based on beta rules. Finally, BCBR reconstruct rule consistency loss by bidirectional constraints to regulate the output of the DocRE model. Experiments show that BCBR outperforms original DocRE models in terms of relation extraction performance (~2.7 F1 score) and logical consistency(~3.1 logic score). Furthermore, BCBR consistently outperforms two other logic constraint frameworks.

Generative approaches powered by large language models (LLMs) have demonstrated emergent abilities in tasks that require complex reasoning abilities. Yet the generative nature still makes the generated content suffer from hallucinations, thus unsuitable for entity-centric tasks like entity linking (EL) requiring precise entity predictions over a large knowledge base. We present Instructed Generative Entity Linker (INSGENEL), the first approach that enables casual language models to perform entity linking over knowledge bases. Several methods of equipping language models with EL ability were proposed in this work, including (i) a sequence-to-sequence training EL objective with instruction-tuning, (ii) a novel generative EL framework based on a light-weight potential mention retriever that frees the model from heavy and non-parallelizable decoding, achieving 4× speedup without compromise on linking metrics. INSGENEL outperforms previous generative alternatives with +6.8 F1 points gain on average, also with a huge advantage in training data efficiency and training compute consumption. In addition, our skillfully-engineered in-context learning (ICL) framework for EL still lags behind INSGENEL significantly, reaffirming that the EL task remains a persistent hurdle for general LLMs.

Linguistic communication is prevalent in Human-Computer Interaction (HCI). Speech (spoken language) serves as a convenient yet potentially ambiguous form due to noise and accents, exposing a gap compared to text. In this study, we investigate the prominent HCI task, Referring Video Object Segmentation (R-VOS), which aims to segment and track objects using linguistic references. While text input is well-investigated, speech input is under-explored. Our objective is to bridge the gap between speech and text, enabling the adaptation of existing text-input R-VOS models to accommodate noisy speech input effectively. Specifically, we propose a method to align the semantic spaces between speech and text by incorporating two key modules: 1) Noise-Aware Semantic Adjustment (NSA) for clear semantics extraction from noisy speech; and 2) Semantic Jitter Suppression (SJS) enabling R-VOS models to tolerate noisy queries. Comprehensive experiments conducted on the challenging AVOS benchmarks reveal that our proposed method outperforms state-of-the-art approaches.

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PROSE: A Pronoun Omission Solution for Chinese-English Spoken Language Translation
Ke Wang | Xiutian Zhao | Yanghui Li | Wei Peng

Neural Machine Translation (NMT) systems encounter a significant challenge when translating a pro-drop (‘pronoun-dropping’) language (e.g., Chinese) to a non-pro-drop one (e.g., English), since the pro-drop phenomenon demands NMT systems to recover omitted pronouns. This unique and crucial task, however, lacks sufficient datasets for benchmarking. To bridge this gap, we introduce PROSE, a new benchmark featured in diverse pro-drop instances for document-level Chinese-English spoken language translation. Furthermore, we conduct an in-depth investigation of the pro-drop phenomenon in spoken Chinese on this dataset, reconfirming that pro-drop reduces the performance of NMT systems in Chinese-English translation. To alleviate the negative impact introduced by pro-drop, we propose Mention-Aware Semantic Augmentation, a novel approach that leverages the semantic embedding of dropped pronouns to augment training pairs. Results from the experiments on four Chinese-English translation corpora show that our proposed method outperforms existing methods regarding omitted pronoun retrieval and overall translation quality.

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A Diachronic Analysis of Paradigm Shifts in NLP Research: When, How, and Why?
Aniket Pramanick | Yufang Hou | Saif Mohammad | Iryna Gurevych

Understanding the fundamental concepts and trends in a scientific field is crucial for keeping abreast of its continuous advancement. In this study, we propose a systematic framework for analyzing the evolution of research topics in a scientific field using causal discovery and inference techniques. We define three variables to encompass diverse facets of the evolution of research topics within NLP and utilize a causal discovery algorithm to unveil the causal connections among these variables using observational data. Subsequently, we leverage this structure to measure the intensity of these relationships. By conducting extensive experiments on the ACL Anthology corpus, we demonstrate that our framework effectively uncovers evolutionary trends and the underlying causes for a wide range of NLP research topics. Specifically, we show that tasks and methods are primary drivers of research in NLP, with datasets following, while metrics have minimal impact.

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Does the Correctness of Factual Knowledge Matter for Factual Knowledge-Enhanced Pre-trained Language Models?
Boxi Cao | Qiaoyu Tang | Hongyu Lin | Xianpei Han | Le Sun

In recent years, the injection of factual knowledge has been observed to have a significant positive correlation to the downstream task performance of pre-trained language models. However, existing work neither demonstrates that pre-trained models successfully learn the injected factual knowledge nor proves that there is a causal relation between injected factual knowledge and downstream performance improvements. In this paper, we introduce a counterfactual-based analysis framework to explore the causal effects of factual knowledge injection on the performance of language models within pretrain-finetune paradigm. Instead of directly probing the language model or exhaustively enumerating potential confounding factors, we analyze this issue by perturbing the factual knowledge sources at different scales and comparing the performance of pre-trained language models before and after the perturbation. Surprisingly, throughout our experiments, we find that although the knowledge seems to be successfully injected, the correctness of injected knowledge only has a very limited effect on the models’ downstream performance. This finding strongly challenges previous assumptions that the injected factual knowledge is the key for language models to achieve performance improvements on downstream tasks in pretrain-finetune paradigm.

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Syntactic Substitutability as Unsupervised Dependency Syntax
Jasper Jian | Siva Reddy

Syntax is a latent hierarchical structure which underpins the robust and compositional nature of human language. In this work, we explore the hypothesis that syntactic dependencies can be represented in language model attention distributions and propose a new method to induce these structures theory-agnostically. Instead of modeling syntactic relations as defined by annotation schemata, we model a more general property implicit in the definition of dependency relations, syntactic substitutability. This property captures the fact that words at either end of a dependency can be substituted with words from the same category. Substitutions can be used to generate a set of syntactically invariant sentences whose representations are then used for parsing. We show that increasing the number of substitutions used improves parsing accuracy on natural data. On long-distance subject-verb agreement constructions, our method achieves 79.5% recall compared to 8.9% using a previous method. Our method also provides improvements when transferred to a different parsing setup, demonstrating that it generalizes.

Distantly supervised named entity recognition (DS-NER) aims to locate entity mentions and classify their types with only knowledge bases or gazetteers and unlabeled corpus. However, distant annotations are noisy and degrade the performance of NER models. In this paper, we propose a noise-robust prototype network named MProto for the DS-NER task. Different from previous prototype-based NER methods, MProto represents each entity type with multiple prototypes to characterize the intra-class variance among entity representations. To optimize the classifier, each token should be assigned an appropriate ground-truth prototype and we consider such token-prototype assignment as an optimal transport (OT) problem. Furthermore, to mitigate the noise from incomplete labeling, we propose a novel denoised optimal transport (DOT) algorithm. Specifically, we utilize the assignment result between *Other* class tokens and all prototypes to distinguish unlabeled entity tokens from true negatives. Experiments on several DS-NER benchmarks demonstrate that our MProto achieves state-of-the-art performance. The source code is now available on Github.

Recent progress in Large Language Models (LLMs) has produced models that exhibit remarkable performance across a variety of NLP tasks. However, it remains unclear whether the existing focus of NLP research accurately captures the genuine requirements of human users. This paper provides a comprehensive analysis of the divergence between academic research in NLP and the needs of real-world NLP applications via a large-scale collection of user-GPT conversations. We analyze a large-scale collection of real user queries to GPT. We compare these queries against existing NLP benchmark tasks and identify a significant gap between the tasks that users frequently request from LLMs and the tasks that are commonly studied in academic research. For example, we find that tasks such as “design” and “planning” are prevalent in user interactions but largely neglected or different from traditional NLP benchmarks. We investigate these overlooked tasks, dissect the practical challenges, and provide insights toward a roadmap to make LLMs better aligned with user needs.

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Learning the Visualness of Text Using Large Vision-Language Models
Gaurav Verma | Ryan Rossi | Christopher Tensmeyer | Jiuxiang Gu | Ani Nenkova

Visual text evokes an image in a person’s mind, while non-visual text fails to do so. A method to automatically detect visualness in text will enable text-to-image retrieval and generation models to augment text with relevant images. This is particularly challenging with long-form text as text-to-image generation and retrieval models are often triggered for text that is designed to be explicitly visual in nature, whereas long-form text could contain many non-visual sentences. To this end, we curate a dataset of 3,620 English sentences and their visualness scores provided by multiple human annotators. We also propose a fine-tuning strategy that adapts large vision-language models like CLIP by modifying the model’s contrastive learning objective to map text identified as non-visual to a common NULL image while matching visual text to their corresponding images in the document. We evaluate the proposed approach on its ability to (i) classify visual and non-visual text accurately, and (ii) attend over words that are identified as visual in psycholinguistic studies. Empirical evaluation indicates that our approach performs better than several heuristics and baseline models for the proposed task. Furthermore, to highlight the importance of modeling the visualness of text, we conduct qualitative analyses of text-to-image generation systems like DALL-E.

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The Past, Present and Better Future of Feedback Learning in Large Language Models for Subjective Human Preferences and Values
Hannah Kirk | Andrew Bean | Bertie Vidgen | Paul Rottger | Scott Hale

Human feedback is increasingly used to steer the behaviours of Large Language Models (LLMs). However, it is unclear how to collect and incorporate feedback in a way that is efficient, effective and unbiased, especially for highly subjective human preferences and values. In this paper, we survey existing approaches for learning from human feedback, drawing on 95 papers primarily from the ACL and arXiv repositories. First, we summarise the past, pre-LLM trends for integrating human feedback into language models. Second, we give an overview of present techniques and practices, as well as the motivations for using feedback; conceptual frameworks for defining values and preferences; and how feedback is collected and from whom. Finally, we encourage a better future of feedback learning in LLMs by raising five unresolved conceptual and practical challenges.

Semi-structured data, such as Infobox tables, often include temporal information about entities, either implicitly or explicitly. Can current NLP systems reason about such information in semi-structured tables? To tackle this question, we introduce the task of temporal question answering on semi-structured tables. We present a dataset, TEMPTABQA, which comprises 11,454 question-answer pairs extracted from 1,208 Wikipedia Infobox tables spanning more than 90 distinct domains. Using this dataset, we evaluate several state-of-the-art models for temporal reasoning. We observe that even the top-performing LLMs lag behind human performance by more than 13.5 F1 points. Given these results, our dataset has the potential to serve as a challenging benchmark to improve the temporal reasoning capabilities of NLP models.

Large language models (LLMs) have shown incredible performance on many tasks such as dialogue generation, commonsense reasoning and question answering. In-context learning (ICL) is an important paradigm for adapting LLMs to the downstream tasks by prompting few demonstrations. However, the distribution of demonstrations can severely affect the performance, especially for challenging classification tasks. In this paper, we propose the concept of task-level thinking steps that can eliminate bias introduced by demonstrations. Further, to help LLMs distinguish confusing classes, we design a progressive revision framework, which can improve the thinking steps by correcting hard demonstrations. Experimental results prove the superiority of our proposed method, achieving best performance on three kinds of challenging classification tasks in the zero-shot and few-shot settings. Besides, with task-level thinking steps, automatically generated chain-of-thoughts (CoTs) bring more competitive performance.

The task of repository-level code completion is to continue writing the unfinished code based on a broader context of the repository. While for automated code completion tools, it is difficult to utilize the useful information scattered in different files. We propose RepoCoder, a simple, generic, and effective framework to address the challenge. It streamlines the repository-level code completion process by incorporating a similarity-based retriever and a pre-trained code language model in an iterative retrieval-generation pipeline. RepoCoder makes effective utilization of repository-level information for code completion and has the ability to generate code at various levels of granularity. Moreover, we propose a new benchmark RepoBench, which consists of the latest and high-quality real-world repositories covering line, API invocation, and function body completion scenarios. Experimental results indicate that RepoCoder significantly improves the In-File completion baseline by over 10% in all settings and consistently outperforms the vanilla retrieval-augmented code completion approach. Furthermore, we validate the effectiveness of RepoCoder through comprehensive analysis, providing valuable insights for future research. Our source code and benchmark will be publicly available after the paper review.

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Influence Scores at Scale for Efficient Language Data Sampling
Nikhil Anand | Joshua Tan | Maria Minakova

Modern ML systems ingest data aggregated from diverse sources, such as synthetic, human-annotated, and live customer traffic. Understanding which examples are important to the performance of a learning algorithm is crucial for efficient model training. Recently, a growing body of literature has given rise to various “influence scores,” which use training artifacts such as model confidence or checkpointed gradients to identify important subsets of data. However, these methods have primarily been developed in computer vision settings, and it remains unclear how well they generalize to language-based tasks using pretrained models. In this paper, we explore the applicability of influence scores in language classification tasks. We evaluate a diverse subset of these scores on the SNLI dataset by quantifying accuracy changes in response to pruning training data through random and influence-score-based sampling. We then stress-test one of the scores – “variance of gradients” (VoG) from Agarwal and Hooker (2022) – in an NLU model stack that was exposed to dynamic user speech patterns in a voice assistant type of setting. Our experiments demonstrate that in many cases, encoder-based language models can be fine-tuned on roughly 50% of the original data without degradation in performance metrics. Along the way, we summarize lessons learned from applying out-of-the-box implementations of influence scores, quantify the effects of noisy and class-imbalanced data, and offer recommendations on score-based sampling for better accuracy and training efficiency.

The quality of texts generated by natural language generation (NLG) systems is hard to measure automatically. Conventional reference-based metrics, such as BLEU and ROUGE, have been shown to have relatively low correlation with human judgments, especially for tasks that require creativity and diversity. Recent studies suggest using large language models (LLMs) as reference-free metrics for NLG evaluation, which have the benefit of being applicable to new tasks that lack human references. However, these LLM-based evaluators still have lower human correspondence than medium-size neural evaluators. In this work, we present G-Eval, a framework of using large language models with chain-of-thoughts (CoT) and a form-filling paradigm, to assess the quality of NLG outputs. We experiment with two generation tasks, text summarization and dialogue generation. We show that G-Eval with GPT-4 as the backbone model achieves a Spearman correlation of 0.514 with human on summarization task, outperforming all previous methods by a large margin. We also propose analysis on the behavior of LLM-based evaluators, and highlight the potential concern of LLM-based evaluators having a bias towards the LLM-generated texts.

Personalized dialogue generation, focusing on generating highly tailored responses by leveraging persona profiles and dialogue context, has gained significant attention in conversational AI applications. However, persona profiles, a prevalent setting in current personalized dialogue datasets, typically composed of merely four to five sentences, may not offer comprehensive descriptions of the persona about the agent, posing a challenge to generate truly personalized dialogues. To handle this problem, we propose Learning Retrieval Augmentation for Personalized DialOgue Generation (LAPDOG), which studies the potential of leveraging external knowledge for persona dialogue generation. Specifically, the proposed LAPDOG model consists of a story retriever and a dialogue generator. The story retriever uses a given persona profile as queries to retrieve relevant information from the story document, which serves as a supplementary context to augment the persona profile. The dialogue generator utilizes both the dialogue history and the augmented persona profile to generate personalized responses. For optimization, we adopt a joint training framework that collaboratively learns the story retriever and dialogue generator, where the story retriever is optimized towards desired ultimate metrics (e.g., BLEU) to retrieve content for the dialogue generator to generate personalized responses. Experiments conducted on the CONVAI2 dataset with ROCStory as a supplementary data source show that the proposed LAPDOG method substantially outperforms the baselines, indicating the effectiveness of the proposed method. The LAPDOG model code is publicly available for further exploration.

The recent advancements in Large Language Models (LLMs) have garnered widespread acclaim for their remarkable emerging capabilities. However, the issue of hallucination has parallelly emerged as a by-product, posing significant concerns. While some recent endeavors have been made to identify and mitigate different types of hallucination, there has been a limited emphasis on the nuanced categorization of hallucination and associated mitigation methods. To address this gap, we offer a fine-grained discourse on profiling hallucination based on its degree, orientation, and category, along with offering strategies for alleviation. As such, we define two overarching orientations of hallucination: (i) factual mirage (FM) and (ii) silver lining (SL). To provide a more comprehensive understanding, both orientations are further sub-categorized into intrinsic and extrinsic, with three degrees of severity - (i) mild, (ii) moderate, and (iii) alarming. We also meticulously categorize hallucination into six types: (i) acronym ambiguity, (ii) numeric nuisance, (iii) generated golem, (iv) virtual voice, (v) geographic erratum, and (vi) time wrap. Furthermore, we curate HallucInation eLiciTation (HILT), a publicly available dataset comprising of 75,000 samples generated using 15 contemporary LLMs along with human annotations for the aforementioned categories. Finally, to establish a method for quantifying and to offer a comparative spectrum that allows us to evaluate and rank LLMs based on their vulnerability to producing hallucinations, we propose Hallucination Vulnerability Index (HVI). Amidst the extensive deliberations on policy-making for regulating AI development, it is of utmost importance to assess and measure which LLM is more vulnerable towards hallucination. We firmly believe that HVI holds significant value as a tool for the wider NLP community, with the potential to serve as a rubric in AI-related policy-making. In conclusion, we propose two solution strategies for mitigating hallucinations.

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NAIL: Lexical Retrieval Indices with Efficient Non-Autoregressive Decoders
Livio Soares | Daniel Gillick | Jeremy Cole | Tom Kwiatkowski

Neural document rerankers are extremely effective in terms of accuracy. However, the best models require dedicated hardware for serving, which is costly and often not feasible. To avoid this servingtime requirement, we present a method of capturing up to 86% of the gains of a Transformer cross-attention model with a lexicalized scoring function that only requires 10^-6% of the Transformer’s FLOPs per document and can be served using commodity CPUs. When combined with a BM25 retriever, this approach matches the quality of a state-of-the art dual encoder retriever, that still requires an accelerator for query encoding. We introduce nail (Non-Autoregressive Indexing with Language models) as a model architecture that is compatible with recent encoder-decoder and decoder-only large language models, such as T5, GPT-3 and PaLM. This model architecture can leverage existing pre-trained checkpoints and can be fine-tuned for efficiently constructing document representations that do not require neural processing of queries.

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Analyzing Modular Approaches for Visual Question Decomposition
Apoorv Khandelwal | Ellie Pavlick | Chen Sun

Modular neural networks without additional training have recently been shown to surpass end-to-end neural networks on challenging vision–language tasks. The latest such methods simultaneously introduce LLM-based code generation to build programs and a number of skill-specific, task-oriented modules to execute them. In this paper, we focus on ViperGPT and ask where its additional performance comes from and how much is due to the (state-of-art, end-to-end) BLIP-2 model it subsumes vs. additional symbolic components. To do so, we conduct a controlled study (comparing end-to-end, modular, and prompting-based methods across several VQA benchmarks). We find that ViperGPT’s reported gains over BLIP-2 can be attributed to its selection of task-specific modules, and when we run ViperGPT using a more task-agnostic selection of modules, these gains go away. ViperGPT retains much of its performance if we make prominent alterations to its selection of modules: e.g. removing or retaining only BLIP-2. We also compare ViperGPT against a prompting-based decomposition strategy and find that, on some benchmarks, modular approaches significantly benefit by representing subtasks with natural language, instead of code. Our code is fully available at https://github.com/brown-palm/visual-question-decomposition.

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Improving Summarization with Human Edits
Zonghai Yao | Benjamin Schloss | Sai Selvaraj

Recent work has shown the promise of learning with human feedback paradigms to produce human-determined high-quality text. Existing works use human feedback to train large language models (LLMs) in general domain abstractive summarization and have obtained summary quality exceeding traditional likelihood training. In this paper, we focus on a less explored form of human feedback – Human Edits. We propose Sequence Alignment (un)Likelihood Training (SALT), a novel technique to use both the human-edited and model-generated data together in the training loop. In addition, we demonstrate simulating Human Edits with ground truth summaries coming from existing training data – Imitation edits, along with the model-generated summaries obtained after the training, to reduce the need for expensive human-edit data. In our experiments, we extend human feedback exploration from general domain summarization to medical domain summarization. Our results demonstrate the effectiveness of SALT in improving the summary quality with Human and Imitation Edits. Through additional experiments, we show that SALT outperforms the conventional RLHF method (designed for human preferences) – DPO, when applied to human-edit data. We hope the evidence in our paper prompts researchers to explore, collect, and better use different human feedback approaches scalably.

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Did You Mean...? Confidence-based Trade-offs in Semantic Parsing
Elias Stengel-Eskin | Benjamin Van Durme

We illustrate how a calibrated model can help balance common trade-offs in task-oriented parsing. In a simulated annotator-in-the-loop experiment, we show that well-calibrated confidence scores allow us to balance cost with annotator load, improving accuracy with a small number of interactions. We then examine how confidence scores can help optimize the trade-off between usability and safety. We show that confidence-based thresholding can substantially reduce the number of incorrect low-confidence programs executed; however, this comes at a cost to usability. We propose the DidYouMean system which better balances usability and safety by rephrasing low-confidence inputs.

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The Skipped Beat: A Study of Sociopragmatic Understanding in LLMs for 64 Languages
Chiyu Zhang | Khai Doan | Qisheng Liao | Muhammad Abdul-Mageed

Instruction tuned large language models (LLMs), such as ChatGPT, demonstrate remarkable performance in a wide range of tasks. Despite numerous recent studies that examine the performance of instruction-tuned LLMs on various NLP benchmarks, there remains a lack of comprehensive investigation into their ability to understand cross-lingual sociopragmatic meaning (SM), i.e., meaning embedded within social and interactive contexts. This deficiency arises partly from SM not being adequately represented in any of the existing benchmarks. To address this gap, we present SPARROW, an extensive multilingual benchmark specifically designed for SM understanding. SPARROW comprises 169 datasets covering 13 task types across six primary categories (e.g., anti-social language detection, emotion recognition). SPARROW datasets encompass 64 different languages originating from 12 language families representing 16 writing scripts. We evaluate the performance of various multilingual pretrained language models (e.g., mT5) and instruction-tuned LLMs (e.g., BLOOMZ, ChatGPT) on SPARROW through fine-tuning, zero-shot, and/or few-shot learning. Our comprehensive analysis reveals that existing open-source instruction tuned LLMs still struggle to understand SM across various languages, performing close to a random baseline in some cases. We also find that although ChatGPT outperforms many LLMs, it still falls behind task-specific finetuned models with a gap of 12.19 SPARROW score. Our benchmark is available at: https://github.com/UBC-NLP/SPARROW

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Understanding the Effect of Model Compression on Social Bias in Large Language Models
Gustavo Gonçalves | Emma Strubell

Large Language Models (LLMs) trained with self-supervision on vast corpora of web text fit to the social biases of that text. Without intervention, these social biases persist in the model’s predictions in downstream tasks, leading to representational harm. Many strategies have been proposed to mitigate the effects of inappropriate social biases learned during pretraining. Simultaneously, methods for model compression have become increasingly popular to reduce the computational burden of LLMs. Despite the popularity and need for both approaches, little work has been done to explore the interplay between these two. We perform a carefully controlled study of the impact of model compression via quantization and knowledge distillation on measures of social bias in LLMs. Longer pretraining and larger models led to higher social bias, and quantization showed a regularizer effect with its best trade-off around 20% of the original pretraining time.

The ability to automatically generate accurate protocols for scientific experiments would represent a major step towards the automation of science. Large Language Models (LLMs) have impressive capabilities on a wide range of tasks, such as question answering and the generation of coherent text and code. However, LLMs can struggle with multi-step problems and long-term planning, which are crucial for designing scientific experiments. Moreover, evaluation of the accuracy of scientific protocols is challenging, because experiments can be described correctly in many different ways, require expert knowledge to evaluate, and cannot usually be executed automatically. Here we present an automatic evaluation framework for the task of planning experimental protocols, and we introduce BioProt: a dataset of biology protocols with corresponding pseudocode representations. To measure performance on generating scientific protocols, we use an LLM to convert a natural language protocol into pseudocode, and then evaluate an LLM’s ability to reconstruct the pseudocode from a high-level description and a list of admissible pseudocode functions. We evaluate GPT-3 and GPT-4 on this task and explore their robustness. We externally validate the utility of pseudocode representations of text by generating accurate novel protocols using retrieved pseudocode, and we run a generated protocol successfully in our biological laboratory. Our framework is extensible to the evaluation and improvement of language model

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Cross-lingual Prompting: Improving Zero-shot Chain-of-Thought Reasoning across Languages
Libo Qin | Qiguang Chen | Fuxuan Wei | Shijue Huang | Wanxiang Che

Chain-of-thought (CoT) is capable of eliciting models to explicitly generate reasoning paths, thus promoting reasoning accuracy and attracting increasing attention. Specifically, zero-shot CoT achieves remarkable improvements in a wide range of reasoning tasks by simply instructing the LLM with the prompt “Let’s think step by step!”. Despite the success of zero-shot CoT, the existing zero-shot prompting techniques remain limited to a single language, making it challenging to generalize to other languages and hindering global development. In this work, we introduce cross-lingual prompting (CLP), aiming to improve zero-shot CoT reasoning across languages. Specifically, CLP consists of two main components: (1) cross-lingual alignment prompting and (2) task-specific solver prompting. The cross-lingual alignment prompting is responsible for aligning representations across different languages, whereas the task-specific solver prompting is used to generate the final chain of thoughts and results for the reasoning task. In addition, we further introduce cross-lingual self-consistent prompting (CLSP) to ensemble different reasoning paths across languages. Our experimental evaluations on several benchmarks demonstrate that CLP and CLSP significantly outperform the existing prompting methods and achieve state-of-the-art performance. We hope this work will inspire further breakthroughs in cross-lingual CoT.

Large language models (LLMs) excel in many tasks in NLP and beyond, but most open models have very limited coverage of smaller languages and LLM work tends to focus on languages where nearly unlimited data is available for pretraining. In this work, we study the challenges of creating LLMs for Finnish, a language spoken by less than 0.1% of the world population. We compile an extensive dataset of Finnish combining web crawls, news, social media and eBooks. We pursue two approaches to pretrain models: 1) we train seven monolingual models from scratch (186M to 13B parameters) dubbed FinGPT, 2) we continue the pretraining of the multilingual BLOOM model on a mix of its original training data and Finnish, resulting in a 176 billion parameter model we call BLUUMI. For model evaluation, we introduce FIN-bench, a version of BIG-bench with Finnish tasks. We also assess other model qualities such as toxicity and bias. Our models and tools are openly available at https://turkunlp.org/gpt3-finnish.

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Boosting Summarization with Normalizing Flows and Aggressive Training
Yu Yang | Xiaotong Shen

This paper presents FlowSUM, a normalizing flows-based variational encoder-decoder framework for Transformer-based summarization. Our approach tackles two primary challenges in variational summarization: insufficient semantic information in latent representations and posterior collapse during training. To address these challenges, we employ normalizing flows to enable flexible latent posterior modeling, and we propose a controlled alternate aggressive training (CAAT) strategy with an improved gate mechanism. Experimental results show that FlowSUM significantly enhances the quality of generated summaries and unleashes the potential for knowledge distillation with minimal impact on inference time. Furthermore, we investigate the issue of posterior collapse in normalizing flows and analyze how the summary quality is affected by the training strategy, gate initialization, and the type and number of normalizing flows used, offering valuable insights for future research.

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Indicative Summarization of Long Discussions
Shahbaz Syed | Dominik Schwabe | Khalid Al-Khatib | Martin Potthast

Online forums encourage the exchange and discussion of different stances on many topics. Not only do they provide an opportunity to present one’s own arguments, but may also gather a broad cross-section of others’ arguments. However, the resulting long discussions are difficult to overview. This paper presents a novel unsupervised approach using large language models (LLMs) to generating indicative summaries for long discussions that basically serve as tables of contents. Our approach first clusters argument sentences, generates cluster labels as abstractive summaries, and classifies the generated cluster labels into argumentation frames resulting in a two-level summary. Based on an extensively optimized prompt engineering approach, we evaluate 19 LLMs for generative cluster labeling and frame classification. To evaluate the usefulness of our indicative summaries, we conduct a purpose-driven user study via a new visual interface called **Discussion Explorer**: It shows that our proposed indicative summaries serve as a convenient navigation tool to explore long discussions.

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A Framework for Vision-Language Warm-up Tasks in Multimodal Dialogue Models
Jaewook Lee | Seongsik Park | Seong-Heum Park | Hongjin Kim | Harksoo Kim

Most research on multimodal open-domain dialogue agents has focused on pretraining and multi-task learning using additional rich datasets beyond a given target dataset. However, methods for exploiting these additional datasets can be quite limited in real-world settings, creating a need for more efficient methods for constructing agents based solely on the target dataset. To address these issues, we present a new learning strategy called vision-language warm-up tasks for multimodal dialogue models (VLAW-MDM). This strategy does not require the use of large pretraining or multi-task datasets but rather relies solely on learning from target data. Moreover, our proposed approach automatically generate captions for images and incorporate them into the model’s input to improve the contextualization of visual information. Using this novel approach, we empirically demonstrate that our learning strategy is effective for limited data and relatively small models. The result show that our method achieved comparable and in some cases superior performance compared to existing state-of-the-art models on various evaluation metrics.

Transformer-based models have achieved great success on sentence pair modeling tasks, such as answer selection and natural language inference (NLI). These models generally perform cross-attention over input pairs, leading to prohibitive computational cost. Recent studies propose dual-encoder and late interaction architectures for faster computation. However, the balance between the expressive of cross-attention and computation speedup still needs better coordinated. To this end, this paper introduces a novel paradigm TopicAns for efficient sentence pair modeling. TopicAns involves a lightweight cross-attention mechanism. It conducts query encoding only once while modeling the query-candidate interaction in parallel. Extensive experiments conducted on four tasks demonstrate that our TopicAnscan speed up sentence pairing by over 113x while achieving comparable performance as the more expensive cross-attention models.

As large language models (LLMs) have shown effectiveness with different prompting methods, such as Chain of Thought, Program of Thought, we find that these methods have formed a great complementarity to each other on math reasoning tasks. In this work, we propose XoT, an integrated problem solving framework by prompting LLMs with diverse reasoning thoughts. For each question, XoT always begins with selecting the most suitable method then executes each method iteratively. Within each iteration, XoT actively checks the validity of the generated answer and incorporates the feedback from external executors, allowing it to dynamically switch among different prompting methods. Through extensive experiments on 10 popular math reasoning datasets, we demonstrate the effectiveness of our proposed approach and thoroughly analyze the strengths of each module. Moreover, empirical results suggest that our framework is orthogonal to recent work that makes improvements on single reasoning methods and can further generalise to logical reasoning domain. By allowing method switching, XoT provides a fresh perspective on the collaborative integration of diverse reasoning thoughts in a unified framework.

The progress of event extraction research has been hindered by the absence of wide-coverage, large-scale datasets. To make event extraction systems more accessible, we build a general-purpose event detection dataset GLEN, which covers 205K event mentions with 3,465 different types, making it more than 20x larger in ontology than today’s largest event dataset. GLEN is created by utilizing the DWD Overlay, which provides a mapping between Wikidata Qnodes and PropBank rolesets. This enables us to use the abundant existing annotation for PropBank as distant supervision. In addition, we also propose a new multi-stage event detection model specifically designed to handle the large ontology size in GLEN. We show that our model exhibits superior performance compared to a range of baselines including InstructGPT. Finally, we perform error analysis and show that label noise is still the largest challenge for improving performance for this new dataset.

