Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Lun-Wei Ku, Andre Martins, Vivek Srikumar (Editors)

Anthology ID:: 2024.acl-long
Month:: August
Year:: 2024
Address:: Bangkok, Thailand
Venue:: ACL
SIG:
Publisher:: Association for Computational Linguistics
URL:: https://aclanthology.org/2024.acl-long
DOI:: 10.18653/v1/2024.acl-long
Bib Export formats:: BibTeX MODS XML EndNote
PDF:: https://aclanthology.org/2024.acl-long.pdf

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Proceedings of the 62nd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)
Lun-Wei Ku | Andre Martins | Vivek Srikumar

Finetuning large language models (LLMs) has been empirically effective on a variety of downstream tasks. Existing approaches to finetuning an LLM either focus on parameter-efficient finetuning, which only updates a small number of trainable parameters, or attempt to reduce the memory footprint during the training phase of the finetuning. Typically, the memory footprint during finetuning stems from three contributors: model weights, optimizer states, and intermediate activations. However, existing works still require considerable memory, and none can simultaneously mitigate the memory footprint of all three sources. In this paper, we present quantized side tuing (QST), which enables memory-efficient and fast finetuning of LLMs by operating through a dual-stage process. First, QST quantizes an LLM’s model weights into 4-bit to reduce the memory footprint of the LLM’s original weights. Second, QST introduces a side network separated from the LLM, which utilizes the hidden states of the LLM to make task-specific predictions. Using a separate side network avoids performing back-propagation through the LLM, thus reducing the memory requirement of the intermediate activations. Finally, QST leverages several low-rank adaptors and gradient-free downsample modules to significantly reduce the trainable parameters, so as to save the memory footprint of the optimizer states. Experiments show that QST can reduce the total memory footprint by up to 2.3× and speed up the finetuning process by up to 3× while achieving competent performance compared with the state-of-the-art. When it comes to full finetuning, QST can reduce the total memory footprint up to 7×.

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Unsupervised Multimodal Clustering for Semantics Discovery in Multimodal Utterances
Hanlei Zhang | Hua Xu | Fei Long | Xin Wang | Kai Gao

Discovering the semantics of multimodal utterances is essential for understanding human language and enhancing human-machine interactions. Existing methods manifest limitations in leveraging nonverbal information for discerning complex semantics in unsupervised scenarios. This paper introduces a novel unsupervised multimodal clustering method (UMC), making a pioneering contribution to this field. UMC introduces a unique approach to constructing augmentation views for multimodal data, which are then used to perform pre-training to establish well-initialized representations for subsequent clustering. An innovative strategy is proposed to dynamically select high-quality samples as guidance for representation learning, gauged by the density of each sample’s nearest neighbors. Besides, it is equipped to automatically determine the optimal value for the top-K parameter in each cluster to refine sample selection. Finally, both high- and low-quality samples are used to learn representations conducive to effective clustering. We build baselines on benchmark multimodal intent and dialogue act datasets. UMC shows remarkable improvements of 2-6% scores in clustering metrics over state-of-the-art methods, marking the first successful endeavor in this domain. The complete code and data are available at https://github.com/thuiar/UMC.

Large language models (LLMs) have achieved human-level text generation, emphasizing the need for effective deepfake text detection to mitigate risks like the spread of fake news and plagiarism. Existing research has been constrained by evaluating detection methods o specific domains or particular language models. In practical scenarios, however, the detector faces texts from various domains or LLMs without knowing their sources. To this end, we build a comprehensive testbed by gathering texts from diverse human writings and deepfake texts generated by different LLMs. Empirical results on mainstream detection methods demonstrate the difficulties associated with detecting deepfake text in a wide-ranging testbed, particularly in out-of-distribution scenarios. Such difficulties align with the diminishing linguistic differences between the two text sources. Despite challenges, the top-performing detector can identify 84.12% out-of-domain texts generated by a new LLM, indicating the feasibility for application scenarios.

The rapid development of language models (LMs) brings unprecedented accessibility and usage for both models and users. On the one hand, powerful LMs achieve state-of-the-art performance over numerous downstream NLP tasks. On the other hand, more and more attention is paid to unrestricted model accesses that may bring malicious privacy risks of data leakage. To address these issues, many recent works propose privacy-preserving language models (PPLMs) with differential privacy (DP). Unfortunately, different DP implementations make it challenging for a fair comparison among existing PPLMs. In this paper, we present PrivLM-Bench, a multi-perspective privacy evaluation benchmark to empirically and intuitively quantify the privacy leakage of LMs. Instead of only reporting DP parameters, PrivLM-Bench sheds light on the neglected inference data privacy during actual usage. PrivLM-Bench first clearly defines multi-faceted privacy objectives. Then, PrivLM-Bench constructs a unified pipeline to perform private fine-tuning. Lastly, PrivLM-Bench performs existing privacy attacks on LMs with pre-defined privacy objectives as the empirical evaluation results. The empirical attack results are used to fairly and intuitively evaluate the privacy leakage of various PPLMs. We conduct extensive experiments on three datasets of GLUE for mainstream LMs.

Recent advances in large language models (LLMs) have stepped forward the development of multilingual speech and machine translation by its reduced representation errors and incorporated external knowledge. However, both translation tasks typically utilize beam search decoding and top-1 hypothesis selection for inference. These techniques struggle to fully exploit the rich information in the diverse N-best hypotheses, making them less optimal for translation tasks that require a single, high-quality output sequence. In this paper, we propose a new generative paradigm for translation tasks, namely GenTranslate, which builds upon LLMs to generate better results from the diverse translation versions in N-best list. Leveraging the rich linguistic knowledge and strong reasoning abilities of LLMs, our new paradigm can integrate the diverse N-best candidates to generate a higher-quality translation result. Furthermore, to support LLM finetuning, we build and release a HypoTranslate dataset that contains over 592K hypotheses-translation pairs in 11 languages. Experiments on various speech and machine translation benchmarks (e.g., FLEURS, CoVoST-2, WMT) demonstrate that our GenTranslate significantly outperforms the state-of-the-art model.

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Exploring Chain-of-Thought for Multi-modal Metaphor Detection
Yanzhi Xu | Yueying Hua | Shichen Li | Zhongqing Wang

Metaphors are commonly found in advertising and internet memes. However, the free form of internet memes often leads to a lack of high-quality textual data. Metaphor detection demands a deep interpretation of both textual and visual elements, requiring extensive common-sense knowledge, which poses a challenge to language models. To address these challenges, we propose a compact framework called C4MMD, which utilizes a Chain-of-Thought(CoT) method for Multi-modal Metaphor Detection. Specifically, our approach designs a three-step process inspired by CoT that extracts and integrates knowledge from Multi-modal Large Language Models(MLLMs) into smaller ones. We also developed a modality fusion architecture to transform knowledge from large models into metaphor features, supplemented by auxiliary tasks to improve model performance. Experimental results on the MET-MEME dataset demonstrate that our method not only effectively enhances the metaphor detection capabilities of small models but also outperforms existing models. To our knowledge, this is the first systematic study leveraging MLLMs in metaphor detection tasks. The code for our method is publicly available at https://github.com/xyz189411yt/C4MMD.

The upscaling of Large Language Models (LLMs) has yielded impressive advances in natural language processing, yet it also poses significant deployment challenges. Weight quantization has emerged as a widely embraced solution to reduce memory and computational demands. This paper introduces BitDistiller, a framework that synergizes Quantization-Aware Training (QAT) with Knowledge Distillation (KD) to boost the performance of LLMs at ultra-low precisions (sub-4-bit). Specifically, BitDistiller first incorporates a tailored asymmetric quantization and clipping technique to maximally preserve the fidelity of quantized weights, and then proposes a novel Confidence-Aware Kullback-Leibler Divergence (CAKLD) objective, which is employed in a self-distillation manner to enable faster convergence and superior model performance. Empirical evaluations demonstrate that BitDistiller significantly surpasses existing methods in both 3-bit and 2-bit configurations on general language understanding and complex reasoning benchmarks. Notably, BitDistiller is shown to be more cost-effective, demanding fewer data and training resources. The code is available at https://github.com/DD-DuDa/BitDistiller.

Temporal knowledge graph (TKG) reasoning has two settings: interpolation reasoning and extrapolation reasoning. Both of them draw plenty of research interest and have great significance. Methods of the former de-emphasize the temporal correlations among facts sequences, while methods of the latter require strict chronological order of knowledge and ignore inferring clues provided by missing facts of the past. These limit the practicability of TKG applications as almost all of the existing TKG reasoning methods are designed specifically to address either one setting. To this end, this paper proposes an original Temporal PAth-based Reasoning (TPAR) model for both the interpolation and extrapolation reasoning settings. TPAR performs a neural-driven symbolic reasoning fashion that is robust to ambiguous and noisy temporal data, and with fine interpretability as well. Comprehensive experiments show that TPAR outperforms SOTA methods on the link prediction task for both the interpolation and the extrapolation settings. A novel pipeline experimental setting is designed to evaluate the performances of SOTA combinations and the proposed TPAR towards interpolation and extrapolation reasoning. And more diverse experiments are conducted to show the robustness and interpretability of TPAR.

Retrieval-augmented generation (RAG) enhances large language models (LLMs) by incorporating additional information from retrieval. However, studies have shown that LLMs still face challenges in effectively using the retrieved information, even ignore it or be misled by it. The key reason is that the training of LLMs does not clearly make LLMs learn how to utilize input retrieved texts with varied quality. In this paper, we propose a novel perspective that considers the role of LLMs in RAG as “Information Refiner”, which means that regardless of correctness, completeness, or usefulness of retrieved texts, LLMs can consistently integrate knowledge within the retrieved texts and model parameters to generate the texts that are more concise, accurate, and complete than the retrieved texts. To this end, we propose an information refinement training method named INFO-RAG that optimizes LLMs for RAG in an unsupervised manner. INFO-RAG is low-cost and general across various tasks. Extensive experiments on zero-shot prediction of 11 datasets in diverse tasks including Question Answering, Slot-Filling, Language Modeling, Dialogue, and Code Generation show that INFO-RAG improves the performance of LLaMA2 by an average of 9.39% relative points. INFO-RAG also shows advantages in in-context learning and robustness of RAG.

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CSCD-NS: a Chinese Spelling Check Dataset for Native Speakers
Yong Hu | Fandong Meng | Jie Zhou

In this paper, we present CSCD-NS, the first Chinese spelling check (CSC) dataset designed for native speakers, containing 40,000 samples from a Chinese social platform. Compared with existing CSC datasets aimed at Chinese learners, CSCD-NS is ten times larger in scale and exhibits a distinct error distribution, with a significantly higher proportion of word-level errors. To further enhance the data resource, we propose a novel method that simulates the input process through an input method, generating large-scale and high-quality pseudo data that closely resembles the actual error distribution and outperforms existing methods. Moreover, we investigate the performance of various models in this scenario, including large language models (LLMs), such as ChatGPT. The result indicates that generative models underperform BERT-like classification models due to strict length and pronunciation constraints. The high prevalence of word-level errors also makes CSC for native speakers challenging enough, leaving substantial room for improvement.

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Evaluating Dynamic Topic Models
Charu Karakkaparambil James | Mayank Nagda | Nooshin Haji Ghassemi | Marius Kloft | Sophie Fellenz

There is a lack of quantitative measures to evaluate the progression of topics through time in dynamic topic models (DTMs). Filling this gap, we propose a novel evaluation measure for DTMs that analyzes the changes in the quality of each topic over time. Additionally, we propose an extension combining topic quality with the model’s temporal consistency. We demonstrate the utility of the proposed measure by applying it to synthetic data and data from existing DTMs, including DTMs from large language models (LLMs). We also show that the proposed measure correlates well with human judgment. Our findings may help in identifying changing topics, evaluating different DTMs and LLMs, and guiding future research in this area.

Large language models (LLMs) with enormous pre-training tokens and parameters emerge diverse abilities, including math reasoning, codegeneration, and instruction following. These abilities are further enhanced by supervised fine-tuning (SFT). While the open-source community has explored ad-hoc SFT for enhancing individual capabilities, proprietary LLMs exhibit versatility across various skills. Therefore, understanding the facilitation of multiple abilities via SFT is paramount. In this study, we specificially focuses on the interplay of data composition between mathematical reasoning, code generation, and general human-aligning abilities during SFT. We propose four intriguing research questions to explore the association between model performance and various factors including data amount, composition ratio, model size and SFT strategies. Our experiments reveal that distinct capabilities scale differently and larger models generally show superior performance with same amount of data. Mathematical reasoning and code generation consistently improve with increasing data amount, whereas general abilities plateau after roughly a thousand samples. Moreover, we observe data composition appears to enhance various abilities under limited data conditions, yet can lead to performance conflicts when data is plentiful. Our findings also suggest the amount of composition data influences performance more than the composition ratio. In analysis of SFT strategies, we find that sequentially learning multiple skills risks catastrophic forgetting. Our proposed Dual-stage Mixed Fine-tuning (DMT) strategy offers a promising solution to learn multiple abilities with different scaling patterns.

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Through the Lens of Split Vote: Exploring Disagreement, Difficulty and Calibration in Legal Case Outcome Classification
Shanshan Xu | Santosh T.y.s.s | Oana Ichim | Barbara Plank | Matthias Grabmair

In legal decisions, split votes (SV) occur when judges cannot reach a unanimous decision, posing a difficulty for lawyers who must navigate diverse legal arguments and opinions. In high-stakes domains, %as human-AI interaction systems become increasingly important, understanding the alignment of perceived difficulty between humans and AI systems is crucial to build trust. However, existing NLP calibration methods focus on a classifier’s awareness of predictive performance, measured against the human majority class, overlooking inherent human label variation (HLV). This paper explores split votes as naturally observable human disagreement and value pluralism. We collect judges’ vote distributions from the European Court of Human Rights (ECHR), and present SV-ECHR, a case outcome classification (COC) dataset with SV information. We build a taxonomy of disagreement with SV-specific subcategories. We further assess the alignment of perceived difficulty between models and humans, as well as confidence- and human-calibration of COC models. We observe limited alignment with the judge vote distribution. To our knowledge, this is the first systematic exploration of calibration to human judgements in legal NLP. Our study underscores the necessity for further research on measuring and enhancing model calibration considering HLV in legal decision tasks.

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Inference to the Best Explanation in Large Language Models
Dhairya Dalal | Marco Valentino | Andre Freitas | Paul Buitelaar

While Large Language Models (LLMs) have found success in real-world applications, their underlying explanatory process is still poorly understood. This paper proposes IBE-Eval, a framework inspired by philosophical accounts on Inference to the Best Explanation (IBE) to advance the interpretation and evaluation of LLMs’ explanations. IBE-Eval estimates the plausibility of natural language explanations through a combination of explicit logical and linguistic features including: consistency, parsimony, coherence, and uncertainty. Extensive experiments are conducted on Causal Question Answering (CQA), where IBE-Eval is tasked to select the most plausible causal explanation amongst competing ones generated by LLMs (i.e., GPT 3.5 and Llama 2). The experiments reveal that IBE-Eval can successfully identify the best explanation with up to 77% accuracy (≈ 27% above random), improving upon a GPT 3.5-as-a-Judge baseline (≈+17%) while being intrinsically more efficient and interpretable. Additional analyses suggest that, despite model-specific variances, LLM-generated explanations tend to conform to IBE criteria and that IBE-Eval is significantly correlated with human judgment, opening up opportunities for future development of automated explanation verification tools.

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A Novel Cartography-Based Curriculum Learning Method Applied on RoNLI: The First Romanian Natural Language Inference Corpus
Eduard Poesina | Cornelia Caragea | Radu Ionescu

Natural language inference (NLI), the task of recognizing the entailment relationship in sentence pairs, is an actively studied topic serving as a proxy for natural language understanding. Despite the relevance of the task in building conversational agents and improving text classification, machine translation and other NLP tasks, to the best of our knowledge, there is no publicly available NLI corpus for the Romanian language. To this end, we introduce the first Romanian NLI corpus (RoNLI) comprising 58K training sentence pairs, which are obtained via distant supervision, and 6K validation and test sentence pairs, which are manually annotated with the correct labels. We conduct experiments with multiple machine learning methods based on distant learning, ranging from shallow models based on word embeddings to transformer-based neural networks, to establish a set of competitive baselines. Furthermore, we improve on the best model by employing a new curriculum learning strategy based on data cartography. Our dataset and code to reproduce the baselines are available at https://github.com/Eduard6421/RONLI.

Recent advances in few-shot question answering (QA) mostly rely on the power of pre-trained large language models (LLMs) and fine-tuning in specific settings. Although the pre-training stage has already equipped LLMs with powerful reasoning capabilities, LLMs still need to be fine-tuned to adapt to specific domains to achieve the best results. In this paper, we propose to select the most informative data for fine-tuning, thereby improving the efficiency of the fine-tuning process with comparative or even better accuracy on the open-domain QA task. We present MinPrompt, a minimal data augmentation framework for open-domain QA based on an approximate graph algorithm and unsupervised question generation. We transform the raw text into a graph structure to build connections between different factual sentences, then apply graph algorithms to identify the minimal set of sentences needed to cover the most information in the raw text. We then generate QA pairs based on the identified sentence subset and train the model on the selected sentences to obtain the final model. Empirical results on several benchmark datasets and theoretical analysis show that MinPrompt is able to achieve comparable or better results than baselines with a high degree of efficiency, bringing consistent improvements in F-1 scores.

Large language models hold significant potential for integrating various data types, such as text documents and database records, for advanced analytics. However, blending text and numerical data presents substantial challenges. LLMs need to process and cross-reference entities and numbers, handle data inconsistencies and redundancies, and develop planning capabilities such as building a working memory for managing complex data queries. In this paper, we introduce four novel tasks centered around sports data analytics to evaluate the numerical reasoning and information fusion capabilities of LLMs. These tasks involve providing LLMs with detailed, play-by-play sports game descriptions, then challenging them with adversarial scenarios such as new game rules, longer durations, scrambled narratives, and analyzing key statistics in game summaries. We conduct extensive experiments on NBA and NFL games to assess the performance of LLMs on these tasks. Our benchmark, SportsMetrics, introduces a new mechanism for assessing LLMs’ numerical reasoning and fusion skills.

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SciMON: Scientific Inspiration Machines Optimized for Novelty
Qingyun Wang | Doug Downey | Heng Ji | Tom Hope

We explore and enhance the ability of neural language models to generate novel scientific directions grounded in literature. Work on literature-based hypothesis generation has traditionally focused on binary link prediction—severely limiting the expressivity of hypotheses. This line of work also does not focus on optimizing novelty. We take a dramatic departure with a novel setting in which models use as input background contexts (e.g., problems, experimental settings, goals), and output natural language ideas grounded in literature. We present SciMON, a modeling framework that uses retrieval of “inspirations” from past scientific papers, and explicitly optimizes for novelty by iteratively comparing to prior papers and updating idea suggestions until sufficient novelty is achieved. Comprehensive evaluations reveal that GPT-4 tends to generate ideas with overall low technical depth and novelty, while our methods partially mitigate this issue. Our work represents a first step toward evaluating and developing language models that generate new ideas derived from the scientific literature. Code, data, and resources are publicly available for research purposes: https://github.com/eaglew/clbd.

