The strong capability of large language models (LLMs) has been applied to information extraction (IE) through either retrieval augmented prompting or instruction tuning (IT). However, the best way to incorporate information with LLMs for IE remains an open question. In this paper, we explore Retrieval Augmented Instruction Tuning (RA-IT) for IE, focusing on the task of open named entity recognition (NER). Specifically, for each training sample, we retrieve semantically similar examples from the training dataset as the context and prepend them to the input of the original instruction. To evaluate our RA-IT approach more thoroughly, we construct a Chinese IT dataset for open NER and evaluate RA-IT in both English and Chinese scenarios. Experimental results verify the effectiveness of RA-IT across various data sizes and in both English and Chinese scenarios. We also conduct thorough studies to explore the impacts of various retrieval strategies in the proposed RA-IT framework.

Exploring the application of powerful large language models (LLMs) on the named entity recognition (NER) task has drawn much attention recently. This work pushes the performance boundary of zero-shot NER with LLMs by proposing a training-free self-improving framework, which utilizes an unlabeled corpus to stimulate the self-learning ability of LLMs. First, we use the LLM to make predictions on the unlabeled corpus using self-consistency and obtain a self-annotated dataset. Second, we explore various strategies to select reliable annotations to form a reliable self-annotated dataset. Finally, for each test input, we retrieve demonstrations from the reliable self-annotated dataset and perform inference via in-context learning. Experiments on four benchmarks show substantial performance improvements achieved by our framework. Through comprehensive experimental analysis, we find that increasing the size of unlabeled corpus or iterations of self-improving does not guarantee further improvement, but the performance might be boosted via more advanced strategies for reliable annotation selection.

Large language models (LLMs) exhibited powerful capability in various natural language processing tasks. This work focuses on exploring LLM performance on zero-shot information extraction, with a focus on the ChatGPT and named entity recognition (NER) task. Inspired by the remarkable reasoning capability of LLM on symbolic and arithmetic reasoning, we adapt the prevalent reasoning methods to NER and propose reasoning strategies tailored for NER. First, we explore a decomposed question-answering paradigm by breaking down the NER task into simpler subproblems by labels. Second, we propose syntactic augmentation to stimulate the model’s intermediate thinking in two ways: syntactic prompting, which encourages the model to analyze the syntactic structure itself, and tool augmentation, which provides the model with the syntactic information generated by a parsing tool. Besides, we adapt self-consistency to NER by proposing a two-stage majority voting strategy, which first votes for the most consistent mentions, then the most consistent types. The proposed methods achieve remarkable improvements for zero-shot NER across seven benchmarks, including Chinese and English datasets, and on both domain-specific and general-domain scenarios. In addition, we present a comprehensive analysis of the error types with suggestions for optimization directions. We also verify the effectiveness of the proposed methods on the few-shot setting and other LLMs.

Distant supervision reduces the reliance on human annotation in the named entity recognition tasks. The class-level imbalanced distant annotation is a realistic and unexplored problem, and the popular method of self-training can not handle class-level imbalanced learning. More importantly, self-training is dominated by the high-performance class in selecting candidates, and deteriorates the low-performance class with the bias of generated pseudo label. To address the class-level imbalance performance, we propose a class-rebalancing self-training framework for improving the distantly-supervised named entity recognition. In candidate selection, a class-wise flexible threshold is designed to fully explore other classes besides the high-performance class. In label generation, injecting the distant label, a hybrid pseudo label is adopted to provide straight semantic information for the low-performance class. Experiments on five flat and two nested datasets show that our model achieves state-of-the-art results. We also conduct extensive research to analyze the effectiveness of the flexible threshold and the hybrid pseudo label.