Pretraining has proven to be a powerful technique in natural language processing (NLP), exhibiting remarkable success in various NLP downstream tasks. However, in the medical domain, existing pretrained models on electronic health records (EHR) fail to capture the hierarchical nature of EHR data, limiting their generalization capability across diverse downstream tasks using a single pretrained model. To tackle this challenge, this paper introduces a novel, general, and unified pretraining framework called MedHMP, specifically designed for hierarchically multimodal EHR data. The effectiveness of the proposed MedHMP is demonstrated through experimental results on eight downstream tasks spanning three levels. Comparisons against eighteen baselines further highlight the efficacy of our approach.

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Critic-Driven Decoding for Mitigating Hallucinations in Data-to-text Generation
Mateusz Lango | Ondrej Dusek

Hallucination of text ungrounded in the input is a well-known problem in neural data-to-text generation. Many methods have been proposed to mitigate it, but they typically require altering model architecture or collecting additional data, and thus cannot be easily applied to an existing model. In this paper, we explore a new way to mitigate hallucinations by combining the probabilistic output of a generator language model (LM) with the output of a special “text critic” classifier, which guides the generation by assessing the match between the input data and the text generated so far. Our method does not need any changes to the underlying LM’s architecture or training procedure and can thus be combined with any model and decoding operating on word probabilities. The critic does not need any additional training data, using the base LM’s training data and synthetic negative examples. Our experimental results show that our method improves over the baseline on the WebNLG and OpenDialKG benchmarks.

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Bridging the Gap between Synthetic and Authentic Images for Multimodal Machine Translation
Wenyu Guo | Qingkai Fang | Dong Yu | Yang Feng

Multimodal machine translation (MMT) simultaneously takes the source sentence and a relevant image as input for translation. Since there is no paired image available for the input sentence in most cases, recent studies suggest utilizing powerful text-to-image generation models to provide image inputs. Nevertheless, synthetic images generated by these models often follow different distributions compared to authentic images. Consequently, using authentic images for training and synthetic images for inference can introduce a distribution shift, resulting in performance degradation during inference. To tackle this challenge, in this paper, we feed synthetic and authentic images to the MMT model, respectively. Then we minimize the gap between the synthetic and authentic images by drawing close the input image representations of the Transformer Encoder and the output distributions of the Transformer Decoder. Therefore, we mitigate the distribution disparity introduced by the synthetic images during inference, thereby freeing the authentic images from the inference process. Experimental results show that our approach achieves state-of-the-art performance on the Multi30K En-De and En-Fr datasets, while remaining independent of authentic images during inference.

Pretrained language models have learned a vast amount of human knowledge from large-scale corpora, but their powerful memorization capability also brings the risk of data leakage. Some risks may only be discovered after the model training is completed, such as the model memorizing a specific phone number and frequently outputting it. In such cases, model developers need to eliminate specific data influences from the model to mitigate legal and ethical penalties. To effectively mitigate these risks, people often have to spend a significant amount of time and computational costs to retrain new models instead of finding ways to cure the ‘sick’ models. Therefore, we propose a method to locate and erase risky neurons in order to eliminate the impact of privacy data in the model. We use a new method based on integrated gradients to locate neurons associated with privacy texts, and then erase these neurons by setting their activation values to zero.Furthermore, we propose a risky neuron aggregation method to eliminate the influence of privacy data in the model in batches. Experimental results show that our method can effectively and quickly eliminate the impact of privacy data without affecting the model’s performance. Additionally, we demonstrate the relationship between model memorization and neurons through experiments, further illustrating the robustness of our method.

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Investigating Bias in Multilingual Language Models: Cross-Lingual Transfer of Debiasing Techniques
Manon Reusens | Philipp Borchert | Margot Mieskes | Jochen De Weerdt | Bart Baesens

This paper investigates the transferability of debiasing techniques across different languages within multilingual models. We examine the applicability of these techniques in English, French, German, and Dutch. Using multilingual BERT (mBERT), we demonstrate that cross-lingual transfer of debiasing techniques is not only feasible but also yields promising results. Surprisingly, our findings reveal no performance disadvantages when applying these techniques to non-English languages. Using translations of the CrowS-Pairs dataset, our analysis identifies SentenceDebias as the best technique across different languages, reducing bias in mBERT by an average of 13%. We also find that debiasing techniques with additional pretraining exhibit enhanced cross-lingual effectiveness for the languages included in the analyses, particularly in lower-resource languages. These novel insights contribute to a deeper understanding of bias mitigation in multilingual language models and provide practical guidance for debiasing techniques in different language contexts.

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Can Language Models Laugh at YouTube Short-form Videos?
Dayoon Ko | Sangho Lee | Gunhee Kim

As short-form funny videos on social networks are gaining popularity, it becomes demanding for AI models to understand them for better communication with humans. Unfortunately, previous video humor datasets target specific domains such as speeches or sitcoms, and mostly focus on verbal cues. We curate a user-generated dataset of 10K multimodal funny videos from YouTube, called ExFunTube. Using a video filtering pipeline with GPT-3.5, we verify both verbal and visual elements contributing to humor. After filtering, we annotate each video with timestamps and text explanations for funny moments. Our ExFunTube is unique over existing datasets in that our videos cover a wide range of domains with various types of humor that necessitate a multimodal understanding of the content. Also, we develop a zero-shot video-to-text prompting to maximize video humor understanding of large language models (LLMs). With three different evaluation methods using automatic scores, rationale quality experiments, and human evaluations, we show that our prompting significantly improves LLMs’ ability for humor explanation.

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Random Entity Quantization for Parameter-Efficient Compositional Knowledge Graph Representation
Jiaang Li | Quan Wang | Yi Liu | Licheng Zhang | Zhendong Mao

Representation Learning on Knowledge Graphs (KGs) is essential for downstream tasks. The dominant approach, KG Embedding (KGE), represents entities with independent vectors and faces the scalability challenge. Recent studies propose an alternative way for parameter efficiency, which represents entities by composing entity-corresponding codewords matched from predefined small-scale codebooks. We refer to the process of obtaining corresponding codewords of each entity as entity quantization, for which previous works have designed complicated strategies. Surprisingly, this paper shows that simple random entity quantization can achieve similar results to current strategies. We analyze this phenomenon and reveal that entity codes, the quantization outcomes for expressing entities, have higher entropy at the code level and Jaccard distance at the codeword level under random entity quantization. Therefore, different entities become more easily distinguished, facilitating effective KG representation. The above results show that current quantization strategies are not critical for KG representation, and there is still room for improvement in entity distinguishability beyond current strategies.

Conventional knowledge distillation(KD) approaches are commonly employed to compress neural machine translation(NMT) models. However, they only obtain one lightweight student each time. Consequently, we have to conduct KD multiple times when different students are required at the same time, which could be resource-intensive. Additionally, these students are individually optimized, and thus lack interactions with each other, leading to their potential not being fully exerted. In this work, we propose a novel All-In-One Knowledge Distillation(AIO-KD) framework for NMT, which generates multiple satisfactory students at once. Under AIO-KD, we first randomly extract fewer-layer subnetworks from the teacher as the sample students. Then, we jointly optimize the teacher and these students, where the students simultaneously learn the knowledge from the teacher and interact with other students via mutual learning. When utilized, we re-extract the candidate students, satisfying the specifications of various devices. Particularly, we adopt carefully-designed strategies for AIO-KD: 1) we dynamically detach gradients to prevent poorly-performed students from negatively affecting the teacher during the knowledge transfer, which could subsequently impact other students; 2) we design a two-stage mutual learning strategy, which alleviates the negative impacts of poorly-performed students on the early-stage student interactions. Extensive experiments and in-depth analyses on three benchmarks demonstrate the effectiveness and eco-friendliness of AIO-KD. Our source code is available at https://github.com/DeepLearnXMU/AIO-KD.

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HistAlign: Improving Context Dependency in Language Generation by Aligning with History
David Wan | Shiyue Zhang | Mohit Bansal

Language models (LMs) can generate hallucinations and incoherent outputs, which highlights their weak context dependency. Cache-LMs, which augment LMs with a memory of recent history, can increase context dependency and have shown remarkable performance in diverse language generation tasks. However, we find that even with training, the performance gain stemming from the cache component of current cache-LMs is suboptimal due to the misalignment between the current hidden states and those stored in the memory. In this work, we present HistAlign, a new training approach to ensure good cache alignment such that the model receives useful signals from the history. We first prove our concept on a simple and synthetic task where the memory is essential for correct predictions, and we show that the cache component of HistAlign is better aligned and improves overall performance. Next, we evaluate HistAlign on diverse downstream language generation tasks, including prompt continuation, abstractive summarization, and data-to-text. We demonstrate that HistAlign improves text coherence and faithfulness in open-ended and conditional generation settings respectively. HistAlign is also generalizable across different model families, showcasing its strength in improving context dependency of LMs in diverse scenarios.

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CombLM: Adapting Black-Box Language Models through Small Fine-Tuned Models
Aitor Ormazabal | Mikel Artetxe | Eneko Agirre

Methods for adapting language models (LMs) to new tasks and domains have traditionally assumed white-box access to the model, and work by modifying its parameters. However, this is incompatible with a recent trend in the field, where the highest quality models are only available as black-boxes through inference APIs. Even when the model weights are available, the computational cost of fine-tuning large LMs can be prohibitive for most practitioners. In this work, we present a lightweight method for adapting large LMs to new domains and tasks, assuming no access to their weights or intermediate activations. Our approach fine-tunes a small white-box LM and combines it with the large black-box LM at the probability level through a small network, learned on a small validation set. We validate our approach by adapting a large LM (OPT-30B) to several domains and a downstream task (machine translation), observing improved performance in all cases, of up to 9%, while using a domain expert 23x smaller.

We are interested in image manipulation via natural language text – a task that is useful for multiple AI applications but requires complex reasoning over multi-modal spaces. We extend recently proposed Neuro Symbolic Concept Learning (NSCL), which has been quite effective for the task of Visual Question Answering (VQA), for the task of image manipulation. Our system referred to as NeuroSIM can perform complex multi-hop reasoning over multi-object scenes and only requires weak supervision in the form of annotated data for VQA. NeuroSIM parses an instruction into a symbolic program, based on a Domain Specific Language (DSL) comprising of object attributes and manipulation operations, that guides its execution. We create a new dataset for the task, and extensive experiments demonstrate that NeuroSIM is highly competitive with or beats SOTA baselines that make use of supervised data for manipulation.

In NLP, text language models based on words or subwords are known to outperform their character-based counterparts. Yet, in the speech community, the standard input of spoken LMs are 20ms or 40ms-long discrete units (shorter than a phoneme). Taking inspiration from word-based LM, we introduce a Generative Spoken Language Model (GSLM) based on word-size continuous-valued audio tokens that can generate diverse and expressive language output. This is obtained by replacing lookup table for lexical types with a Lexical Embedding function, the cross entropy loss by a contrastive loss, and multinomial sampling by k-NN sampling. The resulting model is the first generative language model based on word-size continuous tokens. Its performance is on par with discrete unit GSLMs regarding generation quality as measured by automatic metrics and subjective human judgements. Moreover, it is five times more memory efficient thanks to its large 200ms units. In addition, the embeddings before and after the Lexical Embedder are phonetically and semantically interpretable.

Fine-tuning on instruction data has been widely validated as an effective practice for implementing chat language models like ChatGPT. Scaling the diversity and quality of such data, although straightforward, stands a great chance of leading to improved performance. This paper aims to push the upper bound of open-source models further. We first provide a systematically designed, diverse, informative, large-scale dataset of instructional conversations, UltraChat, which does not involve human queries. Our objective is to capture the breadth of interactions between a human user and an AI assistant and employs a comprehensive framework to generate multi-turn conversation iteratively. UltraChat contains 1.5 million high-quality multi-turn dialogues and covers a wide range of topics and instructions. Our statistical analysis of UltraChat reveals its superiority in various key metrics, including scale, average length, diversity, coherence, etc., solidifying its position as a leading open-source dataset. Building upon UltraChat, we fine-tune a LLaMA model to create a powerful conversational model, UltraLM. Our evaluations indicate that UltraLM consistently outperforms other open-source models, including WizardLM and Vicuna, the previously recognized state-of-the-art open-source models.

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Weakly-Supervised Learning of Visual Relations in Multimodal Pretraining
Emanuele Bugliarello | Aida Nematzadeh | Lisa Hendricks

Recent work in vision-and-language pretraining has investigated supervised signals from object detection data to learn better, fine-grained multimodal representations. In this work, we take a step further and explore how we can tap into supervision from small-scale visual relation data. In particular, we propose two pretraining approaches to contextualise visual entities in a multimodal setup. With verbalised scene graphs, we transform visual relation triplets into structured captions, and treat them as additional image descriptions. With masked relation prediction, we further encourage relating entities from image regions with visually masked contexts. When applied to strong baselines pretrained on large amounts of Web data, zero-shot evaluations on both coarse-grained and fine-grained tasks show the efficacy of our methods in learning multimodal representations from weakly-supervised relations data.

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Unsupervised Grammatical Error Correction Rivaling Supervised Methods
Hannan Cao | Liping Yuan | Yuchen Zhang | Hwee Tou Ng

State-of-the-art grammatical error correction (GEC) systems rely on parallel training data (ungrammatical sentences and their manually corrected counterparts), which are expensive to construct. In this paper, we employ the Break-It-Fix-It (BIFI) method to build an unsupervised GEC system. The BIFI framework generates parallel data from unlabeled text using a fixer to transform ungrammatical sentences into grammatical ones, and a critic to predict sentence grammaticality. We present an unsupervised approach to build the fixer and the critic, and an algorithm that allows them to iteratively improve each other. We evaluate our unsupervised GEC system on English and Chinese GEC. Empirical results show that our GEC system outperforms previous unsupervised GEC systems, and achieves performance comparable to supervised GEC systems without ensemble. Furthermore, when combined with labeled training data, our system achieves new state-of-the-art results on the CoNLL-2014 and NLPCC-2018 test sets.

Entity linking (EL) is the task of linking a textual mention to its corresponding entry in a knowledge base, and is critical for many knowledge-intensive NLP applications. When applied to tables in scientific papers, EL is a step toward large-scale scientific knowledge bases that could enable advanced scientific question answering and analytics. We present the first dataset for EL in scientific tables. EL for scientific tables is especially challenging because scientific knowledge bases can be very incomplete, and disambiguating table mentions typically requires understanding the paper’s text in addition to the table. Our dataset, Scientific Table Entity Linking (S2abEL), focuses on EL in machine learning results tables and includes hand-labeled cell types, attributed sources, and entity links from the PaperswithCode taxonomy for 8,429 cells from 732 tables. We introduce a neural baseline method designed for EL on scientific tables containing many out-of-knowledge-base mentions, and show that it significantly outperforms a state-of-the-art generic table EL method. The best baselines fall below human performance, and our analysis highlights avenues for improvement.

Recent research has demonstrated that Large Language Models (LLMs) can enhance their capabilities by utilizing external tools. However, three pivotal questions remain unanswered: (1) How effective are current LLMs in utilizing tools? (2) How can we enhance LLMs’ ability to utilize tools? (3) What obstacles need to be overcome to leverage tools? To address these questions, we introduce API-Bank, a groundbreaking benchmark, specifically designed for tool-augmented LLMs. For the first question, we develop a runnable evaluation system consisting of 73 API tools. We annotate 314 tool-use dialogues with 753 API calls to assess the existing LLMs’ capabilities in planning, retrieving, and calling APIs. For the second question, we construct a comprehensive training set containing 1,888 tool-use dialogues from 2,138 APIs spanning 1,000 distinct domains. Using this dataset, we train Lynx, a tool-augmented LLM initialized from Alpaca. Experimental results demonstrate that GPT-3.5 exhibits improved tool utilization compared to GPT-3, while GPT-4 excels in planning. However, there is still significant potential for further improvement. Moreover, Lynx surpasses Alpaca’s tool utilization performance by more than 26 pts and approaches the effectiveness of GPT-3.5. Through error analysis, we highlight the key challenges for future research in this field to answer the third question.

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Language and Mental Health: Measures of Emotion Dynamics from Text as Linguistic Biosocial Markers
Daniela Teodorescu | Tiffany Cheng | Alona Fyshe | Saif Mohammad

Research in psychopathology has shown that, at an aggregate level, the patterns of emotional change over time—emotion dynamics—are indicators of one’s mental health. One’s patterns of emotion change have traditionally been determined through self-reports of emotions; however, there are known issues with accuracy, bias, and convenience. Recent approaches to determining emotion dynamics from one’s everyday utterances, addresses many of these concerns, but it is not yet known whether these measures of utterance emotion dynamics (UED) correlate with mental health diagnoses. Here, for the first time, we study the relationship between tweet emotion dynamics and mental health disorders. We find that each of the UED metrics studied varied by the user’s self-disclosed diagnosis. For example: average valence was significantly higher (i.e., more positive text) in the control group compared to users with ADHD, MDD, and PTSD. Valence variability was significantly lower in the control group compared to ADHD, depression, bipolar disorder, MDD, PTSD, and OCD but not PPD. Rise and recovery rates of valence also exhibited significant differences from the control. This work provides important early evidence for how linguistic cues pertaining to emotion dynamics can play a crucial role as biosocial markers for mental illnesses and aid in the understanding, diagnosis, and management of mental health disorders.

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Lion: Adversarial Distillation of Proprietary Large Language Models
Yuxin Jiang | Chunkit Chan | Mingyang Chen | Wei Wang

The practice of transferring knowledge from a sophisticated, proprietary large language model (LLM) to a compact, open-source LLM has garnered considerable attention. Previous works have focused on a unidirectional knowledge distillation way by aligning the responses of the student model with those of the teacher model to a set of instructions. Nevertheless, they overlooked the possibility of incorporating any “feedback”–identifying challenging instructions where the student model’s performance falls short–to boost the student model’s proficiency iteratively. To this end, we propose a novel adversarial distillation framework for a more efficient knowledge transfer. Leveraging the versatile role adaptability of LLMs, we prompt the teacher model to identify “hard” instructions and generate new “hard” instructions for the student model, creating a three-stage adversarial loop of imitation, discrimination, and generation. By applying this adversarial framework, we successfully transfer knowledge from ChatGPT to a student model (named Lion), using a mere 70k training data. Our results show that Lion-13B not only achieves comparable open-ended generation capabilities to ChatGPT but surpasses conventional state-of-the-art (SOTA) instruction-tuned models like Vicuna-13B by 55.4% in challenging zero-shot reasoning benchmarks such as BIG-Bench Hard (BBH) and 16.7% on AGIEval.

While recent studies have looked into the abilities of large language models in various benchmark tasks, including question generation, reading comprehension, multilingual and etc, there have been few studies looking into the controllability of large language models on generation tasks. We present an extensive analysis of various benchmarks including a sentence planning benchmark with different granularities. After comparing large language models against state-of-the-start finetuned smaller models, we present a spectrum showing large language models falling behind, are comparable, or exceed the ability of smaller models. We conclude that *large language models struggle at meeting fine-grained hard constraints*.

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DeSIQ: Towards an Unbiased, Challenging Benchmark for Social Intelligence Understanding
Xiao-Yu Guo | Yuan-Fang Li | Reza Haf

Social intelligence is essential for understanding and reasoning about human expressions, intents and interactions. One representative benchmark for its study is Social Intelligence Queries (Social-IQ), a dataset of multiple-choice questions on videos of complex social interactions. We define a comprehensive methodology to study the soundness of Social-IQ, as the soundness of such benchmark datasets is crucial to the investigation of the underlying research problem. We define a comprehensive methodology to study the soundness of Social-IQ, as the soundness of such benchmark datasets is crucial to the investigation of the underlying research problem. Our analysis reveals that Social-IQ contains substantial biases, which can be exploited by a moderately strong language model to learn spurious correlations to achieve perfect performance without being given the context or even the question. We introduce DeSIQ, a new challenging dataset, constructed by applying simple perturbations to Social-IQ. Our empirical analysis shows De-SIQ significantly reduces the biases in the original Social-IQ dataset. Furthermore, we examine and shed light on the effect of model size, model style, learning settings, commonsense knowledge, and multi-modality on the new benchmark performance. Our new dataset, observations and findings open up important research questions for the study of social intelligence.

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Why LLMs Hallucinate, and How to Get (Evidential) Closure: Perceptual, Intensional, and Extensional Learning for Faithful Natural Language Generation
Adam Bouyamourn

We show that LLMs hallucinate because their output is not constrained to be synonymous with claims for which they have evidence: a condition that we call evidential closure. Information about the truth or falsity of sentences is not statistically identified in the standard neural language generation setup, and so cannot be conditioned on to generate new strings. We then show how to constrain LLMs to produce output that satisfies evidential closure. A multimodal LLM must learn about the external world (perceptual learning); it must learn a mapping from strings to states of the world (extensional learning); and, to achieve fluency when generalizing beyond a body of evidence, it must learn mappings from strings to their synonyms (intensional learning). The output of a unimodal LLM must be synonymous with strings in a validated evidence set. Finally, we present a heuristic procedure, Learn-Babble-Prune, that yields faithful output from an LLM by rejecting output that is not synonymous with claims for which the LLM has evidence.

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A Question Answering Framework for Decontextualizing User-facing Snippets from Scientific Documents
Benjamin Newman | Luca Soldaini | Raymond Fok | Arman Cohan | Kyle Lo

Many real-world applications (e.g., note taking, search) require extracting a sentence or paragraph from a document and showing that snippet to a human outside of the source document. Yet, users may find snippets difficult to understand as they lack context from the original document. In this work, we use language models to rewrite snippets from scientific documents to be read on their own. First, we define the requirements and challenges for this user-facing decontextualization task, such as clarifying where edits occur and handling references to other documents. Second, we propose a framework that decomposes the task into three stages: question generation, question answering, and rewriting. Using this framework, we collect gold decontextualizations from experienced scientific article readers. We then conduct a range of experiments across state-of-the-art commercial and open-source language models to identify how to best provide missing-but-relevant information to models for our task. Finally, we develop QaDecontext, a simple prompting strategy inspired by our framework that improves over end-to-end prompting. We conclude with analysis that finds, while rewriting is easy, question generation and answering remain challenging for today’s models.

The goal of compositional generalization benchmarks is to evaluate how well models generalize to new complex linguistic expressions. Existing benchmarks often focus on lexical generalization, the interpretation of novel lexical items in syntactic structures familiar from training; structural generalization tasks, where a model needs to interpret syntactic structures that are themselves unfamiliar from training, are often underrepresented, resulting in overly optimistic perceptions of how well models can generalize. We introduce SLOG, a semantic parsing dataset that extends COGS (Kim and Linzen, 2020) with 17 structural generalization cases. In our experiments, the generalization accuracy of Transformer models, including pretrained ones, only reaches 40.6%, while a structure-aware parser only achieves 70.8%. These results are far from the near-perfect accuracy existing models achieve on COGS, demonstrating the role of SLOG in foregrounding the large discrepancy between models’ lexical and structural generalization capacities.

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Pushdown Layers: Encoding Recursive Structure in Transformer Language Models
Shikhar Murty | Pratyusha Sharma | Jacob Andreas | Christopher Manning

Recursion is a prominent feature of human language, and fundamentally challenging for self-attention due to the lack of an explicit recursive-state tracking mechanism. Consequently, Transformer language models poorly capture long-tail recursive structure and exhibit sample-inefficient syntactic generalization. This work introduces Pushdown Layers, a new self-attention layer that models recursive state via a stack tape that tracks estimated depths of every token in an incremental parse of the observed prefix. Transformer LMs with Pushdown Layers are syntactic language models that autoregressively and synchronously update this stack tape as they predict new tokens, in turn using the stack tape to softly modulate attention over tokens—for instance, learning to “skip” over closed constituents. When trained on a corpus of strings annotated with silver constituency parses, Transformers equipped with Pushdown Layers achieve dramatically better and 3-5x more sample-efficient syntactic generalization, while maintaining similar perplexities. Pushdown Layers are a drop-in replacement for standard self-attention. We illustrate this by finetuning GPT2-medium with Pushdown Layers on an automatically parsed WikiText-103, leading to improvements on several GLUE text classification tasks.

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Can LLMs Facilitate Interpretation of Pre-trained Language Models?
Basel Mousi | Nadir Durrani | Fahim Dalvi

Work done to uncover the knowledge encoded within pre-trained language models rely on annotated corpora or human-in-the-loop methods. However, these approaches are limited in terms of scalability and the scope of interpretation. We propose using a large language model, ChatGPT, as an annotator to enable fine-grained interpretation analysis of pre-trained language models. We discover latent concepts within pre-trained language models by applying agglomerative hierarchical clustering over contextualized representations and then annotate these concepts using ChatGPT. Our findings demonstrate that ChatGPT produces accurate and semantically richer annotations compared to human-annotated concepts. Additionally, we showcase how GPT-based annotations empower interpretation analysis methodologies of which we demonstrate two: probing frameworks and neuron interpretation. To facilitate further exploration and experimentation in the field, we make available a substantial ConceptNet dataset (TCN) comprising 39,000 annotated concepts.

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Enhancing Low-resource Fine-grained Named Entity Recognition by Leveraging Coarse-grained Datasets
Su Lee | Seokjin Oh | Woohwan Jung

Named Entity Recognition (NER) frequently suffers from the problem of insufficient labeled data, particularly in fine-grained NER scenarios. Although K-shot learning techniques can be applied, their performance tends to saturate when the number of annotations exceeds several tens of labels. To overcome this problem, we utilize existing coarse-grained datasets that offer a large number of annotations. A straightforward approach to address this problem is pre-finetuning, which employs coarse-grained data for representation learning. However, it cannot directly utilize the relationships between fine-grained and coarse-grained entities, although a fine-grained entity type is likely to be a subcategory of a coarse-grained entity type. We propose a fine-grained NER model with a Fine-to-Coarse(F2C) mapping matrix to leverage the hierarchical structure explicitly. In addition, we present an inconsistency filtering method to eliminate coarse-grained entities that are inconsistent with fine-grained entity types to avoid performance degradation. Our experimental results show that our method outperforms both K-shot learning and supervised learning methods when dealing with a small number of fine-grained annotations.

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Oolong: Investigating What Makes Transfer Learning Hard with Controlled Studies
Zhengxuan Wu | Alex Tamkin | Isabel Papadimitriou

When we transfer a pretrained language model to a new language, there are many axes of variation that change at once. To disentangle the impact of different factors like syntactic similarity and vocabulary similarity, we propose a set of controlled transfer studies: we systematically transform the language of the GLUE benchmark, altering one axis of crosslingual variation at a time, and then measure the resulting drops in a pretrained model’s downstream performance. We find that models can largely recover from syntactic-style shifts, but cannot recover from vocabulary misalignment and embedding matrix re-initialization, even with continued pretraining on 15 million tokens. Moreover, good-quality tokenizers in the transfer language do not make vocabulary alignment easier. Our experiments provide insights into the factors of cross-lingual transfer that researchers should most focus on when designing language transfer scenarios.

Existing MWP solvers employ sequence or binary tree to present the solution expression and decode it from given problem description. However, such structures fail to handle the variants that can be derived via mathematical manipulation, e.g., (a₁+a₂)*a₃ and a₁ * a₃+a₂ * a₃ can both be possible valid solutions for a same problem but formulated as different expression sequences or trees. The multiple solution variants depicting different possible solving procedures for the same input problem would raise two issues: 1) making it hard for the model to learn the mapping function between the input and output spaces effectively, and 2) wrongly indicating wrong when evaluating a valid expression variant. To address these issues, we introduce a unified tree structure to present a solution expression, where the elements are permutable and identical for all the expression variants. We propose a novel non-autoregressive solver, named MWP-NAS, to parse the problem and deduce the solution expression based on the unified tree. For evaluating the possible expression variants, we design a path-based metric to evaluate the partial accuracy of expressions of a unified tree. The results from extensive experiments conducted on Math23K and MAWPS demonstrate the effectiveness of our proposed MWP-NAS. The codes and checkpoints are available at: https://github.com/mengqunhan/MWP-NAS.

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Improving Chinese Pop Song and Hokkien Gezi Opera Singing Voice Synthesis by Enhancing Local Modeling
Peng Bai | Yue Zhou | Meizhen Zheng | Wujin Sun | Xiaodong Shi

Singing Voice Synthesis (SVS) strives to synthesize pleasing vocals based on music scores and lyrics. The current acoustic models based on Transformer usually process the entire sequence globally and use a simple L1 loss. However, this approach overlooks the significance of local modeling within the sequence and the local optimization of the hard-to-synthesize parts in the predicted mel-spectrogram. Consequently, the synthesized audio exhibits local incongruities (e.g., local pronunciation jitter or local noise). To address this problem, we propose two methods to enhance local modeling in the acoustic model. First, we devise a nearest neighbor local attention, where each phoneme token focuses only on the adjacent phoneme tokens located before and after it. Second, we propose a phoneme-level local adaptive weights loss function that enables the model to focus more on the hard-to-synthesize parts of the mel-spectrogram. We have verified the universality of our methods on public Chinese pop song and Hokkien Gezi Opera datasets. Extensive experiments have demonstrated the effectiveness of our methods, resulting in significant improvements in both objective and subjective evaluations when compared to the strong baselines. Our code and demonstration samples are available at https://github.com/baipeng1/SVSELM.

NLP systems have shown impressive performance at answering questions by retrieving relevant context. However, with the increasingly large models, it is impossible and often undesirable to constrain models’ knowledge or reasoning to only the retrieved context. This leads to a mismatch between the information that the models access to derive the answer and the information that is available to the user to assess the model predicted answer. In this work, we study how users interact with QA systems in the absence of sufficient information to assess their predictions. Further, we ask whether adding the requisite background helps mitigate users’ over-reliance on predictions. Our study reveals that users rely on model predictions even in the absence of sufficient information needed to assess the model’s correctness. Providing the relevant background, however, helps users better catch model errors, reducing over-reliance on incorrect predictions. On the flip side, background information also increases users’ confidence in their accurate as well as inaccurate judgments. Our work highlights that supporting users’ verification of QA predictions is an important, yet challenging, problem.

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GROOViST: A Metric for Grounding Objects in Visual Storytelling
Aditya Surikuchi | Sandro Pezzelle | Raquel Fernández

A proper evaluation of stories generated for a sequence of images—the task commonly referred to as visual storytelling—must consider multiple aspects, such as coherence, grammatical correctness, and visual grounding. In this work, we focus on evaluating the degree of grounding, that is, the extent to which a story is about the entities shown in the images. We analyze current metrics, both designed for this purpose and for general vision-text alignment. Given their observed shortcomings, we propose a novel evaluation tool, GROOViST, that accounts for cross-modal dependencies, temporal misalignments (the fact that the order in which entities appear in the story and the image sequence may not match), and human intuitions on visual grounding. An additional advantage of GROOViST is its modular design, where the contribution of each component can be assessed and interpreted individually.

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VIBE: Topic-Driven Temporal Adaptation for Twitter Classification
Yuji Zhang | Jing Li | Wenjie Li

Language features are evolving in real-world social media, resulting in the deteriorating performance of text classification in dynamics. To address this challenge, we study temporal adaptation, where models trained on past data are tested in the future. Most prior work focused on continued pretraining or knowledge updating, which may compromise their performance on noisy social media data. To tackle this issue, we reflect feature change via modeling latent topic evolution and propose a novel model, VIBE: Variational Information Bottleneck for Evolutions. Concretely, we first employ two Information Bottleneck (IB) regularizers to distinguish past and future topics. Then, the distinguished topics work as adaptive features via multi-task training with timestamp and class label prediction. In adaptive learning, VIBE utilizes retrieved unlabeled data from online streams created posterior to training data time. Substantial Twitter experiments on three classification tasks show that our model, with only 3% of data, significantly outperforms previous state-of-the-art continued-pretraining methods.