We introduce EVL_Gen, a streamlined framework designed for the pre-training of visually conditioned language generation models with high computational demands, utilizing frozen pre-trained large language models (LLMs). The conventional approach in vision-language pre-training (VLP) typically involves a two-stage optimization process: an initial resource-intensive phase dedicated to general-purpose vision-language representation learning, focused on extracting and consolidating relevant visual features. This is followed by a subsequent phase that emphasizes end-to-end alignment between visual and linguistic modalities. Our novel one-stage, single-loss framework bypasses the computationally demanding first training stage by gradually merging similar visual tokens during training, while avoiding model collapse caused by single-stage training of BLIP-2 type models. The gradual merging process effectively condenses visual information while preserving semantic richness, resulting in rapid convergence without compromising performance. Our experimental findings demonstrate that our approach accelerates the training of vision-language models by a factor of 5 without a noticeable impact on overall performance. Furthermore, we illustrate that our models significantly narrow the performance gap to current vision-language models using only 1/10 of the data. Finally, we showcase how our image-text models can seamlessly adapt to video-conditioned language generation tasks through novel soft attentive temporal token contextualizing modules. Code: https://github.com/yiren-jian/EVLGen

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Confidence Under the Hood: An Investigation into the Confidence-Probability Alignment in Large Language Models
Abhishek Kumar | Robert Morabito | Sanzhar Umbet | Jad Kabbara | Ali Emami

As the use of Large Language Models (LLMs) becomes more widespread, understanding their self-evaluation of confidence in generated responses becomes increasingly important as it is integral to the reliability of the output of these models. We introduce the concept of Confidence-Probability Alignment, that connects an LLM’s internal confidence, quantified by token probabilities, to the confidence conveyed in the model’s response when explicitly asked about its certainty. Using various datasets and prompting techniques that encourage model introspection, we probe the alignment between models’ internal and expressed confidence. These techniques encompass using structured evaluation scales to rate confidence, including answer options when prompting, and eliciting the model’s confidence level for outputs it does not recognize as its own. Notably, among the models analyzed, OpenAI’s GPT-4 showed the strongest confidence-probability alignment, with an average Spearman’s ̂𝜌 of 0.42, across a wide range of tasks. Our work contributes to the ongoing efforts to facilitate risk assessment in the application of LLMs and to further our understanding of model trustworthiness.

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Retrieval-Augmented Multilingual Knowledge Editing
Weixuan Wang | Barry Haddow | Alexandra Birch

Knowledge represented in Large Language Models (LLMs) is quite often incorrect and can also become obsolete over time. Updating knowledge via fine-tuning is computationally resource-hungry and not reliable, and so knowledge editing (KE) has developed as an effective and economical alternative to inject new knowledge or to fix factual errors in LLMs. Although there has been considerable interest in this area, current KE research exclusively focuses on monolingual settings, typically in English. However, what happens if the new knowledge is supplied in one language, but we would like to query an LLM in a different language? To address the problem of multilingual knowledge editing, we propose Retrieval-Augmented Multilingual Knowledge Editor (ReMaKE) to update knowledge in LLMs. ReMaKE can be used to perform model-agnostic knowledge editing in a multilingual setting. ReMaKE concatenates the new knowledge retrieved from a multilingual knowledge base with users’ prompts before querying an LLM. Our experimental results show that ReMaKE outperforms baseline knowledge editing methods by a significant margin and is scalable to real-word application scenarios. Our multilingual knowledge editing dataset (MzsRE) in 12 languages, the code, and additional project information are available at https://github.com/weixuan-wang123/ReMaKE.

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Picturing Ambiguity: A Visual Twist on the Winograd Schema Challenge
Brendan Park | Madeline Janecek | Naser Ezzati-Jivan | Yifeng Li | Ali Emami

Large Language Models (LLMs) have demonstrated remarkable success in tasks like the Winograd Schema Challenge (WSC), showcasing advanced textual common-sense reasoning. However, applying this reasoning to multimodal domains, where understanding text and images together is essential, remains a substantial challenge. To address this, we introduce WinoVis, a novel dataset specifically designed to probe text-to-image models on pronoun disambiguation within multimodal contexts. Utilizing GPT-4 for prompt generation and Diffusion Attentive Attribution Maps (DAAM) for heatmap analysis, we propose a novel evaluation framework that isolates the models’ ability in pronoun disambiguation from other visual processing challenges. Evaluation of successive model versions reveals that, despite incremental advancements, Stable Diffusion 2.0 achieves a precision of 56.7% on WinoVis, only marginally surpassing random guessing. Further error analysis identifies important areas for future research aimed at advancing text-to-image models in their ability to interpret and interact with the complex visual world.

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Subtle Biases Need Subtler Measures: Dual Metrics for Evaluating Representative and Affinity Bias in Large Language Models
Abhishek Kumar | Sarfaroz Yunusov | Ali Emami

Research on Large Language Models (LLMs) has often neglected subtle biases that, although less apparent, can significantly influence the models’ outputs toward particular social narratives. This study addresses two such biases within LLMs: representative bias, which denotes a tendency of LLMs to generate outputs that mirror the experiences of certain identity groups, and affinity bias, reflecting the models’ evaluative preferences for specific narratives or viewpoints. We introduce two novel metrics to measure these biases: the Representative Bias Score (RBS) and the Affinity Bias Score (ABS), and present the Creativity-Oriented Generation Suite (CoGS), a collection of open-ended tasks such as short story writing and poetry composition, designed with customized rubrics to detect these subtle biases. Our analysis uncovers marked representative biases in prominent LLMs, with a preference for identities associated with being white, straight, and men. Furthermore, our investigation of affinity bias reveals distinctive evaluative patterns within each model, akin to ‘bias fingerprints’. This trend is also seen in human evaluators, highlighting a complex interplay between human and machine bias perceptions.

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Framing in the Presence of Supporting Data: A Case Study in U.S. Economic News
Alexandria Leto | Elliot Pickens | Coen Needell | David Rothschild | Maria Leonor Pacheco

The mainstream media has much leeway in what it chooses to cover and how it covers it. These choices have real-world consequences on what people know and their subsequent behaviors. However, the lack of objective measures to evaluate editorial choices makes research in this area particularly difficult. In this paper, we argue that there are newsworthy topics where objective measures exist in the form of supporting data and propose a computational framework to analyze editorial choices in this setup. We focus on the economy because the reporting of economic indicators presents us with a relatively easy way to determine both the selection and framing of various publications. Their values provide a ground truth of how the economy is doing relative to how the publications choose to cover it. To do this, we define frame prediction as a set of interdependent tasks. At the article level, we learn to identify the reported stance towards the general state of the economy. Then, for every numerical quantity reported in the article, we learn to identify whether it corresponds to an economic indicator and whether it is being reported in a positive or negative way. To perform our analysis, we track six American publishers and each article that appeared in the top 10 slots of their landing page between 2015 and 2023.

Multimodal Large Language Models (MLLMs) have demonstrated proficiency in handling a variety of visual-language tasks. However, current MLLM benchmarks are predominantly designed to evaluate reasoning based on static information about a single image, and the ability of modern MLLMs to extrapolate from image sequences, which is essential for understanding our ever-changing world, has been less investigated. To address this challenge, this paper introduces Mementos, a new benchmark designed to assess MLLMs’ sequential image reasoning abilities. Mementos features 4,761 diverse image sequences with varying lengths. We also employ a GPT-4 assisted method to evaluate MLLM reasoning performance. Through a careful evaluation of nine recent MLLMs on Mementos, including GPT-4V and Gemini, we find that they struggle to accurately describe dynamic information about given image sequences, often leading to hallucinations/misrepresentations of objects and their corresponding behaviors. Our quantitative analysis and case studies identify three key factors impacting MLLMs’ sequential image reasoning: the correlation between object and behavioral hallucinations, the influence of co-occurring behaviors, and the compounding impact of behavioral hallucinations.

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TTM-RE: Memory-Augmented Document-Level Relation Extraction
Chufan Gao | Xuan Wang | Jimeng Sun

Document-level relation extraction aims to categorize the association between any two entities within a document.We find that previous methods for document-level relation extraction are ineffective in exploiting the full potential of large amounts of training data with varied noise levels. For example, in the ReDocRED benchmark dataset, state-of-the-art methods trained on the large-scale, lower-quality, distantly supervised training data generally do not perform better than those trained solely on the smaller, high-quality, human-annotated training data. To unlock the full potential of large-scale noisy training data for document-level relation extraction, we propose TTM-RE, a novel approach that integrates a trainable memory module, known as the Token Turing Machine, with a noisy-robust loss function that accounts for the positive-unlabeled setting. The trainable memory module enhances knowledge extraction from the large-scale noisy training dataset through an explicit learning of the memory tokens and a soft integration of the learned memory tokens into the input representation, thereby improving the model’s effectiveness for the final relation classification. Extensive experiments on ReDocRED, a benchmark dataset for document-level relation extraction, reveal that TTM-RE achieves state-of-the-art performance (with an absolute F1 score improvement of over 3%). Ablation studies further illustrate the superiority of TTM-RE in other domains (the ChemDisGene dataset in the biomedical domain) and under highly unlabeled settings.

This work aims to build a text embedder that can capture characteristics of texts specified by user instructions clarifying the similarity criterion. While previous methods improve general task awareness by injecting the instruction information into encoding, they fail to be sensitive to clearer criteria like “evaluate similarity based on emotion”. We instead propose a different viewpoint, which treats the instruction as a “question” about the input text and encodes the expected answers to obtain the representation accordingly. Intuitively, texts with the same (implicit) semantics would share similar answers following the instruction, thus leading to more similar representations. Specifically, we propose InBedder that instantiates this learning-to-answer idea by only fine-tuning language models via abstractive question answering tasks. Despite its simplicity, InBedder demonstrates significantly improved instruction-following capabilities according to our proposed instruction awareness tests and instruction robustness tests, when applied to language models with large language models (LLMs) (e.g., llama-2-7b) and smaller encoder-based LMs (e.g., roberta-large). Additionally, our qualitative analysis of clustering outcomes, achieved by applying diverse instructions to the same unlabeled corpus, demonstrates a high degree of interpretability in the clusters formed.

Language models (LMs) have achieved notable success in numerous NLP tasks, employing both fine-tuning and in-context learning (ICL) methods. While language models demonstrate exceptional performance, they face robustness challenges due to spurious correlations arising from imbalanced label distributions in training data or ICL exemplars. Previous research has primarily concentrated on word, phrase, and syntax features, neglecting the concept level, often due to the absence of concept labels and difficulty in identifying conceptual content in input texts. This paper introduces two main contributions. First, we employ ChatGPT to assign concept labels to texts, assessing concept bias in models during fine-tuning or ICL on test data. We find that LMs, when encountering spurious correlations between a concept and a label in training or prompts, resort to shortcuts for predictions. Second, we introduce a data rebalancing technique that incorporates ChatGPT-generated counterfactual data, thereby balancing label distribution and mitigating spurious correlations. Our method’s efficacy, surpassing traditional token removal approaches, is validated through extensive testing.

Large language models have demonstrated impressive performance on commonsense tasks; however, these tasks are often posed as multiple-choice questions, allowing models to exploit systematic biases. Commonsense is also inherently probabilistic with multiple correct answers. The purpose of “boiling water” could be making tea, cooking but also could be killing germs. Existing tasks do not capture the probabilistic nature of common sense. To this end, we present commonsense frame completion (CFC), a new generative task that evaluates common sense via multiple open-ended generations. We also propose a method of probabilistic evaluation that strongly correlates with human judgments. Humans drastically outperform strong language model baselines on our dataset, indicating this approach is both a challenging and useful evaluation of machine common sense.

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GradSafe: Detecting Jailbreak Prompts for LLMs via Safety-Critical Gradient Analysis
Yueqi Xie | Minghong Fang | Renjie Pi | Neil Gong

Large Language Models (LLMs) face threats from jailbreak prompts. Existing methods for detecting jailbreak prompts are primarily online moderation APIs or finetuned LLMs. These strategies, however, often require extensive and resource-intensive data collection and training processes. In this study, we propose GradSafe, which effectively detects jailbreak prompts by scrutinizing the gradients of safety-critical parameters in LLMs. Our method is grounded in a pivotal observation: the gradients of an LLM’s loss for jailbreak prompts paired with compliance response exhibit similar patterns on certain safety-critical parameters. In contrast, safe prompts lead to different gradient patterns. Building on this observation, GradSafe analyzes the gradients from prompts (paired with compliance responses) to accurately detect jailbreak prompts. We show that GradSafe, applied to Llama-2 without further training, outperforms Llama Guard—despite its extensive finetuning with a large dataset—in detecting jailbreak prompts. This superior performance is consistent across both zero-shot and adaptation scenarios, as evidenced by our evaluations on ToxicChat and XSTest. The source code is available at https://github.com/xyq7/GradSafe.

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Pouring Your Heart Out: Investigating the Role of Figurative Language in Online Expressions of Empathy
Gyeongeun Lee | Christina Wong | Meghan Guo | Natalie Parde

Empathy is a social mechanism used to support and strengthen emotional connection with others, including in online communities. However, little is currently known about the nature of these online expressions, nor the particular factors that may lead to their improved detection. In this work, we study the role of a specific and complex subcategory of linguistic phenomena, figurative language, in online expressions of empathy. Our extensive experiments reveal that incorporating features regarding the use of metaphor, idiom, and hyperbole into empathy detection models improves their performance, resulting in impressive maximum F1 scores of 0.942 and 0.809 for identifying posts without and with empathy, respectively.

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An Information-Theoretic Approach to Analyze NLP Classification Tasks
Luran Wang | Mark Gales | Vatsal Raina

Understanding the contribution of the inputs on the output is useful across many tasks. This work provides an information-theoretic framework to analyse the influence of inputs for text classification tasks. Natural language processing (NLP) tasks take either a single or multiple text elements to predict an output variable. Each text element has two components: the semantic meaning and a linguistic realization. Multiple-choice reading comprehension (MCRC) and sentiment classification (SC) are selected to showcase the framework. For MCRC, it is found that the relative context influence on the output reduces on more challenging datasets. In particular, more challenging contexts allows greater variation in the question complexity. Hence, test creators need to carefully consider the choice of the context when designing multiple-choice questions for assessment. For SC, it is found the semantic meaning of the input dominates compared to its linguistic realization when determining the sentiment. The framework is made available at: https://github.com/WangLuran/nlp-element-influence.

Conversational systems often rely on embedding models for intent classification and intent clustering tasks. The advent of Large Language Models (LLMs), which enable instructional embeddings allowing one to adjust semantics over the embedding space using prompts, are being viewed as a panacea for these downstream conversational tasks. However, traditional evaluation benchmarks rely solely on task metrics that don’t particularly measure gaps related to semantic understanding. Thus, we propose an intent semantic toolkit that gives a more holistic view of intent embedding models by considering three tasks– (1) intent classification, (2) intent clustering, and (3) a novel triplet task. The triplet task gauges the model’s understanding of two semantic concepts paramount in real-world conversational systems– negation and implicature. We observe that current embedding models fare poorly in semantic understanding of these concepts. To address this, we propose a pre-training approach to improve the embedding model by leveraging augmentation with data generated by an auto-regressive model and a contrastive loss term. Our approach improves the semantic understanding of the intent embedding model on the aforementioned linguistic dimensions while slightly effecting their performance on downstream task metrics.

Thousands of the world’s languages are in danger of extinction—a tremendous threat to cultural identities and human language diversity. Interlinear Glossed Text (IGT) is a form of linguistic annotation that can support documentation and resource creation for these languages’ communities. IGT typically consists of (1) transcriptions, (2) morphological segmentation, (3) glosses, and (4) free translations to a majority language. We propose Wav2Gloss: a task in which these four annotation components are extracted automatically from speech, and introduce the first dataset to this end, Fieldwork: a corpus of speech with all these annotations, derived from the work of field linguists, covering 37 languages, with standard formatting, and train/dev/test splits. We provide various baselines to lay the groundwork for future research on IGT generation from speech, such as end-to-end versus cascaded, monolingual versus multilingual, and single-task versus multi-task approaches.

Is it possible accurately classify political relations within evolving event ontologies without extensive annotations? This study investigates zero-shot learning methods that use expert knowledge from existing annotation codebook, and evaluates the performance of advanced ChatGPT (GPT-3.5/4) and a natural language inference (NLI)-based model called ZSP. ChatGPT uses codebook’s labeled summaries as prompts, whereas ZSP breaks down the classification task into context, event mode, and class disambiguation to refine task-specific hypotheses. This decomposition enhances interpretability, efficiency, and adaptability to schema changes. The experiments reveal ChatGPT’s strengths and limitations, and crucially show ZSP’s outperformance of dictionary-based methods and its competitive edge over some supervised models. These findings affirm the value of ZSP for validating event records and advancing ontology development. Our study underscores the efficacy of leveraging transfer learning and existing domain expertise to enhance research efficiency and scalability.

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SPOR: A Comprehensive and Practical Evaluation Method for Compositional Generalization in Data-to-Text Generation
Ziyao Xu | Houfeng Wang

Compositional generalization is an important ability of language models and has many different manifestations. For data-to-text generation, previous research on this ability is limited to a single manifestation called Systematicity and lacks consideration of large language models (LLMs), which cannot fully cover practical application scenarios. In this work, we propose SPOR, a comprehensive and practical evaluation method for compositional generalization in data-to-text generation. SPOR includes four aspects of manifestations (Systematicity, Productivity, Order invariance, and Rule learnability) and allows high-quality evaluation without additional manual annotations based on existing datasets. We demonstrate SPOR on two different datasets and evaluate some existing language models including LLMs. We find that the models are deficient in various aspects of the evaluation and need further improvement. Our work shows the necessity for comprehensive research on different manifestations of compositional generalization in data-to-text generation and provides a framework for evaluation.

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OPEx: A Component-Wise Analysis of LLM-Centric Agents in Embodied Instruction Following
Haochen Shi | Zhiyuan Sun | Xingdi Yuan | Marc-Alexandre Côté | Bang Liu

Embodied Instruction Following (EIF) is a crucial task in embodied learning, requiring agents to interact with their environment through egocentric observations to fulfill natural language instructions. Recent advancements have seen a surge in employing large language models (LLMs) within a framework-centric approach to enhance performance in embodied learning tasks, including EIF. Despite these efforts, there exists a lack of a unified understanding regarding the impact of various components—ranging from visual perception to action execution—on task performance. To address this gap, we introduce OPEx, a comprehensive framework that delineates the core components essential for solving embodied learning tasks: Observer, Planner, and Executor. Through extensive evaluations, we provide a deep analysis of how each component influences EIF task performance. Furthermore, we innovate within this space by integrating a multi-agent design into the Planner component of our LLM-centric architecture, further enhancing task performance. Our findings reveal that LLM-centric design markedly improves EIF outcomes, identify visual perception and low-level action execution as critical bottlenecks, and demonstrate that augmenting LLMs with a multi-agent framework further elevates performance.