Task-Oriented Dialogue (TOD) systems have become crucial components in interactive artificial intelligence applications. While recent advances have capitalized on pre-trained language models (PLMs), they exhibit limitations regarding transparency and controllability. To address these challenges, we propose a novel approach focusing on inferring the TOD-flow graph from dialogue data annotated with dialog acts, uncovering the underlying task structure in the form of a graph. The inferred TOD-flow graph can be easily integrated with any dialogue model to improve its prediction performance, transparency, and controllability. Our TOD-flow graph learns what a model can, should, and should not predict, effectively reducing the search space and providing a rationale for the model’s prediction. We show that the proposed TOD-flow graph better resemble human-annotated graphs compared to prior approaches. Furthermore, when combined with several dialogue policies and end-to-end dialogue models, we demonstrate that our approach significantly improves dialog act classification and end-to-end response generation performance in the MultiWOZ and SGD benchmarks.

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TopWORDS-Poetry: Simultaneous Text Segmentation and Word Discovery for Classical Chinese Poetry via Bayesian Inference
Changzai Pan | Feiyue Li | Ke Deng

As a precious cultural heritage of human beings, classical Chinese poetry has a very unique writing style and often contains special words that rarely appear in general Chinese texts, posting critical challenges for natural language processing. Little effort has been made in the literature for processing texts from classical Chinese poetry. This study fills in this gap with TopWORDS-Poetry, an unsupervised method that can achieve reliable text segmentation and word discovery for classical Chinese poetry simultaneously without pre-given vocabulary or training corpus. Experimental studies confirm that TopWORDS-Poetry can successfully recognize unique poetry words, such as named entities and literary allusions, from metrical poems of Complete Tang Poetry and segment these poetry lines into sequences of meaningful words with high quality.

Previous studies have revealed that vanilla pre-trained language models (PLMs) lack the capacity to handle knowledge-intensive NLP tasks alone; thus, several works have attempted to integrate external knowledge into PLMs. However, despite the promising outcome, we empirically observe that PLMs may have already encoded rich knowledge in their pre-trained parameters but fails to fully utilize them when applying to knowledge-intensive tasks. In this paper, we propose a new paradigm dubbed Knowledge Rumination to help the pre-trained language model utilize that related latent knowledge without retrieving them from the external corpus. By simply adding a prompt like “As far as I know” to the PLMs, we try to review related latent knowledge and inject them back into the model for knowledge consolidation. We apply the proposed knowledge rumination to various language models, including RoBERTa, DeBERTa, and GPT-3. Experimental results on six commonsense reasoning tasks and GLUE benchmarks demonstrate the effectiveness of our proposed approach, which proves that the knowledge stored in PLMs can be better exploited to enhance performance.

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Struct-XLM: A Structure Discovery Multilingual Language Model for Enhancing Cross-lingual Transfer through Reinforcement Learning
Linjuan Wu | Weiming Lu

Cross-lingual transfer learning heavily relies on well-aligned cross-lingual representations. The syntactic structure is recognized as beneficial for cross-lingual transfer, but limited researches utilize it for aligning representation in multilingual pre-trained language models (PLMs). Additionally, existing methods require syntactic labels that are difficult to obtain and of poor quality for low-resource languages. To address this gap, we propose Struct-XLM, a novel multilingual language model that leverages reinforcement learning (RL) to autonomously discover universal syntactic structures for improving the cross-lingual representation alignment of PLM. Struct-XLM integrates a policy network (PNet) and a translation ranking task. The PNet is designed to discover structural information and integrate it into the last layer of the PLM through the structural multi-head attention module to obtain structural representation. The translation ranking task obtains a delayed reward based on the structural representation to optimize the PNet while improving the alignment of cross-lingual representation. Experiments show the effectiveness of the proposed approach for enhancing cross-lingual transfer of multilingual PLM on the XTREME benchmark.

Recent work has found that few-shot sentence classification based on pre-trained Sentence Encoders (SEs) is efficient, robust, and effective. In this work, we investigate strategies for domain-specialization in the context of few-shot sentence classification with SEs. We first establish that unsupervised Domain-Adaptive Pre-Training (DAPT) of a base Pre-trained Language Model (PLM) (i.e., not an SE) substantially improves the accuracy of few-shot sentence classification by up to 8.4 points. However, applying DAPT on SEs, on the one hand, disrupts the effects of their (general-domain) Sentence Embedding Pre-Training (SEPT). On the other hand, applying general-domain SEPT on top of a domain-adapted base PLM (i.e., after DAPT) is effective but inefficient, since the computationally expensive SEPT needs to be executed on top of a DAPT-ed PLM of each domain. As a solution, we propose AdaSent, which decouples SEPT from DAPT by training a SEPT adapter on the base PLM. The adapter can be inserted into DAPT-ed PLMs from any domain. We demonstrate AdaSent’s effectiveness in extensive experiments on 17 different few-shot sentence classification datasets. AdaSent matches or surpasses the performance of full SEPT on DAPT-ed PLM, while substantially reducing the training costs. The code for AdaSent is available.

Conversational Question Answering (CQA) aims to provide natural language answers to users in information-seeking dialogues. Existing CQA benchmarks often evaluate models using pre-collected human-human conversations. However, replacing the model-predicted dialogue history with ground truth compromises the naturalness and sustainability of CQA evaluation. While previous studies proposed using predicted history and rewriting techniques to address unresolved coreferences and incoherencies, this approach renders the question self-contained from the conversation. In this paper, we propose a novel automatic evaluation approach, interview evaluation. Specifically, ChatGPT acts as the interviewer (Q agent) with a set of carefully designed prompts, and the CQA model under test serves as the interviewee (A agent). During the interview evaluation, questions are dynamically generated by the Q agent to guide the A agent in predicting the correct answer through an interactive process. We evaluated four different models on QuAC and two models on CoQA in our experiments. The experiment results demonstrate that our interview evaluation has advantages over previous CQA evaluation approaches, particularly in terms of naturalness and coherence. The source code is made publicly available.

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TCFLE-8: a Corpus of Learner Written Productions for French as a Foreign Language and its Application to Automated Essay Scoring
Rodrigo Wilkens | Alice Pintard | David Alfter | Vincent Folny | Thomas François

Automated Essay Scoring (AES) aims to automatically assess the quality of essays. Automation enables large-scale assessment, improvements in consistency, reliability, and standardization. Those characteristics are of particular relevance in the context of language certification exams. However, a major bottleneck in the development of AES systems is the availability of corpora, which, unfortunately, are scarce, especially for languages other than English. In this paper, we aim to foster the development of AES for French by providing the TCFLE-8 corpus, a corpus of 6.5k essays collected in the context of the Test de Connaissance du Français (TCF - French Knowledge Test) certification exam. We report the strict quality procedure that led to the scoring of each essay by at least two raters according to the CEFR levels and to the creation of a balanced corpus. In addition, we describe how linguistic properties of the essays relate to the learners’ proficiency in TCFLE-8. We also advance the state-of-the-art performance for the AES task in French by experimenting with two strong baselines (i.e. RoBERTa and feature-based). Finally, we discuss the challenges of AES using TCFLE-8.

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Dancing Between Success and Failure: Edit-level Simplification Evaluation using SALSA
David Heineman | Yao Dou | Mounica Maddela | Wei Xu

Large language models (e.g., GPT-4) are uniquely capable of producing highly rated text simplification, yet current human evaluation methods fail to provide a clear understanding of systems’ specific strengths and weaknesses. To address this limitation, we introduce SALSA, an edit-based human annotation framework that enables holistic and fine-grained text simplification evaluation. We develop twenty one linguistically grounded edit types, covering the full spectrum of success and failure across dimensions of conceptual, syntactic and lexical simplicity. Using SALSA, we collect 19K edit annotations on 840 simplifications, revealing discrepancies in the distribution of simplification strategies performed by fine-tuned models, prompted LLMs and humans, and find GPT-3.5 performs more quality edits than humans, but still exhibits frequent errors. Using our fine-grained annotations, we develop LENS-SALSA, a reference-free automatic simplification metric, trained to predict sentence- and word-level quality simultaneously. Additionally, we introduce word-level quality estimation for simplification and report promising baseline results. Our data, new metric, and annotation toolkit are available at https://salsa-eval.com.

Research in the field of NLP has recently focused on the variability that people show in selecting labels when performing an annotation task. Exploiting disagreements in annotations has been shown to offer advantages for accurate modelling and fair evaluation. In this paper, we propose a strongly perspectivist model for supervised classification of natural language utterances. Our approach combines the predictions of several perspective-aware models using key information of their individual confidence to capture the subjectivity encoded in the annotation of linguistic phenomena. We validate our method through experiments on two case studies, irony and hate speech detection, in in-domain and cross-domain settings. The results show that confidence-based ensembling of perspective-aware models seems beneficial for classification performance in all scenarios. In addition, we demonstrate the effectiveness of our method with automatically extracted perspectives from annotations when the annotators’ metadata are not available.

Recent large-scale Visual-Language Generative Models (VLGMs) have achieved unprecedented improvement in multimodal image/text generation. However, these models might also generate toxic content, e.g., offensive text and pornography images, raising significant ethical risks. Despite exhaustive studies on toxic degeneration of language models, this problem remains largely unexplored within the context of visual-language generation. This work delves into the propensity for toxicity generation and susceptibility to toxic data across various VLGMs. For this purpose, we built ToViLaG, a dataset comprising 32K co-toxic/mono-toxic text-image pairs and 1K innocuous but evocative text that tends to stimulate toxicity. Furthermore, we propose WInToRe, a novel toxicity metric tailored to visual-language generation, which theoretically reflects different aspects of toxicity considering both input and output. On such a basis, we benchmarked the toxicity of a diverse spectrum of VLGMs and discovered that some models do more evil than expected while some are more vulnerable to infection, underscoring the necessity of VLGMs detoxification. Therefore, we develop an innovative bottleneck-based detoxification method. Our method could reduce toxicity while maintaining comparable generation quality, providing a promising initial solution to this line of research.

In spite of the potential for ground-breaking achievements offered by large language models (LLMs) (e.g., GPT-3) via in-context learning (ICL), they still lag significantly behind fully-supervised baselines (e.g., fine-tuned BERT) in relation extraction (RE). This is due to the two major shortcomings of ICL for RE: (1) low relevance regarding entity and relation in existing sentence-level demonstration retrieval approaches for ICL; and (2) the lack of explaining input-label mappings of demonstrations leading to poor ICL effectiveness. In this paper, we propose GPT-RE to successfully address the aforementioned issues by (1) incorporating task-aware representations in demonstration retrieval; and (2) enriching the demonstrations with gold label-induced reasoning logic. We evaluate GPT-RE on four widely-used RE datasets, and observe that GPT-RE achieves improvements over not only existing GPT-3 baselines, but also fully-supervised baselines as in Figure 1. Specifically, GPT-RE achieves SOTA performances on the Semeval and SciERC datasets, and competitive performances on the TACRED and ACE05 datasets. Additionally, a critical issue of LLMs revealed by previous work, the strong inclination to wrongly classify NULL examples into other pre-defined labels, is substantially alleviated by our method. We show an empirical analysis.

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Sociocultural Norm Similarities and Differences via Situational Alignment and Explainable Textual Entailment
Sky CH-Wang | Arkadiy Saakyan | Oliver Li | Zhou Yu | Smaranda Muresan

Designing systems that can reason across cultures requires that they are grounded in the norms of the contexts in which they operate. However, current research on developing computational models of social norms has primarily focused on American society. Here, we propose a novel approach to discover and compare descriptive social norms across Chinese and American cultures. We demonstrate our approach by leveraging discussions on a Chinese Q&A platform—Zhihu—and the existing SocialChemistry dataset as proxies for contrasting cultural axes, align social situations cross-culturally, and extract social norms from texts using in-context learning. Embedding Chain-of-Thought prompting in a human-AI collaborative framework, we build a high-quality dataset of 3,069 social norms aligned with social situations across Chinese and American cultures alongside corresponding free-text explanations. To test the ability of models to reason about social norms across cultures, we introduce the task of explainable social norm entailment, showing that existing models under 3B parameters have significant room for improvement in both automatic and human evaluation. Further analysis of cross-cultural norm differences based on our dataset shows empirical alignment with the social orientations framework, revealing several situational and descriptive nuances in norms across these cultures.

Large language models (LLMs) have demonstrated exceptional performance in reasoning tasks with dedicated Chain-of-Thought (CoT) prompts. Further enhancing CoT prompts with exquisite exemplars can significantly improve reasoning performance.However, the effectiveness of CoT prompts may fluctuate dramatically with different choices of in-context examples. Additionally, manual construction of rationale steps can be time-consuming, presenting challenges for the widespread adoption of CoT prompting. In this work, we propose a novel approach by introducing information entropy (IE) as a criteria on for CoT prompt selection. We extend this criterion to the CoT generation and inference stages, automatically generating CoT prompts with higher information entropy scores and adaptively determining the number of samples. These three stages together form our proposed information- entropy-based multi-step reasoning for large language models, named INFORM. Our experiments across seven reasoning benchmarks utilizing two language models(GPT-3.5-Turbo and text-davinci-003) demonstrate the superiority of INFORM both in performance and efficiency.

Large language models have demonstrated exceptional language understanding capabilities in many NLP tasks. Sparsely activated mixture-of-experts (MoE) has emerged as a promising solution for scaling models while maintaining a constant number of computational operations. Existing MoE models adopt a fixed gating network where each token is computed by the same number of experts. This contradicts our intuition that the tokens in each sequence vary in terms of their linguistic complexity and, consequently, require different computational costs. Little is discussed in prior research on the trade-off between computation per token and model performance. This paper introduces adaptive gating in MoE, a flexible training strategy that allows tokens to be processed by a variable number of experts based on expert probability distribution. Adaptive gating preserves sparsity while improving training efficiency. We further draw upon curriculum learning to better align the order of training samples and maximize the training time savings. Extensive experiments on diverse NLP tasks show that adaptive gating reduces at most 22.5% training time while maintaining inference quality. Moreover, we conduct a comprehensive analysis of the gating decisions and present our insights on which tokens are inherently difficult to process, depending on the specific language task.

With recent advances in large language models (LLMs), the concept of automatically generating children’s educational materials has become increasingly realistic. Working toward the goal of age-appropriate simplicity in generated educational texts, we first examine the ability of several popular LLMs to generate stories with properly adjusted lexical and readability levels. We find that, in spite of the growing capabilities of LLMs, they do not yet possess the ability to limit their vocabulary to levels appropriate for younger age groups. As a second experiment, we explore the ability of state-of-the-art lexical simplification models to generalize to the domain of children’s stories and, thus, create an efficient pipeline for their automatic generation. In order to test these models, we develop a dataset of child-directed lexical simplification instances, with examples taken from the LLM-generated stories in our first experiment. We find that, while the strongest-performing current lexical simplification models do not perform as well on material designed for children due to their reliance on large language models behind the scenes, some models that still achieve fairly strong results on general data can mimic or even improve their performance on children-directed data with proper fine-tuning, which we conduct using our newly created child-directed simplification dataset.

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When Do Decompositions Help for Machine Reading?
Kangda Wei | Dawn Lawrie | Benjamin Van Durme | Yunmo Chen | Orion Weller

Answering complex questions often requires multi-step reasoning in order to obtain the final answer. Most research into decompositions of complex questions involves open-domain systems, which have shown success in using these decompositions for improved retrieval. In the machine reading setting, however, work to understand when decompositions are helpful is understudied. We conduct experiments on decompositions in machine reading to unify recent work in this space, using a range of models and datasets. We find that decompositions can be helpful in zero or limited-data settings, giving several points of improvement in exact match. However, we also show that when models are given access to around a few hundred or more examples, decompositions are not helpful (and can actually be detrimental). Thus, our analysis implies that models can learn decompositions implicitly even with limited data.

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The Curious Case of Hallucinatory (Un)answerability: Finding Truths in the Hidden States of Over-Confident Large Language Models
Aviv Slobodkin | Omer Goldman | Avi Caciularu | Ido Dagan | Shauli Ravfogel

Large language models (LLMs) have been shown to possess impressive capabilities, while also raising crucial concerns about the faithfulness of their responses. A primary issue arising in this context is the management of (un)answerable queries by LLMs, which often results in hallucinatory behavior due to overconfidence. In this paper, we explore the behavior of LLMs when presented with (un)answerable queries. We ask: do models represent the fact that the question is (un)answerable when generating a hallucinatory answer? Our results show strong indications that such models encode the answerability of an input query, with the representation of the first decoded token often being a strong indicator. These findings shed new light on the spatial organization within the latent representations of LLMs, unveiling previously unexplored facets of these models. Moreover, they pave the way for the development of improved decoding techniques with better adherence to factual generation, particularly in scenarios where query (un)answerability is a concern.

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Identifying Informational Sources in News Articles
Alexander Spangher | Nanyun Peng | Emilio Ferrara | Jonathan May

News articles are driven by the informational sources journalists use in reporting. Modeling when, how and why sources get used together in stories can help us better understand the information we consume and even help journalists with the task of producing it. In this work, we take steps toward this goal by constructing the largest and widest-ranging annotated dataset, to date, of informational sources used in news writing. We first show that our dataset can be used to train high-performing models for information detection and source attribution. Then, we introduce a novel task, source prediction, to study the compositionality of sources in news articles – i.e. how they are chosen to complement each other. We show good modeling performance on this task, indicating that there is a pattern to the way different sources are used together in news storytelling. This insight opens the door for a focus on sources in narrative science (i.e. planning-based language generation) and computational journalism (i.e. a source-recommendation system to aid journalists writing stories). All data and model code can be found at https://github.com/alex2awesome/source-exploration.

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Retrofitting Light-weight Language Models for Emotions using Supervised Contrastive Learning
Sapan Shah | Sreedhar Reddy | Pushpak Bhattacharyya

We present a novel retrofitting method to induce emotion aspects into pre-trained language models (PLMs) such as BERT and RoBERTa. Our method updates pre-trained network weights using contrastive learning so that the text fragments exhibiting similar emotions are encoded nearby in the representation space, and the fragments with different emotion content are pushed apart. While doing so, it also ensures that the linguistic knowledge already present in PLMs is not inadvertently perturbed. The language models retrofitted by our method, i.e., BERTEmo and RoBERTaEmo, produce emotion-aware text representations, as evaluated through different clustering and retrieval metrics. For the downstream tasks on sentiment analysis and sarcasm detection, they perform better than their pre-trained counterparts (about 1% improvement in F1-score) and other existing approaches. Additionally, a more significant boost in performance is observed for the retrofitted models over pre-trained ones in few-shot learning setting.

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Longtriever: a Pre-trained Long Text Encoder for Dense Document Retrieval
Junhan Yang | Zheng Liu | Chaozhuo Li | Guangzhong Sun | Xing Xie

Pre-trained language models (PLMs) have achieved the preeminent position in dense retrieval due to their powerful capacity in modeling intrinsic semantics. However, most existing PLM-based retrieval models encounter substantial computational costs and are infeasible for processing long documents. In this paper, a novel retrieval model Longtriever is proposed to embrace three core challenges of long document retrieval: substantial computational cost, incomprehensive document understanding, and scarce annotations. Longtriever splits long documents into short blocks and then efficiently models the local semantics within a block and the global context semantics across blocks in a tightly-coupled manner. A pre-training phase is further proposed to empower Longtriever to achieve a better understanding of underlying semantic correlations. Experimental results on two popular benchmark datasets demonstrate the superiority of our proposal.

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Revisiting De-Identification of Electronic Medical Records: Evaluation of Within- and Cross-Hospital Generalization
Yiyang Liu | Jinpeng Li | Enwei Zhu

The de-identification task aims to detect and remove the protected health information from electronic medical records (EMRs). Previous studies generally focus on the within-hospital setting and achieve great successes, while the cross-hospital setting has been overlooked. This study introduces a new de-identification dataset comprising EMRs from three hospitals in China, creating a benchmark for evaluating both within- and cross-hospital generalization. We find significant domain discrepancy between hospitals. A model with almost perfect within-hospital performance struggles when transferred across hospitals. Further experiments show that pretrained language models and some domain generalization methods can alleviate this problem. We believe that our data and findings will encourage investigations on the generalization of medical NLP models.

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Small Language Models Fine-tuned to Coordinate Larger Language Models improve Complex Reasoning
Gurusha Juneja | Subhabrata Dutta | Soumen Chakrabarti | Sunny Manchanda | Tanmoy Chakraborty

Large Language Models (LLMs) prompted to generate chain-of-thought (CoT) exhibit impressive reasoning capabilities. Recent attempts at prompt decomposition toward solving complex, multi-step reasoning problems depend on the ability of the LLM to simultaneously decompose and solve the problem. A significant disadvantage is that foundational LLMs are typically not available for fine-tuning, making adaptation computationally prohibitive. We believe (and demonstrate) that problem decomposition and solution generation are distinct capabilites, better addressed in separate modules, than by one monolithic LLM. We introduce DaSLaM, which uses a decomposition generator to decompose complex problems into subproblems that require fewer reasoning steps. These subproblems are answered by a solver. We use a relatively small (13B parameters) LM as the decomposition generator, which we train using policy gradient optimization to interact with a solver LM (regarded as black-box) and guide it through subproblems, thereby rendering our method solver-agnostic. Evaluation on multiple different reasoning datasets reveal that with our method, a 175 billion parameter LM (text-davinci-003) can produce competitive or even better performance, compared to its orders-of-magnitude larger successor, GPT-4. Additionally, we show that DaSLaM is not limited by the solver’s capabilities as a function of scale; e.g., solver LMs with diverse sizes give significant performance improvement with our solver-agnostic decomposition technique. Exhaustive ablation studies evince the superiority of our modular finetuning technique over exorbitantly large decomposer LLMs, based on prompting alone.

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Language Representation Projection: Can We Transfer Factual Knowledge across Languages in Multilingual Language Models?
Shaoyang Xu | Junzhuo Li | Deyi Xiong

Multilingual pretrained language models serve as repositories of multilingual factual knowledge. Nevertheless, a substantial performance gap of factual knowledge probing exists between high-resource languages and low-resource languages, suggesting limited implicit factual knowledge transfer across languages in multilingual pretrained language models. This paper investigates the feasibility of explicitly transferring relatively rich factual knowledge from English to non-English languages. To accomplish this, we propose two parameter-free Language Representation Projection modules (LRP2). The first module converts non-English representations into English-like equivalents, while the second module reverts English-like representations back into representations of the corresponding non-English language. Experimental results on the mLAMA dataset demonstrate that LRP2 significantly improves factual knowledge retrieval accuracy and facilitates knowledge transferability across diverse non-English languages. We further investigate the working mechanism of LRP2 from the perspectives of representation space and cross-lingual knowledge neuron.

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Structural Priming Demonstrates Abstract Grammatical Representations in Multilingual Language Models
James Michaelov | Catherine Arnett | Tyler Chang | Ben Bergen

Abstract grammatical knowledge—of parts of speech and grammatical patterns—is key to the capacity for linguistic generalization in humans. But how abstract is grammatical knowledge in large language models? In the human literature, compelling evidence for grammatical abstraction comes from structural priming. A sentence that shares the same grammatical structure as a preceding sentence is processed and produced more readily. Because confounds exist when using stimuli in a single language, evidence of abstraction is even more compelling from crosslingual structural priming, where use of a syntactic structure in one language primes an analogous structure in another language. We measure crosslingual structural priming in large language models, comparing model behavior to human experimental results from eight crosslingual experiments covering six languages, and four monolingual structural priming experiments in three non-English languages. We find evidence for abstract monolingual and crosslingual grammatical representations in the models that function similarly to those found in humans. These results demonstrate that grammatical representations in multilingual language models are not only similar across languages, but they can causally influence text produced in different languages.

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ReasoningLM: Enabling Structural Subgraph Reasoning in Pre-trained Language Models for Question Answering over Knowledge Graph
Jinhao Jiang | Kun Zhou | Xin Zhao | Yaliang Li | Ji-Rong Wen

Question Answering over Knowledge Graph (KGQA) aims to seek answer entities for the natural language question from a large-scale Knowledge Graph (KG). To better perform reasoning on KG, recent work typically adopts a pre-trained language model (PLM) to model the question, and a graph neural network (GNN) based module to perform multi-hop reasoning on the KG. Despite the effectiveness, due to the divergence in model architecture, the PLM and GNN are not closely integrated, limiting the knowledge sharing and fine-grained feature interactions. To solve it, we aim to simplify the above two-module approach, and develop a more capable PLM that can directly support subgraph reasoning for KGQA, namely ReasoningLM. In our approach, we propose a subgraph-aware self-attention mechanism to imitate the GNN for performing structured reasoning, and also adopt an adaptation tuning strategy to adapt the model parameters with 20,000 subgraphs with synthesized questions. After adaptation, the PLM can be parameter-efficient fine-tuned on downstream tasks. Experiments show that ReasoningLM surpasses state-of-the-art models by a large margin, even with fewer updated parameters and less training data. Our codes and data are publicly available at https://github.com/RUCAIBox/ReasoningLM.

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Deep Natural Language Feature Learning for Interpretable Prediction
Felipe Urrutia | Cristian Calderon | Valentin Barriere

We propose a general method to break down a main complex task into a set of intermediary easier sub-tasks, which are formulated in natural language as binary questions related to the final target task. Our method allows for representing each example by a vector consisting of the answers to these questions. We call this representation Natural Language Learned Features (NLLF). NLLF is generated by a small transformer language model (e.g., BERT) that has been trained in a Natural Language Inference (NLI) fashion, using weak labels automatically obtained from a Large Language Model (LLM). We show that the LLM normally struggles for the main task using in-context learning, but can handle these easiest subtasks and produce useful weak labels to train a BERT. The NLI-like training of the BERT allows for tackling zero-shot inference with any binary question, and not necessarily the ones seen during the training. We show that this NLLF vector not only helps to reach better performances by enhancing any classifier, but that it can be used as input of an easy-to-interpret machine learning model like a decision tree. This decision tree is interpretable but also reaches high performances, surpassing those of a pre-trained transformer in some cases. We have successfully applied this method to two completely different tasks: detecting incoherence in students’ answers to open-ended mathematics exam questions, and screening abstracts for a systematic literature review of scientific papers on climate change and agroecology.

As generative large language models (LLMs) grow more performant and prevalent, we must develop comprehensive enough tools to measure and improve their fairness. Different prompt-based datasets can be used to measure social bias across multiple text domains and demographic axes, meaning that testing LLMs on more datasets can potentially help us characterize their biases more fully, and better ensure equal and equitable treatment of marginalized demographic groups. In this work, our focus is two-fold: (1) Benchmarking: a comparison of 6 different prompt-based bias and toxicity metrics across 12 demographic axes and 5 families of generative LLMs. Out of those 6 metrics, AdvPromptSet and HolisticBiasR are novel datasets proposed in the paper. The comparison of those benchmarks gives us insights about the bias and toxicity of the compared models. Therefore, we explore the frequency of demographic terms in common LLM pre-training corpora and how this may relate to model biases. (2) Mitigation: we conduct a comprehensive study of how well 3 bias/toxicity mitigation techniques perform across our suite of measurements. ROBBIE aims to provide insights for practitioners while deploying a model, emphasizing the need to not only measure potential harms, but also understand how they arise by characterizing the data, mitigate harms once found, and balance any trade-offs. We open-source our analysis code in hopes of encouraging broader measurements of bias in future LLMs.

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Enhancing Task-oriented Dialogue Systems with Generative Post-processing Networks
Atsumoto Ohashi | Ryuichiro Higashinaka

Recently, post-processing networks (PPNs), which modify the outputs of arbitrary modules including non-differentiable ones in task-oriented dialogue systems, have been proposed. PPNs have successfully improved the dialogue performance by post-processing natural language understanding (NLU), dialogue state tracking (DST), and dialogue policy (Policy) modules with a classification-based approach. However, they cannot be applied to natural language generation (NLG) modules because the post-processing of the utterance output by the NLG module requires a generative approach. In this study, we propose a new post-processing component for NLG, generative post-processing networks (GenPPNs). For optimizing GenPPNs via reinforcement learning, the reward function incorporates dialogue act contribution, a new measure to evaluate the contribution of GenPPN-generated utterances with regard to task completion in dialogue. Through simulation and human evaluation experiments based on the MultiWOZ dataset, we confirmed that GenPPNs improve the task completion performance of task-oriented dialogue systems.

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Adapting Language Models to Compress Contexts
Alexis Chevalier | Alexander Wettig | Anirudh Ajith | Danqi Chen

Transformer-based language models (LMs) are powerful and widely-applicable tools, but their usefulness is constrained by a finite context window and the expensive computational cost of processing long text documents. We propose to adapt pre-trained LMs into AutoCompressors. These language models are capable of compressing long contexts into summary vectors, which are then accessible to the model as soft prompts. Summary vectors are trained with an unsupervised objective, whereby long documents are processed in segments, and summary vectors from all previous segments are used in language modeling. We fine-tune OPT and Llama-2 models on sequences of up to 30,720 tokens and show that AutoCompressors can utilize long contexts to improve perplexity. We evaluate AutoCompressors on in-context learning by compressing task demonstrations and find that summary vectors are good substitutes for plain-text demonstrations, increasing accuracy while reducing inference costs. Finally, we explore the benefits of pre-computing summary vectors for large corpora by applying summary vectors to retrieval-augmented language modeling and a passage re-ranking task. Overall, AutoCompressors emerge as a simple and inexpensive solution to extend the context window of LMs while speeding up inference over long contexts.

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Selective Labeling: How to Radically Lower Data-Labeling Costs for Document Extraction Models
Yichao Zhou | James Bradley Wendt | Navneet Potti | Jing Xie | Sandeep Tata

Building automatic extraction models for visually rich documents like invoices, receipts, bills, tax forms, etc. has received significant attention lately. A key bottleneck in developing extraction models for new document types is the cost of acquiring the several thousand high-quality labeled documents that are needed to train a model with acceptable accuracy. In this paper, we propose selective labeling as a solution to this problem. The key insight is to simplify the labeling task to provide “yes/no” labels for candidate extractions predicted by a model trained on partially labeled documents. We combine this with a custom active learning strategy to find the predictions that the model is most uncertain about. We show through experiments on document types drawn from 3 different domains that selective labeling can reduce the cost of acquiring labeled data by 10× with a negligible loss in accuracy.

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TRAVEL: Tag-Aware Conversational FAQ Retrieval via Reinforcement Learning
Yue Chen | Dingnan Jin | Chen Huang | Jia Liu | Wenqiang Lei

Efficiently retrieving FAQ questions that match users’ intent is essential for online customer service. Existing methods aim to fully utilize the dynamic conversation context to enhance the semantic association between the user query and FAQ questions. However, the conversation context contains noise, e.g., users may click questions they don’t like, leading to inaccurate semantics modeling. To tackle this, we introduce tags of FAQ questions, which can help us eliminate irrelevant information. We later integrate them into a reinforcement learning framework and minimize the negative impact of irrelevant information in the dynamic conversation context. We experimentally demonstrate our efficiency and effectiveness on conversational FAQ retrieval compared to other baselines.

Dialogue systems are frequently updated to accommodate new services, but naively updating them by continually training with data for new services in diminishing performance on previously learnt services. Motivated by the insight that dialogue state tracking (DST), a crucial component of dialogue systems that estimates the user’s goal as a conversation proceeds, is a simple natural language understanding task, we propose reformulating it as a bundle of granular example-guided question answering tasks to minimize the task shift between services and thus benefit continual learning. Our approach alleviates service-specific memorization and teaches a model to contextualize the given question and example to extract the necessary information from the conversation. We find that a model with just 60M parameters can achieve a significant boost by learning to learn from in-context examples retrieved by a retriever trained to identify turns with similar dialogue state changes. Combining our method with dialogue-level memory replay, our approach attains state of the art performance on DST continual learning metrics without relying on any complex regularization or parameter expansion methods.