Multimodal Large Language Models (MLLMs) have demonstrated remarkable proficiency in diverse tasks across different domains, with an increasing focus on improving their zero-shot generalization capabilities for unseen multimodal tasks. Multimodal instruction tuning has emerged as a successful strategy for achieving zero-shot generalization by fine-tuning pre-trained models on diverse multimodal tasks through instructions. As MLLMs grow in complexity and size, the need for parameter-efficient fine-tuning methods like Low-Rank Adaption (LoRA), which fine-tunes with a minimal set of parameters, becomes essential. However, applying LoRA in multimodal instruction tuning presents the challenge of task interference, which leads to performance degradation, especially when dealing with a broad array of multimodal tasks. To address this, this paper introduces a novel approach that integrates multimodal instruction tuning with Conditional Mixture-of-LoRA (MixLoRA). It innovates upon LoRA by dynamically constructing low-rank adaptation matrices tailored to the unique demands of each input instance, aiming to mitigate task interference. Experimental results on various multimodal evaluation datasets indicate that MixLoRA not only outperforms the conventional LoRA with the same or even higher ranks, demonstrating its efficacy and adaptability in diverse multimodal tasks.

Medical text generation aims to assist with administrative work and highlight salient information to support decision-making.To reflect the specific requirements of medical text, in this paper, we propose a set of metrics to evaluate the completeness, conciseness, and attribution of the generated text at a fine-grained level. The metrics can be computed by various types of evaluators including instruction-following (both proprietary and open-source) and supervised entailment models. We demonstrate the effectiveness of the resulting framework, DocLens, with three evaluators on three tasks: clinical note generation, radiology report summarization, and patient question summarization. A comprehensive human study shows that DocLens exhibits substantially higher agreement with the judgments of medical experts than existing metrics. The results also highlight the need to improve open-source evaluators and suggest potential directions. We released the code at https://github.com/yiqingxyq/DocLens.

This paper presents FoFo, a pioneering benchmark for evaluating large language models’ (LLMs) ability to follow complex, domain-specific formats, a crucial yet under-examined capability for their application as AI agents. Despite LLMs’ advancements, existing benchmarks fail to assess their format-following proficiency adequately. FoFo fills this gap with a diverse range of real-world formats and instructions, developed through an AI-Human collaborative method. Our evaluation across both open-source (e.g., Llama 2, WizardLM) and closed-source (e.g., GPT-4, PALM2, Gemini) LLMs highlights three key findings: open-source models significantly lag behind closed-source ones in format adherence; LLMs’ format-following performance is independent of their content generation quality; and LLMs’ format proficiency varies across different domains. These insights suggest the need for specialized tuning for format-following skills and highlight FoFo’s role in guiding the selection of domain-specific AI agents. FoFo will be publicly released, contributing a critical tool for advancing LLM evaluation and application.

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Hyper-CL: Conditioning Sentence Representations with Hypernetworks
Young Yoo | Jii Cha | Changhyeon Kim | Taeuk Kim

While the introduction of contrastive learning frameworks in sentence representation learning has significantly contributed to advancements in the field, it still remains unclear whether state-of-the-art sentence embeddings can capture the fine-grained semantics of sentences, particularly when conditioned on specific perspectives.In this paper, we introduce Hyper-CL, an efficient methodology that integrates hypernetworks with contrastive learning to compute conditioned sentence representations.In our proposed approach, the hypernetwork is responsible for transforming pre-computed condition embeddings into corresponding projection layers. This enables the same sentence embeddings to be projected differently according to various conditions.Evaluation on two representative conditioning benchmarks, namely conditional semantic text similarity and knowledge graph completion, demonstrates that Hyper-CL is effective in flexibly conditioning sentence representations, showcasing its computational efficiency at the same time.We also provide a comprehensive analysis of the inner workings of our approach, leading to a better interpretation of its mechanisms.

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Analysis of Multi-Source Language Training in Cross-Lingual Transfer
Seonghoon Lim | Taejun Yun | Jinhyeon Kim | Jihun Choi | Taeuk Kim

The successful adaptation of multilingual language models (LMs) to a specific language-task pair critically depends on the availability of data tailored for that condition. While cross-lingual transfer (XLT) methods have contributed to addressing this data scarcity problem, there still exists ongoing debate about the mechanisms behind their effectiveness.In this work, we focus on one of promising assumptions about inner workings of XLT, that it encourages multilingual LMs to place greater emphasis on language-agnostic or task-specific features. We test this hypothesis by examining how the patterns of XLT change with a varying number of source languages involved in the process.Our experimental findings show that the use of multiple source languages in XLT-a technique we term Multi-Source Language Training (MSLT)-leads to increased mingling of embedding spaces for different languages, supporting the claim that XLT benefits from making use of language-independent information. On the other hand, we discover that using an arbitrary combination of source languages does not always guarantee better performance. We suggest simple heuristics for identifying effective language combinations for MSLT and empirically prove its effectiveness.

We present ABEX, a novel and effective generative data augmentation methodology for low-resource Natural Language Understanding (NLU) tasks. ABEX is based on ABstract-and-EXpand, a novel paradigm for generating diverse forms of an input document – we first convert a document into its concise, abstract description and then generate new documents based on expanding the resultant abstraction. To learn the task of expanding abstract descriptions, we first train BART on a large-scale synthetic dataset with abstract-document pairs. Next, to generate abstract descriptions for a document, we propose a simple, controllable, and training-free method based on editing AMR graphs. ABEX brings the best of both worlds: by expanding from abstract representations, it preserves the original semantic properties of the documents, like style and meaning, thereby maintaining alignment with the original label and data distribution. At the same time, the fundamental process of elaborating on abstract descriptions facilitates diverse generations. We demonstrate the effectiveness of ABEX on 4 NLU tasks spanning 12 datasets and 4 low-resource settings. ABEX outperforms all our baselines qualitatively with improvements of 0.04% - 38.8%. Qualitatively, ABEX outperforms all prior methods from literature in terms of context and length diversity.

We present Belebele, a multiple-choice machine reading comprehension (MRC) dataset spanning 122 language variants. Significantly expanding the language coverage of natural language understanding (NLU) benchmarks, this dataset enables the evaluation of text models in high-, medium-, and low-resource languages. Each question is based on a short passage from the FLORES-200 dataset and has four multiple-choice answers. The questions were carefully curated to discriminate between models with different levels of general language comprehension. The English dataset on its own proves difficult enough to challenge state-of-the-art language models. Being fully parallel, this dataset enables direct comparison of model performance across all languages. We use this dataset to evaluate the capabilities of multilingual masked language models (MLMs) and large language models (LLMs). We present extensive results and findings, notably that despite significant cross-lingual transfer in English-centric LLMs, much smaller MLMs pretrained on balanced multilingual data still understand far more languages. Overall, Belebele opens up new avenues for evaluating and analyzing the multilingual capabilities of NLP systems.

Recent advances in Automated Theorem Proving have shown the effectiveness of leveraging a (large) language model that generates tactics (i.e. proof steps) to search through proof states. The current model, while trained solely on successful proof paths, faces a discrepancy at the inference stage, as it must sample and try various tactics at each proof state until finding success, unlike its training which does not incorporate learning from failed attempts. Intuitively, a tactic that leads to a failed search path would indicate that similar tactics should receive less attention during the following trials. In this paper, we demonstrate the benefit of training models that additionally learn from failed search paths. Facing the lack of such trial-and-error data in existing open-source theorem-proving datasets, we curate a dataset on intuitionistic propositional logic theorems and formalize it in Lean, such that we can reliably check the correctness of proofs. We compare our model trained on relatively short trial-and-error information (TrialMaster) with models trained only on the correct paths and discover that the former solves more unseen theorems with lower trial searches.

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Interactive Text-to-Image Retrieval with Large Language Models: A Plug-and-Play Approach
Saehyung Lee | Sangwon Yu | Junsung Park | Jihun Yi | Sungroh Yoon

In this paper, we primarily address the issue of dialogue-form context query within the interactive text-to-image retrieval task. Our methodology, PlugIR, actively utilizes the general instruction-following capability of LLMs in two ways. First, by reformulating the dialogue-form context, we eliminate the necessity of fine-tuning a retrieval model on existing visual dialogue data, thereby enabling the use of any arbitrary black-box model. Second, we construct the LLM questioner to generate non-redundant questions about the attributes of the target image, based on the information of retrieval candidate images in the current context. This approach mitigates the issues of noisiness and redundancy in the generated questions. Beyond our methodology, we propose a novel evaluation metric, Best log Rank Integral (BRI), for a comprehensive assessment of the interactive retrieval system. PlugIR demonstrates superior performance compared to both zero-shot and fine-tuned baselines in various benchmarks. Additionally, the two methodologies comprising PlugIR can be flexibly applied together or separately in various situations.

Navigating certain communication situations can be challenging due to individuals’ lack of skills and the interference of strong emotions. However, effective learning opportunities are rarely accessible. In this work, we conduct a human-centered study that uses language models to simulate bespoke communication training and provide just-in-time feedback to support the practice and learning of interpersonal effectiveness skills. We apply the interpersonal effectiveness framework from Dialectical Behavioral Therapy (DBT), DEAR MAN, which focuses on both conversational and emotional skills. We present IMBUE, an interactive training system that provides feedback 28% more similar to experts’ feedback, compared to that generated by GPT-4. IMBUE is the first to focus on communication skills and emotion management simultaneously, incorporate experts’ domain knowledge in providing feedback, and be grounded in psychology theory. Through a randomized trial of 86 participants, we find that IMBUE’s simulation-only variant significantly improves participants’ self-efficacy (up to 17%) and reduces negative emotions (up to 25%). With IMBUE’s additional just-in-time feedback, participants demonstrate 17% improvement in skill mastery, along with greater enhancements in self-efficacy (27% more) and reduction of negative emotions (16% more) compared to simulation-only. The improvement in skill mastery is the only measure that is transferred to new and more difficult situations; situation-specific training is necessary for improving self-efficacy and emotion reduction.

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Token-wise Influential Training Data Retrieval for Large Language Models
Huawei Lin | Jikai Long | Zhaozhuo Xu | Weijie Zhao

Given a Large Language Model (LLM) generation, how can we identify which training data led to this generation? In this paper, we proposed RapidIn, a scalable framework adapting to LLMs for estimating the influence of each training data. The proposed framework consists of two stages: caching and retrieval. First, we compress the gradient vectors by over 200,000x, allowing them to be cached on disk or in GPU/CPU memory. Then, given a generation, RapidIn efficiently traverses the cached gradients to estimate the influence within minutes, achieving over a 6,326x speedup. Moreover, RapidIn supports multi-GPU parallelization to substantially accelerate caching and retrieval. Our empirical result confirms the efficiency and effectiveness of RapidIn.

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Tree-of-Counterfactual Prompting for Zero-Shot Stance Detection
Maxwell Weinzierl | Sanda Harabagiu

Stance detection enables the inference of attitudes from human communications. Automatic stance identification was mostly cast as a classification problem. However, stance decisions involve complex judgments, which can be nowadays generated by prompting Large Language Models (LLMs). In this paper we present a new method for stance identification which (1) relies on a new prompting framework, called Tree-of-Counterfactual prompting; (2) operates not only on textual communications, but also on images; (3) allows more than one stance object type; and (4) requires no examples of stance attribution, thus it is a “Tabula Rasa” Zero-Shot Stance Detection (TR-ZSSD) method. Our experiments indicate surprisingly promising results, outperforming fine-tuned stance detection systems.

Autonomous agents capable of planning, reasoning, and executing actions on the web offer a promising avenue for automating computer tasks. However, the majority of existing benchmarks primarily focus on text-based agents, neglecting many natural tasks that require visual information to effectively solve. Given that most computer interfaces cater to human perception, visual information often augments textual data in ways that text-only models struggle to harness effectively. To bridge this gap, we introduce VisualWebArena, a benchmark designed to assess the performance of multimodal web agents on *realistic visually grounded tasks*. VisualWebArena comprises of a set of diverse and complex web-based tasks that evaluate various capabilities of autonomous multimodal agents. To perform on this benchmark, agents need to accurately process image-text inputs, interpret natural language instructions, and execute actions on websites to accomplish user-defined objectives. We conduct an extensive evaluation of state-of-the-art LLM-based autonomous agents, including several multimodal models. Through extensive quantitative and qualitative analysis, we identify several limitations of text-only LLM agents, and reveal gaps in the capabilities of state-of-the-art multimodal language agents. VisualWebArena provides a framework for evaluating multimodal autonomous language agents, and offers insights towards building stronger autonomous agents for the web.

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FineSurE: Fine-grained Summarization Evaluation using LLMs
Hwanjun Song | Hang Su | Igor Shalyminov | Jason Cai | Saab Mansour

Automated evaluation is crucial for streamlining text summarization benchmarking and model development, given the costly and time-consuming nature of human evaluation. Traditional methods like ROUGE do not correlate well with human judgment, while recently proposed LLM-based metrics provide only summary-level assessment using Likert-scale scores. This limits deeper model analysis, e.g., we can only assign one hallucination score at the summary level, while at the sentence level, we can count sentences containing hallucinations. To remedy those limitations, we propose FineSurE, a fine-grained evaluator specifically tailored for the summarization task using large language models (LLMs). It also employs completeness and conciseness criteria, in addition to faithfulness, enabling multi-dimensional assessment. We compare various open-source and proprietary LLMs as backbones for FineSurE. In addition, we conduct extensive benchmarking of FineSurE against SOTA methods including NLI-, QA-, and LLM-based methods, showing improved performance especially on the completeness and conciseness dimensions. The code is available at https://github.com/DISL-Lab/FineSurE.

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Tuning Large Multimodal Models for Videos using Reinforcement Learning from AI Feedback
Daechul Ahn | Yura Choi | Youngjae Yu | Dongyeop Kang | Jonghyun Choi

Recent advancements in large language models have influenced the development of video large multimodal models (VLMMs). Previous approaches for VLMMs involve Supervised Fine-Tuning (SFT) with instruction-tuned datasets, integrating LLM with visual encoders, and additional learnable parameters. Here, aligning video with text, and vice versa, remains a challenge, primarily due to the insufficient quality and quantity of multimodal instruction-tune data compared to that of text-only. This discrepancy often results in alignments that poorly ground the video content. To address this, we present a novel alignment strategy that employs a multimodal AI system equipped with Reinforcement Learning from AI Feedback (RLAIF), providing self-preference feedback to refine itself and facilitating the alignment of video and text modalities. Our approach uniquely integrates detailed video descriptions as context into a multimodal AI system during the preference feedback generation to enrich the understanding of video content, a process we call context-aware reward modeling. Empirical evaluations on various video benchmarks demonstrate that our VLM-RLAIF outperforms existing approaches, including the SFT model. We commit to open-sourcing our code, models, and datasets to foster further research in this area.

For text-to-image generation, automatically refining user-provided natural language prompts into the keyword-enriched prompts favored by systems is essential for the user experience. Such a prompt refinement process is analogous to translating the prompt from “user languages” into “system languages”. However, the scarcity of such parallel corpora makes it difficult to train a prompt refinement model. Inspired by zero-shot machine translation techniques, we introduce Prompt Refinement with Image Pivot (PRIP). PRIP innovatively uses the latent representation of a user-preferred image as an intermediary “pivot” between the user and system languages. It decomposes the refinement process into two data-rich tasks: inferring representations of user-preferred images from user languages and subsequently translating image representations into system languages. Thus, it can leverage abundant data for training. Extensive experiments show that PRIP substantially outperforms a wide range of baselines and effectively transfers to unseen systems in a zero-shot manner.

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Striking Gold in Advertising: Standardization and Exploration of Ad Text Generation
Masato Mita | Soichiro Murakami | Akihiko Kato | Peinan Zhang

In response to the limitations of manual ad creation, significant research has been conducted in the field of automatic ad text generation (ATG). However, the lack of comprehensive benchmarks and well-defined problem sets has made comparing different methods challenging. To tackle these challenges, we standardize the task of ATG and propose a first benchmark dataset, CAMERA, carefully designed and enabling the utilization of multi-modal information and facilitating industry-wise evaluations. Our extensive experiments with a variety of nine baselines, from classical methods to state-of-the-art models including large language models (LLMs), show the current state and the remaining challenges. We also explore how existing metrics in ATG and an LLM-based evaluator align with human evaluations.

Abstraction ability is crucial in human intelligence, which can also benefit various tasks in NLP study. Existing work shows that LLMs are deficient in abstract ability, and how to improve it remains unexplored. In this work, we design the framework AbsInstruct to enhance LLMs’ abstraction ability through instruction tuning. The framework builds instructions with in-depth explanations to assist LLMs in capturing the underlying rationale of abstraction. Meanwhile, we introduce a plausibility estimator to select instructions that are more consistent with the abstraction knowledge of LLMs to be aligned. Then, our framework combines abstraction instructions with general-purpose ones to build a hybrid dataset. Extensive experiments and analyses demonstrate that our framework can considerably enhance LLMs’ abstraction ability with strong generalization performance while maintaining their general instruction-following abilities.

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Reflect-RL: Two-Player Online RL Fine-Tuning for LMs
Runlong Zhou | Simon Du | Beibin Li

As language models (LMs) demonstrate their capabilities in various fields, their application to tasks requiring multi-round interactions has become increasingly popular. These tasks usually have complex dynamics, so supervised fine-tuning (SFT) on a limited offline dataset does not yield good performance. However, only a few works attempted to directly train the LMs within interactive decision-making environments. We aim to create an effective approach to fine-tune LMs with online reinforcement learning (RL) in these environments. We propose Reflect-RL, a two-player system to fine-tune an LM using SFT and online RL, where a frozen reflection model (player) assists the policy model (player). To generate data for the warm-up SFT stage, we use negative example generation to enhance the error-correction ability of the reflection model. Furthermore, we designed single-prompt action enumeration and applied curriculum learning to allow the policy model to learn more efficiently. Empirically, we verify that Reflect-RL outperforms SFT and online RL without reflection. Testing results indicate GPT-2 XL 1.56B fine-tuned with Reflect-RL outperforms larger open-source LMs, such as Mistral 7B. The benchmarks, dataset, and code involved in this work are publicly available: https://github.com/zhourunlong/Reflect-RL.

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Can ChatGPT’s Performance be Improved on Verb Metaphor Detection Tasks? Bootstrapping and Combining Tacit Knowledge
Cheng Yang | Puli Chen | Qingbao Huang

Metaphors detection, as an important task in the field of NLP, has been receiving sustained academic attention in recent years. Current researches focus supervised metaphors detection systems, which usually require large-scale, high-quality labeled data support. The emerge of large language models (e.g., ChatGPT) has made many NLP tasks (e.g., automatic summarization and dialogue systems) a qualitative leap. However, it is worth noting that the use of ChatGPT for unsupervised metaphors detection is often challenged with less-than-expected performance. Therefore, the aim of our work is to explore how to bootstrap and combine ChatGPT by detecting the most prevalent verb metaphors among metaphors. Our approach first utilizes ChatGPT to obtain literal collocations of target verbs and subject-object pairs of verbs in the text to be detected. Subsequently, these literal collocations and subject-object pairs are mapped to the same set of topics, and finally the verb metaphors are detected through the analysis of entailment relations. The experimental results show that our method achieves the best performance on the unsupervised verb metaphors detection task compared to existing unsupervised methods or direct prediction using ChatGPT. Our code is available at https://github.com/VILAN-Lab/Unsupervised-Metaphor-Detection.