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Lost in Translation, Found in Spans: Identifying Claims in Multilingual Social Media
Shubham Mittal | Megha Sundriyal | Preslav Nakov

Claim span identification (CSI) is an important step in fact-checking pipelines, aiming to identify text segments that contain a check-worthy claim or assertion in a social media post. Despite its importance to journalists and human fact-checkers, it remains a severely understudied problem, and the scarce research on this topic so far has only focused on English. Here we aim to bridge this gap by creating a novel dataset, X-CLAIM, consisting of 7K real-world claims collected from numerous social media platforms in five Indian languages and English. We report strong baselines with state-of-the-art encoder-only language models (e.g., XLM-R) and we demonstrate the benefits of training on multiple languages over alternative cross-lingual transfer methods such as zero-shot transfer, or training on translated data, from a high-resource language such as English. We evaluate generative large language models from the GPT series using prompting methods on the X-CLAIM dataset and we find that they underperform the smaller encoder-only language models for low-resource languages.

This paper introduces a multilingual dataset of COVID-19 vaccine misinformation, consisting of annotated tweets from three middle-income countries: Brazil, Indonesia, and Nigeria. The expertly curated dataset includes annotations for 5,952 tweets, assessing their relevance to COVID-19 vaccines, presence of misinformation, and the themes of the misinformation. To address challenges posed by domain specificity, the low-resource setting, and data imbalance, we adopt two approaches for developing COVID-19 vaccine misinformation detection models: domain-specific pre-training and text augmentation using a large language model. Our best misinformation detection models demonstrate improvements ranging from 2.7 to 15.9 percentage points in macro F1-score compared to the baseline models. Additionally, we apply our misinformation detection models in a large-scale study of 19 million unlabeled tweets from the three countries between 2020 and 2022, showcasing the practical application of our dataset and models for detecting and analyzing vaccine misinformation in multiple countries and languages. Our analysis indicates that percentage changes in the number of new COVID-19 cases are positively associated with COVID-19 vaccine misinformation rates in a staggered manner for Brazil and Indonesia, and there are significant positive associations between the misinformation rates across the three countries.

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Contrastive Learning of Sentence Embeddings from Scratch
Junlei Zhang | Zhenzhong Lan | Junxian He

Contrastive learning has been the dominant approach to train state-of-the-art sentence embeddings. Previous studies have typically learned sentence embeddings either through the use of human-annotated natural language inference (NLI) data or via large-scale unlabeled sentences in an unsupervised manner. However, even in the case of unlabeled data, their acquisition presents challenges in certain domains due to various reasons. due to copyright restrictions, data distribution issues, and messy formats, among other factors. To address these issues, we present SynCSE, a contrastive learning framework that trains sentence embeddings with synthetic data. Specifically, we explore utilizing large language models to synthesize the required data samples for contrastive learning, including (1) producing positive and negative annotations given unlabeled sentences SynCSE-partial, and (2) generating sentences along with their corresponding annotations from scratch SynCSE-scratch. Notably, SynCSE-scratch constitutes the first contrastive learning method to learn sentence embeddings from scratch without manually collecting any data sample. Experimental results on sentence similarity and reranking tasks indicate that both SynCSE-partial and SynCSE-scratch greatly outperform unsupervised baselines, and SynCSE-partial even achieves comparable performance to the supervised models in most settings.

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A Rose by Any Other Name would not Smell as Sweet: Social Bias in Names Mistranslation
Sandra Sandoval | Jieyu Zhao | Marine Carpuat | Hal Daumé III

We ask the question: Are there widespread disparities in machine translations of names across race/ethnicity, and gender? We hypothesize that the translation quality of names and surrounding context will be lower for names associated with US racial and ethnic minorities due to these systems’ tendencies to standardize language to predominant language patterns. We develop a dataset of names that are strongly demographically aligned and propose a translation evaluation procedure based on round-trip translation. We analyze the effect of name demographics on translation quality using generalized linear mixed effects models and find that the ability of translation systems to correctly translate female-associated names is significantly lower than male-associated names. This effect is particularly pronounced for female-associated names that are also associated with racial (Black) and ethnic (Hispanic) minorities. This disparity in translation quality between social groups for something as personal as someone’s name has significant implications for people’s professional, personal, and cultural identities, self-worth and ease of communication. Our findings suggest that more MT research is needed to improve the translation of names and to provide high-quality service for users regardless of gender, race, and ethnicity.

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Investigating Efficiently Extending Transformers for Long Input Summarization
Jason Phang | Yao Zhao | Peter Liu

While large pretrained Transformer models have proven highly capable at tackling natural language tasks, handling long sequence inputs still poses a significant challenge. One such task is long input summarization, where inputs are longer than the maximum input context of most models. Through an extensive set of experiments, we investigate what model architectural changes and pretraining paradigms most efficiently adapt a pretrained Transformer for long input summarization. We find that a staggered, block-local Transformer with global encoder tokens strikes a good balance of performance and efficiency, and that an additional pretraining phase on long sequences meaningfully improves downstream summarization performance. Based on our findings, we introduce PEGASUS-X, an extension of the PEGASUS model with additional long input pretraining to handle inputs of up to 16K tokens, which achieves strong performance on long input summarization tasks comparable with much larger models.

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CS2W: A Chinese Spoken-to-Written Style Conversion Dataset with Multiple Conversion Types
Zishan Guo | Linhao Yu | Minghui Xu | Renren Jin | Deyi Xiong

Spoken texts (either manual or automatic transcriptions from automatic speech recognition (ASR)) often contain disfluencies and grammatical errors, which pose tremendous challenges to downstream tasks. Converting spoken into written language is hence desirable. Unfortunately, the availability of datasets for this is limited. To address this issue, we present CS2W, a Chinese Spoken-to-Written style conversion dataset comprising 7,237 spoken sentences extracted from transcribed conversational texts. Four types of conversion problems are covered in CS2W: disfluencies, grammatical errors, ASR transcription errors, and colloquial words. Our annotation convention, data, and code are publicly available at https://github.com/guozishan/CS2W.

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Unifying Cross-Lingual Transfer across Scenarios of Resource Scarcity
Alan Ansell | Marinela Parović | Ivan Vulić | Anna Korhonen | Edoardo Ponti

The scarcity of data in many of the world’s languages necessitates the transfer of knowledge from other, resource-rich languages. However, the level of scarcity varies significantly across multiple dimensions, including: i) the amount of task-specific data available in the source and target languages; ii) the amount of monolingual and parallel data available for both languages; and iii) the extent to which they are supported by pretrained multilingual and translation models. Prior work has largely treated these dimensions and the various techniques for dealing with them separately; in this paper, we offer a more integrated view by exploring how to deploy the arsenal of cross-lingual transfer tools across a range of scenarios, especially the most challenging, low-resource ones. To this end, we run experiments on the AmericasNLI and NusaX benchmarks over 20 languages, simulating a range of few-shot settings. The best configuration in our experiments employed parameter-efficient language and task adaptation of massively multilingual Transformers, trained simultaneously on source language data and both machine-translated and natural data for multiple target languages. In addition, we show that pre-trained translation models can be easily adapted to unseen languages, thus extending the range of our hybrid technique and translation-based transfer more broadly. Beyond new insights into the mechanisms of cross-lingual transfer, we hope our work will provide practitioners with a toolbox to integrate multiple techniques for different real-world scenarios. Our code is available at https://github.com/parovicm/unified-xlt.

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A Tale of Pronouns: Interpretability Informs Gender Bias Mitigation for Fairer Instruction-Tuned Machine Translation
Giuseppe Attanasio | Flor Miriam Plaza del Arco | Debora Nozza | Anne Lauscher

Recent instruction fine-tuned models can solve multiple NLP tasks when prompted to do so, with machine translation (MT) being a prominent use case. However, current research often focuses on standard performance benchmarks, leaving compelling fairness and ethical considerations behind. In MT, this might lead to misgendered translations, resulting, among other harms, in the perpetuation of stereotypes and prejudices. In this work, we address this gap by investigating whether and to what extent such models exhibit gender bias in machine translation and how we can mitigate it. Concretely, we compute established gender bias metrics on the WinoMT corpus from English to German and Spanish. We discover that IFT models default to male-inflected translations, even disregarding female occupational stereotypes. Next, using interpretability methods, we unveil that models systematically overlook the pronoun indicating the gender of a target occupation in misgendered translations. Finally, based on this finding, we propose an easy-to-implement and effective bias mitigation solution based on few-shot learning that leads to significantly fairer translations.

Many text mining models are constructed by fine-tuning a large deep pre-trained language model (PLM) in downstream tasks. However, a significant challenge that arises nowadays is how to maintain performance when we use a lightweight model with limited labeled samples. We present DisCo, a semi-supervised learning (SSL) framework for fine-tuning a cohort of small student models generated from a large PLM using knowledge distillation. Our key insight is to share complementary knowledge among distilled student cohorts to promote their SSL effectiveness. DisCo employs a novel co-training technique to optimize a cohort of multiple small student models by promoting knowledge sharing among students under diversified views: model views produced by different distillation strategies and data views produced by various input augmentations. We evaluate DisCo on both semi-supervised text classification and extractive summarization tasks. Experimental results show that DisCo can produce student models that are 7.6× smaller and 4.8 × faster in inference than the baseline PLMs while maintaining comparable performance. We also show that DisCo-generated student models outperform the similar-sized models elaborately tuned in distinct tasks.

Instruction tuning has emerged to enhance the capabilities of large language models (LLMs) to comprehend instructions and generate appropriate responses. Existing methods either manually annotate or employ LLM (e.g., GPT-series) to generate data for instruction tuning. However, they often overlook associating instructions with existing annotated datasets. In this paper, we propose Dynosaur, a dynamic growth paradigm for the automatic curation of instruction-tuning data. Based on the metadata of existing datasets, we use LLMs to automatically construct instruction-tuning data by identifying relevant data fields and generating appropriate instructions. By leveraging the existing annotated datasets, Dynosaur offers several advantages: 1) it reduces the API cost for generating instructions (e.g., it costs less than $12 USD by calling GPT-3.5-turbo for generating 800K instruction tuning samples; 2) it provides high-quality data for instruction tuning (e.g., it performs better than Alpaca and Flan on Super-NI and Longform with comparable data sizes); and 3) it supports the continuous improvement of models by generating instruction-tuning data when a new annotated dataset becomes available. We further investigate a continual learning scheme for learning with the ever-growing instruction-tuning dataset, and demonstrate that replaying tasks with diverse instruction embeddings not only helps mitigate forgetting issues but generalizes to unseen tasks better. Code and data are available at https://github.com/WadeYin9712/Dynosaur.

Natural language often describes events in different granularities, such that more coarse-grained (goal) events can often be decomposed into fine-grained sequences of (step) events. A critical but overlooked challenge in understanding an event process lies in the fact that the step events are not equally important to the central goal. In this paper, we seek to fill this gap by studying how well current models can understand the essentiality of different step events towards a goal event. As discussed by cognitive studies, such an ability enables the machine to mimic human’s commonsense reasoning about preconditions and necessary efforts of daily-life tasks. Our work contributes with a high-quality corpus of (goal, step) pairs from a community guideline website WikiHow, where the steps are manually annotated with their essentiality w.r.t. the goal. The high IAA indicates that humans have a consistent understanding of the events. Despite evaluating various statistical and massive pre-trained NLU models, we observe that existing SOTA models all perform drastically behind humans, indicating the need for future investigation of this crucial yet challenging task.

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Language Model is Suitable for Correction of Handwritten Mathematical Expressions Recognition
Zui Chen | Jiaqi Han | Chaofan Yang | Yi Zhou

Handwritten mathematical expression recognition (HMER) is a multidisciplinary task that generates LaTeX sequences from images. Existing approaches, employing tree decoders within attention-based encoder-decoder architectures, aim to capture the hierarchical tree structure, but are limited by CFGs and pre-generated triplet data, hindering expandability and neglecting visual ambiguity challenges. This article investigates the distinctive language characteristics of LaTeX mathematical expressions, revealing two key observations: 1) the presence of explicit structural symbols, and 2) the treatment of symbols, particularly letters, as minimal units with context-dependent semantics, representing variables or constants. Rooted in these properties, we propose that language models have the potential to synchronously and complementarily provide both structural and semantic information, making them suitable for correction of HMER. To validate our proposition, we propose an architecture called Recognize and Language Fusion Network (RLFN), which integrates recognition and language features to output corrected sequences while jointly optimizing with a string decoder recognition model. Experiments show that RLFN outperforms existing state-of-the-art methods on the CROHME 2014/2016/2019 datasets.

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Vicinal Risk Minimization for Few-Shot Cross-lingual Transfer in Abusive Language Detection
Gretel De la Peña Sarracén | Paolo Rosso | Robert Litschko | Goran Glavaš | Simone Ponzetto

Cross-lingual transfer learning from high-resource to medium and low-resource languages has shown encouraging results. However, the scarcity of resources in target languages remains a challenge. In this work, we resort to data augmentation and continual pre-training for domain adaptation to improve cross-lingual abusive language detection. For data augmentation, we analyze two existing techniques based on vicinal risk minimization and propose MIXAG, a novel data augmentation method which interpolates pairs of instances based on the angle of their representations. Our experiments involve seven languages typologically distinct from English and three different domains. The results reveal that the data augmentation strategies can enhance few-shot cross-lingual abusive language detection. Specifically, we observe that consistently in all target languages, MIXAG improves significantly in multidomain and multilingual environments. Finally, we show through an error analysis how the domain adaptation can favour the class of abusive texts (reducing false negatives), but at the same time, declines the precision of the abusive language detection model.

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SuperDialseg: A Large-scale Dataset for Supervised Dialogue Segmentation
Junfeng Jiang | Chengzhang Dong | Sadao Kurohashi | Akiko Aizawa

Dialogue segmentation is a crucial task for dialogue systems allowing a better understanding of conversational texts. Despite recent progress in unsupervised dialogue segmentation methods, their performances are limited by the lack of explicit supervised signals for training. Furthermore, the precise definition of segmentation points in conversations still remains as a challenging problem, increasing the difficulty of collecting manual annotations. In this paper, we provide a feasible definition of dialogue segmentation points with the help of document-grounded dialogues and release a large-scale supervised dataset called SuperDialseg, containing 9,478 dialogues based on two prevalent document-grounded dialogue corpora, and also inherit their useful dialogue-related annotations. Moreover, we provide a benchmark including 18 models across five categories for the dialogue segmentation task with several proper evaluation metrics. Empirical studies show that supervised learning is extremely effective in in-domain datasets and models trained on SuperDialseg can achieve good generalization ability on out-of-domain data. Additionally, we also conducted human verification on the test set and the Kappa score confirmed the quality of our automatically constructed dataset. We believe our work is an important step forward in the field of dialogue segmentation.

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ATFormer: A Learned Performance Model with Transfer Learning Across Devices for Deep Learning Tensor Programs
Yang Bai | Wenqian Zhao | Shuo Yin | Zixiao Wang | Bei Yu

The training and inference efficiency of ever-larger deep neural networks highly rely on the performance of tensor operators on specific hardware platforms. Therefore, a compilation-based optimization flow with automatic tensor generation and parameter tuning is necessary for efficient model deployment. While compilation-based methods with performance models can provide dynamic and suitable code optimization, they suffer from a large design space exploration with rough measurement accuracy and poor transferability among different hardware platforms. This paper presents ATFormer, a simple yet efficient design with attention-inspired modules to accurately predict the performance of optimized operators by capturing global and long-range dependencies within a complete scheduling space. Compared with state-of-the-arts, ATFormer can predict the optimal implementation of tensor operators to reduce inference time with minimal effort on modern DNN benchmarks. Furthermore, ATFormer with pre-trained parameters can quickly adapt to different workloads and hardware via transfer learning.

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mRedditSum: A Multimodal Abstractive Summarization Dataset of Reddit Threads with Images
Keighley Overbay | Jaewoo Ahn | Fatemeh Pesaran zadeh | Joonsuk Park | Gunhee Kim

The growing number of multimodal online discussions necessitates automatic summarization to save time and reduce content overload. However, existing summarization datasets are not suitable for this purpose, as they either do not cover discussions, multiple modalities, or both. To this end, we present mRedditSum, the first multimodal discussion summarization dataset. It consists of 3,033 discussion threads where a post solicits advice regarding an issue described with an image and text, and respective comments express diverse opinions. We annotate each thread with a human-written summary that captures both the essential information from the text, as well as the details available only in the image. Experiments show that popular summarization models—GPT-3.5, BART, and T5—consistently improve in performance when visual information is incorporated. We also introduce a novel method, cluster-based multi-stage summarization, that outperforms existing baselines and serves as a competitive baseline for future work.

Fine-tuning pre-trained large language models in a parameter-efficient manner is widely studied for its effectiveness and efficiency. The popular method of low-rank adaptation (LoRA) offers a notable approach, hypothesizing that the adaptation process is intrinsically low-dimensional. Although LoRA has demonstrated commendable performance, it is implemented with a fixed and unalterable intrinsic rank that might not always be the ideal choice. Recognizing the need for more flexible adaptation, we extend the methodology of LoRA to an innovative approach we call sparse low-rank adaptation (SoRA) that enables dynamic adjustments to the intrinsic rank during the adaptation process. We achieve this through the incorporation of a gate unit optimized with proximal gradient method in the training stage, controlling the cardinality of rank under the sparsity of the gate. In the subsequent inference stage, we eliminate the parameter blocks corresponding to the zeroed-out ranks, to reduce each SoRA module back to a concise yet rank-optimal LoRA. Our approach strengthens the representation power of LoRA by initializing it with a higher rank, while efficiently taming a temporarily increased number of parameters via updating in a sparse way. We further introduce a sparsifying scheduler for SoRA, aiming to examine the impact of the number of non-zero parameters on the model’s memorization and generalization. Our experimental results demonstrate that SoRA can outperform other baselines even with 70% retained parameters and 70% training time.

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Human Learning by Model Feedback: The Dynamics of Iterative Prompting with Midjourney
Shachar Don-Yehiya | Leshem Choshen | Omri Abend

Generating images with a Text-to-Image model often requires multiple trials, where human users iteratively update their prompt based on feedback, namely the output image. Taking inspiration from cognitive work on reference games and dialogue alignment, this paper analyzes the dynamics of the user prompts along such iterations. We compile a dataset of iterative interactions of human users with Midjourney. Our analysis then reveals that prompts predictably converge toward specific traits along these iterations. We further study whether this convergence is due to human users, realizing they missed important details, or due to adaptation to the model’s “preferences”, producing better images for a specific language style. We show initial evidence that both possibilities are at play. The possibility that users adapt to the model’s preference raises concerns about reusing user data for further training. The prompts may be biased towards the preferences of a specific model, rather than align with human intentions and natural manner of expression.

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ULF: Unsupervised Labeling Function Correction using Cross-Validation for Weak Supervision
Anastasiia Sedova | Benjamin Roth

A cost-effective alternative to manual data labeling is weak supervision (WS), where data samples are automatically annotated using a predefined set of labeling functions (LFs), rule-based mechanisms that generate artificial labels for the associated classes. In this work, we investigate noise reduction techniques for WS based on the principle of k-fold cross-validation. We introduce a new algorithm ULF for Unsupervised Labeling Function correction, which denoises WS data by leveraging models trained on all but some LFs to identify and correct biases specific to the held-out LFs. Specifically, ULF refines the allocation of LFs to classes by re-estimating this assignment on highly reliable cross-validated samples. Evaluation on multiple datasets confirms ULF’s effectiveness in enhancing WS learning without the need for manual labeling.

Chain-of-Thought (CoT) prompting enables large language models to solve complex reasoning problems by generating intermediate steps. However, confined by its inherent single-pass and sequential generation process, CoT heavily relies on the initial decisions, causing errors in early steps to accumulate and impact the final answers. In contrast, humans adopt recursive thinking when tackling complex reasoning problems, i.e. iteratively breaking the original problem into approachable sub-problems and aggregating their answers to resolve the original one. Inspired by the human cognitive process, we propose SOCRATIC QUESTIONING, a divide-and-conquer style algorithm that mimics the recursive thinking process. Specifically, SOCRATIC QUESTIONING leverages large language models to raise and answer sub-questions until collecting enough information to tackle the original question. Unlike CoT, SOCRATIC QUESTIONING explicitly navigates the thinking space, stimulates effective recursive thinking, and is more robust towards errors in the thinking process. Extensive experiments on several complex reasoning tasks, including MMLU, MATH, LogiQA, and visual question-answering demonstrate significant performance improvements over the state-of-the-art prompting methods, such as CoT, and Tree-of-Thought. The qualitative analysis clearly shows that the intermediate reasoning steps elicited by SOCRATIC QUESTIONING are similar to humans’ recursively thinking process of complex reasoning problems.

Ideology detection (ID) is important for gaining insights about peoples’ opinions and stances on our world and society, which can find many applications in politics, economics and social sciences. It is not uncommon that a piece of text can contain descriptions of various issues. It is also widely accepted that a person can take different ideological stances in different facets. However, existing datasets for the ID task only label a text as ideologically left- or right-leaning as a whole, regardless whether the text containing one or more different issues. Moreover, most prior work annotates texts from data resources with known ideological bias through distant supervision approaches, which may result in many false labels. With some theoretical help from social sciences, this work first designs an ideological schema containing five domains and twelve facets for a new multifaceted ideology detection (MID) task to provide a more complete and delicate description of ideology. We construct a MITweet dataset for the MID task, which contains 12,594 English Twitter posts, each annotated with a Relevance and an Ideology label for all twelve facets. We also design and test a few of strong baselines for the MID task under in-topic and cross-topic settings, which can serve as benchmarks for further research.

Proprietary and closed APIs are becoming increasingly common to process natural language, and are impacting the practical applications of natural language processing, including few-shot classification. Few-shot classification involves training a model to perform a new classification task with a handful of labeled data. This paper presents three contributions. First, we introduce a scenario where the embedding of a pre-trained model is served through a gated API with compute-cost and data-privacy constraints. Second, we propose a transductive inference, a learning paradigm that has been overlooked by the NLP community. Transductive inference, unlike traditional inductive learning, leverages the statistics of unlabelled data. We also introduce a new parameter-free transductive regularizer based on the Fisher-Rao loss, which can be used on top of the gated API embeddings. This method fully utilizes unlabelled data, does not share any label with the third-party API provider and could serve as a baseline for future research. Third, we propose an improved experimental setting and compile a benchmark of eight datasets involving multiclass classification in four different languages, with up to 151 classes. We evaluate our methods using eight backbone models, along with an episodic evaluation over 1,000 episodes, which demonstrate the superiority of transductive inference over the standard inductive setting.

Generative AI models have shown impressive performance on many Natural Language Processing tasks such as language understanding, reasoning, and language generation. An important question being asked by the AI community today is about the capabilities and limits of these models, and it is clear that evaluating generative AI is very challenging. Most studies on generative LLMs have been restricted to English and it is unclear how capable these models are at understanding and generating text in other languages. We present the first comprehensive benchmarking of generative LLMs - MEGA, which evaluates models on standard NLP benchmarks, covering 16 NLP datasets across 70 typologically diverse languages. We compare the performance of generative LLMs including Chat-GPT and GPT-4 to State of the Art (SOTA) non-autoregressive models on these tasks to determine how well generative models perform compared to the previous generation of LLMs. We present a thorough analysis of the performance of models across languages and tasks and discuss challenges in improving the performance of generative LLMs on low-resource languages. We create a framework for evaluating generative LLMs in the multilingual setting and provide directions for future progress in the field.

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Support or Refute: Analyzing the Stance of Evidence to Detect Out-of-Context Mis- and Disinformation
Xin Yuan | Jie Guo | Weidong Qiu | Zheng Huang | Shujun Li

Mis- and disinformation online have become a major societal problem as major sources of online harms of different kinds. One common form of mis- and disinformation is out-of-context (OOC) information, where different pieces of information are falsely associated, e.g., a real image combined with a false textual caption or a misleading textual description. Although some past studies have attempted to defend against OOC mis- and disinformation through external evidence, they tend to disregard the role of different pieces of evidence with different stances. Motivated by the intuition that the stance of evidence represents a bias towards different detection results, we propose a stance extraction network (SEN) that can extract the stances of different pieces of multi-modal evidence in a unified framework. Moreover, we introduce a support-refutation score calculated based on the co-occurrence relations of named entities into the textual SEN. Extensive experiments on a public large-scale dataset demonstrated that our proposed method outperformed the state-of-the-art baselines, with the best model achieving a performance gain of 3.2% in accuracy.

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Video-Helpful Multimodal Machine Translation
Yihang Li | Shuichiro Shimizu | Chenhui Chu | Sadao Kurohashi | Wei Li

Existing multimodal machine translation (MMT) datasets consist of images and video captions or instructional video subtitles, which rarely contain linguistic ambiguity, making visual information ineffective in generating appropriate translations. Recent work has constructed an ambiguous subtitles dataset to alleviate this problem but is still limited to the problem that videos do not necessarily contribute to disambiguation. We introduce EVA (Extensive training set and Video-helpful evaluation set for Ambiguous subtitles translation), an MMT dataset containing 852k Japanese-English parallel subtitle pairs, 520k Chinese-English parallel subtitle pairs, and corresponding video clips collected from movies and TV episodes. In addition to the extensive training set, EVA contains a video-helpful evaluation set in which subtitles are ambiguous, and videos are guaranteed helpful for disambiguation. Furthermore, we propose SAFA, an MMT model based on the Selective Attention model with two novel methods: Frame attention loss and Ambiguity augmentation, aiming to use videos in EVA for disambiguation fully. Experiments on EVA show that visual information and the proposed methods can boost translation performance, and our model performs significantly better than existing MMT models.

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Large Language Models are Temporal and Causal Reasoners for Video Question Answering
Dohwan Ko | Ji Lee | Woo-Young Kang | Byungseok Roh | Hyunwoo Kim

Large Language Models (LLMs) have shown remarkable performances on a wide range of natural language understanding and generation tasks. We observe that the LLMs provide effective priors in exploiting linguistic shortcuts for temporal and causal reasoning in Video Question Answering (VideoQA). However, such priors often cause suboptimal results on VideoQA by leading the model to over-rely on questions, i.e., linguistic bias, while ignoring visual content. This is also known as ‘ungrounded guesses’ or ‘hallucinations’. To address this problem while leveraging LLMs’ prior on VideoQA, we propose a novel framework, Flipped-VQA, encouraging the model to predict all the combinations of ⟨V, Q, A⟩ triplet by flipping the source pair and the target label to understand their complex relationships, i.e., predict A, Q, and V given a VQ, VA, and QA pairs, respectively. In this paper, we develop LLaMA-VQA by applying Flipped-VQA to LLaMA, and it outperforms both LLMs-based and non-LLMs-based models on five challenging VideoQA benchmarks. Furthermore, our Flipped-VQA is a general framework that is applicable to various LLMs (OPT and GPT-J) and consistently improves their performances. We empirically demonstrate that Flipped-VQA not only enhances the exploitation of linguistic shortcuts but also mitigates the linguistic bias, which causes incorrect answers over-relying on the question. Code is available at https://github.com/mlvlab/Flipped-VQA.

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Uncertainty Guided Global Memory Improves Multi-Hop Question Answering
Alsu Sagirova | Mikhail Burtsev

Transformers have become the gold standard for many natural language processing tasks and, in particular, for multi-hop question answering (MHQA). This task includes processing a long document and reasoning over the multiple parts of it. The landscape of MHQA approaches can be classified into two primary categories. The first group focuses on extracting supporting evidence, thereby constraining the QA model’s context to predicted facts. Conversely, the second group relies on the attention mechanism of the long input encoding model to facilitate multi-hop reasoning. However, attention-based token representations lack explicit global contextual information to connect reasoning steps. To address these issues, we propose GEMFormer, a two-stage method that first collects relevant information over the entire document to the memory and then combines it with local context to solve the task. Our experimental results show that fine-tuning a pre-trained model with memory-augmented input, including the most certain global elements, improves the model’s performance on three MHQA datasets compared to the baseline. We also found that the global explicit memory contains information from supporting facts required for the correct answer.

The task of Question Generation over Knowledge Bases (KBQG) aims to convert a logical form into a natural language question. For the sake of expensive cost of large-scale question annotation, the methods of KBQG under low-resource scenarios urgently need to be developed. However, current methods heavily rely on annotated data for fine-tuning, which is not well-suited for few-shot question generation. The emergence of Large Language Models (LLMs) has shown their impressive generalization ability in few-shot tasks. Inspired by Chain-of-Thought (CoT) prompting, which is an in-context learning strategy for reasoning, we formulate KBQG task as a reasoning problem, where the generation of a complete question is splitted into a series of sub-question generation. Our proposed prompting method KQG-CoT first retrieves supportive logical forms from the unlabeled data pool taking account of the characteristics of the logical form. Then, we write a prompt to explicit the reasoning chain of generating complicated questions based on the selected demonstrations. To further ensure prompt quality, we extend KQG-CoT into KQG-CoT+ via sorting the logical forms by their complexity. We conduct extensive experiments over three public KBQG datasets. The results demonstrate that our prompting method consistently outperforms other prompting baselines on the evaluated datasets. Remarkably, our KQG-CoT+ method could surpass existing few-shot SoTA results of the PathQuestions dataset by 18.25, 10.72, and 10.18 absolute points on BLEU-4, METEOR, and ROUGE-L, respectively.

The technology of text-to-SQL has significantly enhanced the efficiency of accessing and manipulating databases. However, limited research has been conducted to study its vulnerabilities emerging from malicious user interaction. By proposing TrojanSQL, a backdoor-based SQL injection framework for text-to-SQL systems, we show how state-of-the-art text-to-SQL parsers can be easily misled to produce harmful SQL statements that can invalidate user queries or compromise sensitive information about the database. The study explores two specific injection attacks, namely boolean-based injection and union-based injection, which use different types of triggers to achieve distinct goals in compromising the parser. Experimental results demonstrate that both medium-sized models based on fine-tuning and LLM-based parsers using prompting techniques are vulnerable to this type of attack, with attack success rates as high as 99% and 89%, respectively. We hope that this study will raise more concerns about the potential security risks of building natural language interfaces to databases.

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Preserving Privacy Through Dememorization: An Unlearning Technique For Mitigating Memorization Risks In Language Models
Aly Kassem | Omar Mahmoud | Sherif Saad

Large Language models (LLMs) are trained on vast amounts of data, including sensitive information that poses a risk to personal privacy if exposed. LLMs have shown the ability to memorize and reproduce portions of their training data when prompted by adversaries. Prior research has focused on addressing this memorization issue and preventing verbatim replication through techniques like knowledge unlearning and data pre-processing. However, these methods have limitations regarding the number of protected samples, limited privacy types, and potentially lower-quality generative models. To tackle this challenge more effectively, we propose “DeMem,” a novel unlearning approach that utilizes an efficient reinforcement learning feedback loop via proximal policy optimization. By fine-tuning the language model with a negative similarity score as a reward signal, we incentivize the LLMs to learn a paraphrasing policy to unlearn the pre-training data. Our experiments demonstrate that DeMem surpasses strong baselines and state-of-the-art methods in terms of its ability to generalize and strike a balance between maintaining privacy and LLM performance.

In Chinese studies, understanding the nuanced traits of historical figures, often not explicitly evident in biographical data, has been a key interest. However, identifying these traits can be challenging due to the need for domain expertise, specialist knowledge, and context-specific insights, making the process time-consuming and difficult to scale. Our focus on studying officials from China’s Ming Dynasty is no exception. To tackle this challenge, we propose MingOfficial, a large-scale multi-modal dataset consisting of both structured (career records, annotated personnel types) and text (historical texts) data for 9,376 officials. We further couple the dataset with a a graph neural network (GNN) to combine both modalities in order to allow investigation of social structures and provide features to boost down-stream tasks. Experiments show that our proposed MingOfficial could enable exploratory analysis of official identities, and also significantly boost performance in tasks such as identifying nuance identities (e.g. civil officials holding military power) from 24.6% to 98.2% F₁ score in hold-out test set. By making MingOfficial publicly available (see main text for the URL) as both a dataset and an interactive tool, we aim to stimulate further research into the role of social context and representation learning in identifying individual characteristics, and hope to provide inspiration for computational approaches in other fields beyond Chinese studies.

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DPP-TTS: Diversifying prosodic features of speech via determinantal point processes
Seongho Joo | Hyukhun Koh | Kyomin Jung

With the rapid advancement in deep generative models, recent neural Text-To-Speech(TTS) models have succeeded in synthesizing human-like speech. There have been some efforts to generate speech with various prosody beyond monotonous prosody patterns. However, previous works have several limitations. First, typical TTS models depend on the scaled sampling temperature for boosting the diversity of prosody. Speech samples generated at high sampling temperatures often lack perceptual prosodic diversity, which can adversely affect the naturalness of the speech. Second, the diversity among samples is neglected since the sampling procedure often focuses on a single speech sample rather than multiple ones. In this paper, we propose DPP-TTS: a text-to-speech model based on Determinantal Point Processes (DPPs) with a prosody diversifying module. Our TTS model is capable of generating speech samples that simultaneously consider perceptual diversity in each sample and among multiple samples. We demonstrate that DPP-TTS generates speech samples with more diversified prosody than baselines in the side-by-side comparison test considering the naturalness of speech at the same time.

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Meta-Learning Online Adaptation of Language Models
Nathan Hu | Eric Mitchell | Christopher Manning | Chelsea Finn

Large language models encode impressively broad world knowledge in their parameters. However, the knowledge in static language models falls out of date, limiting the model’s effective “shelf life.” While online fine-tuning can reduce this degradation, we find that naively fine-tuning on a stream of documents leads to a low level of information uptake. We hypothesize that online fine-tuning does not sufficiently attend to important information. That is, the gradient signal from important tokens representing factual information is drowned out by the gradient from inherently noisy tokens, suggesting that a dynamic, context-aware learning rate may be beneficial. We therefore propose learning which tokens to upweight. We meta-train a small, autoregressive model to reweight the language modeling loss for each token during online fine-tuning, with the objective of maximizing the out-of-date base question-answering model’s ability to answer questions about a document after a single weighted gradient step. We call this approach Context-aware Meta-learned Loss Scaling (CaMeLS). Across three different distributions of documents, our experiments find that CaMeLS provides substantially improved information uptake on streams of thousands of documents compared with standard fine-tuning and baseline heuristics for reweighting token losses.

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Self-Detoxifying Language Models via Toxification Reversal
Chak Tou Leong | Yi Cheng | Jiashuo Wang | Jian Wang | Wenjie Li

Language model detoxification aims to minimize the risk of generating offensive or harmful content in pretrained language models (PLMs) for safer deployment. Existing methods can be roughly categorized as finetuning-based and decoding-based. However, the former is often resource-intensive, while the latter relies on additional components and potentially compromises the generation fluency. In this paper, we propose a more lightweight approach that enables the PLM itself to achieve “self-detoxification”. Our method is built upon the observation that prepending a negative steering prompt can effectively induce PLMs to generate toxic content. At the same time, we are inspired by the recent research in the interpretability field, which formulates the evolving contextualized representations within the PLM as an information stream facilitated by the attention layers. Drawing on this idea, we devise a method to identify the toxification direction from the normal generation process to the one prompted with the negative prefix, and then steer the generation to the reversed direction by manipulating the information movement within the attention layers. Experimental results show that our approach, without any fine-tuning or extra components, can achieve comparable performance with state-of-the-art methods.

Users interact with text, image, code, or other editors on a daily basis. However, machine learning models are rarely trained in the settings that reflect the interactivity between users and their editor. This is understandable as training AI models with real users is not only slow and costly, but what these models learn may be specific to user interface design choices. Unfortunately, this means most of the research on text, code, and image generation has focused on non-interactive settings, whereby the model is expected to get everything right without accounting for any input from a user who may be willing to help. We introduce a new Interactive Text Generation task that allows training generation models interactively without the costs of involving real users, by using user simulators that provide edits that guide the model towards a given target text. We train our interactive models using Imitation Learning, and our experiments against competitive non-interactive generation models show that models trained interactively are superior to their non-interactive counterparts, even when all models are given the same budget of user inputs or edits.

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Knowledge Distillation ≈ Label Smoothing: Fact or Fallacy?
Md Sultan

Originally proposed as a method for knowledge transfer from one model to another, some recent studies have suggested that knowledge distillation (KD) is in fact a form of regularization. Perhaps the strongest argument of all for this new perspective comes from its apparent similarities with label smoothing (LS). Here we re-examine this stated equivalence between the two methods by comparing the predictive confidences of the models they train. Experiments on four text classification tasks involving models of different sizes show that: (a) In most settings, KD and LS drive model confidence in completely opposite directions, and (b) In KD, the student inherits not only its knowledge but also its confidence from the teacher, reinforcing the classical knowledge transfer view.

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Analyzing Cognitive Plausibility of Subword Tokenization
Lisa Beinborn | Yuval Pinter

Subword tokenization has become the de-facto standard for tokenization although comparative evaluations of their quality across languages are scarce. Existing evaluation studies focus on the effect of a tokenization algorithm on the performance in downstream tasks, or on engineering criteria such as the compression rate. We present a new evaluation paradigm that focuses on the cognitive plausibility of subword tokenization. We analyze the correlation of the tokenizer output with the reading time and accuracy of human responses on a lexical decision task. We compare three tokenization algorithms across several languages and vocabulary sizes. Our results indicate that the Unigram algorithm yields less cognitively plausible tokenization behavior and a worse coverage of derivational morphemes, in contrast with prior work.

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POE: Process of Elimination for Multiple Choice Reasoning
Chenkai Ma | Xinya Du

Language models (LMs) are capable of conducting in-context learning for multiple choice reasoning tasks, but the options in these tasks are treated equally. As humans often first eliminate wrong options before picking the final correct answer, we argue a similar two-step strategy can make LMs better at these tasks. To this end, we present the Process of Elimination (POE), a two-step scoring method. In the first step, POE scores each option, and eliminates seemingly wrong options. In the second step, POE masks these wrong options, and makes the final prediction from the remaining options. Zero-shot experiments on 8 reasoning tasks illustrate the effectiveness of POE, and a following analysis finds our method to be especially performant on logical reasoning tasks. We further analyze the effect of masks, and show that POE applies to few-shot settings and large language models (LLMs) like ChatGPT.

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NeuSTIP: A Neuro-Symbolic Model for Link and Time Prediction in Temporal Knowledge Graphs
Ishaan Singh | Navdeep Kaur | Garima Gaur | Mausam

Neuro-symbolic (NS) models for knowledge graph completion (KGC) combine the benefits of symbolic models (interpretable inference) with those of distributed representations (parameter sharing, high accuracy). While several NS models exist for KGs with static facts, there is limited work on temporal KGC (TKGC) for KGs where a fact is associated with a time interval. In response, we propose a novel NS model for TKGC called NeuSTIP, which performs link prediction and time interval prediction in a TKG. NeuSTIP learns temporal rules with Allen predicates, which ensure temporal consistency between neighboring predicates in the rule body. We further design a unique scoring function that evaluates the confidence of the candidate answers while performing link and time interval predictions by utilizing the learned rules. Our empirical evaluation on two time interval based TKGC datasets shows that our model shows competitive performance on link prediction and establishes a new state of the art on time prediction.

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Standardizing Distress Analysis: Emotion-Driven Distress Identification and Cause Extraction (DICE) in Multimodal Online Posts
Gopendra Singh | Soumitra Ghosh | Atul Verma | Chetna Painkra | Asif Ekbal

Due to its growing impact on public opinion, hate speech on social media has garnered increased attention. While automated methods for identifying hate speech have been presented in the past, they have mostly been limited to analyzing textual content. The interpretability of such models has received very little attention, despite the social and legal consequences of erroneous predictions. In this work, we present a novel problem of Distress Identification and Cause Extraction (DICE) from multimodal online posts. We develop a multi-task deep framework for the simultaneous detection of distress content and identify connected causal phrases from the text using emotional information. The emotional information is incorporated into the training process using a zero-shot strategy, and a novel mechanism is devised to fuse the features from the multimodal inputs. Furthermore, we introduce the first-of-its-kind Distress and Cause annotated Multimodal (DCaM) dataset of 20,764 social media posts. We thoroughly evaluate our proposed method by comparing it to several existing benchmarks. Empirical assessment and comprehensive qualitative analysis demonstrate that our proposed method works well on distress detection and cause extraction tasks, improving F1 and ROS scores by 1.95% and 3%, respectively, relative to the best-performing baseline. The code and the dataset can be accessed from the following link: https://www.iitp.ac.in/~ai-nlp-ml/resources.html\#DICE.

Machine learning (ML) systems in natural language processing (NLP) face significant challenges in generalizing to out-of-distribution (OOD) data, where the test distribution differs from the training data distribution. This poses important questions about the robustness of NLP models and their high accuracy, which may be artificially inflated due to their underlying sensitivity to systematic biases. Despite these challenges, there is a lack of comprehensive surveys on the generalization challenge from an OOD perspective in natural language understanding. Therefore, this paper aims to fill this gap by presenting the first comprehensive review of recent progress, methods, and evaluations on this topic. We further discuss the challenges involved and potential future research directions. By providing convenient access to existing work, we hope this survey will encourage future research in this area.

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Noisy Exemplars Make Large Language Models More Robust: A Domain-Agnostic Behavioral Analysis
Hongyi Zheng | Abulhair Saparov

Recent advances in prompt engineering enable large language models (LLMs) to solve multi-hop logical reasoning problems with impressive accuracy. However, there is little existing work investigating the robustness of LLMs with few-shot prompting techniques. Therefore, we introduce a systematic approach to test the robustness of LLMs in multi-hop reasoning tasks via domain-agnostic perturbations. We include perturbations at multiple levels of abstractions (e.g. lexical perturbations such as typos, and semantic perturbations such as the inclusion of intermediate reasoning steps in the questions) to conduct behavioral analysis on the LLMs. Throughout our experiments, we find that models are more sensitive to certain perturbations such as replacing words with their synonyms. We also demonstrate that increasing the proportion of perturbed exemplars in the prompts improves the robustness of few-shot prompting methods.

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Can Large Language Models Capture Dissenting Human Voices?
Noah Lee | Na Min An | James Thorne

Large language models (LLMs) have shown impressive achievements in solving a broad range of tasks. Augmented by instruction fine-tuning, LLMs have also been shown to generalize in zero-shot settings as well. However, whether LLMs closely align with the human disagreement distribution has not been well-studied, especially within the scope of natural language inference (NLI). In this paper, we evaluate the performance and alignment of LLM distribution with humans using two different techniques to estimate the multinomial distribution: Monte Carlo Estimation (MCE) and Log Probability Estimation (LPE). As a result, we show LLMs exhibit limited ability in solving NLI tasks and simultaneously fail to capture human disagreement distribution. The inference and human alignment performances plunge even further on data samples with high human disagreement levels, raising concerns about their natural language understanding (NLU) ability and their representativeness to a larger human population.

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DecoMT: Decomposed Prompting for Machine Translation Between Related Languages using Large Language Models
Ratish Puduppully | Anoop Kunchukuttan | Raj Dabre | Ai Ti Aw | Nancy Chen

This study investigates machine translation between related languages i.e., languages within the same family that share linguistic characteristics such as word order and lexical similarity. Machine translation through few-shot prompting leverages a small set of translation pair examples to generate translations for test sentences. This procedure requires the model to learn how to generate translations while simultaneously ensuring that token ordering is maintained to produce a fluent and accurate translation. We propose that for related languages, the task of machine translation can be simplified by leveraging the monotonic alignment characteristic of such languages. We introduce DecoMT, a novel approach of few-shot prompting that decomposes the translation process into a sequence of word chunk translations. Through automatic and human evaluation conducted on multiple related language pairs across various language families, we demonstrate that our proposed approach of decomposed prompting surpasses multiple established few-shot baseline approaches. For example, DecoMT outperforms the strong few-shot prompting BLOOM model with an average improvement of 8 chrF++ scores across the examined languages.

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Prototype-based HyperAdapter for Sample-Efficient Multi-task Tuning
Hao Zhao | Jie Fu | Zhaofeng He

Parameter-efficient fine-tuning (PEFT) has shown its effectiveness in adapting the pre-trained language models to downstream tasks while only updating a small number of parameters. Despite the success, most existing methods independently adapt to each task without considering knowledge transfer between tasks and are limited to low-data regimes. To overcome this issue, we propose Prototype-based HyperAdapter (PHA), a novel framework built on the adapter-tuning and hypernetwork. It introduces an instance-dense retriever and a prototypical hypernetwork to generate the conditional modules in a sample-efficient manner. This leads to comparable performance improvements against existing PEFT methods on multi-task learning and few-shot transfer learning. More importantly, when the available data size gets smaller, our method outperforms other strong baselines by a large margin. Based on our extensive empirical experiments across various datasets, we demonstrate that PHA strikes a better trade-off between trainable parameters, accuracy on stream tasks, and sample efficiency. Our code is publicly available at https://github.com/Bumble666/PHA

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Towards Building More Robust NER datasets: An Empirical Study on NER Dataset Bias from a Dataset Difficulty View
Ruotian Ma | Xiaolei Wang | Xin Zhou | Qi Zhang | Xuanjing Huang

Recently, many studies have illustrated the robustness problem of Named Entity Recognition (NER) systems: the NER models often rely on superficial entity patterns for predictions, without considering evidence from the context. Consequently, even state-of-the-art NER models generalize poorly to out-of-domain scenarios when out-of-distribution (OOD) entity patterns are introduced. Previous research attributes the robustness problem to the existence of NER dataset bias, where simpler and regular entity patterns induce shortcut learning. In this work, we bring new insights into this problem by comprehensively investigating the NER dataset bias from a dataset difficulty view. We quantify the entity-context difficulty distribution in existing datasets and explain their relationship with model robustness. Based on our findings, we explore three potential ways to de-bias the NER datasets by altering entity-context distribution, and we validate the feasibility with intensive experiments. Finally, we show that the de-biased datasets can transfer to different models and even benefit existing model-based robustness-improving methods, indicating that building more robust datasets is fundamental for building more robust NER systems.

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GradSim: Gradient-Based Language Grouping for Effective Multilingual Training
Mingyang Wang | Heike Adel | Lukas Lange | Jannik Strötgen | Hinrich Schuetze

Most languages of the world pose low-resource challenges to natural language processing models. With multilingual training, knowledge can be shared among languages. However, not all languages positively influence each other and it is an open research question how to select the most suitable set of languages for multilingual training and avoid negative interference among languages whose characteristics or data distributions are not compatible. In this paper, we propose GradSim, a language grouping method based on gradient similarity. Our experiments on three diverse multilingual benchmark datasets show that it leads to the largest performance gains compared to other similarity measures and it is better correlated with cross-lingual model performance. As a result, we set the new state of the art on AfriSenti, a benchmark dataset for sentiment analysis on low-resource African languages. In our extensive analysis, we further reveal that besides linguistic features, the topics of the datasets play an important role for language grouping and that lower layers of transformer models encode language-specific features while higher layers capture task-specific information.

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Discovering Universal Geometry in Embeddings with ICA
Hiroaki Yamagiwa | Momose Oyama | Hidetoshi Shimodaira

This study utilizes Independent Component Analysis (ICA) to unveil a consistent semantic structure within embeddings of words or images. Our approach extracts independent semantic components from the embeddings of a pre-trained model by leveraging anisotropic information that remains after the whitening process in Principal Component Analysis (PCA). We demonstrate that each embedding can be expressed as a composition of a few intrinsic interpretable axes and that these semantic axes remain consistent across different languages, algorithms, and modalities. The discovery of a universal semantic structure in the geometric patterns of embeddings enhances our understanding of the representations in embeddings.

Critical toponymy examines the dynamics of power, capital, and resistance through place names and the sites to which they refer. Studies here have traditionally focused on the semantic content of toponyms and the top-down institutional processes that produce them. However, they have generally ignored the ways in which toponyms are used by ordinary people in everyday discourse, as well as the other strategies of geospatial description that accompany and contextualize toponymic reference. Here, we develop computational methods to measure how cultural and economic capital shape the ways in which people refer to places, through a novel annotated dataset of 47,440 New York City Airbnb listings from the 2010s. Building on this dataset, we introduce a new named entity recognition (NER) model able to identify important discourse categories integral to the characterization of place. Our findings point toward new directions for critical toponymy and to a range of previously understudied linguistic signals relevant to research on neighborhood status, housing and tourism markets, and gentrification.

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Well Begun is Half Done: Generator-agnostic Knowledge Pre-Selection for Knowledge-Grounded Dialogue
Lang Qin | Yao Zhang | Hongru Liang | Jun Wang | Zhenglu Yang

Accurate knowledge selection is critical in knowledge-grounded dialogue systems. Towards a closer look at it, we offer a novel perspective to organize existing literature, i.e., knowledge selection coupled with, after, and before generation. We focus on the third under-explored category of study, which can not only select knowledge accurately in advance, but has the advantage to reduce the learning, adjustment, and interpretation burden of subsequent response generation models, especially LLMs. We propose \tt{GATE}, a generator-agnostic knowledge selection method, to prepare knowledge for subsequent response generation models by selecting context-related knowledge among different knowledge structures and variable knowledge requirements. Experimental results demonstrate the superiority of \tt{GATE}, and indicate that knowledge selection before generation is a lightweight yet effective way to facilitate LLMs (e.g., ChatGPT) to generate more informative responses.

Open-domain question answering (QA) systems are often built with retrieval modules. However, retrieving passages from a given source is known to suffer from insufficient knowledge coverage. Alternatively, prompting large language models (LLMs) to generate contextual passages based on their parametric knowledge has been shown to improve QA performance. Yet, LLMs tend to “hallucinate” content that conflicts with the retrieved knowledge. Based on the intuition that answers supported by both sources are more likely to be correct, we propose COMBO, a Compatibility-Oriented knowledge Merging for Better Open-domain QA framework, to effectively leverage the two sources of information. Concretely, we match LLM-generated passages with retrieved counterparts into compatible pairs, based on discriminators trained with silver compatibility labels. Then a Fusion-in-Decoder-based reader model handles passage pairs to arrive at the final answer. Experiments show that COMBO outperforms competitive baselines on three out of four tested open-domain QA benchmarks. Further analysis reveals that our proposed framework demonstrates greater efficacy in scenarios with a higher degree of knowledge conflicts.

Temporal question answering (QA) is a special category of complex question answering task that requires reasoning over facts asserting time intervals of events. Previous works have predominately relied on Knowledge Base Question Answering (KBQA) for temporal QA. One of the major challenges faced by these systems is their inability to retrieve all relevant facts due to factors such as incomplete KB and entity/relation linking errors. A failure to fetch even a single fact will block KBQA from computing the answer. Such cases of KB incompleteness are even more profound in the temporal context. To address this issue, we explore an interesting direction where a targeted temporal fact extraction technique is used to assist KBQA whenever it fails to retrieve temporal facts from the KB. We model the extraction problem as an open-domain question answering task using off-the-shelf language models. This way, we target to extract from textual resources those facts that failed to get retrieved from the KB. Experimental results on two temporal QA benchmarks show promising ~30% & ~10% relative improvements in answer accuracies without any additional training cost.

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Text Fact Transfer
Nishant Balepur | Jie Huang | Kevin Chang

Text style transfer is a prominent task that aims to control the style of text without inherently changing its factual content. To cover more text modification applications, such as adapting past news for current events and repurposing educational materials, we propose the task of text fact transfer, which seeks to transfer the factual content of a source text between topics without modifying its style. We find that existing language models struggle with text fact transfer, due to their inability to preserve the specificity and phrasing of the source text, and tendency to hallucinate errors. To address these issues, we design ModQGA, a framework that minimally modifies a source text with a novel combination of end-to-end question generation and specificity-aware question answering. Through experiments on four existing datasets adapted for text fact transfer, we show that ModQGA can accurately transfer factual content without sacrificing the style of the source text.

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A Cheaper and Better Diffusion Language Model with Soft-Masked Noise
Jiaao Chen | Aston Zhang | Mu Li | Alex Smola | Diyi Yang

Diffusion models that are based on iterative denoising have been recently proposed and leveraged in various generation tasks like image generation. Whereas, as a way inherently built for continuous data, existing diffusion models still have some limitations in modeling discrete data, e.g., languages. For example, the generally used Gaussian noise can not handle the discrete corruption well, and the objectives in continuous spaces fail to be stable for textual data in the diffusion process especially when the dimension is high. To alleviate these issues, we introduce a novel diffusion model for language modeling, Masked-Diffuse LM, with lower training cost and better performances, inspired by linguistic features in languages. Specifically, we design a linguistic-informed forward process which adds corruptions to the text through strategically soft-masking to better noise the textual data. Also, we directly predict the categorical distribution with cross-entropy loss function in every diffusion step to connect the continuous space and discrete space in a more efficient and straightforward way. Through experiments on 5 controlled generation tasks, we demonstrate that our Masked-Diffuse LM can achieve better generation quality than the state-of-the-art diffusion models with better efficiency.

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Mirages. On Anthropomorphism in Dialogue Systems
Gavin Abercrombie | Amanda Cercas Curry | Tanvi Dinkar | Verena Rieser | Zeerak Talat

Automated dialogue or conversational systems are anthropomorphised by developers and personified by users. While a degree of anthropomorphism is inevitable, conscious and unconscious design choices can guide users to personify them to varying degrees. Encouraging users to relate to automated systems as if they were human can lead to transparency and trust issues, and high risk scenarios caused by over-reliance on their outputs. As a result, natural language processing researchers have investigated the factors that induce personification and develop resources to mitigate such effects. However, these efforts are fragmented, and many aspects of anthropomorphism have yet to be explored. In this paper, we discuss the linguistic factors that contribute to the anthropomorphism of dialogue systems and the harms that can arise thereof, including reinforcing gender stereotypes and conceptions of acceptable language. We recommend that future efforts towards developing dialogue systems take particular care in their design, development, release, and description; and attend to the many linguistic cues that can elicit personification by users.

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Cognitive Dissonance: Why Do Language Model Outputs Disagree with Internal Representations of Truthfulness?
Kevin Liu | Stephen Casper | Dylan Hadfield-Menell | Jacob Andreas

Neural language models (LMs) can be used to evaluate the truth of factual statements in two ways: they can be either queried for statement probabilities, or probed for internal representations of truthfulness. Past work has found that these two procedures sometimes disagree, and that probes tend to be more accurate than LM outputs. This has led some researchers to conclude that LMs “lie’ or otherwise encode non-cooperative communicative intents. Is this an accurate description of today’s LMs, or can query–probe disagreement arise in other ways? We identify three different classes of disagreement, which we term confabulation, deception, and heterogeneity. In many cases, the superiority of probes is simply attributable to better calibration on uncertain answers rather than a greater fraction of correct, high-confidence answers. In some cases, queries and probes perform better on different subsets of inputs, and accuracy can further be improved by ensembling the two.

Automatic Speech Recognition (ASR) systems are instrumental across various applications, with their performance being critically tied to user satisfaction. Conventional evaluation metrics for ASR systems produce a singular aggregate score, which is insufficient for understanding specific system vulnerabilities. Therefore, we aim to address the limitations of the previous ASR evaluation methods by introducing the Korean Error Explainable Benchmark Dataset for ASR and Post-processing (KEBAP). KEBAP enables comprehensive analysis of ASR systems at both speech- and text levels, thereby facilitating a more balanced assessment encompassing speech recognition accuracy and user readability. KEBAP provides 37 newly defined speech-level resources incorporating diverse noise environments and speaker characteristics categories, also presenting 13 distinct text-level error types. This paper demonstrates detailed statistical analyses of colloquial noise categories and textual error types. Furthermore, we conduct extensive validation and analysis on commercially deployed ASR systems, providing valuable insights into their performance. As a more fine-grained and real-world-centric evaluation method, KEBAP contributes to identifying and mitigating potential weaknesses in ASR systems.

Simultaneous machine translation (SiMT) requires a robust read/write policy in conjunction with a high-quality translation model. Traditional methods rely on either a fixed wait-k policy coupled with a standalone wait-k translation model, or an adaptive policy jointly trained with the translation model. In this study, we propose a more flexible approach by decoupling the adaptive policy model from the translation model. Our motivation stems from the observation that a standalone multi-path wait-k model performs competitively with adaptive policies utilized in state-of-the-art SiMT approaches. Specifically, we introduce DaP, a divergence-based adaptive policy, that makes read/write decisions for any translation model based on the potential divergence in translation distributions resulting from future information. DaP extends a frozen wait-k model with lightweight parameters, and is both memory and computation efficient. Experimental results across various benchmarks demonstrate that our approach offers an improved trade-off between translation accuracy and latency, outperforming strong baselines.

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Cross-Document Event Coreference Resolution on Discourse Structure
Xinyu Chen | Sheng Xu | Peifeng Li | Qiaoming Zhu

Cross-document event coreference resolution (CD-ECR) is a task of clustering event mentions across multiple documents that refer to the same real-world events. Previous studies usually model the CD-ECR task as a pairwise similarity comparison problem by using different event mention features, and consider the highly similar event mention pairs in the same cluster as coreferent. In general, most of them only consider the local context of event mentions and ignore their implicit global information, thus failing to capture the interactions of long-distance event mentions. To address the above issue, we regard discourse structure as global information to further improve CD-ECR. First, we use a discourse rhetorical structure constructor to construct tree structures to represent documents. Then, we obtain shortest dependency paths from the tree structures to represent interactions between event mention pairs. Finally, we feed the above information to a multi-layer perceptron to capture the similarities of event mention pairs for resolving coreferent events. Experimental results on the ECB+ dataset show that our proposed model outperforms several baselines and achieves the competitive performance with the start-of-the-art baselines.

Despite the striking advances in recent language generation performance, model-generated responses have suffered from the chronic problem of hallucinations that are either untrue or unfaithful to a given source. Especially in the task of knowledge grounded conversation, the models are required to generate informative responses, but hallucinated utterances lead to miscommunication. In particular, entity-level hallucination that causes critical misinformation and undesirable conversation is one of the major concerns. To address this issue, we propose a post-hoc refinement method called REM. It aims to enhance the quality and faithfulness of hallucinated utterances by refining them based on the source knowledge. If the generated utterance has a low source-faithfulness score with the given knowledge, REM mines the key entities in the knowledge and implicitly uses them for refining the utterances. We verify that our method reduces entity hallucination in the utterance. Also, we show the adaptability and efficacy of REM with extensive experiments and generative results. Our code is available at https://github.com/YOONNAJANG/REM.

Previous studies have shown that large language models (LLMs) like GPTs store massive factual knowledge in their parameters. However, the stored knowledge could be false or outdated. Traditional knowledge editing methods refine LLMs via fine-tuning on texts containing specific knowledge. However, with the increasing scales of LLMs, these gradient-based approaches bring large computation costs. The trend of model-as-a-service also makes it impossible to modify knowledge in black-box LMs. Inspired by in-context learning (ICL), a new paradigm based on demonstration contexts without parameter updating, we explore whether ICL can edit factual knowledge. To answer this question, we give a comprehensive empirical study of ICL strategies. Experiments show that in-context knowledge editing (IKE), without any gradient and parameter updating, achieves a competitive success rate compared to gradient-based methods on GPT-J (6B) but with much fewer side effects, including less over-editing on similar but unrelated facts and less knowledge forgetting on previously stored knowledge. We also apply the method to larger LMs with tens or hundreds of parameters like OPT-175B, which shows the scalability of our method. The code is available at https://github.com/pkunlp-icler/IKE.

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EDIS: Entity-Driven Image Search over Multimodal Web Content
Siqi Liu | Weixi Feng | Tsu-Jui Fu | Wenhu Chen | William Wang

Making image retrieval methods practical for real-world search applications requires significant progress in dataset scales, entity comprehension, and multimodal information fusion. In this work, we introduce Entity-Driven Image Search (EDIS), a challenging dataset for cross-modal image search in the news domain. EDIS consists of 1 million web images from actual search engine results and curated datasets, with each image paired with a textual description. Unlike datasets that assume a small set of single-modality candidates, EDIS reflects real-world web image search scenarios by including a million multimodal image-text pairs as candidates. EDIS encourages the development of retrieval models that simultaneously address cross-modal information fusion and matching. To achieve accurate ranking results, a model must: 1) understand named entities and events from text queries, 2) ground entities onto images or text descriptions, and 3) effectively fuse textual and visual representations. Our experimental results show that EDIS challenges state-of-the-art methods with dense entities and the large-scale candidate set. The ablation study also proves that fusing textual features with visual features is critical in improving retrieval results.

Multi-query attention (MQA), which only uses a single key-value head, drastically speeds up decoder inference. However, MQA can lead to quality degradation, and moreover it may not be desirable to train a separate model just for faster inference. We (1) propose a recipe for uptraining existing multi-head language model checkpoints into models with MQA using 5% of original pre-training compute, and (2) introduce grouped-query attention (GQA), a generalization of multi-query attention which uses an intermediate (more than one, less than number of query heads) number of key-value heads. We show that uptrained GQA achieves quality close to multi-head attention with comparable speed to MQA.

Recent work has shown that language models (LMs) have strong multi-step (i.e., procedural) reasoning capabilities. However, it is unclear whether LMs perform these tasks by cheating with answers memorized from pretraining corpus, or, via a multi-step reasoning mechanism. In this paper, we try to answer this question by exploring a mechanistic interpretation of LMs for multi-step reasoning tasks. Concretely, we hypothesize that the LM implicitly embeds a reasoning tree resembling the correct reasoning process within it. We test this hypothesis by introducing a new probing approach (called MechanisticProbe) that recovers the reasoning tree from the model’s attention patterns. We use our probe to analyze two LMs: GPT-2 on a synthetic task (k-th smallest element), and LLaMA on two simple language-based reasoning tasks (ProofWriter & AI2 Reasoning Challenge). We show that MechanisticProbe is able to detect the information of the reasoning tree from the model’s attentions for most examples, suggesting that the LM indeed is going through a process of multi-step reasoning within its architecture in many cases.

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BiasX: “Thinking Slow” in Toxic Content Moderation with Explanations of Implied Social Biases
Yiming Zhang | Sravani Nanduri | Liwei Jiang | Tongshuang Wu | Maarten Sap

Toxicity annotators and content moderators often default to mental shortcuts when making decisions. This can lead to subtle toxicity being missed, and seemingly toxic but harmless content being over-detected. We introduce BiasX, a framework that enhances content moderation setups with free-text explanations of statements’ implied social biases, and explore its effectiveness through a large-scale crowdsourced user study. We show that indeed, participants substantially benefit from explanations for correctly identifying subtly (non-)toxic content. The quality of explanations is critical: imperfect machine-generated explanations (+2.4% on hard toxic examples) help less compared to expert-written human explanations (+7.2%). Our results showcase the promise of using free-text explanations to encourage more thoughtful toxicity moderation.