The surge in Large Language Models (LLMs) has revolutionized natural language processing, but fine-tuning them for specific tasks often encounters challenges in balancing performance and preserving general instruction-following abilities. In this paper, we posit that the distribution gap between task datasets and the LLMs serves as the primary underlying cause. To address the problem, we introduce Self-Distillation Fine-Tuning (SDFT), a novel approach that bridges the distribution gap by guiding fine-tuning with a distilled dataset generated by the model itself to match its original distribution. Experimental results on the Llama-2-chat model across various benchmarks demonstrate that SDFT effectively mitigates catastrophic forgetting while achieving comparable or superior performance on downstream tasks compared to the vanilla fine-tuning. Moreover, SDFT demonstrates the potential to maintain the helpfulness and safety alignment of LLMs. Our code is available at https://github.com/sail-sg/sdft.

Retrieval-augmented generation integrates the capabilities of large language models with relevant information retrieved from an extensive corpus, yet encounters challenges when confronted with real-world noisy data. One recent solution is to train a filter module to find relevant content but only achieve suboptimal noise compression. In this paper, we propose to introduce the information bottleneck theory into retrieval-augmented generation. Our approach involves the filtration of noise by simultaneously maximizing the mutual information between compression and ground output, while minimizing the mutual information between compression and retrieved passage. In addition, we derive the formula of information bottleneck to facilitate its application in novel comprehensive evaluations, the selection of supervised fine-tuning data, and the construction of reinforcement learning rewards. Experimental results demonstrate that our approach achieves significant improvements across various question answering datasets, not only in terms of the correctness of answer generation but also in the conciseness with 2.5% compression rate.

Free-text rationales play a pivotal role in explainable NLP, bridging the knowledge and reasoning gaps behind a model’s decision-making. However, due to the diversity of potential reasoning paths and a corresponding lack of definitive ground truth, their evaluation remains a challenge. Existing metrics rely on the degree to which a rationale supports a target label, but we find these fall short in evaluating rationales that inadvertently leak the label. To address this problem, we propose RORA, a RObust free-text RAtionale evaluation against label leakage. RORA quantifies the new information supplied by a rationale to justify the label. This is achieved by assessing the conditional 𝒱-information (Hewitt et al., 2021) with a predictive family robust against leaky features that can be exploited by a small model. RORA consistently outperforms existing approaches in evaluating human-written, synthetic, or model-generated rationales, particularly demonstrating robustness against label leakage. We also show that RORA aligns well with human judgment, providing a more reliable and accurate measurement across diverse free-text rationales.

Current language model-driven agents often lack mechanisms for effective user participation, which is crucial given the vagueness commonly found in user instructions. Although adept at devising strategies and performing tasks, these agents struggle with seeking clarification and grasping precise user intentions. To bridge this gap, we introduce Intention-in-Interaction (IN3), a novel benchmark designed to inspect users’ implicit intentions through explicit queries. Next, we propose the incorporation of model experts as the upstream in agent designs to enhance user-agent interaction. Employing IN3, we empirically train Mistral-Interact, a powerful model that proactively assesses task vagueness, inquires about user intentions, and refines them into actionable goals before starting downstream agent task execution. Integrating it into the XAgent framework, we comprehensively evaluate the enhanced agent system regarding user instruction understanding and execution, revealing that our approach notably excels at identifying vague user tasks, recovering and summarizing critical missing information, setting precise and necessary agent execution goals, and minimizing redundant tool usage, thus boosting overall efficiency.

Large Language Models (LLMs) have revolutionized the field of natural language processing, but they fall short in comprehending biological sequences such as proteins. To address this challenge, we propose InstructProtein, an innovative LLM that possesses bidirectional generation capabilities in both human and protein languages: (i) taking a protein sequence as input to predict its textual function description and (ii) using natural language to prompt protein sequence generation. To achieve this, we first pre-train an LLM on both protein and natural language corpora, enabling it to comprehend individual languages. Then supervised instruction tuning is employed to facilitate the alignment of these two distinct languages. Herein, we introduce a knowledge graph-based instruction generation framework to construct a high-quality instruction dataset, addressing the annotation imbalance and the absence of instructional signals in the existing protein-text corpus. In particular, the instructions inherit the structural relations between proteins and function annotations in knowledge graphs, which empowers our model to engage in the causal modeling of protein functions, akin to the chain-of-thought processes in natural languages. Extensive experiments on bidirectional protein-text generation tasks show that InstructProtein outperforms state-of-the-art LLMs by a large margin.

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ConSiDERS-The-Human Evaluation Framework: Rethinking Human Evaluation for Generative Large Language Models
Aparna Elangovan | Ling Liu | Lei Xu | Sravan Babu Bodapati | Dan Roth

In this position paper, we argue that human evaluation of generative large language models (LLMs) should be a multidisciplinary undertaking that draws upon the insights from disciplines such as user experience research and human behavioral psychology to ensure that the experimental design and results are reliable. The conclusions from these evaluations, therefore, must consider factors such as usability, aesthetics and cognitive biases. We highlight how cognitive biases can conflate fluent information and truthfulness, and how cognitive uncertainty affects the reliability of rating scores such as Likert. Furthermore, the evaluation should differentiate the capabilities and weaknesses of increasingly powerful large language models - which requires effective test sets. Scalability of human evaluation is also crucial to wider adoption. Hence, to design an effective human evaluation system in the age of generative NLP we propose the ConSiDERS-The-Human evaluation framework consisting of 6 pillars - Consistency, Scoring Criteria, Differentiating, User Experience, Responsible, and Scalability.

Semantic textual similarity (STS) is a fundamental NLP task that measures the semantic similarity between a pair of sentences. In order to reduce the inherent ambiguity posed from the sentences, a recent work called Conditional STS (C-STS) has been proposed to measure the sentences’ similarity conditioned on a certain aspect. Despite the popularity of C-STS, we find that the current C-STS dataset suffers from various issues that could impede proper evaluation on this task. In this paper, we reannotate the C-STS validation set and observe an annotator discrepancy on 55% of the instances resulting from the annotation errors in the original label, ill-defined conditions, and the lack of clarity in the task definition. After a thorough dataset analysis, we improve the C-STS task by leveraging the models’ capability to understand the conditions under a QA task setting. With the generated answers, we present an automatic error identification pipeline that is able to identify annotation errors from the C-STS data with over 80% F1 score. We also propose a new method that largely improves the performance over baselines on the C-STS data by training the models with the answers. Finally we discuss the conditionality annotation based on the typed-feature structure (TFS) of entity types. We show in examples that the TFS is able to provide a linguistic foundation for constructing C-STS data with new conditions.

Reasoning, a fundamental cognitive process integral to human intelligence, has garnered substantial interest within artificial intelligence.Notably, recent studies have revealed that chain-of-thought prompting significantly enhances LLM’s reasoning capabilities, which attracts widespread attention from both academics and industry.In this paper, we systematically investigate relevant research, summarizing advanced methods through a meticulous taxonomy that offers novel perspectives.Moreover, we delve into the current frontiers and delineate the challenges and future directions, thereby shedding light on future research.Furthermore, we engage in a discussion about open questions.We hope this paper serves as an introduction for beginners and fosters future research.Resources have been made publicly available at https://github.com/zchuz/CoT-Reasoning-Survey

Grasping the concept of time is a fundamental facet of human cognition, indispensable for truly comprehending the intricacies of the world.Previous studies typically focus on specific aspects of time, lacking a comprehensive temporal reasoning benchmark.To address this, we propose TimeBench, a comprehensive hierarchical temporal reasoning benchmark that covers a broad spectrum of temporal reasoning phenomena.TimeBench provides a thorough evaluation for investigating the temporal reasoning capabilities of large language models.We conduct extensive experiments on GPT-4, LLaMA2, and other popular LLMs under various settings.Our experimental results indicate a significant performance gap between the state-of-the-art LLMs and humans, highlighting that there is still a considerable distance to cover in temporal reasoning.Besides, LLMs exhibit capability discrepancies across different reasoning categories.Furthermore, we thoroughly analyze the impact of multiple aspects on temporal reasoning and emphasize the associated challenges.We aspire for TimeBench to serve as a comprehensive benchmark, fostering research in temporal reasoning.Code and data are available at https://github.com/zchuz/TimeBench.

Large language models (LLMs) have demonstrated strong reasoning capabilities.Nevertheless, they still suffer from factual errors when tackling knowledge-intensive tasks.Retrieval-augmented reasoning represents a promising approach.However, significant challenges still persist, including inaccurate and insufficient retrieval for complex questions, as well as difficulty in integrating multi-source knowledge.To address this, we propose Beam Aggregation Reasoning (BeamAggR), a reasoning framework for knowledge-intensive multi-hop QA.BeamAggR explores and prioritizes promising answers at each hop of question.Concretely, we parse the complex questions into trees, which include atom and composite questions, followed by bottom-up reasoning.For atomic questions, the LLM conducts reasoning on multi-source knowledge to get answer candidates.For composite questions, the LLM combines beam candidates, explores multiple reasoning paths through probabilistic aggregation, and prioritizes the most promising trajectory.Extensive experiments on four open-domain multi-hop reasoning datasets show that our method significantly outperforms SOTA methods by 8.5%.Furthermore, our analysis reveals that BeamAggR elicits better knowledge collaboration and answer aggregation.

Analogical reasoning is a fundamental cognitive ability of humans. However, current language models (LMs) still struggle to achieve human-like performance in analogical reasoning tasks due to a lack of resources for model training. In this work, we address this gap by proposing ANALOGYKB, a million-scale analogy knowledge base (KB) derived from existing knowledge graphs (KGs). ANALOGYKB identifies two types of analogies from the KGs: 1) analogies of the same relations, which can be directly extracted from the KGs, and 2) analogies of analogous relations, which are identified with a selection and filtering pipeline enabled by large language models (LLMs), followed by minor human efforts for data quality control. Evaluations on a series of datasets of two analogical reasoning tasks (analogy recognition and generation) demonstrate that ANALOGYKB successfully enables both smaller LMs and LLMs to gain better analogical reasoning capabilities. Resources of this paper can be found at https://github.com/siyuyuan/analogykb.

A practical dialogue system requires the capacity for ongoing skill acquisition and adaptability to new tasks while preserving prior knowledge. However, current methods for Continual Dialogue State Tracking (DST), a crucial function of dialogue systems, struggle with the catastrophic forgetting issue and knowledge transfer between tasks. We present TaSL, a novel framework for task skill localization and consolidation that enables effective knowledge transfer without relying on memory replay. TaSL uses a novel group-wise technique to pinpoint task-specific and task-shared areas. Additionally, a fine-grained skill consolidation strategy protects task-specific knowledge from being forgotten while updating shared knowledge for bi-directional knowledge transfer. As a result, TaSL strikes a balance between preserving previous knowledge and excelling at new tasks. Comprehensive experiments on various backbones highlight the significant performance improvements of TaSL, with a 7.6% absolute increase in Avg. JGA and an 11% absolute rise in BWT metrics over existing state-of-the-art methods. The source code is provided for reproducibility.

In the era of large language models, Mixture-of-Experts (MoE) is a promising architecture for managing computational costs when scaling up model parameters. However, conventional MoE architectures like GShard, which activate the top-K out of N experts, face challenges in ensuring expert specialization, i.e. each expert acquires non-overlapping and focused knowledge. In response, we propose the DeepSeekMoE architecture towards ultimate expert specialization. It involves two principal strategies: (1) finely segmenting the experts into mN ones and activating mK from them, allowing for a more flexible combination of activated experts; (2) isolating K_s experts as shared ones, aiming at capturing common knowledge and mitigating redundancy in routed experts. Starting from a modest scale with 2B parameters, we demonstrate that DeepSeekMoE 2B achieves comparable performance with GShard 2.9B, which has 1.5 × expert parameters and computation. In addition, DeepSeekMoE 2B nearly approaches the performance of its dense counterpart with the same number of total parameters, which sets the upper bound of MoE models. Subsequently, we scale up DeepSeekMoE to 16B parameters and show that it achieves comparable performance with DeepSeek 7B and LLaMA2 7B, with only about 40% of computations.

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Grounding Language Model with Chunking-Free In-Context Retrieval
Hongjin Qian | Zheng Liu | Kelong Mao | Yujia Zhou | Zhicheng Dou

This paper presents a novel Chunking-Free In-Context (CFIC) retrieval approach, specifically tailored for Retrieval-Augmented Generation (RAG) systems. Traditional RAG systems often struggle with grounding responses using precise evidence text due to the challenges of processing lengthy documents and filtering out irrelevant content. Commonly employed solutions, such as document chunking and adapting language models to handle longer contexts, have their limitations. These methods either disrupt the semantic coherence of the text or fail to effectively address the issues of noise and inaccuracy in evidence retrieval.The CFIC approach addresses these challenges by circumventing the conventional chunking process. It utilizes the encoded hidden states of documents for in-context retrieval, employing auto-aggressive decoding to accurately identify the specific evidence text required for user queries, eliminating the need for chunking. CFIC is further enhanced by incorporating two innovative decoding strategies, namely Constrained Sentence Prefix Decoding and Skip Decoding. These strategies not only improve the efficiency of the retrieval process but also ensure that the fidelity of the generated grounding text evidence is maintained.Our evaluations of CFIC on a range of open question answering datasets demonstrate its superiority in retrieving relevant and accurate information, offering a significant improvement over traditional methods. By doing away with the need for document chunking, CFIC presents a more streamlined, effective, and efficient retrieval solution, making it a valuable advancement in the field of RAG systems.

Abductive reasoning is the process of making educated guesses to provide explanations for observations. Although many applications require the use of knowledge for explanations, the utilization of abductive reasoning in conjunction with structured knowledge, such as a knowledge graph, remains largely unexplored. To fill this gap, this paper introduces the task of complex logical hypothesis generation, as an initial step towards abductive logical reasoning with KG. In this task, we aim to generate a complex logical hypothesis so that it can explain a set of observations. We find that the supervised trained generative model can generate logical hypotheses that are structurally closer to the reference hypothesis. However, when generalized to unseen observations, this training objective does not guarantee better hypothesis generation. To address this, we introduce the Reinforcement Learning from Knowledge Graph (RLF-KG) method, which minimizes differences between observations and conclusions drawn from generated hypotheses according to the KG. Experiments show that, with RLF-KG’s assistance, the generated hypotheses provide better explanations, and achieve state-of-the-art results on three widely used KGs.

The increasing scale of large language models (LLMs) brings emergent abilities to various complex tasks requiring reasoning, such as arithmetic and commonsense reasoning. It is known that the effective design of task-specific prompts is critical for LLMs’ ability to produce high-quality answers. In particular, an effective approach for complex question-and-answering tasks is example-based prompting with chain-of-thought (CoT) reasoning, which significantly improves the performance of LLMs. However, current CoT methods rely on a fixed set of human-annotated exemplars, which are not necessarily the most effective examples for different tasks. This paper proposes a new method, Active-Prompt, to adapt LLMs to different tasks with task-specific example prompts (annotated with human-designed CoT reasoning). For this purpose, we propose a solution to the key problem of determining which questions are the most important and helpful to annotate from a pool of task-specific queries. By borrowing ideas from the related problem of uncertainty-based active learning, we introduce several metrics to characterize the uncertainty so as to select the most uncertain questions for annotation. Experimental results demonstrate the superiority of our proposed method, achieving superior performance on eight complex reasoning tasks. Further analyses of different uncertainty metrics, pool sizes, zero-shot learning, and accuracy-uncertainty relationships demonstrate the effectiveness of our method.

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EasyGen: Easing Multimodal Generation with BiDiffuser and LLMs
Xiangyu Zhao | Bo Liu | Qijiong Liu | Guangyuan Shi | Xiao-Ming Wu

We present EasyGen, an efficient model designed to enhance multimodal understanding and generation by harnessing the capabilities of diffusion models and large language models (LLMs). Unlike existing multimodal models that predominately depend on encoders like CLIP or ImageBind and need ample amounts of training data to bridge modalities, EasyGen leverages BiDiffuser, a bidirectional conditional diffusion model, to foster more efficient modality interactions. EasyGen achieves text generation by training a projection layer linking BiDiffuser and an LLM, and facilities image generation by training an adapter to align the LLM’s text space with the BiDiffuser’s image space. Comprehensive quantitative and qualitative experiments show that EasyGen excels in data-efficient training, high-quality image generation, and extendibility, effectively addressing the challenges in multimodal generation.

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Rewriting the Code: A Simple Method for Large Language Model Augmented Code Search
Haochen Li | Xin Zhou | Zhiqi Shen

In code search, the Generation-Augmented Retrieval (GAR) framework, which generates exemplar code snippets to augment queries, has emerged as a promising strategy to address the principal challenge of modality misalignment between code snippets and natural language queries, particularly with the demonstrated code generation capabilities of Large Language Models (LLMs). Nevertheless, our preliminary investigations indicate that the improvements conferred by such an LLM-augmented framework are somewhat constrained. This limitation could potentially be ascribed to the fact that the generated codes, albeit functionally accurate, frequently display a pronounced stylistic deviation from the ground truth code in the codebase. In this paper, we extend the foundational GAR framework and propose a simple yet effective method that additionally Rewrites the Code (ReCo) within the codebase for style normalization. Experimental results demonstrate that ReCo significantly boosts retrieval accuracy across sparse (up to 35.7%), zero-shot dense (up to 27.6%), and fine-tuned dense (up to 23.6%) retrieval settings in diverse search scenarios. To further elucidate the advantages of ReCo and stimulate research in code style normalization, we introduce Code Style Similarity, the first metric tailored to quantify stylistic similarities in code. Notably, our empirical findings reveal the inadequacy of existing metrics in capturing stylistic nuances. The source code and data are available at https://github.com/Alex-HaochenLi/ReCo.

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A Multidimensional Framework for Evaluating Lexical Semantic Change with Social Science Applications
Naomi Baes | Nick Haslam | Ekaterina Vylomova

Historical linguists have identified multiple forms of lexical semantic change. We present a three-dimensional framework for integrating these forms and a unified computational methodology for evaluating them concurrently. The dimensions represent increases or decreases in semantic 1) sentiment (valence of a target word’s collocates), 2) intensity (emotional arousal of collocates or the frequency of intensifiers), and 3) breadth (diversity of contexts in which the target word appears). These dimensions can be complemented by evaluation of shifts in the frequency of the target words and the thematic content of its collocates. This framework enables lexical semantic change to be mapped economically and systematically and has applications in computational social science. We present an illustrative analysis of semantic shifts in mental health and mental illness in two corpora, demonstrating patterns of semantic change that illuminate contemporary concerns about pathologization, stigma, and concept creep.

Large language models (LLMs) suffer from catastrophic forgetting during continual learning. Conventional rehearsal-based methods rely on previous training data to retain the model’s ability, which may not be feasible in real-world applications. When conducting continual learning based on a publicly-released LLM checkpoint, the availability of the original training data may be non-existent. To address this challenge, we propose a framework called Self-Synthesized Rehearsal (SSR) that uses the LLM to generate synthetic instances for rehearsal. Concretely, we first employ the base LLM for in-context learning to generate synthetic instances. Subsequently, we utilize the latest LLM to refine the instance outputs based on the synthetic inputs, preserving its acquired ability. Finally, we select diverse high-quality synthetic instances for rehearsal in future stages. Experimental results demonstrate that SSR achieves superior or comparable performance compared to conventional rehearsal-based approaches while being more data-efficient. Besides, SSR effectively preserves the generalization capabilities of LLMs in general domains.