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Text encoders bottleneck compositionality in contrastive vision-language models
Amita Kamath | Jack Hessel | Kai-Wei Chang

Performant vision-language (VL) models like CLIP represent captions using a single vector. How much information about language is lost in this bottleneck? We first curate CompPrompts, a set of increasingly compositional image captions that VL models should be able to capture (e.g., single object, to object+property, to multiple interacting objects). Then, we train text-only recovery probes that aim to reconstruct captions from single-vector text representations produced by several VL models. This approach does not require images, allowing us to test on a broader range of scenes compared to prior work. We find that: 1) CLIP’s text encoder falls short on more compositional inputs, including object relationships, attribute-object association, counting, and negations; 2) some text encoders work significantly better than others; and 3) text-only recovery performance predicts multimodal matching performance on ControlledImCaps: a new evaluation benchmark we collect and release consisting of fine-grained compositional images and captions. Specifically, our results suggest text-only recoverability is a necessary (but not sufficient) condition for modeling compositional factors in contrastive VL models. We release our datasets and code.

Large Language Models (LLMs) are increasingly being deployed in interactive contexts that involve direct user engagement, such as chatbots and writing assistants. These deployments are increasingly plagued by prompt injection and jailbreaking (collectively, prompt hacking), in which models are manipulated to ignore their original instructions and instead follow potentially malicious ones. Although widely acknowledged as a significant security threat, there is a dearth of a large-scale resource and quantitative study on prompt hacking. To address this lacuna, we launch a global prompt hacking competition, which allows for free-form human input attacks. We elicit 600K+ adversarial prompts against three state-of-the-art LLMs. We describe the dataset, which empirically verifies that current LLMs can indeed be manipulated via prompt hacking. We also present a comprehensive ontology of the types of adversarial prompts.

Mixture-of-Experts (MoE) based sparse architectures can significantly increase model capacity with sublinear computational overhead, which are hence widely used in massively multilingual neural machine translation (MNMT). However, they are prone to overfitting on low-resource language translation. In this paper, we propose a modularized MNMT framework that is able to flexibly assemble dense and MoE-based sparse modules to achieve the best of both worlds. The training strategy of the modularized MNMT framework consists of three stages: (1) Pre-training basic MNMT models with different training objectives or model structures, (2) Initializing modules of the framework with pre-trained couterparts (e.g., encoder, decoder and embedding layers) from the basic models and (3) Fine-tuning the modularized MNMT framework to fit modules from different models together. We pre-train three basic MNMT models from scratch: a dense model, an MoE-based sparse model and a new MoE model, termed as MoE-LGR that explores multiple Language-Group-specifc Routers to incorporate language group knowledge into MNMT. The strengths of these pre-trained models are either on low-resource language translation, high-resource language translation or zero-shot translation. Our modularized MNMT framework attempts to incorporate these advantages into a single model with reasonable initialization and fine-tuning. Experiments on widely-used benchmark datasets demonstrate that the proposed modularized MNMT framwork substantially outperforms both MoE and dense models on high- and low-resource language translation as well as zero-shot translation. Our framework facilitates the combination of different methods with their own strengths and recycling off-the-shelf models for multilingual neural machine translation. Codes are available at https://github.com/lishangjie1/MMNMT.

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Localizing Active Objects from Egocentric Vision with Symbolic World Knowledge
Te-Lin Wu | Yu Zhou | Nanyun Peng

The ability to actively ground task instructions from an egocentric view is crucial for AI agents to accomplish tasks or assist humans virtually. One important step towards this goal is to localize and track key active objects that undergo major state change as a consequence of human actions/interactions to the environment without being told exactly what/where to ground (e.g., localizing and tracking the ‘sponge‘ in video from the instruction “Dip the sponge into the bucket.”). While existing works approach this problem from a pure vision perspective, we investigate to which extent the textual modality (i.e., task instructions) and their interaction with visual modality can be beneficial. Specifically, we propose to improve phrase grounding models’ ability on localizing the active objects by: (1) learning the role of ‘objects undergoing change‘ and extracting them accurately from the instructions, (2) leveraging pre- and post-conditions of the objects during actions, and (3) recognizing the objects more robustly with descriptional knowledge. We leverage large language models (LLMs) to extract the aforementioned action-object knowledge, and design a per-object aggregation masking technique to effectively perform joint inference on object phrases and symbolic knowledge. We evaluate our framework on Ego4D and Epic-Kitchens datasets. Extensive experiments demonstrate the effectiveness of our proposed framework, which leads to>54% improvements in all standard metrics on the TREK-150-OPE-Det localization + tracking task, >7% improvements in all standard metrics on the TREK-150-OPE tracking task, and >3% improvements in average precision (AP) on the Ego4D SCOD task.

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Introducing Rhetorical Parallelism Detection: A New Task with Datasets, Metrics, and Baselines
Stephen Bothwell | Justin DeBenedetto | Theresa Crnkovich | Hildegund Müller | David Chiang

Rhetoric, both spoken and written, involves not only content but also style. One common stylistic tool is parallelism: the juxtaposition of phrases which have the same sequence of linguistic (e.g., phonological, syntactic, semantic) features. Despite the ubiquity of parallelism, the field of natural language processing has seldom investigated it, missing a chance to better understand the nature of the structure, meaning, and intent that humans convey. To address this, we introduce the task of rhetorical parallelism detection. We construct a formal definition of it; we provide one new Latin dataset and one adapted Chinese dataset for it; we establish a family of metrics to evaluate performance on it; and, lastly, we create baseline systems and novel sequence labeling schemes to capture it. On our strictest metric, we attain F₁ scores of 0.40 and 0.43 on our Latin and Chinese datasets, respectively.

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Prompting is not a substitute for probability measurements in large language models
Jennifer Hu | Roger Levy

Prompting is now a dominant method for evaluating the linguistic knowledge of large language models (LLMs). While other methods directly read out models’ probability distributions over strings, prompting requires models to access this internal information by processing linguistic input, thereby implicitly testing a new type of emergent ability: metalinguistic judgment. In this study, we compare metalinguistic prompting and direct probability measurements as ways of measuring models’ linguistic knowledge. Broadly, we find that LLMs’ metalinguistic judgments are inferior to quantities directly derived from representations. Furthermore, consistency gets worse as the prompt query diverges from direct measurements of next-word probabilities. Our findings suggest that negative results relying on metalinguistic prompts cannot be taken as conclusive evidence that an LLM lacks a particular linguistic generalization. Our results also highlight the value that is lost with the move to closed APIs where access to probability distributions is limited.

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Parameter-Efficient Language Model Tuning with Active Learning in Low-Resource Settings
Josip Jukić | Jan Snajder

Pre-trained language models (PLMs) have ignited a surge in demand for effective fine-tuning techniques, particularly in low-resource domains and languages. Active learning (AL), a set of algorithms designed to decrease labeling costs by minimizing label complexity, has shown promise in confronting the labeling bottleneck. In parallel, adapter modules designed for parameter-efficient fine-tuning (PEFT) have demonstrated notable potential in low-resource settings. However, the interplay between AL and adapter-based PEFT remains unexplored. We present an empirical study of PEFT behavior with AL in low-resource settings for text classification tasks. Our findings affirm the superiority of PEFT over full-fine tuning (FFT) in low-resource settings and demonstrate that this advantage persists in AL setups. We further examine the properties of PEFT and FFT through the lens of forgetting dynamics and instance-level representations, where we find that PEFT yields more stable representations of early and middle layers compared to FFT. Our research underscores the synergistic potential of AL and PEFT in low-resource settings, paving the way for advancements in efficient and effective fine-tuning.

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Stop Uploading Test Data in Plain Text: Practical Strategies for Mitigating Data Contamination by Evaluation Benchmarks
Alon Jacovi | Avi Caciularu | Omer Goldman | Yoav Goldberg

Data contamination has become prevalent and challenging with the rise of models pretrained on large automatically-crawled corpora. For closed models, the training data becomes a trade secret, and even for open models, it is not trivial to detect contamination. Strategies such as leaderboards with hidden answers, or using test data which is guaranteed to be unseen, are expensive and become fragile with time. Assuming that all relevant actors value clean test data and will cooperate to mitigate data contamination, what can be done? We propose three strategies that can make a difference: (1) Test data made public should be encrypted with a public key and licensed to disallow derivative distribution; (2) demand training exclusion controls from closed API holders, and protect your test data by refusing to evaluate without them; (3) avoid data which appears with its solution on the internet, and release the web-page context of internet-derived data along with the data. These strategies are practical and can be effective in preventing data contamination.

Many natural language processing tasks benefit from long inputs, but processing long documents with Transformers is expensive – not only due to quadratic attention complexity but also from applying feedforward and projection layers to every token. However, not all tokens are equally important, especially for longer documents. We propose CoLT5, a long-input Transformer model that builds on this intuition by employing conditional computation, devoting more resources to important tokens in both feedforward and attention layers. We show that CoLT5 achieves stronger performance than LongT5 with much faster training and inference, achieving SOTA on the long-input SCROLLS benchmark. Moreover, CoLT5 can effectively and tractably make use of extremely long inputs, showing strong gains up to 64k input length.

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DiSTRICT: Dialogue State Tracking with Retriever Driven In-Context Tuning
Praveen Venkateswaran | Evelyn Duesterwald | Vatche Isahagian

Dialogue State Tracking (DST), a key component of task-oriented conversation systems, represents user intentions by determining the values of pre-defined slots in an ongoing dialogue. Existing approaches use hand-crafted templates and additional slot information to fine-tune and prompt large pre-trained language models and elicit slot values from the dialogue context. Significant manual effort and domain knowledge is required to design effective prompts, limiting the generalizability of these approaches to new domains and tasks. In this work, we propose DiSTRICT, a generalizable in-context tuning approach for DST that retrieves highly relevant training examples for a given dialogue to fine-tune the model without any hand-crafted templates. Experiments with the MultiWOZ benchmark datasets show that DiSTRICT outperforms existing approaches in various zero-shot and few-shot settings using a much smaller model, thereby providing an important advantage for real-world deployments that often have limited resource availability.

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Cross-Cultural Analysis of Human Values, Morals, and Biases in Folk Tales
Winston Wu | Lu Wang | Rada Mihalcea

Folk tales are strong cultural and social influences in children’s lives, and they are known to teach morals and values. However, existing studies on folk tales are largely limited to European tales. In our study, we compile a large corpus of over 1,900 tales originating from 27 diverse cultures across six continents. Using a range of lexicons and correlation analyses, we examine how human values, morals, and gender biases are expressed in folk tales across cultures. We discover differences between cultures in prevalent values and morals, as well as cross-cultural trends in problematic gender biases. Furthermore, we find trends of reduced value expression when examining public-domain fiction stories, extrinsically validate our analyses against the multicultural Schwartz Survey of Cultural Values and the Global Gender Gap Report, and find traditional gender biases associated with values, morals, and agency. This large-scale cross-cultural study of folk tales paves the way towards future studies on how literature influences and reflects cultural norms.

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Non-Programmers Can Label Programs Indirectly via Active Examples: A Case Study with Text-to-SQL
Ruiqi Zhong | Charlie Snell | Dan Klein | Jason Eisner

Can non-programmers annotate natural language utterances with complex programs that represent their meaning? We introduce APEL, a framework in which non-programmers select among candidate programs generated by a seed semantic parser (e.g., Codex). Since they cannot understand the candidate programs, we ask them to select indirectly by examining the programs’ input-ouput examples. For each utterance, APEL actively searches for a simple input on which the candidate programs tend to produce different outputs. It then asks the non-programmers only to choose the appropriate output, thus allowing us to infer which program is correct and could be used to fine-tune the parser. As a first case study, we recruited human non-programmers to use APEL to re-annotate SPIDER, a text-to-SQL dataset. Our approach achieved the same annotation accuracy as the original expert annotators (75%) and exposed many subtle errors in the original annotations.

Logical reasoning, i.e., deductively inferring the truth value of a conclusion from a set of premises, is an important task for artificial intelligence with wide potential impacts on science, mathematics, and society. While many prompting-based strategies have been proposed to enable Large Language Models (LLMs) to do such reasoning more effectively, they still appear unsatisfactory, often failing in subtle and unpredictable ways. In this work, we investigate the validity of instead reformulating such tasks as modular neurosymbolic programming, which we call LINC: Logical Inference via Neurosymbolic Computation. In LINC, the LLM acts as a semantic parser, translating premises and conclusions from natural language to expressions in first-order logic. These expressions are then offloaded to an external theorem prover, which symbolically performs deductive inference. Leveraging this approach, we observe significant performance gains on FOLIO and a balanced subset of ProofWriter for three different models in nearly all experimental conditions we evaluate. On ProofWriter, augmenting the comparatively small open-source StarCoder+ (15.5B parameters) with LINC even outperforms GPT-3.5 and GPT-4 with Chain-of-Thought (CoT) prompting by an absolute 38% and 10%, respectively. When used with GPT-4, LINC scores 26% higher than CoT on ProofWriter while performing comparatively on FOLIO. Further analysis reveals that although both methods on average succeed roughly equally often on this dataset, they exhibit distinct and complementary failure modes. We thus provide promising evidence for how logical reasoning over natural language can be tackled through jointly leveraging LLMs alongside symbolic provers. All corresponding code is publicly available.

Simultaneous machine translation (SiMT) models are trained to strike a balance between latency and translation quality. However, training these models to achieve high quality while maintaining low latency often leads to a tendency for aggressive anticipation. We argue that such issue stems from the autoregressive architecture upon which most existing SiMT models are built. To address those issues, we propose non-autoregressive streaming Transformer (NAST) which comprises a unidirectional encoder and a non-autoregressive decoder with intra-chunk parallelism. We enable NAST to generate the blank token or repetitive tokens to adjust its READ/WRITE strategy flexibly, and train it to maximize the non-monotonic latent alignment with an alignment-based latency loss. Experiments on various SiMT benchmarks demonstrate that NAST outperforms previous strong autoregressive SiMT baselines.

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ViSoBERT: A Pre-Trained Language Model for Vietnamese Social Media Text Processing
Nam Nguyen | Thang Phan | Duc-Vu Nguyen | Kiet Nguyen

English and Chinese, known as resource-rich languages, have witnessed the strong development of transformer-based language models for natural language processing tasks. Although Vietnam has approximately 100M people speaking Vietnamese, several pre-trained models, e.g., PhoBERT, ViBERT, and vELECTRA, performed well on general Vietnamese NLP tasks, including POS tagging and named entity recognition. These pre-trained language models are still limited to Vietnamese social media tasks. In this paper, we present the first monolingual pre-trained language model for Vietnamese social media texts, ViSoBERT, which is pre-trained on a large-scale corpus of high-quality and diverse Vietnamese social media texts using XLM-R architecture. Moreover, we explored our pre-trained model on five important natural language downstream tasks on Vietnamese social media texts: emotion recognition, hate speech detection, sentiment analysis, spam reviews detection, and hate speech spans detection. Our experiments demonstrate that ViSoBERT, with far fewer parameters, surpasses the previous state-of-the-art models on multiple Vietnamese social media tasks. Our ViSoBERT model is available only for research purposes. Disclaimer: This paper contains actual comments on social networks that might be construed as abusive, offensive, or obscene.

How to identify semantic relations among entities in a document when only a few labeled documents are available? Few-shot document-level relation extraction (FSDLRE) is crucial for addressing the pervasive data scarcity problem in real-world scenarios. Metric-based meta-learning is an effective framework widely adopted for FSDLRE, which constructs class prototypes for classification. However, existing works often struggle to obtain class prototypes with accurate relational semantics: 1) To build prototype for a target relation type, they aggregate the representations of all entity pairs holding that relation, while these entity pairs may also hold other relations, thus disturbing the prototype. 2) They use a set of generic NOTA (none-of-the-above) prototypes across all tasks, neglecting that the NOTA semantics differs in tasks with different target relation types. In this paper, we propose a relation-aware prototype learning method for FSDLRE to strengthen the relational semantics of prototype representations. By judiciously leveraging the relation descriptions and realistic NOTA instances as guidance, our method effectively refines the relation prototypes and generates task-specific NOTA prototypes. Extensive experiments demonstrate that our method outperforms state-of-the-art approaches by average 2.61% F₁ across various settings of two FSDLRE benchmarks.

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GeoLM: Empowering Language Models for Geospatially Grounded Language Understanding
Zekun Li | Wenxuan Zhou | Yao-Yi Chiang | Muhao Chen

Humans subconsciously engage in geospatial reasoning when reading articles. We recognize place names and their spatial relations in text and mentally associate them with their physical locations on Earth. Although pretrained language models can mimic this cognitive process using linguistic context, they do not utilize valuable geospatial information in large, widely available geographical databases, e.g., OpenStreetMap. This paper introduces GeoLM, a geospatially grounded language model that enhances the understanding of geo-entities in natural language. GeoLM leverages geo-entity mentions as anchors to connect linguistic information in text corpora with geospatial information extracted from geographical databases. GeoLM connects the two types of context through contrastive learning and masked language modeling. It also incorporates a spatial coordinate embedding mechanism to encode distance and direction relations to capture geospatial context. In the experiment, we demonstrate that GeoLM exhibits promising capabilities in supporting toponym recognition, toponym linking, relation extraction, and geo-entity typing, which bridge the gap between natural language processing and geospatial sciences. The code is publicly available at https://github.com/knowledge-computing/geolm.

Concept Bottleneck Models (CBMs) assume that training examples (e.g., x-ray images) are annotated with high-level concepts (e.g., types of abnormalities), and perform classification by first predicting the concepts, followed by predicting the label relying on these concepts. However, the primary challenge in employing CBMs lies in the requirement of defining concepts predictive of the label and annotating training examples with these concepts. In our approach, we adopt a more moderate assumption and instead use text descriptions (e.g., radiology reports), accompanying the images, to guide the induction of concepts. Our crossmodal approach treats concepts as discrete latent variables and promotes concepts that (1) are predictive of the label, and (2) can be predicted reliably from both the image and text. Through experiments conducted on datasets ranging from synthetic datasets (e.g., synthetic images with generated descriptions) to realistic medical imaging datasets, we demonstrate that crossmodal learning encourages the induction of interpretable concepts while also facilitating disentanglement.

The success of large language models (LLMs), like GPT-4 and ChatGPT, has led to the development of numerous cost-effective and accessible alternatives that are created by finetuning open-access LLMs with task-specific data (e.g., ChatDoctor) or instruction data (e.g., Alpaca). Among the various fine-tuning methods, adapter-based parameter-efficient fine-tuning (PEFT) is undoubtedly one of the most attractive topics, as it only requires fine-tuning a few external parameters instead of the entire LLMs while achieving comparable or even better performance. To enable further research on PEFT methods of LLMs, this paper presents LLM-Adapters, an easy-to-use framework that integrates various adapters into LLMs and can execute these adapter-based PEFT methods of LLMs for different tasks. The framework includes state-of-the-art open-access LLMs such as LLaMA, BLOOM, and GPT-J, as well as widely used adapters such as Series adapters, Parallel adapter, Prompt-based learning and Reparametrization-based methods. Moreover, we conduct extensive empirical studies on the impact of adapter types, placement locations, and hyper-parameters to the best design for each adapter-based methods. We evaluate the effectiveness of the adapters on fourteen datasets from two different reasoning tasks, Arithmetic Reasoning and Commonsense Reasoning. The results demonstrate that using adapter-based PEFT in smaller-scale LLMs (7B) with few extra trainable parameters yields comparable, and in some cases superior, performance to powerful LLMs (175B) in zero-shot inference on simple math reasoning datasets.

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DREAM: Deployment of Recombination and Ensembles in Argument Mining
Florian Ruosch | Cristina Sarasua | Abraham Bernstein

Current approaches to Argument Mining (AM) tend to take a holistic or black-box view of the overall pipeline. This paper, in contrast, aims to provide a solution to achieve increased performance based on current components instead of independent all-new solutions. To that end, it presents the Deployment of Recombination and Ensemble methods for Argument Miners (DREAM) framework that allows for the (automated) combination of AM components. Using ensemble methods, DREAM combines sets of AM systems to improve accuracy for the four tasks in the AM pipeline. Furthermore, it leverages recombination by using different argument miners elements throughout the pipeline. Experiments with five systems previously included in a benchmark show that the systems combined with DREAM can outperform the previous best single systems in terms of accuracy measured by an AM benchmark.

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MILDSum: A Novel Benchmark Dataset for Multilingual Summarization of Indian Legal Case Judgments
Debtanu Datta | Shubham Soni | Rajdeep Mukherjee | Saptarshi Ghosh

Automatic summarization of legal case judgments is a practically important problem that has attracted substantial research efforts in many countries. In the context of the Indian judiciary, there is an additional complexity – Indian legal case judgments are mostly written in complex English, but a significant portion of India’s population lacks command of the English language. Hence, it is crucial to summarize the legal documents in Indian languages to ensure equitable access to justice. While prior research primarily focuses on summarizing legal case judgments in their source languages, this study presents a pioneering effort toward cross-lingual summarization of English legal documents into Hindi, the most frequently spoken Indian language. We construct the first high-quality legal corpus comprising of 3,122 case judgments from prominent Indian courts in English, along with their summaries in both English and Hindi, drafted by legal practitioners. We benchmark the performance of several diverse summarization approaches on our corpus and demonstrate the need for further research in cross-lingual summarization in the legal domain.

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Query Rewriting in Retrieval-Augmented Large Language Models
Xinbei Ma | Yeyun Gong | Pengcheng He | Hai Zhao | Nan Duan

Large Language Models (LLMs) play powerful, black-box readers in the retrieve-then-read pipeline, making remarkable progress in knowledge-intensive tasks. This work introduces a new framework, Rewrite-Retrieve-Read instead of the previous retrieve-then-read for the retrieval-augmented LLMs from the perspective of the query rewriting. Unlike prior studies focusing on adapting either the retriever or the reader, our approach pays attention to the adaptation of the search query itself, for there is inevitably a gap between the input text and the needed knowledge in retrieval. We first prompt an LLM to generate the query, then use a web search engine to retrieve contexts. Furthermore, to better align the query to the frozen modules, we propose a trainable scheme for our pipeline. A small language model is adopted as a trainable rewriter to cater to the black-box LLM reader. The rewriter is trained using the feedback of the LLM reader by reinforcement learning. Evaluation is conducted on downstream tasks, open-domain QA and multiple-choice QA. Experiments results show consistent performance improvement, indicating that our framework is proven effective and scalable, and brings a new framework for retrieval-augmented LLM.

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PromptMix: A Class Boundary Augmentation Method for Large Language Model Distillation
Gaurav Sahu | Olga Vechtomova | Dzmitry Bahdanau | Issam Laradji

Data augmentation is a widely used technique to address the problem of text classification when there is a limited amount of training data. Recent work often tackles this problem using large language models (LLMs) like GPT3 that can generate new examples given already available ones. In this work, we propose a method to generate more helpful augmented data by utilizing the LLM’s abilities to follow instructions and perform few-shot classifications. Our specific PromptMix method consists of two steps: 1) generate challenging text augmentations near class boundaries; however, generating borderline examples increases the risk of false positives in the dataset, so we 2) relabel the text augmentations using a prompting-based LLM classifier to enhance the correctness of labels in the generated data. We evaluate the proposed method in challenging 2-shot and zero-shot settings on four text classification datasets: Banking77, TREC6, Subjectivity (SUBJ), and Twitter Complaints. Our experiments show that generating and, crucially, relabeling borderline examples facilitates the transfer of knowledge of a massive LLM like GPT3.5-turbo into smaller and cheaper classifiers like DistilBERT-base and BERT-base. Furthermore, 2-shot PromptMix outperforms multiple 5-shot data augmentation methods on the four datasets. Our code is available at https://github.com/ServiceNow/PromptMix-EMNLP-2023.

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COHESENTIA: A Novel Benchmark of Incremental versus Holistic Assessment of Coherence in Generated Texts
Aviya Maimon | Reut Tsarfaty

Coherence is a linguistic term that refers to the relations between small textual units (sentences, propositions), which make the text logically consistent and meaningful to the reader. With the advances of generative foundational models in NLP, there is a pressing need to automatically assess the human-perceived coherence of automatically generated texts. Up until now, little work has been done on explicitly assessing the coherence of generated texts and analyzing the factors contributing to (in)coherence. Previous work on the topic used other tasks, e.g., sentence reordering, as proxies of coherence, rather than approaching coherence detection heads on. In this paper, we introduce CoheSentia, a novel benchmark of human-perceived coherence of automatically generated texts. Our annotation protocol reflects two perspectives; one is global, assigning a single coherence score, and the other is incremental, scoring sentence by sentence. The incremental method produces an (in)coherence score for each text fragment and also pinpoints reasons for incoherence at that point. Our benchmark contains 500 automatically-generated and human-annotated paragraphs, each annotated in both methods, by multiple raters. Our analysis shows that the inter-annotator agreement in the incremental mode is higher than in the holistic alternative, and our experiments show that standard LMs fine-tuned for coherence detection show varied performance on the different factors contributing to (in)coherence. All in all, these models yield unsatisfactory performance, emphasizing the need for developing more reliable methods for coherence assessment.

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QUDeval: The Evaluation of Questions Under Discussion Discourse Parsing
Yating Wu | Ritika Mangla | Greg Durrett | Junyi Jessy Li

Questions Under Discussion (QUD) is a versatile linguistic framework in which discourse progresses as continuously asking questions and answering them. Automatic parsing of a discourse to produce a QUD structure thus entails a complex question generation task: given a document and an answer sentence, generate a question that satisfies linguistic constraints of QUD and can be grounded in an anchor sentence in prior context. These questions are known to be curiosity-driven and open-ended. This work introduces the first framework for the automatic evaluation of QUD parsing, instantiating the theoretical constraints of QUD in a concrete protocol. We present QUDeval, a dataset of fine-grained evaluation of 2,190 QUD questions generated from both fine-tuned systems and LLMs. Using QUDeval, we show that satisfying all constraints of QUD is still challenging for modern LLMs, and that existing evaluation metrics poorly approximate parser quality. Encouragingly, human-authored QUDs are scored highly by our human evaluators, suggesting that there is headroom for further progress on language modeling to improve both QUD parsing and QUD evaluation.

The Retrieval Question Answering (ReQA) task employs the retrieval-augmented framework, composed of a retriever and generator. The generators formulate the answer based on the documents retrieved by the retriever. Incorporating Large Language Models (LLMs) as generators is beneficial due to their advanced QA capabilities, but they are typically too large to be fine-tuned with budget constraints while some of them are only accessible via APIs. To tackle this issue and further improve ReQA performance, we propose a trainable Pluggable Reward-Driven Contextual Adapter (PRCA), keeping the generator as a black box. Positioned between the retriever and generator in a Pluggable manner, PRCA refines the retrieved information by operating in a token-autoregressive strategy via maximizing rewards of the reinforcement learning phase. Our experiments validate PRCA’s effectiveness in enhancing ReQA performance on three datasets by up to 20% improvement to fit black-box LLMs into existing frameworks, demonstrating its considerable potential in the LLMs era.

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Exploring Chain of Thought Style Prompting for Text-to-SQL
Chang-Yu Tai | Ziru Chen | Tianshu Zhang | Xiang Deng | Huan Sun

In-context learning with large language models (LLMs) has recently caught increasing attention due to its superior few-shot performance on various tasks. However, its performance on text-to-SQL parsing still has much room for improvement. In this paper, we hypothesize that a crucial aspect of LLMs to improve for text-to-SQL parsing is their multi-step reasoning ability. Thus, we systematically study how to enhance LLMs’ reasoning ability through chain of thought (CoT) style prompting, including the original chain-of-thought prompting and least-to-most prompting. Our experiments demonstrate that iterative prompting as in least-to-most prompting may be unnecessary for text-to-SQL parsing, and using detailed reasoning steps tends to have more error propagation issues. Based on these findings, we propose a new CoT-style prompting method for text-to-SQL parsing. It brings 5.2 and 6.5 point absolute gains on the Spider development set and the Spider Realistic set, respectively, compared to the standard prompting method without reasoning steps; 2.4 and 1.5 point absolute gains, compared to the least-to-most prompting method.

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Efficient Algorithms for Recognizing Weighted Tree-Adjoining Languages
Alexandra Butoi | Tim Vieira | Ryan Cotterell | David Chiang

The class of tree-adjoining languages can be characterized by various two-level formalisms, consisting of a context-free grammar (CFG) or pushdown automaton (PDA) controlling another CFG or PDA. These four formalisms are equivalent to tree-adjoining grammars (TAG), linear indexed grammars (LIG), pushdown-adjoining automata (PAA), and embedded pushdown automata (EPDA). We define semiring-weighted versions of the above two-level formalisms, and we design new algorithms for computing their stringsums (the weight of all derivations of a string) and allsums (the weight of all derivations). From these, we also immediately obtain stringsum and allsum algorithms for TAG, LIG, PAA, and EPDA. For LIG, our algorithm is more time-efficient by a factor of 𝒪(n|𝒩|) (where n is the string length and |𝒩| is the size of the nonterminal set) and more space-efficient by a factor of 𝒪(|𝛤|) (where 𝛤 is the size of the stack alphabet) than the algorithm of Vijay-Shanker and Weir (1989). For EPDA, our algorithm is both more space-efficient and time-efficient than the algorithm of Alonso et al. (2001) by factors of 𝒪(|𝛤|²) and 𝒪(|𝛤|³), respectively. Finally, we give the first PAA stringsum and allsum algorithms.

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Harnessing Black-Box Control to Boost Commonsense in LM’s Generation
Yufei Tian | Felix Zhang | Nanyun Peng

Large language models (LLMs) such as GPT-3 have demonstrated a strong capability to generate coherent and contextually relevant text. However, amidst their successes, a crucial issue persists: their generated outputs still lack commonsense at times. Moreover, fine-tuning the entire LLM towards more commonsensical outputs is computationally expensive if not infeasible. In this paper, we present a computation-efficient framework that steers a frozen Pre-Trained Language Model (PTLM) towards more commonsensical generation (i.e., producing a plausible output that incorporates a list of concepts in a meaningful way). Specifically, we first construct a reference-free evaluator that assigns a sentence with a commonsensical score by grounding the sentence to a dynamic commonsense knowledge base from four different relational aspects. We then use the scorer as the oracle for commonsense knowledge, and extend the controllable generation method called NADO to train an auxiliary head that guides a fixed PTLM to better satisfy the oracle. We test our framework on a series of GPT-2-, Flan-T5-, and Alpaca-based language models (LMs) on two constrained concept-to-sentence benchmarks. Human evaluation results demonstrate that our method consistently leads to the most commonsensical outputs.

A trustworthy real-world prediction system should produce well-calibrated confidence scores; that is, its confidence in an answer should be indicative of the likelihood that the answer is correct, enabling deferral to an expert in cases of low-confidence predictions. Recent studies have shown that unsupervised pre-training produces large language models (LMs) whose conditional probabilities are remarkably well-calibrated. However, the most widely-used LMs are fine-tuned with reinforcement learning from human feedback (RLHF-LMs), and some studies have suggested that RLHF-LMs produce conditional probabilities that are very poorly calibrated. In light of this perceived weakness, we conduct a broad evaluation of methods for extracting confidence scores from RLHF-LMs. For RLHF-LMs such as ChatGPT, GPT-4, and Claude, we find that verbalized confidences emitted as output tokens are typically better-calibrated than the model’s conditional probabilities on the TriviaQA, SciQ, and TruthfulQA benchmarks, often reducing the expected calibration error by a relative 50%.

Although In-Context Learning has proven effective across a broad array of tasks, its efficiency is noticeably influenced by the selection of demonstrations. Existing methods tend to select different demonstrations for each test instance, which is time-consuming and poses limitations in practical scenarios. Therefore, this study aims to address the challenge of selecting a representative subset of in-context demonstrations that can effectively prompt different test instances in a specific task. We propose that this representative subset should be of high quality and diversity. Our empirical analyses confirm that demonstrations that meet these criteria can indeed bolster model performance. To satisfy these criteria, this paper further introduces a two-stage Determinantal Point Process (DPP) method designed to incorporate both quality and diversity in the process of demonstration selection, thereby obtaining representative in-context demonstrations. Through comprehensive experimentation, we have confirmed the efficacy of our proposed method, paving the way for more practical and effective In-Context Learning.

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The Effect of Scaling, Retrieval Augmentation and Form on the Factual Consistency of Language Models
Lovisa Hagström | Denitsa Saynova | Tobias Norlund | Moa Johansson | Richard Johansson

Large Language Models (LLMs) make natural interfaces to factual knowledge, but their usefulness is limited by their tendency to deliver inconsistent answers to semantically equivalent questions. For example, a model might supply the answer “Edinburgh” to “Anne Redpath passed away in X.” and “London” to “Anne Redpath’s life ended in X.” In this work, we identify potential causes of inconsistency and evaluate the effectiveness of two mitigation strategies: up-scaling and augmenting the LM with a passage retrieval database. Our results on the LLaMA and Atlas models show that both strategies reduce inconsistency but that retrieval augmentation is considerably more efficient. We further consider and disentangle the consistency contributions of different components of Atlas. For all LMs evaluated we find that syntactical form and task artifacts impact consistency. Taken together, our results provide a better understanding of the factors affecting the factual consistency of language models.

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ViPE: Visualise Pretty-much Everything
Hassan Shahmohammadi | Adhiraj Ghosh | Hendrik Lensch

Figurative and non-literal expressions are profoundly integrated in human communication. Visualising such expressions allow us to convey our creative thoughts, and evoke nuanced emotions. Recent text-to-image models like Stable Diffusion, on the other hand, struggle to depict non-literal expressions. Recent works primarily deal with this issue by compiling humanly annotated datasets on a small scale, which not only demands specialized expertise but also proves highly inefficient. To address this issue, we introduce ViPE: Visualise Pretty-much Everything. ViPE offers a series of lightweight and robust language models that have been trained on a large-scale set of lyrics with noisy visual descriptions that represent their implicit meaning. The synthetic visual descriptions are generated by GPT3.5 relying on neither human annotations nor images. ViPE effectively expresses any arbitrary piece of text into a visualisable description, enabling meaningful and high-quality image generation. We provide compelling evidence that ViPE is more robust than GPT3.5 in synthesising visual elaborations. ViPE also exhibits an understanding of figurative expressions comparable to human experts, providing a powerful and open-source backbone to many downstream applications such as music video and caption generation.

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Semi-automatic Data Enhancement for Document-Level Relation Extraction with Distant Supervision from Large Language Models
Junpeng Li | Zixia Jia | Zilong Zheng

Document-level Relation Extraction (DocRE), which aims to extract relations from a long context, is a critical challenge in achieving fine-grained structural comprehension and generating interpretable document representations. Inspired by recent advances in in-context learning capabilities emergent from large language models (LLMs), such as ChatGPT, we aim to design an automated annotation method for DocRE with minimum human effort. Unfortunately, vanilla in-context learning is infeasible for DocRE due to the plenty of predefined fine-grained relation types and the uncontrolled generations of LLMs. To tackle this issue, we propose a method integrating an LLM and a natural language inference (NLI) module to generate relation triples, thereby augmenting document-level relation datasets. We demonstrate the effectiveness of our approach by introducing an enhanced dataset known as DocGNRE, which excels in re-annotating numerous long-tail relation types. We are confident that our method holds the potential for broader applications in domain-specific relation type definitions and offers tangible benefits in advancing generalized language semantic comprehension.

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Navigating the Grey Area: How Expressions of Uncertainty and Overconfidence Affect Language Models
Kaitlyn Zhou | Dan Jurafsky | Tatsunori Hashimoto

The increased deployment of LMs for real-world tasks involving knowledge and facts makes it important to understand model epistemology: what LMs think they know, and how their attitudes toward that knowledge are affected by language use in their inputs. Here, we study an aspect of model epistemology: how epistemic markers of certainty, uncertainty, or evidentiality like “I’m sure it’s”, “I think it’s”, or “Wikipedia says it’s” affect models, and whether they contribute to model failures. We develop a typology of epistemic markers and inject 50 markers into prompts for question answering. We find that LMs are highly sensitive to epistemic markers in prompts, with accuracies varying more than 80%. Surprisingly, we find that expressions of high certainty result in a 7% decrease in accuracy as compared to low certainty expressions; similarly, factive verbs hurt performance, while evidentials benefit performance. Our analysis of a popular pretraining dataset shows that these markers of uncertainty are associated with answers on question-answering websites, while markers of certainty are associated with questions. These associations may suggest that the behavior of LMs is based on mimicking observed language use, rather than truly reflecting epistemic uncertainty.

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Elaborative Simplification as Implicit Questions Under Discussion
Yating Wu | William Sheffield | Kyle Mahowald | Junyi Jessy Li

Automated text simplification, a technique useful for making text more accessible to people such as children and emergent bilinguals, is often thought of as a monolingual translation task from complex sentences to simplified sentences using encoder-decoder models. This view fails to account for elaborative simplification, where new information is added into the simplified text. This paper proposes to view elaborative simplification through the lens of the Question Under Discussion (QUD) framework, providing a robust way to investigate what writers elaborate upon, how they elaborate, and how elaborations fit into the discourse context by viewing elaborations as explicit answers to implicit questions. We introduce ELABQUD, consisting of 1.3K elaborations accompanied with implicit QUDs, to study these phenomena. We show that explicitly modeling QUD (via question generation) not only provides essential understanding of elaborative simplification and how the elaborations connect with the rest of the discourse, but also substantially improves the quality of elaboration generation.

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EntSUMv2: Dataset, Models and Evaluation for More Abstractive Entity-Centric Summarization
Dhruv Mehra | Lingjue Xie | Ella Hofmann-Coyle | Mayank Kulkarni | Daniel Preotiuc-Pietro

Entity-centric summarization is a form of controllable summarization that aims to generate a summary for a specific entity given a document. Concise summaries are valuable in various real-life applications, as they enable users to quickly grasp the main points of the document focusing on an entity of interest. This paper presents ENTSUMV2, a more abstractive version of the original entity-centric ENTSUM summarization dataset. In ENTSUMV2 the annotated summaries are intentionally made shorter to benefit more specific and useful entity-centric summaries for downstream users. We conduct extensive experiments on this dataset using multiple abstractive summarization approaches that employ supervised fine-tuning or large-scale instruction tuning. Additionally, we perform comprehensive human evaluation that incorporates metrics for measuring crucial facets. These metrics provide a more fine-grained interpretation of the current state-of-the-art systems and highlight areas for future improvement.

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SciRepEval: A Multi-Format Benchmark for Scientific Document Representations
Amanpreet Singh | Mike D’Arcy | Arman Cohan | Doug Downey | Sergey Feldman

Learned representations of scientific documents can serve as valuable input features for downstream tasks without further fine-tuning. However, existing benchmarks for evaluating these representations fail to capture the diversity of relevant tasks. In response, we introduce SciRepEval, the first comprehensive benchmark for training and evaluating scientific document representations. It includes 24 challenging and realistic tasks, 8 of which are new, across four formats: classification, regression, ranking and search. We then use this benchmark to study and improve the generalization ability of scientific document representation models. We show how state-of-the-art models like SPECTER and SciNCL struggle to generalize across the task formats, and that simple multi-task training fails to improve them. However, a new approach that learns multiple embeddings per document, each tailored to a different format, can improve performance. We experiment with task-format-specific control codes and adapters and find they outperform the existing single-embedding state-of-the-art by over 2 points absolute. We release the resulting family of multi-format models, called SPECTER2, for the community to use and build on.

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A Diachronic Perspective on User Trust in AI under Uncertainty
Shehzaad Dhuliawala | Vilém Zouhar | Mennatallah El-Assady | Mrinmaya Sachan

In human-AI collaboration, users typically form a mental model of the AI system, which captures the user’s beliefs about when the system performs well and when it does not. The construction of this mental model is guided by both the system’s veracity as well as the system output presented to the user e.g., the system’s confidence and an explanation for the prediction. However, modern NLP systems are seldom calibrated and are often confidently incorrect about their predictions, which violates users’ mental model and erodes their trust. In this work, we design a study where users bet on the correctness of an NLP system, and use it to study the evolution of user trust as a response to these trust-eroding events and how the user trust is rebuilt as a function of time after these events. We find that even a few highly inaccurate confidence estimation instances are enough to damage users’ trust in the system and performance, which does not easily recover over time. We further find that users are more forgiving to the NLP system if it is unconfidently correct rather than confidently incorrect, even though, from a game-theoretic perspective, their payoff is equivalent. Finally, we find that each user can entertain multiple mental models of the system based on the type of the question. These results highlight the importance of confidence calibration in developing user-centered NLP applications to avoid damaging user trust and compromising the collaboration performance.

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CT-GAT: Cross-Task Generative Adversarial Attack based on Transferability
Minxuan Lv | Chengwei Dai | Kun Li | Wei Zhou | Songlin Hu

Neural network models are vulnerable to adversarial examples, and adversarial transferability further increases the risk of adversarial attacks. Current methods based on transferability often rely on substitute models, which can be impractical and costly in real-world scenarios due to the unavailability of training data and the victim model’s structural details. In this paper, we propose a novel approach that directly constructs adversarial examples by extracting transferable features across various tasks. Our key insight is that adversarial transferability can extend across different tasks. Specifically, we train a sequence-to-sequence generative model named CT-GAT (Cross-Task Generative Adversarial Attack) using adversarial sample data collected from multiple tasks to acquire universal adversarial features and generate adversarial examples for different tasks.We conduct experiments on ten distinct datasets, and the results demonstrate that our method achieves superior attack performance with small cost.

Topic segmentation is critical for obtaining structured documents and improving down- stream tasks such as information retrieval. Due to its ability of automatically exploring clues of topic shift from abundant labeled data, recent supervised neural models have greatly promoted the development of long document topic segmentation, but leaving the deeper relationship between coherence and topic segmentation underexplored. Therefore, this paper enhances the ability of supervised models to capture coherence from both logical structure and semantic similarity perspectives to further improve the topic segmentation performance, proposing Topic-aware Sentence Structure Prediction (TSSP) and Contrastive Semantic Similarity Learning (CSSL). Specifically, the TSSP task is proposed to force the model to comprehend structural information by learning the original relations between adjacent sentences in a disarrayed document, which is constructed by jointly disrupting the original document at topic and sentence levels. Moreover, we utilize inter- and intra-topic information to construct contrastive samples and design the CSSL objective to ensure that the sentences representations in the same topic have higher similarity, while those in different topics are less similar. Extensive experiments show that the Longformer with our approach significantly outperforms old state-of-the-art (SOTA) methods. Our approach improve F₁ of old SOTA by 3.42 (73.74 → 77.16) and reduces P_k by 1.11 points (15.0 → 13.89) on WIKI-727K and achieves an average relative reduction of 4.3% on P_k on WikiSection. The average relative P_k drop of 8.38% on two out-of-domain datasets also demonstrates the robustness of our approach.

Human-like chatbots necessitate the use of commonsense reasoning in order to effectively comprehend and respond to implicit information present within conversations. Achieving such coherence and informativeness in responses, however, is a non-trivial task. Even for large language models (LLMs), the task of identifying and aggregating key evidence within a single hop presents a substantial challenge. This complexity arises because such evidence is scattered across multiple turns in a conversation, thus necessitating integration over multiple hops. Hence, our focus is to facilitate such multi-hop reasoning over a dialogue context, namely dialogue chain-of-thought (CoT) reasoning. To this end, we propose a knowledge distillation framework that leverages LLMs as unreliable teachers and selectively distills consistent and helpful rationales via alignment filters. We further present DOCTOR, a DialOgue Chain-of-ThOught Reasoner that provides reliable CoT rationales for response generation. We conduct extensive experiments to show that enhancing dialogue agents with high-quality rationales from DOCTOR significantly improves the quality of their responses.

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Information Value: Measuring Utterance Predictability as Distance from Plausible Alternatives
Mario Giulianelli | Sarenne Wallbridge | Raquel Fernández

We present information value, a measure which quantifies the predictability of an utterance relative to a set of plausible alternatives. We introduce a method to obtain interpretable estimates of information value using neural text generators, and exploit their psychometric predictive power to investigate the dimensions of predictability that drive human comprehension behaviour. Information value is a stronger predictor of utterance acceptability in written and spoken dialogue than aggregates of token-level surprisal and it is complementary to surprisal for predicting eye-tracked reading times.

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Generating Commonsense Counterfactuals for Stable Relation Extraction
Xin Miao | Yongqi Li | Tieyun Qian

Recent studies on counterfactual augmented data have achieved great success in the coarse-grained natural language processing tasks. However, existing methods encounter two major problems when dealing with the fine-grained relation extraction tasks. One is that they struggle to accurately identify causal terms under the invariant entity constraint. The other is that they ignore the commonsense constraint. To solve these problems, we propose a novel framework to generate commonsense counterfactuals for stable relation extraction. Specifically, to identify causal terms accurately, we introduce an intervention-based strategy and leverage a constituency parser for correction. To satisfy the commonsense constraint, we introduce the concept knowledge base WordNet and design a bottom-up relation expansion algorithm on it to uncover commonsense relations between entities. We conduct a series of comprehensive evaluations, including the low-resource, out-of-domain, and adversarial-attack settings. The results demonstrate that our framework significantly enhances the stability of base relation extraction models.

Semantic textual similarity (STS) has been a cornerstone task in NLP that measures the degree of similarity between a pair of sentences, with applications in information retrieval, question answering, and embedding methods. However, it is an inherently ambiguous task, with the sentence similarity depending on the specific aspect of interest. We resolve this ambiguity by proposing a novel task called conditional STS (C-STS) which measures similarity conditioned on an aspect elucidated in natural language (hereon, condition). As an example, the similarity between the sentences “The NBA player shoots a three-pointer.” and “A man throws a tennis ball into the air to serve.” is higher for the condition “The motion of the ball.” (both upward) and lower for “The size of the ball.” (one large and one small). C-STS’s advantages are two-fold: (1) it reduces the subjectivity and ambiguity of STS, and (2) enables fine-grained similarity evaluation using diverse conditions. C-STS contains almost 20,000 instances from diverse domains and we evaluate several state-of-the-art models to demonstrate that even the most performant fine-tuning and in-context learning models (GPT-4, Flan, SimCSE) find it challenging, with Spearman correlation scores of <50. We encourage the community to evaluate their models on C-STS to provide a more holistic view of semantic similarity and natural language understanding.

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Cross-lingual Transfer Can Worsen Bias in Sentiment Analysis
Seraphina Goldfarb-Tarrant | Björn Ross | Adam Lopez

Sentiment analysis (SA) systems are widely deployed in many of the world’s languages, and there is well-documented evidence of demographic bias in these systems. In languages beyond English, scarcer training data is often supplemented with transfer learning using pre-trained models, including multilingual models trained on other languages. In some cases, even supervision data comes from other languages. Does cross-lingual transfer also import new biases? To answer this question, we use counterfactual evaluation to test whether gender or racial biases are imported when using cross-lingual transfer, compared to a monolingual transfer setting. Across five languages, we find that systems using cross-lingual transfer usually become more biased than their monolingual counterparts. We also find racial biases to be much more prevalent than gender biases. To spur further research on this topic, we release the sentiment models we used for this study, and the intermediate checkpoints throughout training, yielding 1,525 distinct models; we also release our evaluation code.

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Rumor Detection on Social Media with Crowd Intelligence and ChatGPT-Assisted Networks
Chang Yang | Peng Zhang | Wenbo Qiao | Hui Gao | Jiaming Zhao

In the era of widespread dissemination through social media, the task of rumor detection plays a pivotal role in establishing a trustworthy and reliable information environment. Nonetheless, existing research on rumor detection confronts several challenges: the limited expressive power of text encoding sequences, difficulties in domain knowledge coverage and effective information extraction with knowledge graph-based methods, and insufficient mining of semantic structural information. To address these issues, we propose a Crowd Intelligence and ChatGPT-Assisted Network(CICAN) for rumor classification. Specifically, we present a crowd intelligence-based semantic feature learning module to capture textual content’s sequential and hierarchical features. Then, we design a knowledge-based semantic structural mining module that leverages ChatGPT for knowledge enhancement. Finally, we construct an entity-sentence heterogeneous graph and design Entity-Aware Heterogeneous Attention to effectively integrate diverse structural information meta-paths. Experimental results demonstrate that CICAN achieves performance improvement in rumor detection tasks, validating the effectiveness and rationality of using large language models as auxiliary tools.

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Grounding Visual Illusions in Language: Do Vision-Language Models Perceive Illusions Like Humans?
Yichi Zhang | Jiayi Pan | Yuchen Zhou | Rui Pan | Joyce Chai

Vision-Language Models (VLMs) are trained on vast amounts of data captured by humans emulating our understanding of the world. However, known as visual illusions, human’s perception of reality isn’t always faithful to the physical world. This raises a key question: do VLMs have the similar kind of illusions as humans do, or do they faithfully learn to represent reality? To investigate this question, we build a dataset containing five types of visual illusions and formulate four tasks to examine visual illusions in state-of-the-art VLMs. Our findings have shown that although the overall alignment is low, larger models are closer to human perception and more susceptible to visual illusions. Our dataset and initial findings will promote a better understanding of visual illusions in humans and machines and provide a stepping stone for future computational models that can better align humans and machines in perceiving and communicating about the shared visual world. The code and data are available at [github.com/vl-illusion/dataset](https://github.com/vl-illusion/dataset).

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Analysing State-Backed Propaganda Websites: a New Dataset and Linguistic Study
Freddy Heppell | Kalina Bontcheva | Carolina Scarton

This paper analyses two hitherto unstudied sites sharing state-backed disinformation, Reliable Recent News (rrn.world) and WarOnFakes (waronfakes.com), which publish content in Arabic, Chinese, English, French, German, and Spanish. We describe our content acquisition methodology and perform cross-site unsupervised topic clustering on the resulting multilingual dataset. We also perform linguistic and temporal analysis of the web page translations and topics over time, and investigate articles with false publication dates. We make publicly available this new dataset of 14,053 articles, annotated with each language version, and additional metadata such as links and images. The main contribution of this paper for the NLP community is in the novel dataset which enables studies of disinformation networks, and the training of NLP tools for disinformation detection.

Multilingual biomedical entity linking (MBEL) aims to map language-specific mentions in the biomedical text to standardized concepts in a multilingual knowledge base (KB) such as Unified Medical Language System (UMLS). In this paper, we propose Con2GEN, a prompt-based controllable contrastive generation framework for MBEL, which summarizes multidimensional information of the UMLS concept mentioned in biomedical text into a natural sentence following a predefined template. Instead of tackling the MBEL problem with a discriminative classifier, we formulate it as a sequence-to-sequence generation task, which better exploits the shared dependencies between source mentions and target entities. Moreover, Con2GEN matches against UMLS concepts in as many languages and types as possible, hence facilitating cross-information disambiguation. Extensive experiments show that our model achieves promising performance improvements compared with several state-of-the-art techniques on the XL-BEL and the Mantra GSC datasets spanning 12 typologically diverse languages.

By routing input tokens to only a few split experts, Sparse Mixture-of-Experts has enabled efficient training of large language models. Recent findings suggest that fixing the routers can achieve competitive performance by alleviating the collapsing problem, where all experts eventually learn similar representations. However, this strategy has two key limitations: (i) the policy derived from random routers might be sub-optimal, and (ii) it requires extensive resources during training and evaluation, leading to limited efficiency gains. This work introduces HyperRouter, which dynamically generates the router’s parameters through a fixed hypernetwork and trainable embeddings to achieve a balance between training the routers and freezing them to learn an improved routing policy. Extensive experiments across a wide range of tasks demonstrate the superior performance and efficiency gains of HyperRouter compared to existing routing methods. Our implementation is publicly available at https://github.com/giangdip2410/HyperRouter.

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MediaHG: Rethinking Eye-catchy Features in Social Media Headline Generation
Boning Zhang | Yang Yang

An attractive blog headline on social media platforms can immediately grab readers and trigger more clicks. However, a good headline shall not only contract the main content but also be eye-catchy with domain platform features, which are decided by the website’s users and objectives. With effective headlines, bloggers can obtain more site traffic and profits, while readers can have easier access to topics of interest. In this paper, we propose a disentanglement-based headline generation model: MediaHG (Social Media Headline Generation), which can balance the content and contextual features. Specifically, we first devise a sample module for various document views and generate the corresponding headline candidates. Then, we incorporate contrastive learning and auxiliary multi-task to choose the best domain-suitable headline, according to the disentangled budgets. Besides, our separated processing gains more flexible adaptation for other headline generation tasks with special domain features. Our model is built from the content and headlines of 70k hot posts collected from REDBook, a Chinese social media platform for daily sharing. Experimental results with language metrics ROUGE and human evaluation show the improvement in the headline generation task for the platform.

While large language models (LLMs) can answer many questions correctly, they can also hallucinate and give wrong answers. Wikidata, with its over 12 billion facts, can be used to ground LLMs to improve their factuality. This paper presents WikiWebQuestions, a high-quality question answering benchmark for Wikidata. Ported over from WebQuestions for Freebase, it consists of real-world data with SPARQL annotation. This paper presents a few-shot sequence-to-sequence semantic parser for Wikidata. We modify SPARQL to use the unique domain and property names instead of their IDs. We train the parser to use either the results from an entity linker or mentions in the query. We fine-tune LLaMA by adding the few-shot training data to that used to fine-tune Alpaca. Our experimental results demonstrate the effectiveness of this methodology, establishing a strong baseline of 76% and 65% answer accuracy in the dev and test sets of WikiWebQuestions, respectively. By pairing our semantic parser with GPT-3, we combine verifiable results with qualified GPT-3 guesses to provide useful answers to 96% of the questions in dev. We also show that our method outperforms the state-of-the-art for the QALD-7 Wikidata dataset by 3.6% in F1 score.

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ZEROTOP: Zero-Shot Task-Oriented Semantic Parsing using Large Language Models
Dheeraj Mekala | Jason Wolfe | Subhro Roy

We explore the use of large language models (LLMs) for zero-shot semantic parsing. Semantic parsing involves mapping natural language utterances to task-specific meaning representations. LLMs are generally trained on publicly available text and code and cannot be expected to directly generalize to domain-specific parsing tasks in a zero-shot setting. In this work, we propose ZEROTOP, a zero-shot task-oriented parsing method that decomposes semantic parsing problem into a set of abstractive and extractive question-answering (QA) problems. For each utterance, we prompt the LLM with questions corresponding to its top-level intent and a set of slots and use the LLM generations to construct the target meaning representation. We observe that current LLMs fail to detect unanswerable questions; and as a result, cannot handle questions corresponding to missing slots. We address this by fine-tuning a language model on public QA datasets using synthetic negative samples. Experimental results show that our QA-based decomposition paired with the fine-tuned LLM can zero-shot parse ≈ 16% of utterances in the MTOP dataset.

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Efficient Grammatical Error Correction Via Multi-Task Training and Optimized Training Schedule
Andrey Bout | Alexander Podolskiy | Sergey Nikolenko | Irina Piontkovskaya

Progress in neural grammatical error correction (GEC) is hindered by the lack of annotated training data. Sufficient amounts of high-quality manually annotated data are not available, so recent research has relied on generating synthetic data, pretraining on it, and then fine-tuning on real datasets; performance gains have been achieved either by ensembling or by using huge pretrained models such as XXL-T5 as the backbone. In this work, we explore an orthogonal direction: how to use available data more efficiently. First, we propose auxiliary tasks that exploit the alignment between the original and corrected sentences, such as predicting a sequence of corrections. We formulate each task as a sequence-to-sequence problem and perform multi-task training. Second, we discover that the order of datasets used for training and even individual instances within a dataset may have important effects on the final performance, so we set out to find the best training schedule. Together, these two ideas lead to significant improvements, producing results that improve state of the art with much smaller models; in particular, we outperform the best models based on T5-XXL (11B parameters) with a BART-based model (400M parameters).

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The BLA Benchmark: Investigating Basic Language Abilities of Pre-Trained Multimodal Models
Xinyi Chen | Raquel Fernández | Sandro Pezzelle

Despite the impressive performance achieved by pre-trained language-and-vision models in downstream tasks, it remains an open question whether this reflects a proper understanding of image-text interaction. In this work, we explore to what extent they handle basic linguistic constructions—active-passive voice, coordination, and relative clauses—that even preschool children can typically master. We present BLA, a novel, automatically constructed benchmark to evaluate multimodal models on these Basic Language Abilities. We show that different types of Transformer-based systems, such as CLIP, ViLBERT, and BLIP2, generally struggle with BLA in a zero-shot setting, in line with previous findings. Our experiments, in particular, show that most of the tested models only marginally benefit when fine-tuned or prompted with construction-specific samples. Yet, the generative BLIP2 shows promising trends, especially in an in-context learning setting. This opens the door to using BLA not only as an evaluation benchmark but also to improve models’ basic language abilities.

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RainProof: An Umbrella to Shield Text Generator from Out-Of-Distribution Data
Maxime Darrin | Pablo Piantanida | Pierre Colombo

Implementing effective control mechanisms to ensure the proper functioning and security of deployed NLP models, from translation to chatbots, is essential. A key ingredient to ensure safe system behaviour is Out-Of-Distribution (OOD) detection, which aims to detect whether an input sample is statistically far from the training distribution. Although OOD detection is a widely covered topic in classification tasks, most methods rely on hidden features output by the encoder. In this work, we focus on leveraging soft-probabilities in a black-box framework, i.e. we can access the soft-predictions but not the internal states of the model. Our contributions include: (i) RAINPROOF a Relative informAItioN Projection OOD detection framework; and (ii) a more operational evaluation setting for OOD detection. Surprisingly, we find that OOD detection is not necessarily aligned with task-specific measures. The OOD detector may filter out samples well processed by the model and keep samples that are not, leading to weaker performance. Our results show that RAINPROOF provides OOD detection methods more aligned with task-specific performance metrics than traditional OOD detectors.

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KEPL: Knowledge Enhanced Prompt Learning for Chinese Hypernym-Hyponym Extraction
Ningchen Ma | Dong Wang | Hongyun Bao | Lei He | Suncong Zheng

Modeling hypernym-hyponym (“is-a”) relations is very important for many natural language processing (NLP) tasks, such as classification, natural language inference and relation extraction. Existing work on is-a relation extraction is mostly in the English language environment. Due to the flexibility of language expression and the lack of high-quality Chinese annotation datasets, it is still a challenge to accurately identify such relations from Chinese unstructured texts. To tackle this problem, we propose a Knowledge Enhanced Prompt Learning (KEPL) method for Chinese hypernym-hyponym relation extraction. Our model uses the Hearst-like patterns as the prior knowledge. By exploiting a Dynamic Adaptor Architecture to select the matching pattern for the text into prompt, our model embeds patterns and text simultaneously. Additionally, we construct a Chinese hypernym-hyponym relation extraction dataset, which contains three typical scenarios, as baike, news and We-media. The experimental results on the dataset demonstrate the efficiency and effectiveness of our proposed model.

Prior studies diagnose the anisotropy problem in sentence representations from pre-trained language models, e.g., BERT, without fine-tuning. Our analysis reveals that the sentence embeddings from BERT suffer from a bias towards uninformative words, limiting the performance in semantic textual similarity (STS) tasks. To address this bias, we propose a simple and efficient unsupervised approach, Diagonal Attention Pooling (Ditto), which weights words with model-based importance estimations and computes the weighted average of word representations from pre-trained models as sentence embeddings. Ditto can be easily applied to any pre-trained language model as a postprocessing operation. Compared to prior sentence embedding approaches, Ditto does not add parameters nor requires any learning. Empirical evaluations demonstrate that our proposed Ditto can alleviate the anisotropy problem and improve various pre-trained models on the STS benchmarks.

The robustness to distribution changes ensures that NLP models can be successfully applied in the realistic world, especially for information extraction tasks. However, most prior evaluation benchmarks have been devoted to validating pairwise matching correctness, ignoring the crucial validation of robustness. In this paper, we present the first benchmark that simulates the evaluation of open information extraction models in the real world, where the syntactic and expressive distributions under the same knowledge meaning may drift variously. We design and annotate a large-scale testbed in which each example is a knowledge-invariant clique that consists of sentences with structured knowledge of the same meaning but with different syntactic and expressive forms. By further elaborating the robustness metric, a model is judged to be robust if its performance is consistently accurate on the overall cliques. We perform experiments on typical models published in the last decade as well as a representative large language model, and the results show that the existing successful models exhibit a frustrating degradation, with a maximum drop of 23.43 F₁ score. Our resources and code will be publicly available.

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Why Should This Article Be Deleted? Transparent Stance Detection in Multilingual Wikipedia Editor Discussions
Lucie-Aimée Kaffee | Arnav Arora | Isabelle Augenstein

The moderation of content on online platforms is usually non-transparent. On Wikipedia, however, this discussion is carried out publicly and editors are encouraged to use the content moderation policies as explanations for making moderation decisions. Currently, only a few comments explicitly mention those policies – 20% of the English ones, but as few as 2% of the German and Turkish comments. To aid in this process of understanding how content is moderated, we construct a novel multilingual dataset of Wikipedia editor discussions along with their reasoning in three languages. The dataset contains the stances of the editors (keep, delete, merge, comment), along with the stated reason, and a content moderation policy, for each edit decision. We demonstrate that stance and corresponding reason (policy) can be predicted jointly with a high degree of accuracy, adding transparency to the decision-making process. We release both our joint prediction models and the multilingual content moderation dataset for further research on automated transparent content moderation.

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Fast and Robust Early-Exiting Framework for Autoregressive Language Models with Synchronized Parallel Decoding
Sangmin Bae | Jongwoo Ko | Hwanjun Song | Se-Young Yun

To tackle the high inference latency exhibited by autoregressive language models, previous studies have proposed an early-exiting framework that allocates adaptive computation paths for each token based on the complexity of generating the subsequent token. However, we observed several shortcomings, including performance degradation caused by a state copying mechanism or numerous exit paths, and sensitivity to exit confidence thresholds. Consequently, we propose a Fast and Robust Early-Exiting (FREE) framework, which incorporates a shallow-deep module and a synchronized parallel decoding. Our framework enables faster inference by synchronizing the decoding process of the current token with previously stacked early-exited tokens. Furthermore, as parallel decoding allows us to observe predictions from both shallow and deep models, we present a novel adaptive threshold estimator that exploits a Beta mixture model to determine suitable confidence thresholds. We empirically demonstrated the superiority of our proposed framework on extensive generation tasks.

End-to-end task-oriented dialogue (EToD) can directly generate responses in an end-to-end fashion without modular training, which attracts escalating popularity. The advancement of deep neural networks, especially the successful use of large pre-trained models, has further led to significant progress in EToD research in recent years. In this paper, we present a thorough review and provide a unified perspective to summarize existing approaches as well as recent trends to advance the development of EToD research. The contributions of this paper can be summarized: (1) First survey: to our knowledge, we take the first step to present a thorough survey of this research field; (2) New taxonomy: we first introduce a unified perspective for EToD, including (i) Modularly EToD and (ii) Fully EToD; (3) New Frontiers: we discuss some potential frontier areas as well as the corresponding challenges, hoping to spur breakthrough research in EToD field; (4) Abundant resources: we build a public website, where EToD researchers could directly access the recent progress. We hope this work can serve as a thorough reference for the EToD research community.