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Enhancing Large Language Models in Coding Through Multi-Perspective Self-Consistency
Baizhou Huang | Shuai Lu | Xiaojun Wan | Nan Duan

Large language models (LLMs) have exhibited remarkable ability in code generation. However, generating the correct solution in a single attempt still remains a challenge. Prior works utilize verification properties in software engineering to verify and re-rank solutions in a majority voting manner. But the assumption behind them that generated verification properties have better qualities than solutions may not always hold. In this paper, we treat them equally as different perspectives of LLMs’ reasoning processes. We propose the Multi-Perspective Self-Consistency (MPSC) framework incorporating both inter- and intra-consistency across outputs from multiple perspectives. Specifically, we prompt LLMs to generate diverse outputs from three perspectives, Solution, Specification and Test case, constructing a 3-partite graph. With two measure functions of consistency, we embed both inter- and intra-consistency information into the graph. The optimal choice of solutions is then determined based on analysis in the graph.MPSC significantly boosts performance of foundation models (ChatGPT in this paper) on various benchmarks, including HumanEval (+15.91%), MBPP (+6.43%) and CodeContests (+9.37%), even surpassing GPT-4.

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Citation-Enhanced Generation for LLM-based Chatbots
Weitao Li | Junkai Li | Weizhi Ma | Yang Liu

Large language models (LLMs) exhibit powerful general intelligence across diverse scenarios, including their integration into chatbots. However, a vital challenge of LLM-based chatbots is that they may produce hallucinated content in responses, which significantly limits their applicability. Various efforts have been made to alleviate hallucination, such as retrieval augmented generation and reinforcement learning with human feedback, but most of them require additional training and data annotation. In this paper, we propose a novel post-hoc Citation-Enhanced Generation (CEG) approach combined with retrieval argumentation. Unlike previous studies that focus on preventing hallucinations during generation, our method addresses this issue in a post-hoc way. It incorporates a retrieval module to search for supporting documents relevant to the generated content, and employs a natural language inference-based citation generation module. Once the statements in the generated content lack of reference, our model can regenerate responses until all statements are supported by citations. Note that our method is a training-free plug-and-play plugin that is capable of various LLMs. Experiments on various hallucination-related datasets show our framework outperforms state-of-the-art methods in both hallucination detection and response regeneration on three benchmarks. Our code and datasets can be found at https://github.com/Tsinghua-dhy/CEG.

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Transitive Consistency Constrained Learning for Entity-to-Entity Stance Detection
Haoyang Wen | Eduard Hovy | Alexander Hauptmann

Entity-to-entity stance detection identifies the stance between a pair of entities with a directed link that indicates the source, target and polarity. It is a streamlined task without the complex dependency structure for structural sentiment analysis, while it is more informative compared to most previous work assuming that the source is the author. Previous work performs entity-to-entity stance detection training on individual entity pairs. However, stances between inter-connected entity pairs may be correlated. In this paper, we propose transitive consistency constrained learning, which first finds connected entity pairs and their stances, and adds an additional objective to enforce the transitive consistency. We explore consistency training on both classification-based and generation-based models and conduct experiments to compare consistency training with previous work and large language models with in-context learning. Experimental results illustrate that the inter-correlation of stances in political news can be used to improve the entity-to-entity stance detection model, while overly strict consistency enforcement may have a negative impact. In addition, we find that large language models struggle with predicting link direction and neutral labels in this task.

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Feature-Adaptive and Data-Scalable In-Context Learning
Jiahao Li | Quan Wang | Licheng Zhang | Guoqing Jin | Zhendong Mao

In-context learning (ICL), which promotes inference with several demonstrations, has become a widespread paradigm to stimulate LLM capabilities for downstream tasks. Due to context length constraints, it cannot be further improved in spite of more training data, and general features directly from LLMs in ICL are not adaptive to the specific downstream task. In this paper, we propose a feature-adaptive and data-scalable in-context learning framework (FADS-ICL), which can leverage task-adaptive features to promote inference on the downstream task, with the supervision of beyond-context samples.Specifically, it first extracts general features of beyond-context samples via the LLM with ICL input form one by one, and introduces a task-specific modulator to perform feature refinement and prediction after fitting a specific downstream task. We conduct extensive experiments on FADS-ICL under varying data settings (4~128 shots) and LLM scale (0.8~70B) settings. Experimental results show that FADS-ICL consistently outperforms previous state-of-the-art methods by a significant margin under all settings, verifying the effectiveness and superiority of FADS-ICL. For example, under the 1.5B and 32 shots setting, FADS-ICL can achieve +14.3 average accuracy from feature adaptation over vanilla ICL on 10 datasets, with +6.2 average accuracy over the previous state-of-the-art method, and the performance can further improve with increasing training data.

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Probing the Multi-turn Planning Capabilities of LLMs via 20 Question Games
Yizhe Zhang | Jiarui Lu | Navdeep Jaitly

Large language models (LLMs) are effective at answering questions that are clearly asked. However, when faced with ambiguous queries they can act unpredictably and produce incorrect outputs. This underscores the need for the development of intelligent agents capable of asking clarification questions to resolve ambiguities effectively. This capability requires complex understanding, state tracking, reasoning and planning over multiple conversational turns. However, directly measuring this can be challenging.In this paper, we offer a surrogate problem which assesses an LLMs’s capability to deduce an entity unknown to itself, but revealed to a judge, by asking the judge a series of queries. This entity-deducing game can serve as an evaluation framework to probe the conversational reasoning and planning capabilities of language models.We systematically evaluate various LLMs and discover significant differences in their performance on this task. We find that strong LLMs like GPT-4 outperform human players by a large margin. We further employ Behavior Cloning (BC) to examine whether a weaker model is capable of imitating a stronger model and generalizing to data or domains, using only the demonstrations from a stronger model. We finally propose to use Reinforcement Learning to enhance reasoning and planning capacity of Vicuna models through episodes of game playing, which lead to significant performance improvement. We hope that this problem offers insights into how autonomous agents could be trained to behave more intelligently in ambiguous circumstances.

To mitigate the potential misuse of large language models (LLMs), recent research has developed watermarking algorithms, which restrict the generation process to leave an invisible trace for watermark detection. Due to the two-stage nature of the task, most studies evaluate the generation and detection separately, thereby presenting a challenge in unbiased, thorough, and applicable evaluations. In this paper, we introduce WaterBench, the first comprehensive benchmark for LLM watermarks, in which we design three crucial factors: (1) For benchmarking procedure, to ensure an apples-to-apples comparison, we first adjust each watermarking method’s hyper-parameter to reach the same watermarking strength, then jointly evaluate their generation and detection performance. (2) For task selection, we diversify the input and output length to form a five-category taxonomy, covering 9 tasks. (3) For evaluation metric, we adopt the GPT4-Judge for automatically evaluating the decline of instruction-following abilities after watermarking. We evaluate 4 open-source watermarks on 2 LLMs under 2 watermarking strengths and observe the common struggles for current methods on maintaining the generation quality. The code and data are available at https://github.com/THU-KEG/WaterBench.

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Dependency Transformer Grammars: Integrating Dependency Structures into Transformer Language Models
Yida Zhao | Chao Lou | Kewei Tu

Syntactic Transformer language models aim to achieve better generalization through simultaneously modeling syntax trees and sentences. While prior work has been focusing on adding constituency-based structures to Transformers, we introduce Dependency Transformer Grammars (DTGs), a new class of Transformer language model with explicit dependency-based inductive bias. DTGs simulate dependency transition systems with constrained attention patterns by modifying attention masks, incorporate the stack information through relative positional encoding, and augment dependency arc representation with a combination of token embeddings and operation embeddings. When trained on a dataset of sentences annotated with dependency trees, DTGs achieve better generalization while maintaining comparable perplexity with Transformer language model baselines. DTGs also outperform recent constituency-based models, showing that dependency can better guide Transformer language models. Our code is released at https://github.com/zhaoyd1/Dep_Transformer_Grammars.

Simultaneous translation models play a crucial role in facilitating communication. However, existing research primarily focuses on text-to-text or speech-to-text models, necessitating additional cascade components to achieve speech-to-speech translation. These pipeline methods suffer from error propagation and accumulate delays in each cascade component, resulting in reduced synchronization between the speaker and listener. To overcome these challenges, we propose a novel non-autoregressive generation framework for simultaneous speech translation (NAST-S2x), which integrates speech-to-text and speech-to-speech tasks into a unified end-to-end framework.We develop a non-autoregressive decoder capable of concurrently generating multiple text or acoustic unit tokens upon receiving fixed-length speech chunks. The decoder can generate blank or repeated tokens and employ CTC decoding to dynamically adjust its latency. Experimental results show that NAST-S2x outperforms state-of-the-art models in both speech-to-text and speech-to-speech tasks. It achieves high-quality simultaneous interpretation within a delay of less than 3 seconds and provides a 28× decoding speedup in offline generation.

Large Language Models (LLMs) have shown their impressive capabilities, while also raising concerns about the data contamination problems due to privacy issues and leakage of benchmark datasets in the pre-training phase. Therefore, it is vital to detect the contamination by checking whether an LLM has been pre-trained on the target texts. Recent studies focus on the generated texts and compute perplexities, which are superficial features and not reliable. In this study, we propose to utilize the probing technique for pre-training data detection by examining the model’s internal activations. Our method is simple and effective and leads to more trustworthy pre-training data detection. Additionally, we propose ArxivMIA, a new challenging benchmark comprising arxiv abstracts from Computer Science and Mathematics categories. Our experiments demonstrate that our method outperforms all baselines, and achieves state-of-the-art performance on both WikiMIA and ArxivMIA, with additional experiments confirming its efficacy.

The digital landscape is rapidly evolving with an ever-increasing volume of online news, emphasizing the need for swift and precise analysis of complex events.We refer to the complex events composed of many news articles over an extended period as Temporal Complex Event (TCE). This paper proposes a novel approach using Large Language Models (LLMs) to systematically extract and analyze the event chain within TCE, characterized by their key points and timestamps. We establish a benchmark, named TCELongBench, to evaluate the proficiency of LLMs in handling temporal dynamics and understanding extensive text. This benchmark encompasses three distinct tasks - reading comprehension, temporal sequencing, and future event forecasting. In the experiment, we leverage retrieval-augmented generation (RAG) method and LLMs with long context window to deal with lengthy news articles of TCE. Our findings indicate that models with suitable retrievers exhibit comparable performance with those utilizing long context window.

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IBSEN: Director-Actor Agent Collaboration for Controllable and Interactive Drama Script Generation
Senyu Han | Lu Chen | Li-Min Lin | Zhengshan Xu | Kai Yu

Large language models have demonstrated their capabilities in storyline creation and human-like character role-playing. Current language model agents mainly focus on reasonable behaviors from the level of individuals, and their behaviors might be hard to constraint on the level of the whole storyline. In this paper we introduce IBSEN, a director-actor coordinate agent framework that generates drama scripts and makes the plot played by agents more controllable. The director agent writes plot outlines that the user desires to see, instructs the actor agents to role-play their characters, and reschedules the plot when human players participate in the scenario to ensure the plot is progressing towards the objective. To evaluate the framework, we create a novel drama plot that involves several actor agents and check the interactions between them under the instruction of the director agent. Evaluation results show that our framework could generate complete, diverse drama scripts from only a rough outline of plot objectives, meanwhile maintaining the characteristics of characters in the drama. Our codes and prompts are available at https://github.com/OpenDFM/ibsen.

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Language Model Adaption for Reinforcement Learning with Natural Language Action Space
Jiangxing Wang | Jiachen Li | Xiao Han | Deheng Ye | Zongqing Lu

Reinforcement learning with natural language action space often suffers from the curse of dimensionality due to the combinatorial nature of the natural language. Previous research leverages pretrained language models to capture action semantics and reduce the size of the action space. However, since pretrained models are typically trained on general corpora, there can be an unpredictable mismatch between the priors encoded in pretrained models and the characteristics of the specific RL environment. To address this issue, we propose Mutual-Information Regularized Policy Optimization, MIPO. MIPO enables implicit and dynamic reduction of the action space. Starting from the prior provided by the pretrained language model, our method dynamically adjusts the prior during the learning process based on the guidance of mutual information regularization. Theoretically, we demonstrate that this policy optimization process leads to the monotonic improvement on the mutual-information regularized RL objective. Empirically, we conduct experiments in various environments and demonstrate the effectiveness of MIPO.

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Evaluating Intention Detection Capability of Large Language Models in Persuasive Dialogues
Hiromasa Sakurai | Yusuke Miyao

We investigate intention detection in persuasive multi-turn dialogs employing the largest available Large Language Models (LLMs).Much of the prior research measures the intention detection capability of machine learning models without considering the conversational history.To evaluate LLMs’ intention detection capability in conversation, we modified the existing datasets of persuasive conversation and created datasets using a multiple-choice paradigm.It is crucial to consider others’ perspectives through their utterances when engaging in a persuasive conversation, especially when making a request or reply that is inconvenient for others.This feature makes the persuasive dialogue suitable for the dataset of measuring intention detection capability.We incorporate the concept of ‘face acts,’ which categorize how utterances affect mental states.This approach enables us to measure intention detection capability by focusing on crucial intentions and to conduct comprehensible analysis according to intention types.

In long context scenarios, large language models (LLMs) face three main challenges: higher computational cost, performance reduction, and position bias. Research indicates that LLM performance hinges on the density and position of key information in the input prompt. Inspired by these findings, we propose LongLLMLingua for prompt compression towards improving LLMs’ perception of the key information to simultaneously address the three challenges. Our extensive evaluation across various long context scenarios demonstrates that LongLLMLingua not only enhances performance but also significantly reduces costs and latency. For instance, in the NaturalQuestions benchmark, LongLLMLingua boosts performance by up to 21.4% with around 4x fewer tokens in GPT-3.5-Turbo, leading to substantial cost savings. It achieves a 94.0% cost reduction in the LooGLE benchmark. Moreover, when compressing prompts of about 10k tokens at ratios of 2x-6x, LongLLMLingua can accelerate end-to-end latency by 1.4x-2.6x.

Persuasive dialogue requires multi-turn following and planning abilities to achieve the goal of persuading users, which is still challenging even for state-of-the-art large language models (LLMs). Previous works focus on retrieval-based models or generative models in a specific domain due to a lack of data across multiple domains. In this paper, we leverage GPT-4 to create the first multi-domain persuasive dialogue dataset DailyPersuasion. Then we propose a general method named PersuGPT to learn a persuasion model based on LLMs through intent-to-strategy reasoning, which summarizes the intent of user’s utterance and reasons next strategy to respond. Moreover, we design a simulation-based preference optimization, which utilizes a learned user model and our model to simulate next turns and estimate their rewards more accurately. Experimental results on two datasets indicate that our proposed method outperforms all baselines in terms of automatic evaluation metric Win-Rate and human evaluation. The code and data are available at https://persugpt.github.io.

Large Language Models (LLMs) can play a vital role in psychotherapy by adeptly handling the crucial task of cognitive reframing and overcoming challenges such as shame, distrust, therapist skill variability, and resource scarcity. Previous LLMs in cognitive reframing mainly converted negative emotions to positive ones, but these approaches have limited efficacy, often not promoting clients’ self-discovery of alternative perspectives. In this paper, we unveil the Helping and Empowering through Adaptive Language in Mental Enhancement (HealMe) model. This novel cognitive reframing therapy method effectively addresses deep-rooted negative thoughts and fosters rational, balanced perspectives. Diverging from traditional LLM methods, HealMe employs empathetic dialogue based on psychotherapeutic frameworks. It systematically guides clients through distinguishing circumstances from feelings, brainstorming alternative viewpoints, and developing empathetic, actionable suggestions. Moreover, we adopt the first comprehensive and expertly crafted psychological evaluation metrics, specifically designed to rigorously assess the performance of cognitive reframing, in both AI-simulated dialogues and real-world therapeutic conversations. Experimental results show that our model outperforms others in terms of empathy, guidance, and logical coherence, demonstrating its effectiveness and potential positive impact on psychotherapy.

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Multimodal Prompt Learning with Missing Modalities for Sentiment Analysis and Emotion Recognition
Zirun Guo | Tao Jin | Zhou Zhao

The development of multimodal models has significantly advanced multimodal sentiment analysis and emotion recognition. However, in real-world applications, the presence of various missing modality cases often leads to a degradation in the model’s performance. In this work, we propose a novel multimodal Transformer framework using prompt learning to address the issue of missing modalities. Our method introduces three types of prompts: generative prompts, missing-signal prompts, and missing-type prompts. These prompts enable the generation of missing modality features and facilitate the learning of intra- and inter-modality information. Through prompt learning, we achieve a substantial reduction in the number of trainable parameters. Our proposed method outperforms other methods significantly across all evaluation metrics. Extensive experiments and ablation studies are conducted to demonstrate the effectiveness and robustness of our method, showcasing its ability to effectively handle missing modalities. Codes are available at https://github.com/zrguo/MPLMM.

Automatic pronunciation assessment (APA) manages to quantify a second language (L2) learner’s pronunciation proficiency in a target language by providing fine-grained feedback with multiple pronunciation aspect scores at various linguistic levels. Most existing efforts on APA typically parallelize the modeling process, namely predicting multiple aspect scores across various linguistic levels simultaneously. This inevitably makes both the hierarchy of linguistic units and the relatedness among the pronunciation aspects sidelined. Recognizing such a limitation, we in this paper first introduce HierTFR, a hierarchal APA method that jointly models the intrinsic structures of an utterance while considering the relatedness among the pronunciation aspects. We also propose a correlation-aware regularizer to strengthen the connection between the estimated scores and the human annotations. Furthermore, novel pre-training strategies tailored for different linguistic levels are put forward so as to facilitate better model initialization. An extensive set of empirical experiments conducted on the speechocean762 benchmark dataset suggest the feasibility and effectiveness of our approach in relation to several competitive baselines.

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Detection-Correction Structure via General Language Model for Grammatical Error Correction
Wei Li | Houfeng Wang

Grammatical error correction (GEC) is a task dedicated to rectifying texts with minimal edits, which can be decoupled into two components: detection and correction. However, previous works have predominantly focused on direct correction, with no prior efforts to integrate both into a single model. Moreover, the exploration of the detection-correction paradigm by large language models (LLMs) remains underdeveloped. This paper introduces an integrated detection-correction structure, named DeCoGLM, based on the General Language Model (GLM). The detection phase employs a fault-tolerant detection template, while the correction phase leverages autoregressive mask infilling for localized error correction. Through the strategic organization of input tokens and modification of attention masks, we facilitate multi-task learning within a single model. Our model demonstrates competitive performance against the state-of-the-art models on English and Chinese GEC datasets. Further experiments present the effectiveness of the detection-correction structure in LLMs, suggesting a promising direction for GEC.