Modern systems for multi-hop question answering (QA) typically break questions into a sequence of reasoning steps, termed chain-of-thought (CoT), before arriving at a final answer. Often, multiple chains are sampled and aggregated through a voting mechanism over the final answers, but the intermediate steps themselves are discarded. While such approaches improve performance, they do not consider the relations between intermediate steps across chains and do not provide a unified explanation for the predicted answer. We introduce Multi-Chain Reasoning (MCR), an approach which prompts large language models to meta-reason over multiple chains of thought, rather than aggregate their answers. MCR examines different reasoning chains, mixes information between them and selects the most relevant facts in generating an explanation and predicting the answer. MCR outperforms strong baselines on 7 multi-hop QA datasets. Moreover, our analysis reveals that MCR explanations exhibit high quality, enabling humans to verify its answers.

Automatically evaluating the quality of language generation is critical. Although recent learned metrics show high correlation with human judgement, these metrics do not provide explicit explanation of their verdict, nor associate the scores with defects in the generated text. To address this limitation, we present INSTRUCTSCORE, a fine-grained explainable evaluation metric for text generation. By harnessing both explicit human instruction and the implicit knowledge of GPT-4, we fine-tune a text evaluation metric based on LLaMA, producing both a score for generated text and a human readable diagnostic report. We evaluate INSTRUCTSCORE on a variety of generation tasks, including translation, captioning, data-to-text, and commonsense generation. Experiments show that our 7B model surpasses all other unsupervised metrics, including those based on 175B GPT-3 and GPT-4. Surprisingly, our INSTRUCTSCORE, even without direct supervision from human-rated data, achieves performance levels on par with state-of-the-art metrics like COMET22, which were fine-tuned on human ratings.

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Multi-level Contrastive Learning for Script-based Character Understanding
Dawei Li | Hengyuan Zhang | Yanran Li | Shiping Yang

In this work, we tackle the scenario of understanding characters in scripts, which aims to learn the characters’ personalities and identities from their utterances. We begin by analyzing several challenges in this scenario, and then propose a multi-level contrastive learning framework to capture characters’ global information in a fine-grained manner. To validate the proposed framework, we conduct extensive experiments on three character understanding sub-tasks by comparing with strong pre-trained language models, including SpanBERT, Longformer, BigBird and ChatGPT-3.5. Experimental results demonstrate that our method improves the performances by a considerable margin. Through further in-depth analysis, we show the effectiveness of our method in addressing the challenges and provide more hints on the scenario of character understanding. We will open-source our work in this URL.

Korean morphological variations present unique opportunities and challenges in natural language processing (NLP), necessitating an advanced understanding of morpheme-based sentence construction. The complexity of morphological variations allows for diverse sentence forms based on the syntactic-semantic integration of functional morphemes (i.e., affixes) to lexical morphemes (i.e., roots). With this in mind, we propose a method - CHEF, replicating the morphological transformations inherent in sentences based on lexical and functional morpheme combinations through generative data augmentation. CHEF operates using a morpheme blender and a label discriminator, thereby enhancing the diversity of Korean sentence forms by capturing the properties of agglutination while maintaining label consistency. We conduct experiments on Korean multiple classification datasets, improving model performance in full- and few-shot settings. Our proposed method boosts performance beyond the preceding data augmentation methods without incurring external data usage. We demonstrate that our approach achieves comparable results yielded by augmentation techniques that use large language models (LLMs).

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Automatic Debate Evaluation with Argumentation Semantics and Natural Language Argument Graph Networks
Ramon Ruiz-Dolz | Stella Heras | Ana Garcia

The lack of annotated data on professional argumentation and complete argumentative debates has led to the oversimplification and the inability of approaching more complex natural language processing tasks. Such is the case of the automatic evaluation of complete professional argumentative debates. In this paper, we propose an original hybrid method to automatically predict the winning stance in this kind of debates. For that purpose, we combine concepts from argumentation theory such as argumentation frameworks and semantics, with Transformer-based architectures and neural graph networks. Furthermore, we obtain promising results that lay the basis on an unexplored new instance of the automatic analysis of natural language arguments.

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Transfer-Free Data-Efficient Multilingual Slot Labeling
Evgeniia Razumovskaia | Ivan Vulić | Anna Korhonen

Slot labeling (SL) is a core component of task-oriented dialogue (TOD) systems, where slots and corresponding values are usually language-, task- and domain-specific. Therefore, extending the system to any new language-domain-task configuration requires (re)running an expensive and resource-intensive data annotation process. To mitigate the inherent data scarcity issue, current research on multilingual ToD assumes that sufficient English-language annotated data are always available for particular tasks and domains, and thus operates in a standard cross-lingual transfer setup. In this work, we depart from this often unrealistic assumption. We examine challenging scenarios where such transfer-enabling English annotated data cannot be guaranteed, and focus on bootstrapping multilingual data-efficient slot labelers in transfer-free scenarios directly in the target languages without any English-ready data. We propose a two-stage slot labeling approach (termed TWOSL) which transforms standard multilingual sentence encoders into effective slot labelers. In Stage 1, relying on SL-adapted contrastive learning with only a handful of SL-annotated examples, we turn sentence encoders into task-specific span encoders. In Stage 2, we recast SL from a token classification into a simpler, less data-intensive span classification task. Our results on two standard multilingual TOD datasets and across diverse languages confirm the effectiveness and robustness of TWOSL. It is especially effective for the most challenging transfer-free few-shot setups, paving the way for quick and data-efficient bootstrapping of multilingual slot labelers for TOD.

The latest large language models (LLMs) such as ChatGPT, exhibit strong capabilities in automated mental health analysis. However, existing relevant studies bear several limitations, including inadequate evaluations, lack of prompting strategies, and ignorance of exploring LLMs for explainability. To bridge these gaps, we comprehensively evaluate the mental health analysis and emotional reasoning ability of LLMs on 11 datasets across 5 tasks. We explore the effects of different prompting strategies with unsupervised and distantly supervised emotional information. Based on these prompts, we explore LLMs for interpretable mental health analysis by instructing them to generate explanations for each of their decisions. We convey strict human evaluations to assess the quality of the generated explanations, leading to a novel dataset with 163 human-assessed explanations. We benchmark existing automatic evaluation metrics on this dataset to guide future related works. According to the results, ChatGPT shows strong in-context learning ability but still has a significant gap with advanced task-specific methods. Careful prompt engineering with emotional cues and expert-written few-shot examples can also effectively improve performance on mental health analysis. In addition, ChatGPT generates explanations that approach human performance, showing its great potential in explainable mental health analysis.

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Learning to Rank Generation with Pairwise Partial Rewards
Youngwon Lee | Jinu Lee | Seung-won Hwang

This paper studies the use of reinforcement learning for conditional text generation, which overcomes the limitation of the prevalent supervised maximum likelihood estimation approach. However, it still suffers from challenges including the large action space and the delayed reward, as the reward can be computed only after an entire sequence is generated. To address these challenges, we propose a method that provides partial rewards for intermediate actions taken on partial sequences. This enables the model to promptly prioritize actions that lead to the generation of more desirable sequences. Our method’s key contribution lies in its focus on distinguishing relatively more desirable actions rather than striving to precisely estimate pointwise values for arbitrary partial sequences. Instead, our model learns to discern the relative desirability between pairs of actions, or rank actions in a pairwise manner, only when necessary and feasible. This is materialized in an efficient way by leveraging the prefix tree constructed from the sampled sequences. Experimental results on paraphrase generation and constrained machine translation tasks showcase the effectiveness of our method.

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GreedyCAS: Unsupervised Scientific Abstract Segmentation with Normalized Mutual Information
Yingqiang Gao | Jessica Lam | Nianlong Gu | Richard Hahnloser

The abstracts of scientific papers typically contain both premises (e.g., background and observations) and conclusions. Although conclusion sentences are highlighted in structured abstracts, in non-structured abstracts the concluding information is not explicitly marked, which makes the automatic segmentation of conclusions from scientific abstracts a challenging task. In this work, we explore Normalized Mutual Information (NMI) as a means for abstract segmentation. We consider each abstract as a recurrent cycle of sentences and place two segmentation boundaries by greedily optimizing the NMI score between the two segments, assuming that conclusions are strongly semantically linked with preceding premises. On non-structured abstracts, our proposed unsupervised approach GreedyCAS achieves the best performance across all evaluation metrics; on structured abstracts, GreedyCAS outperforms all baseline methods measured by P_k. The strong correlation of NMI to our evaluation metrics reveals the effectiveness of NMI for abstract segmentation.

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Spoiler Detection as Semantic Text Matching
Ryan Tran | Canwen Xu | Julian McAuley

Engaging with discussion of TV shows online often requires individuals to refrain from consuming show-related content for extended periods to avoid spoilers. While existing research on spoiler detection shows promising results in safeguarding viewers from general spoilers, it fails to address the issue of users abstaining from show-related content during their watch. This is primarily because the definition of a spoiler varies depending on the viewer’s progress in the show, and conventional spoiler detection methods lack the granularity to capture this complexity. To tackle this challenge, we propose the task of spoiler matching, which involves assigning an episode number to a spoiler given a specific TV show. We frame this task as semantic text matching and introduce a dataset comprised of comments and episode summaries to evaluate model performance. Given the length of each example, our dataset can also serve as a benchmark for long-range language models.

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Multimodal Embodied Plan Prediction Augmented with Synthetic Embodied Dialogue
Aishwarya Padmakumar | Mert Inan | Spandana Gella | Patrick Lange | Dilek Hakkani-Tur

Embodied task completion is a challenge where an agent in a simulated environment must predict environment actions to complete tasks based on natural language instructions and ego-centric visual observations. We propose a variant of this problem where the agent predicts actions at a higher level of abstraction called a plan, which helps make agent actions more interpretable and can be obtained from the appropriate prompting of large language models. We show that multimodal transformer models can outperform language-only models for this problem but fall significantly short of oracle plans. Since collecting human-human dialogues for embodied environments is expensive and time-consuming, we propose a method to synthetically generate such dialogues, which we then use as training data for plan prediction. We demonstrate that multimodal transformer models can attain strong zero-shot performance from our synthetic data, outperforming language-only models trained on human-human data.

Inexhaustible web content carries abundant perceptible information beyond text. Unfortunately, most prior efforts in pre-trained Language Models (LMs) ignore such cyber-richness, while few of them only employ plain HTMLs, and crucial information in the rendered web, such as visual, layout, and style, are excluded. Intuitively, those perceptible web information can provide essential intelligence to facilitate content understanding tasks. This study presents an innovative Gestalt Enhanced Markup (GEM) Language Model inspired by Gestalt psychological theory for hosting heterogeneous visual information from the render tree into the language model without requiring additional visual input. Comprehensive experiments on multiple downstream tasks, i.e., web question answering and web information extraction, validate GEM superiority.

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Abstractive Open Information Extraction
Kevin Pei | Ishan Jindal | Kevin Chang

Open Information Extraction (OpenIE) is a traditional NLP task that extracts structured information from unstructured text to be used for other downstream applications. Traditionally, OpenIE focuses on extracting the surface forms of relations as they appear in the raw text, which we term extractive OpenIE. One of the main drawbacks of this approach is that implicit semantic relations (inferred relations) can not be extracted, compromising the performance of downstream applications. In this paper, we broaden the scope of OpenIE relations from merely the surface form of relations to include inferred relations, which we term abstractive OpenIE. This new task calls for the development of a new abstractive OpenIE training dataset and a baseline neural model that can extract those inferred relations. We also demonstrate the necessity for a new semantics-based metric for evaluating abstractive OpenIE extractions. Via a case study on Complex QA, we demonstrate the effectiveness of abstractive OpenIE.

The tremendous growth of social media users interacting in online conversations has led to significant growth in hate speech affecting people from various demographics. Most of the prior works focus on detecting explicit hate speech, which is overt and leverages hateful phrases, with very little work focusing on detecting hate speech that is implicit or denotes hatred through indirect or coded language. In this paper, we present CoSyn, a context synergized neural network that explicitly incorporates user- and conversational-context for detecting implicit hate speech in online conversations. CoSyn introduces novel ways to encode these external contexts and employs a novel context interaction mechanism that clearly captures the interplay between them, making independent assessments of the amounts of information to be retrieved from these noisy contexts. Additionally, it carries out all these operations in the hyperbolic space to account for the scale-free dynamics of social media. We demonstrate the effectiveness of CoSyn on 6 hate speech datasets and show that CoSyn outperforms all our baselines in detecting implicit hate speech with absolute improvements in the range of 1.24% - 57.8%. We make our code available.

Evaluating the performance of Grammatical Error Correction (GEC) systems is a challenging task due to its subjectivity. Designing an evaluation metric that is as objective as possible is crucial to the development of GEC task. However, mainstream evaluation metrics, i.e., reference-based metrics, introduce bias into the multi-reference evaluation by extracting edits without considering the presence of multiple references. To overcome this issue, we propose Chunk-LE Multi-reference Evaluation (CLEME), designed to evaluate GEC systems in the multi-reference evaluation setting. CLEME builds chunk sequences with consistent boundaries for the source, the hypothesis and references, thus eliminating the bias caused by inconsistent edit boundaries. Furthermore, we observe the consistent boundary could also act as the boundary of grammatical errors, based on which the F_0.5 score is then computed following the correction independence assumption. We conduct experiments on six English reference sets based on the CoNLL-2014 shared task. Extensive experiments and detailed analyses demonstrate the correctness of our discovery and the effectiveness of CLEME. Further analysis reveals that CLEME is robust to evaluate GEC systems across reference sets with varying numbers of references and annotation styles. All the source codes of CLEME are released at https://github.com/THUKElab/CLEME.

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Dynamic Top-k Estimation Consolidates Disagreement between Feature Attribution Methods
Jonathan Kamp | Lisa Beinborn | Antske Fokkens

Feature attribution scores are used for explaining the prediction of a text classifier to users by highlighting a k number of tokens. In this work, we propose a way to determine the number of optimal k tokens that should be displayed from sequential properties of the attribution scores. Our approach is dynamic across sentences, method-agnostic, and deals with sentence length bias. We compare agreement between multiple methods and humans on an NLI task, using fixed k and dynamic k. We find that perturbation-based methods and Vanilla Gradient exhibit highest agreement on most method–method and method–human agreement metrics with a static k. Their advantage over other methods disappears with dynamic ks which mainly improve Integrated Gradient and GradientXInput. To our knowledge, this is the first evidence that sequential properties of attribution scores are informative for consolidating attribution signals for human interpretation.

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SentiStream: A Co-Training Framework for Adaptive Online Sentiment Analysis in Evolving Data Streams
Yuhao Wu | Karthick Sharma | Chun Seah | Shuhao Zhang

Online sentiment analysis has emerged as a crucial component in numerous data-driven applications, including social media monitoring, customer feedback analysis, and online reputation management. Despite their importance, current methodologies falter in effectively managing the continuously evolving nature of data streams, largely due to their reliance on substantial, pre-existing labelled datasets. This paper presents sentistream, a novel co-training framework specifically designed for efficient sentiment analysis within dynamic data streams. Comprising unsupervised, semi-supervised, and stream merge modules, sentistream guarantees constant adaptability to evolving data landscapes. This research delves into the continuous adaptation of language models for online sentiment analysis, focusing on real-world applications. Experimental evaluations using data streams derived from three benchmark sentiment analysis datasets confirm that our proposed methodology surpasses existing approaches in terms of both accuracy and computational efficiency.

Few-shot relation extraction (FSRE) aims to train a model that can deal with new relations using only a few labeled examples. Most existing studies employ Prototypical Networks for FSRE, which usually overfits the relation classes in the training set and cannot generalize well to unseen relations. By investigating the class separation of an FSRE model, we find that model upper layers are prone to learn relation-specific knowledge. Therefore, in this paper, we propose a HyperNetwork-based Decoupling approach to improve the generalization of FSRE models. Specifically, our model consists of an encoder, a network generator (for producing relation classifiers) and the produced-then-finetuned classifiers for every N-way-K-shot episode. Meanwhile, we design a two-step training framework along with a class-agnostic aligner, in which the generated classifiers focus on acquiring relation-specific knowledge and the encoder is encouraged to learn more general relation knowledge. In this way, the roles of upper and lower layers in an FSRE model are explicitly decoupled, thus enhancing its generalizing capability during testing. Experiments on two public datasets demonstrate the effectiveness of our method.

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Solving Hard Analogy Questions with Relation Embedding Chains
Nitesh Kumar | Steven Schockaert

Modelling how concepts are related is a central topic in Lexical Semantics. A common strategy is to rely on knowledge graphs (KGs) such as ConceptNet, and to model the relation between two concepts as a set of paths. However, KGs are limited to a fixed set of relation types, and they are incomplete and often noisy. Another strategy is to distill relation embeddings from a fine-tuned language model. However, this is less suitable for words that are only indirectly related and it does not readily allow us to incorporate structured domain knowledge. In this paper, we aim to combine the best of both worlds. We model relations as paths but associate their edges with relation embeddings. The paths are obtained by first identifying suitable intermediate words and then selecting those words for which informative relation embeddings can be obtained. We empirically show that our proposed representations are useful for solving hard analogy questions.

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Modeling Empathic Similarity in Personal Narratives
Jocelyn Shen | Maarten Sap | Pedro Colon-Hernandez | Hae Park | Cynthia Breazeal

The most meaningful connections between people are often fostered through expression of shared vulnerability and emotional experiences in personal narratives. We introduce a new task of identifying similarity in personal stories based on empathic resonance, i.e., the extent to which two people empathize with each others’ experiences, as opposed to raw semantic or lexical similarity, as has predominantly been studied in NLP. Using insights from social psychology, we craft a framework that operationalizes empathic similarity in terms of three key features of stories: main events, emotional trajectories, and overall morals or takeaways. We create EmpathicStories, a dataset of 1,500 personal stories annotated with our empathic similarity features, and 2,000 pairs of stories annotated with empathic similarity scores. Using our dataset, we fine-tune a model to compute empathic similarity of story pairs, and show that this outperforms semantic similarity models on automated correlation and retrieval metrics. Through a user study with 150 participants, we also assess the effect our model has on retrieving stories that users empathize with, compared to naive semantic similarity-based retrieval, and find that participants empathized significantly more with stories retrieved by our model. Our work has strong implications for the use of empathy-aware models to foster human connection and empathy between people.

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Tree Prompting: Efficient Task Adaptation without Fine-Tuning
Chandan Singh | John Morris | Alexander Rush | Jianfeng Gao | Yuntian Deng

Prompting language models (LMs) is the main interface for applying them to new tasks. However, for smaller LMs, prompting provides low accuracy compared to gradient-based fine-tuning. Tree Prompting is an approach to prompting which builds a decision tree of prompts, linking multiple prompt-LM calls together to solve a task. At inference time, each call to the LM is determined by efficiently routing the outcome of the previous call using the tree. Experiments on classification datasets show that Tree Prompting improves accuracy over competing methods and is competitive with fine-tuning. We also show that variants of Tree Prompting allow inspection of a model’s decision-making process.

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Baize: An Open-Source Chat Model with Parameter-Efficient Tuning on Self-Chat Data
Canwen Xu | Daya Guo | Nan Duan | Julian McAuley

Chat models, such as ChatGPT, have shown impressive capabilities and have been rapidly adopted across numerous domains. However, these models are only accessible through a restricted API, creating barriers for new research and progress in the field. We propose a pipeline that can automatically generate a high-quality multi-turn chat corpus by leveraging ChatGPT to engage in a conversation with itself. Subsequently, we employ parameter-efficient tuning to enhance LLaMA, an open-source large language model. The resulting model, named Baize, demonstrates good performance in multi-turn dialogues with guardrails that minimize potential risks. Additionally, we propose a new technique called Self-Distill with Feedback, to further improve the performance of the Baize models with feedback from ChatGPT.

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Empathy Intent Drives Empathy Detection
Liting Jiang | Di Wu | Bohui Mao | Yanbing Li | Wushour Slamu

Empathy plays an important role in the human dialogue. Detecting the empathetic direction expressed by the user is necessary for empathetic dialogue systems because it is highly relevant to understanding the user’s needs. Several studies have shown that empathy intent information improves the ability to response capacity of empathetic dialogue. However, the interaction between empathy detection and empathy intent recognition has not been explored. To this end, we invite 3 experts to manually annotate the healthy empathy detection datasets IEMPATHIZE and TwittEmp with 8 empathy intent labels, and perform joint training for the two tasks. Empirical study has shown that the introduction of empathy intent recognition task can improve the accuracy of empathy detection task, and we analyze possible reasons for this improvement. To make joint training of the two tasks more challenging, we propose a novel framework, Cascaded Label Signal Network, which uses the cascaded interactive attention module and the label signal enhancement module to capture feature exchange information between empathy and empathy intent representations. Experimental results show that our framework outperforms all baselines under both settings on the two datasets.

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Adaptive End-to-End Metric Learning for Zero-Shot Cross-Domain Slot Filling
Yuanjun Shi | Linzhi Wu | Minglai Shao

Recently slot filling has witnessed great development thanks to deep learning and the availability of large-scale annotated data. However, it poses a critical challenge to handle a novel domain whose samples are never seen during training. The recognition performance might be greatly degraded due to severe domain shifts. Most prior works deal with this problem in a two-pass pipeline manner based on metric learning. In practice, these dominant pipeline models may be limited in computational efficiency and generalization capacity because of non-parallel inference and context-free discrete label embeddings. To this end, we re-examine the typical metric-based methods, and propose a new adaptive end-to-end metric learning scheme for the challenging zero-shot slot filling. Considering simplicity, efficiency and generalizability, we present a cascade-style joint learning framework coupled with context-aware soft label representations and slot-level contrastive representation learning to mitigate the data and label shift problems effectively. Extensive experiments on public benchmarks demonstrate the superiority of the proposed approach over a series of competitive baselines.

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BasahaCorpus: An Expanded Linguistic Resource for Readability Assessment in Central Philippine Languages
Joseph Marvin Imperial | Ekaterina Kochmar

Current research on automatic readability assessment (ARA) has focused on improving the performance of models in high-resource languages such as English. In this work, we introduce and release BasahaCorpus as part of an initiative aimed at expanding available corpora and baseline models for readability assessment in lower resource languages in the Philippines. We compiled a corpus of short fictional narratives written in Hiligaynon, Minasbate, Karay-a, and Rinconada—languages belonging to the Central Philippine family tree subgroup—to train ARA models using surface-level, syllable-pattern, and n-gram overlap features. We also propose a new hierarchical cross-lingual modeling approach that takes advantage of a language’s placement in the family tree to increase the amount of available training data. Our study yields encouraging results that support previous work showcasing the efficacy of cross-lingual models in low-resource settings, as well as similarities in highly informative linguistic features for mutually intelligible languages.

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ReTAG: Reasoning Aware Table to Analytic Text Generation
Deepanway Ghosal | Preksha Nema | Aravindan Raghuveer

The task of table summarization involves generating text that both succinctly and accurately represents the table or a specific set of highlighted cells within a table. While significant progress has been made in table to text generation techniques, models still mostly generate descriptive summaries, which reiterates the information contained within the table in sentences. Through analysis of popular table to text benchmarks (ToTTo (Parikh et al., 2020 and InfoTabs (Gupta et al., 2020) we observe that in order to generate the ideal summary, multiple types of reasoning is needed coupled with access to knowledge beyond the scope of the table. To address this gap, we propose ReTAG, a table and reasoning aware model that uses vector-quantization to infuse different types of analytical reasoning into the output. ReTAG achieves 2.2%, 2.9% improvement on the PARENT metric in the relevant slice of ToTTo and InfoTabs for the table to text generation task over state of the art baselines. Through human evaluation, we observe that output from ReTAG is upto 12% more faithful and analytical compared to a strong table-aware model. To the best of our knowledge, ReTAG is the first model that can controllably use multiple reasoning methods within a structure-aware sequence to sequence model to surpass state of the art performance in multiple table to text tasks. We extend (and open source 35.6K analytical, 55.9k descriptive instances) the ToTTo, InfoTabs datasets with the reasoning categories used in each reference sentences.

Large language models (LLMs) outperform information retrieval techniques for downstream knowledge-intensive tasks when being prompted to generate world knowledge. However, community concerns abound regarding the factuality and potential implications of using this uncensored knowledge. In light of this, we introduce CONNER, a COmpreheNsive kNowledge Evaluation fRamework, designed to systematically and automatically evaluate generated knowledge from six important perspectives – Factuality, Relevance, Coherence, Informativeness, Helpfulness and Validity. We conduct an extensive empirical analysis of the generated knowledge from three different types of LLMs on two widely studied knowledge-intensive tasks, i.e., open-domain question answering and knowledge-grounded dialogue. Surprisingly, our study reveals that the factuality of generated knowledge, even if lower, does not significantly hinder downstream tasks. Instead, the relevance and coherence of the outputs are more important than small factual mistakes. Further, we show how to use CONNER to improve knowledge-intensive tasks by designing two strategies: Prompt Engineering and Knowledge Selection. Our evaluation code and LLM-generated knowledge with human annotations will be released to facilitate future research.

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Compressing Context to Enhance Inference Efficiency of Large Language Models
Yucheng Li | Bo Dong | Frank Guerin | Chenghua Lin

Large language models (LLMs) achieved remarkable performance across various tasks. However, they face challenges in managing long documents and extended conversations, due to significantly increased computational requirements, both in memory and inference time, and potential context truncation when the input exceeds the LLM’s fixed context length. This paper proposes a method called Selective Context that enhances the inference efficiency of LLMs by identifying and pruning redundancy in the input context to make the input more compact. We test our approach using common data sources requiring long context processing: arXiv papers, news articles, and long conversations, on tasks of summarisation, question answering, and response generation. Experimental results show that Selective Context significantly reduces memory cost and decreases generation latency while maintaining comparable performance compared to that achieved when full context is used. Specifically, we achieve a 50% reduction in context cost, resulting in a 36% reduction in inference memory usage and a 32% reduction in inference time, while observing only a minor drop of .023 in BERTscore and .038 in faithfulness on four downstream applications, indicating that our method strikes a good balance between efficiency and performance.

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MoT: Memory-of-Thought Enables ChatGPT to Self-Improve
Xiaonan Li | Xipeng Qiu

Large Language Models (LLMs) have shown impressive abilities on various tasks. However, fundamentally improving them depends on high-quality datasets or computationally expensive fine-tuning. On the contrary, humans can easily improve themselves by self-thinking and memory, without external resources. In this paper, we propose a framework, **MoT**, to let the LLM self-improve through **M**emory **o**f **T**houghts, without annotated datasets and parameter updates. Specifically, MoT is divided into two stages: 1. before the test stage, the LLM pre-thinks on the unlabeled dataset and saves the high-confidence thoughts as external memory; 2. During the test stage, given a test question, the LLM recalls relevant memory to help itself reason and answer it. Experimental results show that MoT can help ChatGPT significantly improve its abilities in arithmetic reasoning, commonsense reasoning, factual reasoning, and natural language inference. Further analyses show that each component contributes critically to the improvements and MoT can lead to consistent improvements across various CoT methods and LLMs.

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4 and 7-bit Labeling for Projective and Non-Projective Dependency Trees
Carlos Gómez-Rodríguez | Diego Roca | David Vilares

We introduce an encoding for parsing as sequence labeling that can represent any projective dependency tree as a sequence of 4-bit labels, one per word. The bits in each word’s label represent (1) whether it is a right or left dependent, (2) whether it is the outermost (left/right) dependent of its parent, (3) whether it has any left children and (4) whether it has any right children. We show that this provides an injective mapping from trees to labels that can be encoded and decoded in linear time. We then define a 7-bit extension that represents an extra plane of arcs, extending the coverage to almost full non-projectivity (over 99.9% empirical arc coverage). Results on a set of diverse treebanks show that our 7-bit encoding obtains substantial accuracy gains over the previously best-performing sequence labeling encodings.

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Can You Follow Me? Testing Situational Understanding for ChatGPT
Chenghao Yang | Allyson Ettinger

Understanding sentence meanings and updating information states appropriately across time—what we call “situational understanding” (SU)—is a critical ability for human-like AI agents. SU is essential in particular for chat models, such as ChatGPT, to enable consistent, coherent, and effective dialogue between humans and AI. Previous works have identified certain SU limitations in non-chatbot Large Language models (LLMs), but the extent and causes of these limitations are not well understood, and capabilities of current chat-based models in this domain have not been explored. In this work we tackle these questions, proposing a novel synthetic environment for SU testing which allows us to do controlled and systematic testing of SU in chat-oriented models, through assessment of models’ ability to track and enumerate environment states. Our environment also allows for close analysis of dynamics of model performance, to better understand underlying causes for performance patterns. We apply our test to ChatGPT, the state-of-the-art chatbot, and find that despite the fundamental simplicity of the task, the model’s performance reflects an inability to retain correct environment states across time. Our follow-up analyses suggest that performance degradation is largely because ChatGPT has non-persistent in-context memory (although it can access the full dialogue history) and it is susceptible to hallucinated updates—including updates that artificially inflate accuracies. Our findings suggest overall that ChatGPT is not currently equipped for robust tracking of situation states, and that trust in the impressive dialogue performance of ChatGPT comes with risks. We release the codebase for reproducing our test environment, as well as all prompts and API responses from ChatGPT, at https://github.com/yangalan123/SituationalTesting.

Misinformation poses a critical societal challenge, and current approaches have yet to produce an effective solution. We propose focusing on generalization, uncertainty, and how to leverage recent large language models, in order to create more practical tools to evaluate information veracity in contexts where perfect classification is impossible. We first demonstrate that GPT-4 can outperform prior methods in multiple settings and languages. Next, we explore generalization, revealing that GPT-4 and RoBERTa-large exhibit differences in failure modes. Third, we propose techniques to handle uncertainty that can detect impossible examples and strongly improve outcomes. We also discuss results on other language models, temperature, prompting, versioning, explainability, and web retrieval, each one providing practical insights and directions for future research. Finally, we publish the LIAR-New dataset with novel paired English and French misinformation data and Possibility labels that indicate if there is sufficient context for veracity evaluation. Overall, this research lays the groundwork for future tools that can drive real-world progress to combat misinformation.

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Advancements in Arabic Grammatical Error Detection and Correction: An Empirical Investigation
Bashar Alhafni | Go Inoue | Christian Khairallah | Nizar Habash

Grammatical error correction (GEC) is a well-explored problem in English with many existing models and datasets. However, research on GEC in morphologically rich languages has been limited due to challenges such as data scarcity and language complexity. In this paper, we present the first results on Arabic GEC using two newly developed Transformer-based pretrained sequence-to-sequence models. We also define the task of multi-class Arabic grammatical error detection (GED) and present the first results on multi-class Arabic GED. We show that using GED information as auxiliary input in GEC models improves GEC performance across three datasets spanning different genres. Moreover, we also investigate the use of contextual morphological preprocessing in aiding GEC systems. Our models achieve SOTA results on two Arabic GEC shared task datasets and establish a strong benchmark on a recently created dataset. We make our code, data, and pretrained models publicly available.

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HaluEval: A Large-Scale Hallucination Evaluation Benchmark for Large Language Models
Junyi Li | Xiaoxue Cheng | Xin Zhao | Jian-Yun Nie | Ji-Rong Wen

Large language models (LLMs), such as ChatGPT, are prone to generate hallucinations, i.e., content that conflicts with the source or cannot be verified by the factual knowledge. To understand what types of content and to which extent LLMs are apt to hallucinate, we introduce the Hallucination Evaluation for Large Language Models (HaluEval) benchmark, a large collection of generated and human-annotated hallucinated samples for evaluating the performance of LLMs in recognizing hallucination. To generate these samples, we propose a ChatGPT-based two-step framework, i.e., sampling-then-filtering. Besides, we also hire some human labelers to annotate the hallucinations in ChatGPT responses. The empirical results suggest that ChatGPT is likely to generate hallucinated content in specific topics by fabricating unverifiable information (i.e., about 19.5% user queries). Moreover, existing LLMs face great challenges in recognizing the hallucinations in texts. While, our experiments also prove that the hallucination recognition can be improved by providing external knowledge or adding reasoning steps.

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