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Generative Pre-trained Speech Language Model with Efficient Hierarchical Transformer
Yongxin Zhu | Dan Su | Liqiang He | Linli Xu | Dong Yu

While recent advancements in speech language models have achieved significant progress, they face remarkable challenges in modeling the long acoustic sequences of neural audio codecs. In this paper, we introduce Generative Pre-trained Speech Transformer (GPST), a hierarchical transformer designed for efficient speech language modeling. GPST quantizes audio waveforms into two distinct types of discrete speech representations and integrates them within a hierarchical transformer architecture, allowing for a unified one-stage generation process and enhancing Hi-Res audio generation capabilities. By training on large corpora of speeches in an end-to-end unsupervised manner, GPST can generate syntactically consistent speech with diverse speaker identities. Given a brief 3-second prompt, GPST can produce natural and coherent personalized speech, demonstrating in-context learning abilities. Moreover, our approach can be easily extended to spoken cross-lingual speech generation by incorporating multi-lingual semantic tokens and universal acoustic tokens. Experimental results indicate that GPST significantly outperforms the existing speech language models in terms of word error rate, speech quality, and speaker similarity. See https://youngsheen.github.io/GPST/demo for demo samples.

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Selene: Pioneering Automated Proof in Software Verification
Lichen Zhang | Shuai Lu | Nan Duan

Ensuring correctness is a pivotal aspect of software engineering. Among the various strategies available, software verification offers a definitive assurance of correctness. Nevertheless, writing verification proofs is resource-intensive and manpower-consuming, and there is a great need to automate this process. We introduce Selene in this paper, which is the first project-level automated proof benchmark constructed based on the real-world industrial-level operating system microkernel, seL4. Selene provides a comprehensive framework for end-to-end proof generation and a lightweight verification environment. Our experimental results with advanced large language models (LLMs), such as GPT-3.5-turbo and GPT-4, highlight the capabilities of LLMs in the domain of automated proof generation. Additionally, our further proposed augmentations indicate that the challenges presented by Selene can be mitigated in future research endeavors.

As a relative quality comparison of model responses, human and Large Language Model (LLM) preferences serve as common alignment goals in model fine-tuning and criteria in evaluation. Yet, these preferences merely reflect broad tendencies, resulting in less explainable and controllable models with potential safety risks. In this work, we dissect the preferences of human and 32 different LLMs to understand their quantitative composition, using annotations from real-world user-model conversations for a fine-grained, scenario-wise analysis. We find that humans are less sensitive to errors, favor responses that support their stances, and show clear dislike when models admit their limits. On the contrary, advanced LLMs like GPT-4-Turbo emphasize correctness, clarity, and harmlessness more. Additionally, LLMs of similar sizes tend to exhibit similar preferences, regardless of their training methods, and fine-tuning for alignment does not significantly alter the preferences of pretrained-only LLMs. Finally, we show that preference-based evaluation can be intentionally manipulated. In both training-free and training-based settings, aligning a model with the preferences of judges boosts scores, while injecting the least preferred properties lowers them. This results in notable score shifts: up to 0.59 on MT-Bench (1-10 scale) and 31.94 on AlpacaEval 2.0 (0-100 scale), highlighting the significant impact of this strategic adaptation. We have made all resources of this project publicly available.

Intermediate reasoning or acting steps have successfully improved large language models (LLMs) for handling various downstream natural language processing (NLP) tasks.When applying LLMs for code generation, recent works mainly focus on directing the models to articulate intermediate natural-language reasoning steps, as in chain-of-thought (CoT) prompting, and then output code with the natural language or other structured intermediate steps. However, such output is not suitable for code translation or generation tasks since the standard CoT has different logical structures and forms of expression with the code. In this work, we introduce the universal code (UniCode) as the intermediate representation. It is a description of algorithm steps using a mix of conventions of programming languages, such as assignment operator, conditional operator, and loop. Hence, we collect an instruction dataset UniCoder-Instruct to train our model UniCoder on multi-task learning objectives. UniCoder-Instruct comprises natural-language questions, code solutions, and the corresponding universal code. The alignment between the intermediate universal code representation and the final code solution significantly improves the quality of the generated code. The experimental results demonstrate that UniCoder with the universal code significantly outperforms the previous prompting methods by a large margin, showcasing the effectiveness of the structural clues in pseudo-code.

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AoE: Angle-optimized Embeddings for Semantic Textual Similarity
Xianming Li | Jing Li

Text embedding is pivotal in semantic textual similarity (STS) tasks, which are crucial components in Large Language Model (LLM) applications. STS learning largely relies on the cosine function as the optimization objective to reflect semantic similarity. However, the cosine has saturation zones rendering vanishing gradients and hindering learning subtle semantic differences in text embeddings. To address this issue, we propose a novel Angle-optimized Embedding model, AoE. It optimizes angle differences in complex space to explore similarity in saturation zones better. To set up a comprehensive evaluation, we experimented with existing short-text STS, our newly collected long-text STS, and downstream task datasets. Extensive experimental results on STS and MTEB benchmarks show that AoE significantly outperforms popular text embedding models neglecting cosine saturation zones. It highlights that AoE can produce high-quality text embeddings and broadly benefit downstream tasks.

Role-playing agents (RPAs), powered by large language models, have emerged as a flourishing field of applications. However, a key challenge lies in assessing whether RPAs accurately reproduce the personas of target characters, namely their character fidelity. Existing methods mainly focus on the knowledge and linguistic patterns of characters. This paper, instead, introduces a novel perspective to evaluate the personality fidelity of RPAs with psychological scales. Overcoming drawbacks of previous self-report assessments on RPAs, we propose InCharacter, namely **In**terviewing **Character** agents for personality tests. Experiments include various types of RPAs and LLMs, covering 32 distinct characters on 14 widely used psychological scales. The results validate the effectiveness of InCharacter in measuring RPA personalities. Then, with InCharacter, we show that state-of-the-art RPAs exhibit personalities highly aligned with the human-perceived personalities of the characters, achieving an accuracy up to 80.7%.

The burgeoning generative capabilities of large language models (LLMs) have raised growing concerns about abuse, demanding automatic machine-generated text detectors. DetectGPT, a zero-shot metric-based detector, first introduces perturbation and shows great performance improvement. However, in DetectGPT, the random perturbation strategy could introduce noise, and logit regression depends on the threshold, harming the generalizability and applicability of individual or small-batch inputs. Hence, we propose a novel fine-tuned detector, PECOLA, bridging metric-based and fine-tuned methods by contrastive learning on selective perturbation. Selective strategy retains important tokens during perturbation and weights for multi-pair contrastive learning. The experiments show that PECOLA outperforms the state-of-the-art (SOTA) by 1.20% in accuracy on average on four public datasets. And we further analyze the effectiveness, robustness, and generalization of the method.

With the rise of generative AI, automated fact-checking methods to combat misinformation are becoming more and more important. However, factual claim detection, the first step in a fact-checking pipeline, suffers from two key issues that limit its scalability and generalizability: (1) inconsistency in definitions of the task and what a claim is, and (2) the high cost of manual annotation. To address (1), we review the definitions in related work and propose a unifying definition of factual claims that focuses on verifiability. To address (2), we introduce AFaCTA (Automatic Factual Claim deTection Annotator), a novel framework that assists in the annotation of factual claims with the help of large language models (LLMs). AFaCTA calibrates its annotation confidence with consistency along three predefined reasoning paths. Extensive evaluation and experiments in the domain of political speech reveal that AFaCTA can efficiently assist experts in annotating factual claims and training high-quality classifiers, and can work with or without expert supervision. Our analyses also result in PoliClaim, a comprehensive claim detection dataset spanning diverse political topics.

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Towards Faithful and Robust LLM Specialists for Evidence-Based Question-Answering
Tobias Schimanski | Jingwei Ni | Mathias Kraus | Elliott Ash | Markus Leippold

Advances towards more faithful and traceable answers of Large Language Models (LLMs) are crucial for various research and practical endeavors. One avenue in reaching this goal is basing the answers on reliable sources. However, this Evidence-Based QA has proven to work insufficiently with LLMs in terms of citing the correct sources (source quality) and truthfully representing the information within sources (answer attributability). In this work, we systematically investigate how to robustly fine-tune LLMs for better source quality and answer attributability. Specifically, we introduce a data generation pipeline with automated data quality filters, which can synthesize diversified high-quality training and testing data at scale. We further introduce four test sets to benchmark the robustness of fine-tuned specialist models. Extensive evaluation shows that fine-tuning on synthetic data improves performance on both in- and out-of-distribution. Furthermore, we show that data quality, which can be drastically improved by proposed quality filters, matters more than quantity in improving Evidence-Based QA.

Supervised fine-tuning (SFT) is a crucial step for large language models (LLMs), enabling them to align with human instructions and enhance their capabilities in downstream tasks. Substantially increasing instruction data is a direct solution to align the model with a broader range of downstream tasks or notably improve its performance on a specific task. However, we find that large-scale increases in instruction data can damage the world knowledge previously stored in LLMs. To address this challenge, we propose LoRAMoE, a novelty framework that introduces several low-rank adapters (LoRA) and integrates them by using a router network, like a plugin version of Mixture of Experts (MoE). It freezes the backbone model and forces a portion of LoRAs to focus on leveraging world knowledge to solve downstream tasks, to alleviate world knowledge forgetting. Experimental results show that, as the instruction data increases, LoRAMoE can significantly improve the ability to process downstream tasks, while maintaining the world knowledge stored in the LLM. Our code is available at https://github.com/Ablustrund/LoRAMoE.

Despite showing impressive abilities, large language models (LLMs) often struggle with factual inaccuracies, i.e., ”hallucinations”, even when they hold relevant knowledge. To mitigate these hallucinations, current approaches typically necessitate high-quality human factuality annotations. In this work, we explore Self-Alignment for Factuality, where we leverage the self-evaluation capability of an LLM to provide training signals that steer the model towards factuality. Specifically, we incorporate Self-Eval, a self-evaluation component, to prompt an LLM to validate the factuality of its own generated responses solely based on its internal knowledge. Additionally, we design Self-Knowledge Tuning (SK-Tuning) to augment the LLM’s self-evaluation ability by improving the model’s confidence estimation and calibration. We then utilize these self-annotated responses to fine-tune the model via Direct Preference Optimization algorithm. We show that the proposed self-alignment approach substantially enhances factual accuracy over Llama family models across three key knowledge-intensive tasks on TruthfulQA and BioGEN.

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M-RAG: Reinforcing Large Language Model Performance through Retrieval-Augmented Generation with Multiple Partitions
Zheng Wang | Shu Teo | Jieer Ouyang | Yongjun Xu | Wei Shi

Retrieval-Augmented Generation (RAG) enhances Large Language Models (LLMs) by retrieving relevant memories from an external database. However, existing RAG methods typically organize all memories in a whole database, potentially limiting focus on crucial memories and introducing noise. In this paper, we introduce a multiple partition paradigm for RAG (called M-RAG), where each database partition serves as a basic unit for RAG execution. Based on this paradigm, we propose a novel framework that leverages LLMs with Multi-Agent Reinforcement Learning to optimize different language generation tasks explicitly. Through comprehensive experiments conducted on seven datasets, spanning three language generation tasks and involving three distinct language model architectures, we confirm that M-RAG consistently outperforms various baseline methods, achieving improvements of 11%, 8%, and 12% for text summarization, machine translation, and dialogue generation, respectively.

Recently, instruction-following audio-language models have received broad attention for human-audio interaction. However, the absence of benchmarks capable of evaluating audio-centric interaction capabilities has impeded advancements in this field. Previous models primarily focus on assessing different fundamental tasks, such as automatic speech recognition, and lack an assessment of the open-ended generative capabilities centered around audio. Thus, it is challenging to track the progression in the Large Audio-Language Models (LALMs) domain and to provide guidance for future improvement.In this paper, we introduce AIR-Bench (Audio InstRuction Benchmark), the first benchmark designed to evaluate the ability of LALMs to understand various types of audio signals (including human speech, natural sounds, and music), and furthermore, to interact with humans in the textual format. AIR-Bench encompasses two dimensions: foundation and chat benchmarks. The former consists of 19 tasks with approximately 19k single-choice questions, intending to inspect the basic single-task ability of LALMs. The latter one contains 2k instances of open-ended question-and-answer data, directly assessing the comprehension of the model on complex audio and its capacity to follow instructions. Both benchmarks require the model to generate hypotheses directly. We design a unified framework that leverages advanced language models, such as GPT-4, to evaluate the scores of generated hypotheses given the meta-information of the audio. Experimental results demonstrate a high level of consistency between GPT-4-based evaluation and human evaluation. By revealing the limitations of existing LALMs through evaluation results, AIR-Bench can provide insights into the direction of future research. Dataset and evaluation code are available at https://github.com/OFA-Sys/AIR-Bench.

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Navigating the Metrics Maze: Reconciling Score Magnitudes and Accuracies
Tom Kocmi | Vilém Zouhar | Christian Federmann | Matt Post

Ten years ago a single metric, BLEU, governed progress in machine translation research. For better or worse, there is no such consensus today, and consequently it is difficult for researchers to develop and retain intuitions about metric deltas that drove earlier research and deployment decisions. This paper investigates the “dynamic range” of a number of modern metrics in an effort to provide a collective understanding of the meaning of differences in scores both within and among metrics; in other words, we ask “what point difference x in metric y is required between two systems for humans to notice?”. We conduct our evaluation on a new large dataset, ToShip23, using it to discover deltas at which metrics achieve system-level differences that are meaningful to humans, which we measure by pairwise system accuracy. We additionally show that this method of establishing delta-accuracy is more stable than the standard use of statistical p-values in regards to testset size. Where data size permits, we also explore the effect of metric deltas and accuracy across finer-grained features such as translation direction, domain, and system closeness.

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ValueBench: Towards Comprehensively Evaluating Value Orientations and Understanding of Large Language Models
Yuanyi Ren | Haoran Ye | Hanjun Fang | Xin Zhang | Guojie Song

Large Language Models (LLMs) are transforming diverse fields and gaining increasing influence as human proxies. This development underscores the urgent need for evaluating value orientations and understanding of LLMs to ensure their responsible integration into public-facing applications. This work introduces ValueBench, the first comprehensive psychometric benchmark for evaluating value orientations and understanding in LLMs. ValueBench collects data from 44 established psychometric inventories, encompassing 453 multifaceted value dimensions. We propose an evaluation pipeline grounded in realistic human-AI interactions to probe value orientations, along with novel tasks for evaluating value understanding in an open-ended value space. With extensive experiments conducted on six representative LLMs, we unveil their shared and distinctive value orientations and exhibit their ability to approximate expert conclusions in value-related extraction and generation tasks.

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DM-BLI: Dynamic Multiple Subspaces Alignment for Unsupervised Bilingual Lexicon Induction
Ling Hu | Yuemei Xu

Unsupervised bilingual lexicon induction (BLI) task aims to find word translations between languages and has achieved great success in similar language pairs. However, related works mostly rely on a single linear mapping for language alignment and fail on distant or low-resource language pairs, achieving less than half the performance observed in rich-resource language pairs. In this paper, we introduce DM-BLI, a Dynamic Multiple subspaces alignment framework for unsupervised BLI. DM-BLI improves language alignment by utilizing multiple subspace alignments instead of a single mapping. We begin via unsupervised clustering to discover these subspaces in source embedding space. Then we identify and align corresponding subspaces in the target space using a rough global alignment. DM-BLI further employs intra-cluster and inter-cluster contrastive learning to refine precise alignment for each subspace pair. Experiments conducted on standard BLI datasets for 12 language pairs (6 rich-resource and 6 low-resource) demonstrate substantial gains achieved by our framework. We release our code at https://github.com/huling-2/DM-BLI.git.

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SparseFit: Few-shot Prompting with Sparse Fine-tuning for Jointly Generating Predictions and Natural Language Explanations
Jesus Solano | Mardhiyah Sanni | Oana-Maria Camburu | Pasquale Minervini

Models that generate natural language explanations (NLEs) for their predictions have recently gained increasing interest. However, this approach usually demands large datasets of human-written NLEs for the ground-truth answers at training time, which can be expensive and potentially infeasible for some applications. When only a few NLEs are available (a few-shot setup), fine-tuning pre-trained language models (PLMs) in conjunction with prompt-based learning has recently shown promising results. However, PLMs typically have billions of parameters, making full fine-tuning expensive. We propose SparseFit, a sparse few-shot fine-tuning strategy that leverages discrete prompts to jointly generate predictions and NLEs. We experiment with SparseFit on three sizes of the T5 language model and four datasets and compare it against existing state-of-the-art Parameter-Efficient Fine-Tuning (PEFT) techniques. We find that fine-tuning only 6.8% of the model parameters leads to competitive results for both the task performance and the quality of the generated NLEs compared to full fine-tuning of the model and produces better results on average than other PEFT methods in terms of predictive accuracy and NLE quality.

The subjective perception of emotion leads to inconsistent labels from human annotators. Typically, utterances lacking majority-agreed labels are excluded when training an emotion classifier, which cause problems when encountering ambiguous emotional expressions during testing. This paper investigates three methods to handle ambiguous emotion. First, we show that incorporating utterances without majority-agreed labels as an additional class in the classifier reduces the classification performance of the other emotion classes. Then, we propose detecting utterances with ambiguous emotions as out-of-domain samples by quantifying the uncertainty in emotion classification using evidential deep learning. This approach retains the classification accuracy while effectively detects ambiguous emotion expressions. Furthermore, to obtain fine-grained distinctions among ambiguous emotions, we propose representing emotion as a distribution instead of a single class label. The task is thus re-framed from classification to distribution estimation where every individual annotation is taken into account, not just the majority opinion. The evidential uncertainty measure is extended to quantify the uncertainty in emotion distribution estimation. Experimental results on the IEMOCAP and CREMA-D datasets demonstrate the superior capability of the proposed method in terms of majority class prediction, emotion distribution estimation, and uncertainty estimation.

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REANO: Optimising Retrieval-Augmented Reader Models through Knowledge Graph Generation
Jinyuan Fang | Zaiqiao Meng | Craig MacDonald

Open domain question answering (ODQA) aims to answer questions with knowledge from an external corpus. Fusion-in-Decoder (FiD) is an effective retrieval-augmented reader model to address this task. Given that FiD independently encodes passages, which overlooks the semantic relationships between passages, some studies use knowledge graphs (KGs) to establish dependencies among passages. However, they only leverage knowledge triples from existing KGs, which suffer from incompleteness and may lack certain information critical for answering given questions. To this end, in order to capture the dependencies between passages while tacking the issue of incompleteness in existing KGs, we propose to enhance the retrieval-augmented reader model with a knowledge graph generation module (REANO). Specifically, REANO consists of a KG generator and an answer predictor. The KG generator aims to generate KGs from the passages and the answer predictor then generates answers based on the passages and the generated KGs. Experimental results on five ODQA datasets indicate that compared with baselines, REANO can improve the exact match score by up to 2.7% on the EntityQuestion dataset, with an average improvement of 1.8% across all the datasets.

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Learning Disentangled Semantic Spaces of Explanations via Invertible Neural Networks
Yingji Zhang | Danilo Carvalho | Andre Freitas

Disentangled latent spaces usually have better semantic separability and geometrical properties, which leads to better interpretability and more controllable data generation. While this has been well investigated in Computer Vision, in tasks such as image disentanglement, in the NLP domain, sentence disentanglement is still comparatively under-investigated. Most previous work have concentrated on disentangling task-specific generative factors, such as sentiment, within the context of style transfer. In this work, we focus on a more general form of sentence disentanglement, targeting the localised modification and control of more general sentence semantic features. To achieve this, we contribute to a novel notion of sentence semantic disentanglement and introduce a flow-based invertible neural network (INN) mechanism integrated with a transformer-based language Autoencoder (AE) in order to deliver latent spaces with better separability properties. Experimental results demonstrate that the model can conform the distributed latent space into a better semantically disentangled sentence space, leading to improved language interpretability and controlled generation when compared to the recent state-of-the-art language VAE models.

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MoPS: Modular Story Premise Synthesis for Open-Ended Automatic Story Generation
Yan Ma | Yu Qiao | Pengfei Liu

A story premise succinctly defines a story’s main idea, foundation, and trajectory. It serves as the initial trigger in automatic story generation. Existing sources of story premises are limited by a lack of diversity, uneven quality, and high costs that make them difficult to scale. In response, we introduce Modular Story Premise Synthesis (MoPS) which breaks down story premises into modules like background and persona for automated design and generation. MoPS consists of three phases: (1) Pre-collect a consistent set of candidates for each module to form a nested dictionary. (2) Extract a key path from the nested dictionary as the premise design. (3) Instruct an LLM to integrate the design into a coherent premise sentence. Thorough evaluations demonstrate that our synthesized premises excel in diversity, fascination, completeness, and originality compared to those induced from large language models and captured from public story datasets. Similarly, the extended novels and scripts generated from our premises also exhibit higher quality. In supplementary materials, we provide the MoPS code suite, along with 7.5k generated premises and 1k extended stories.

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Open-Set Semi-Supervised Text Classification via Adversarial Disagreement Maximization
Junfan Chen | Richong Zhang | Junchi Chen | Chunming Hu

Open-Set Semi-Supervised Text Classification (OSTC) aims to train a classification model on a limited set of labeled texts, alongside plenty of unlabeled texts that include both in-distribution and out-of-distribution examples. In this paper, we revisit the main challenge in OSTC, i.e., outlier detection, from a measurement disagreement perspective and innovatively propose to improve OSTC performance by directly maximizing the measurement disagreements. Based on the properties of in-measurement and cross-measurements, we design an Adversarial Disagreement Maximization (ADM) model that synergeticly optimizes the measurement disagreements. In addition, we develop an abnormal example detection and measurement calibration approach to guarantee the effectiveness of ADM training. Experiment results and comprehensive analysis of three benchmarks demonstrate the effectiveness of our model.

Tool learning is widely acknowledged as a foundational approach or deploying large language models (LLMs) in real-world scenarios. While current research primarily emphasizes leveraging tools to augment LLMs, it frequently neglects emerging safety considerations tied to their application. To fill this gap, we present ToolSword, a comprehensive framework dedicated to meticulously investigating safety issues linked to LLMs in tool learning. Specifically, ToolSword delineates six safety scenarios for LLMs in tool learning, encompassing malicious queries and jailbreak attacks in the input stage, noisy misdirection and risky cues in the execution stage, and harmful feedback and error conflicts in the output stage. Experiments conducted on 11 open-source and closed-source LLMs reveal enduring safety challenges in tool learning, such as handling harmful queries, employing risky tools, and delivering detrimental feedback, which even GPT-4 is susceptible to. Moreover, we conduct further studies with the aim of fostering research on tool learning safety. The data will be released upon acceptance of the paper.

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A synthetic data approach for domain generalization of NLI models
Mohammad Javad Hosseini | Andrey Petrov | Alex Fabrikant | Annie Louis

Natural Language Inference (NLI) remains an important benchmark task for LLMs. NLI datasets are a springboard for transfer learning to other semantic tasks, and NLI models are standard tools for identifying the faithfulness of model-generated text. There are several large scale NLI datasets today, and models have improved greatly by hill-climbing on these collections. Yet their realistic performance on out-of-distribution/domain data is less well-understood. We explore the opportunity for synthetic high-quality datasets to adapt NLI models for zero-shot use in downstream applications across new and unseen text domains. We demonstrate a new approach for generating NLI data in diverse domains and lengths, so far not covered by existing training sets. The resulting examples have meaningful premises, the hypotheses are formed in creative ways rather than simple edits to a few premise tokens, and the labels have high accuracy. We show that models trained on this data (685K synthetic examples) have the best generalization to completely new downstream test settings. On the TRUE benchmark, a T5-small model trained with our data improves around 7% on average compared to training on the best alternative dataset. The improvements are more pronounced for smaller models, while still meaningful on a T5 XXL model. We also demonstrate gains on test sets when in-domain training data is augmented with our domain-general synthetic data.

The principle of continual relation extraction (CRE) involves adapting to emerging novel relations while preserving old knowledge. Existing CRE approaches excel in preserving old knowledge but falter when confronted with contaminated data streams, likely due to an artificial assumption of no annotation errors. Recognizing the prevalence of noisy labels in real-world datasets, we introduce a more practical learning scenario, termed as noisy-CRE. In response to this challenge, we propose a noise-resistant contrastive framework called Noise-guided Attack in Contrastive Learning (NaCL), aimed at learning incremental corrupted relations. Diverging from conventional approaches like sample discarding or relabeling in the presence of noisy labels, NaCL takes a transformative route by modifying the feature space through targeted attack. This attack aims to align the feature space with the provided, albeit inaccurate, labels, thereby enhancing contrastive representations. Extensive empirical validations demonstrate the consistent performance improvement of NaCL with increasing noise rates, surpassing state-of-the-art methods.

Post-training quantization (PTQ) for large language models (LLMs) significantly accelerates model inference and relieves memory constraints, without incurring model training. A “smoothing paradigm” is commonly used in LLM quantization, which transfers the quantization difficulty of activation to weight quantization using mathematically equivalent transformations. However, existing methods face two issues: 1) Most smoothing parameters are hand-crafted defined which leads to suboptimal results; 2) There are significant performance degradations when tested on unseen datasets. To address these challenges, this paper introduces a robust learnable smooth-based PTQ framework, called LRQuant. Firstly, we consider a learnable paradigm to find optimal smoothing parameters which are initialized by logarithmic activation equivalent. In addition, we empirically found that only relying on MSE loss could hardly lead to optimal quantization results, and we then propose a novel loss function based on the negative logarithm of cosine similarity (NLC loss) between outputs of full-precision and quantized block. At last, we pioneeringly introduce Test-time adaptation (TTA) into LLM quantization, which allows for rapid model adaptation during testing to improve generalization performance. More surprisingly, we find that by using our TTA method, we can achieve better results on test sets than directly using test sets for calibration in some cases while avoiding catastrophic forgetting. Codes are available at https://github.com/zjq0455/RLQ.

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VariErr NLI: Separating Annotation Error from Human Label Variation
Leon Weber-Genzel | Siyao Peng | Marie-Catherine De Marneffe | Barbara Plank

Human label variation arises when annotators assign different labels to the same item for valid reasons, while annotation errors occur when labels are assigned for invalid reasons. These two issues are prevalent in NLP benchmarks, yet existing research has studied them in isolation. To the best of our knowledge, there exists no prior work that focuses on teasing apart error from signal, especially in cases where signal is beyond black-and-white.To fill this gap, we introduce a systematic methodology and a new dataset, VariErr (variation versus error), focusing on the NLI task in English. We propose a 2-round annotation procedure with annotators explaining each label and subsequently judging the validity of label-explanation pairs.VariErr contains 7,732 validity judgments on 1,933 explanations for 500 re-annotated MNLI items. We assess the effectiveness of various automatic error detection (AED) methods and GPTs in uncovering errors versus human label variation. We find that state-of-the-art AED methods significantly underperform GPTs and humans. While GPT-4 is the best system, it still falls short of human performance. Our methodology is applicable beyond NLI, offering fertile ground for future research on error versus plausible variation, which in turn can yield better and more trustworthy NLP systems.

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Benchmarking Knowledge Boundary for Large Language Models: A Different Perspective on Model Evaluation
Xunjian Yin | Xu Zhang | Jie Ruan | Xiaojun Wan

In recent years, substantial advancements have been made in the development of large language models, achieving remarkable performance across diverse tasks.To evaluate the knowledge ability of language models, previous studies have proposed lots of benchmarks based on question-answering pairs.We argue that it is not reliable and comprehensive to evaluate language models with a fixed question or limited paraphrases as the query, since language models are sensitive to prompt.Therefore, we introduce a novel concept named knowledge boundary to encompass both prompt-agnostic and prompt-sensitive knowledge within language models.Knowledge boundary avoids prompt sensitivity in language model evaluations, rendering them more dependable and robust.To explore the knowledge boundary for a given model, we propose projected gradient descent method with semantic constraints, a new algorithm designed to identify the optimal prompt for each piece of knowledge.Experiments demonstrate a superior performance of our algorithm in computing the knowledge boundary compared to existing methods.Furthermore, we evaluate the ability of multiple language models in several domains with knowledge boundary.

We propose ListT5, a novel reranking approach based on Fusion-in-Decoder (FiD) that handles multiple candidate passages at both train and inference time. We also introduce an efficient inference framework for listwise ranking based on m-ary tournament sort with output caching. We evaluate and compare our model on the BEIR benchmark for zero-shot retrieval task, demonstrating that ListT5 (1) outperforms the state-of-the-art RankT5 baseline with a notable +1.3 gain in the average NDCG@10 score, (2) has an efficiency comparable to pointwise ranking models and surpasses the efficiency of previous listwise ranking models, and (3) overcomes the lost-in-the-middle problem of previous listwise rerankers. Our code, model checkpoints, and the evaluation framework will be fully open-sourced.

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Exploring the Potential of Large Language Models in Computational Argumentation
Guizhen Chen | Liying Cheng | Anh Tuan Luu | Lidong Bing

Computational argumentation has become an essential tool in various domains, including law, public policy, and artificial intelligence. It is an emerging research field in natural language processing that attracts increasing attention. Research on computational argumentation mainly involves two types of tasks: argument mining and argument generation. As large language models (LLMs) have demonstrated impressive capabilities in understanding context and generating natural language, it is worthwhile to evaluate the performance of LLMs on diverse computational argumentation tasks. This work aims to embark on an assessment of LLMs, such as ChatGPT, Flan models, and LLaMA2 models, in both zero-shot and few-shot settings. We organize existing tasks into six main categories and standardize the format of fourteen openly available datasets. In addition, we present a new benchmark dataset on counter speech generation that aims to holistically evaluate the end-to-end performance of LLMs on argument mining and argument generation. Extensive experiments show that LLMs exhibit commendable performance across most of the datasets, demonstrating their capabilities in the field of argumentation. Our analysis offers valuable suggestions for evaluating computational argumentation and its integration with LLMs in future research endeavors.

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TaxoLLaMA: WordNet-based Model for Solving Multiple Lexical Semantic Tasks
Viktor Moskvoretskii | Ekaterina Neminova | Alina Lobanova | Alexander Panchenko | Irina Nikishina

In this paper, we explore the capabilities of LLMs in capturing lexical-semantic knowledge from WordNet on the example of the LLaMA-2-7b model and test it on multiple lexical semantic tasks. As the outcome of our experiments, we present TaxoLLaMA, the “all-in-one” model for taxonomy-related tasks, lightweight due to 4-bit quantization and LoRA. TaxoLLaMA achieves 11 SOTA results, and 4 top-2 results out of 16 tasks on the Taxonomy Enrichment, Hypernym Discovery, Taxonomy Construction, and Lexical Entailment tasks. Moreover, it demonstrates a very strong zero-shot performance on Lexical Entailment and Taxonomy Construction with no fine-tuning. We also explore its hidden multilingual and domain adaptation capabilities with a little tuning or few-shot learning. All datasets, code, and pre-trained models are available online (code: https://github.com/VityaVitalich/TaxoLLaMA)

The sequential process of conceptualization and instantiation is essential to generalizable commonsense reasoning as it allows the application of existing knowledge to unfamiliar scenarios. However, existing works tend to undervalue the step of instantiation and heavilyrely on pre-built concept taxonomies and human annotations to collect both types of knowledge, resulting in a lack of instantiated knowledge to complete reasoning, high cost, and limited scalability. To tackle these challenges, we introduce CANDLE (ConceptuAlizationand INstantiation Distillation from Large Language ModEls), a distillation framework that iteratively performs contextualized conceptualization and instantiation over commonsense knowledge bases by instructing large language models to generate both types of knowledge with critic filtering. By applying CANDLE to ATOMIC (Sap et al., 2019a), we construct a comprehensive knowledge base comprising six million conceptualizations and instantiated commonsense knowledge triples. Both types of knowledge are firmly rooted in the original ATOMIC dataset, and intrinsic evaluations demonstrate their exceptional quality and diversity. Empirical results indicate that distilling CANDLE on student models provides benefits across three downstream tasks. Our data and models are publicly available at https://github.com/HKUST-KnowComp/CANDLE.

Parameter-Efficient Fine-tuning (PEFT) facilitates the fine-tuning of Large Language Models (LLMs) under limited resources. However, the fine-tuning performance with PEFT on complex, knowledge-intensive tasks is limited due to the constrained model capacity, which originates from the limited number of additional trainable parameters. To overcome this limitation, we introduce a novel mechanism that fine-tunes LLMs with adapters of larger size yet memory-efficient. This is achieved by leveraging the inherent activation sparsity in the Feed-Forward Networks (FFNs) of LLMs and utilizing the larger capacity of Central Processing Unit (CPU) memory compared to Graphics Processing Unit (GPU). We store and update the parameters of larger adapters on the CPU. Moreover, we employ a Mixture of Experts (MoE)-like architecture to mitigate unnecessary CPU computations and reduce the communication volume between the GPU and CPU. This is particularly beneficial over the limited bandwidth of PCI Express (PCIe). Our method can achieve fine-tuning results comparable to those obtained with larger memory capacities, even when operating under more limited resources such as a 24GB memory single GPU setup, with acceptable loss in training efficiency. Our codes are available at https://github.com/CURRENTF/MEFT.

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Surgical Feature-Space Decomposition of LLMs: Why, When and How?
Arnav Chavan | Nahush Lele | Deepak Gupta

Low-rank approximations, of the weight and feature space can enhance the performance of deep learning models, whether in terms of improving generalization or reducing the latency of inference. However, there is no clear consensus yet on how, when and why these approximations are helpful for large language models (LLMs). In this work, we empirically study the efficacy of weight and feature space decomposition in transformer-based LLMs. We demonstrate that surgical decomposition not only provides critical insights into the trade-off between compression and language modelling performance, but also sometimes enhances commonsense reasoning performance of LLMs. Our empirical analysis identifies specific network segments that intrinsically exhibit a low-rank structure. Furthermore, we extend our investigation to the implications of low-rank approximations on model bias. Overall, our findings offer a novel perspective on optimizing LLMs, presenting the low-rank approximation not only as a tool for performance enhancements, but also as a means to potentially rectify biases within these models.

Machine reasoning, which involves solving complex problems through step-by-step deduction and analysis, is a crucial indicator of the capabilities of Large Language Models (LLMs). However, as the complexity of tasks escalates, LLMs often encounter increasing errors in their multi-step reasoning process. This study delves into the underlying factors contributing to these reasoning errors and seeks to leverage uncertainty to refine them. Specifically, we introduce Uncertainty-aware Adaptive Guidance (UAG), a novel approach for guiding LLM reasoning onto an accurate and reliable trajectory. UAG first identifies and evaluates uncertainty signals within each step of the reasoning chain. Upon detecting a significant increase in uncertainty, UAG intervenes by retracting to a previously reliable state and then introduces certified reasoning clues for refinement. By dynamically adjusting the reasoning process, UAG offers a plug-and-play solution for improving LLMs’ performance in complex reasoning. Extensive experiments across various reasoning tasks demonstrate that UAG not only enhances the reasoning abilities of LLMs but also consistently outperforms several strong baselines with minimal computational overhead. Further analysis reveals that UAG is notably effective in identifying and diminishing reasoning errors.

Knowledge-based visual question answering (KVQA) has been extensively studied to answer visual questions with external knowledge, e.g., knowledge graphs (KGs). While several attempts have been proposed to leverage large language models (LLMs) as an implicit knowledge source, it remains challenging since LLMs may generate hallucinations. Moreover, multiple knowledge sources, e.g., images, KGs and LLMs, cannot be readily aligned for complex scenarios. To tackle these, we present a novel modality-aware integration with LLMs for KVQA (MAIL). It carefully leverages multimodal knowledge for both image understanding and knowledge reasoning. Specifically, (i) we propose a two-stage prompting strategy with LLMs to densely embody the image into a *scene graph* with detailed visual features; (ii) We construct a coupled *concept graph* by linking the mentioned entities with external facts. (iii) A tailored pseudo-siamese graph medium fusion is designed for sufficient multimodal fusion. We utilize the shared mentioned entities in two graphs as mediums to bridge a tight inter-modal exchange, while maximally preserving insightful intra-modal learning by constraining the fusion within mediums. Extensive experiments show the superiority of MAIL.

Key-value (KV) caching is an important technique to accelerate the inference of large language models (LLMs), but incurs significant memory overhead. To compress the size of KV cache, existing methods often compromise precision or require extra data for calibration, limiting their practicality in LLM deployment. In this paper, we introduce DecoQuant, a novel data-free low-bit quantization technique based on tensor decomposition methods, to effectively compress KV cache. Our core idea is to adjust the outlier distribution of the original matrix by performing tensor decomposition, so that the quantization difficulties are migrated from the matrix to decomposed local tensors. Specially, we find that outliers mainly concentrate on small local tensors, while large tensors tend to have a narrower value range. Based on this finding, we propose to apply low-bit quantization to the large tensor, while maintaining high-precision representation for the small tensor. Furthermore, we utilize the proposed quantization method to compress the KV cache of LLMs to accelerate the inference, and develop an efficient dequantization kernel tailored specifically for DecoQuant. Through extensive experiments, DecoQuant demonstrates remarkable efficiency gains, showcasing up to a 75% reduction in memory footprint while maintaining comparable generation quality.

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VerifiNER: Verification-augmented NER via Knowledge-grounded Reasoning with Large Language Models
Seoyeon Kim | Kwangwook Seo | Hyungjoo Chae | Jinyoung Yeo | Dongha Lee

Recent approaches in domain-specific named entity recognition (NER), such as biomedical NER, have shown remarkable advances. However, they still lack of faithfulness, producing erroneous predictions. We assume that knowledge of entities can be useful in verifying the correctness of the predictions. Despite the usefulness of knowledge, resolving such errors with knowledge is nontrivial, since the knowledge itself does not directly indicate the ground-truth label. To this end, we propose VerifiNER, a post-hoc verification framework that identifies errors from existing NER methods using knowledge and revises them into more faithful predictions. Our framework leverages the reasoning abilities of large language models to adequately ground on knowledge and the contextual information in the verification process. We validate effectiveness of VerifiNER through extensive experiments on biomedical datasets. The results suggest that VerifiNER can successfully verify errors from existing models as a model-agnostic approach. Further analyses on out-of-domain and low-resource settings show the usefulness of VerifiNER on real-world applications.

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Making Long-Context Language Models Better Multi-Hop Reasoners
Yanyang Li | Shuo Liang | Michael Lyu | Liwei Wang

Recent advancements in long-context modeling have enhanced language models (LMs) for complex tasks across multiple NLP applications. Despite this progress, we find that these models struggle with multi-hop reasoning and exhibit decreased performance in the presence of noisy contexts. In this paper, we introduce Reasoning with Attributions, a novel approach that prompts LMs to supply attributions for each assertion during their reasoning. We validate our approach through experiments on three multi-hop datasets, employing both proprietary and open-source models, and demonstrate its efficacy and resilience. Furthermore, we explore methods to augment reasoning capabilities via fine-tuning and offer an attribution-annotated dataset and a specialized training strategy. Our fine-tuned model achieves competitive performance on multi-hop reasoning benchmarks, closely paralleling proprietary LMs such as ChatGPT and Claude-instant.

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TransliCo: A Contrastive Learning Framework to Address the Script Barrier in Multilingual Pretrained Language Models
Yihong Liu | Chunlan Ma | Haotian Ye | Hinrich Schuetze

The world’s more than 7000 languages are written in at least 293 scripts. Due to various reasons, many closely related languages use different scripts, which poses a difficulty for multilingual pretrained language models (mPLMs) in learning crosslingual knowledge through lexical overlap. As a consequence, mPLMs are faced with a script barrier: representations from different scripts are located in different subspaces, which can result in crosslingual transfer involving languages of different scripts performing suboptimally. To address this problem, we propose TransliCo, a framework that optimizes the Transliteration Contrastive Modeling (TCM) objective to fine-tune an mPLM by contrasting sentences in its training data and their transliterations in a unified script (in our case Latin), which enhances uniformity in the representation space for different scripts. Using Glot500-m, an mPLM pretrained on over 500 languages, as our source model, we fine-tune it on a small portion (5%) of its training data, and refer to the resulting model as Furina. We show that Furina not only better aligns representations from distinct scripts but also outperforms the original Glot500-m on various zero-shot crosslingual transfer tasks. Additionally, we achieve consistent improvement in a case study on the Indic group where the languages exhibit areal features but use different scripts. We make our code and models publicly available.

Deep learning-based Natural Language Processing (NLP) models are vulnerable to adversarial attacks, where small perturbations can cause a model to misclassify. Adversarial Training (AT) is often used to increase model robustness. However, we have discovered an intriguing phenomenon: deliberately or accidentally miscalibrating models masks gradients in a way that interferes with adversarial attack search methods, giving rise to an apparent increase in robustness. We show that this observed gain in robustness is an illusion of robustness (IOR), and demonstrate how an adversary can perform various forms of test-time temperature calibration to nullify the aforementioned interference and allow the adversarial attack to find adversarial examples. Hence, we urge the NLP community to incorporate test-time temperature scaling into their robustness evaluations to ensure that any observed gains are genuine. Finally, we show how the temperature can be scaled during training to improve genuine robustness.

The Matthew effect is a notorious issue in Recommender Systems (RSs), i.e., the rich get richer and the poor get poorer, wherein popular items are overexposed while less popular ones are regularly ignored. Most methods examine Matthew effect in static or nearly-static recommendation scenarios. However, the Matthew effect will be increasingly amplified when the user interacts with the system over time. To address these issues, we propose a novel paradigm, Hypergraph-Enhanced Multi-Preference Learning for Alleviating Matthew Effect in Conversational Recommendation (HyCoRec), which aims to alleviate the Matthew effect in conversational recommendation. Concretely, HyCoRec devotes to alleviate the Matthew effect by learning multi-aspect preferences, i.e., item-, entity-, word-, review-, and knowledge-aspect preferences, to effectively generate responses in the conversational task and accurately predict items in the recommendation task when the user chats with the system over time. Extensive experiments conducted on two benchmarks validate that HyCoRec achieves new state-of-the-art performance and the superior of alleviating Matthew effect.

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Co-training for Low Resource Scientific Natural Language Inference
Mobashir Sadat | Cornelia Caragea

Scientific Natural Language Inference (NLI) is the task of predicting the semantic relation between a pair of sentences extracted from research articles. The automatic annotation method based on distant supervision for the training set of SciNLI, the first and most popular dataset for this task, results in label noise which inevitably degenerates the performance of classifiers. In this paper, we propose a novel co-training method that assigns weights based on the training dynamics of the classifiers to the distantly supervised labels, reflective of the manner they are used in the subsequent training epochs. That is, unlike the existing semi-supervised learning (SSL) approaches, we consider the historical behavior of the classifiers to evaluate the quality of the automatically annotated labels. Furthermore, by assigning importance weights instead of filtering out examples based on an arbitrary threshold on the predicted confidence, we maximize the usage of automatically labeled data, while ensuring that the noisy labels have a minimal impact on model training. The proposed method obtains an improvement of 1.5% in Macro F1 over the distant supervision baseline, and substantial improvements over several other strong SSL baselines. We make our code and data available on Github.

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RLHFPoison: Reward Poisoning Attack for Reinforcement Learning with Human Feedback in Large Language Models
Jiongxiao Wang | Junlin Wu | Muhao Chen | Yevgeniy Vorobeychik | Chaowei Xiao

Reinforcement Learning with Human Feedback (RLHF) is a methodology designed to align Large Language Models (LLMs) with human preferences, playing an important role in LLMs alignment. Despite its advantages, RLHF relies on human annotators to rank the text, which can introduce potential security vulnerabilities if any adversarial annotator (i.e., attackers) manipulates the ranking score by up-ranking any malicious text to steer the LLM adversarially. To assess the red-teaming of RLHF against human preference data poisoning, we propose RankPoison, a poisoning attack method on candidates’ selection of preference rank flipping to reach certain malicious behaviors (e.g., generating longer sequences, which can increase the computational cost). With poisoned dataset generated by RankPoison, we can perform poisoning attacks on LLMs to generate longer tokens without hurting the original safety alignment performance. Moreover, applying RankPoison, we also successfully implement a backdoor attack where LLMs can generate longer answers under questions with the trigger word. Our findings highlight critical security challenges in RLHF, underscoring the necessity for more robust alignment methods for LLMs.

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Time is Encoded in the Weights of Finetuned Language Models
Kai Nylund | Suchin Gururangan | Noah Smith

We present time vectors, a simple tool to customize language models to new time periods. Time vectors are created by finetuning a language model on data from a single time (e.g., a year or month), and then subtracting the weights of the original pretrained model. This vector specifies a direction in weight space that, as our experiments show, improves performance on text from that time period. Time vectors specialized to adjacent time periods appear to be positioned closer together in a manifold. Using this structure, we interpolate between time vectors to induce new models that perform better on intervening and future time periods, without any additional training. We demonstrate the consistency of our findings across different tasks, domains, model sizes, and time scales. Our results suggest that time is encoded in the weight space of finetuned models.

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Long-Context Language Modeling with Parallel Context Encoding
Howard Yen | Tianyu Gao | Danqi Chen

Extending large language models (LLMs) to process longer inputs is crucial for numerous applications. However, the considerable computational cost of transformers, coupled with limited generalization of positional encoding, restricts the size of their context window. We introduce Cross-Attention to Parallel Encodings (CAPE), a framework that can be applied to any existing decoder-only LLMs for context expansion. CAPE leverages a small encoder to process a long input chunk by chunk and enables the frozen decoder to cross-attend to the additional contexts. CAPE is efficient, generalizable, and versatile: trained with 8K-token documents, CAPE extends the context window of LLaMA-2 to 128K tokens, offering 10× of the throughput with only 1/6 of the memory. CAPE yields strong performance on language modeling and in-context learning. CAPE also excels in retrieval-augmented applications, while existing long-context models degenerate with retrieved contexts. We further introduce a CAPE variant that can extend the context window of instruction-tuned models with only unlabeled data, and showcase its effectiveness on LLaMA-2-Chat, leading to a strong instruction-following model that can leverage very long context on downstream tasks.

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SirLLM: Streaming Infinite Retentive LLM
Yao Yao | Zuchao Li | Hai Zhao

As Large Language Models (LLMs) become increasingly prevalent in various domains, their ability to process inputs of any length and maintain a degree of memory becomes essential. However, the one-off input of overly long texts is limited, as studies have shown that when input lengths exceed the LLMs’ pre-trained text length, there is a dramatic decline in text generation capabilities. Moreover, simply extending the length of pre-training texts is impractical due to the difficulty in obtaining long text data and the substantial memory consumption costs this would entail for LLMs. Recent efforts have employed streaming inputs to alleviate the pressure of excessively long text inputs, but this approach can significantly impair the model’s long-term memory capabilities.Motivated by this challenge, we introduce Streaming Infinite Retentive LLM (SirLLM), which allows LLMs to maintain longer memory during infinite-length dialogues without the need for fine-tuning. SirLLM utilizes the Token Entropy metric and a memory decay mechanism to filter key phrases, endowing LLMs with both long-lasting and flexible memory. We designed three distinct tasks and constructed three datasets to measure the effectiveness of SirLLM from various angles: (1) DailyDialog; (2) Grocery Shopping; (3) Rock-Paper-Scissors. Our experimental results robustly demonstrate that SirLLM can achieve stable and significant improvements across different LLMs and tasks, compellingly proving its effectiveness. When having a coversation, “A sir could forget himself,” but SirLLM never does! Our code is publicly available at https://github.com/Zoeyyao27/SirLLMhttps://github.com/Zoeyyao27/SirLLM

Machine learning models have made incredible progress, but they still struggle when applied to examples from unseen domains. This study focuses on a specific problem of domain generalization, where a model is trained on one source domain and tested on multiple target domains that are unseen during training. We propose IMO: Invariant features Masks for Out-of-Distribution text classification, to achieve OOD generalization by learning invariant features. During training, IMO would learn sparse mask layers to remove irrelevant features for prediction, where the remaining features keep invariant. Additionally, IMO has an attention module at the token level to focus on tokens that are useful for prediction. Our comprehensive experiments show that IMO substantially outperforms strong baselines in terms of various evaluation metrics and settings.

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Generative Pretrained Structured Transformers: Unsupervised Syntactic Language Models at Scale
Xiang Hu | Pengyu Ji | Qingyang Zhu | Wei Wu | Kewei Tu

A syntactic language model (SLM) incrementally generates a sentence with its syntactic tree in a left-to-right manner.We present Generative Pretrained Structured Transformers (GPST), an unsupervised SLM at scale capable of being pre-trained from scratch on raw texts with high parallelism. GPST circumvents the limitations of previous SLMs such as relying on gold trees and sequential training. It consists of two components, a usual SLM supervised by a uni-directional language modeling loss, and an additional composition model, which induces syntactic parse trees and computes constituent representations, supervised by a bi-directional language modeling loss. We propose a representation surrogate to enable joint parallel training of the two models in a hard-EM fashion.We pre-train GPST on OpenWebText, a corpus with billion tokens, and demonstrate the superiority of GPST over GPT-2 with a comparable size in numerous tasks covering both language understanding and language generation. Meanwhile, GPST also significantly outperforms existing unsupervised SLMs on left-to-right grammar induction, while holding a substantial acceleration on training.

In this work, we present the largest benchmark to date on linguistic acceptability: Multilingual Evaluation of Linguistic Acceptability—MELA, with 46K samples covering 10 languages from a diverse set of language families. We establish LLM baselines on this benchmark, and investigate cross-lingual transfer in acceptability judgements with XLM-R. In pursuit of multilingual interpretability, we conduct probing experiments with fine-tuned XLM-R to explore the process of syntax capability acquisition. Our results show that GPT-4o exhibits a strong multilingual ability, outperforming fine-tuned XLM-R, while open-source multilingual models lag behind by a noticeable gap. Cross-lingual transfer experiments show that transfer in acceptability judgment is non-trivial: 500 Icelandic fine-tuning examples lead to 23 MCC performance in a completely unrelated language—Chinese. Results of our probing experiments indicate that training on MELA improves the performance of XLM-R on syntax-related tasks.

End-to-end automatic speech recognition (ASR) systems have made significant progress in general scenarios. However, it remains challenging to transcribe contextual named entities (NEs) in the contextual ASR scenario. Previous approaches have attempted to address this by utilizing the NE dictionary. These approaches treat entities as individual tokens and generate them token-by-token, which may result in incomplete transcriptions of entities. In this paper, we treat entities as indivisible wholes and introduce the idea of copying into ASR. We design a systematic mechanism called CopyNE, which can copy entities from the NE dictionary. By copying all tokens of an entity at once, we can reduce errors during entity transcription, ensuring the completeness of the entity. Experiments demonstrate that CopyNE consistently improves the accuracy of transcribing entities compared to previous approaches. Even when based on the strong Whisper, CopyNE still achieves notable improvements.

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Is Table Retrieval a Solved Problem? Exploring Join-Aware Multi-Table Retrieval
Peter Baile Chen | Yi Zhang | Dan Roth

Retrieving relevant tables containing the necessary information to accurately answer a given question over tables is critical to open-domain question-answering (QA) systems. Previous methods assume the answer to such a question can be found either in a single table or multiple tables identified through question decomposition or rewriting. However, neither of these approaches is sufficient, as many questions require retrieving multiple tables and joining them through a join plan that cannot be discerned from the user query itself. If the join plan is not considered in the retrieval stage, the subsequent steps of reasoning and answering based on those retrieved tables are likely to be incorrect. To address this problem, we introduce a method that uncovers useful join relations for any query and database during table retrieval. We use a novel re-ranking method formulated as a mixed-integer program that considers not only table-query relevance but also table-table relevance that requires inferring join relationships. Our method outperforms the state-of-the-art approaches for table retrieval by up to 9.3% in F1 score and for end-to-end QA by up to 5.4% in accuracy.

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Generalizing Conversational Dense Retrieval via LLM-Cognition Data Augmentation
Haonan Chen | Zhicheng Dou | Kelong Mao | Jiongnan Liu | Ziliang Zhao

Conversational search utilizes muli-turn natural language contexts to retrieve relevant passages. Existing conversational dense retrieval models mostly view a conversation as a fixed sequence of questions and responses, overlooking the severe data sparsity problem – that is, users can perform a conversation in various ways, and these alternate conversations are unrecorded. Consequently, they often struggle to generalize to diverse conversations in real-world scenarios. In this work, we propose a framework for generalizing Conversational dense retrieval via LLM-cognition data Augmentation (ConvAug). We first generate multi-level augmented conversations to capture the diverse nature of conversational contexts. Inspired by human cognition, we devise a cognition-aware prompting process to mitigate the generation of false positives, false negatives, and hallucinations. Moreover, we develop a difficulty-adaptive sample filter that selects challenging samples for complex conversations, thereby giving the model a larger learning space. A contrastive learning objective is then employed to train a better conversational context encoder. Extensive experiments conducted on four public datasets, under both normal and zero-shot settings, demonstrate the effectiveness, generalizability, and applicability of ConvAug. The code is released at https://github.com/haon-chen/ConvAug.

Although Large Language Models (LLMs) are showing impressive performance on a wide range of Natural Language Processing tasks, researchers have found that they still have limited ability to conduct induction. Recent works mainly adopt “post processes” paradigms to improve the performance of LLMs on induction (e.g., the hypothesis search & refinement methods), but their performance is still constrained by the inherent inductive capability of the LLMs. In this paper, we propose a novel framework, Induction through Deduction (ItD), to enable the LLMs to teach themselves induction through deduction. The ItD framework is composed of two main components: a Deductive Data Generation module to generate induction data and a Naive Bayesian Induction module to optimize the fine-tuning and decoding of LLMs. Our empirical results showcase the effectiveness of ItD on two induction benchmarks, achieving relative performance improvement of 36% and 10% compared with previous state-of-the-art, respectively. Our ablation study verifies the effectiveness of two key modules of ItD. We also verify the effectiveness of ItD across different LLMs and deductors. The data and code of this paper can be found at https://github.com/forangel2014/ItD.

Large language models (LLMs) have exhibited great potential in mathematical reasoning. However, there remains a performance gap in this area between existing open-source models and closed-source models such as GPT-4. In this paper, we introduce MathGenie, a novel method for generating diverse and reliable math problems by leveraging the ground-truth solutions of the seed data. We augment these ground-truth solutions and use a specially finetuned model to translate these augmented solutions back into new questions. Subsequently, we generate code-integrated solutions for these questions. To ensure the correctness of the code-integrated solutions, we employ rationale-based verification for filtering. Then, we finetune various pretrained models, ranging from 7B to 70B, on the newly curated data, resulting in a family of models known as MathGenie. These models consistently outperform previous open-source models across five representative mathematical reasoning datasets, achieving state-of-the-art performance. In particular, MathGenie-InternLM2 achieves an accuracy of 87.7% on GSM8K and 55.7% on MATH, securing the best overall score.

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Rethinking Task-Oriented Dialogue Systems: From Complex Modularity to Zero-Shot Autonomous Agent
Heng-Da Xu | Xian-Ling Mao | Puhai Yang | Fanshu Sun | Heyan Huang

Task-oriented dialogue (TOD) systems are predominantly designed to be composed of several functional modules (e.g. dialogue state tracker, dialogue policy, natural language generation) whether they are pipeline or end-to-end architectures. However, this modular design not only heavily relies on massive fully-annotated data, but also suffers from many intrinsic drawbacks, such as serious error accumulation, poor generalization ability, high customization cost, and low fault tolerance rate. In this paper, we rethink the architecture of the task-oriented dialogue systems and propose a novel fully zero-shot autonomous TOD agent, named AutoTOD, where all the delicate modules in traditional TOD systems are deprecated and all it needs is a general-purpose instruction-following language model (e.g. GPT-4). AutoTOD only leverages a simple instruction schema consisting of the description of tasks and external APIs, and can autonomously decide what to do at each dialogue turn, including asking for information, calling APIs, summarizing API results, and correcting previous mistakes. Moreover, we propose a simulation-based evaluation framework to better validate the abilities of TOD models in real-life scenarios. Extensive experiments conducted on the MultiWOZ and SGD datasets show the superior task completion ability and flexible language skills of AutoTOD.

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On Context Utilization in Summarization with Large Language Models
Mathieu Ravaut | Aixin Sun | Nancy Chen | Shafiq Joty

Large language models (LLMs) excel in abstractive summarization tasks, delivering fluent and pertinent summaries. Recent advancements have extended their capabilities to handle long-input contexts, exceeding 100k tokens. However, in question answering, language models exhibit uneven utilization of their input context. They tend to favor the initial and final segments, resulting in a U-shaped performance pattern concerning where the answer is located within the input. This bias raises concerns, particularly in summarization where crucial content may be dispersed throughout the source document(s). Besides, in summarization, mapping facts from the source to the summary is not trivial as salient content is usually re-phrased. In this paper, we conduct the first comprehensive study on context utilization and position bias in summarization. Our analysis encompasses 6 LLMs, 10 datasets, and 5 evaluation metrics. We introduce a new evaluation benchmark called MiddleSum on the which we benchmark two alternative inference methods to alleviate position bias: hierarchical summarization and incremental summarization. Our code and data can be found here: https://github.com/ntunlp/MiddleSum.

Large language models (LLMs) have demonstrated impressive capabilities in various natural language processing tasks. Despite this, their application to information retrieval (IR) tasks is still challenging due to the infrequent occurrence of many IR-specific concepts in natural language. While prompt-based methods can provide task descriptions to LLMs, they often fall short in facilitating a comprehensive understanding and execution of IR tasks, thereby limiting LLMs’ applicability. To address this gap, in this work, we explore the potential of instruction tuning to enhance LLMs’ proficiency in IR tasks. We introduce a novel instruction tuning dataset, INTERS, encompassing 20 tasks across three fundamental IR categories: query understanding, document understanding, and query-document relationship understanding. The data are derived from 43 distinct datasets with manually written templates. Our empirical results reveal that INTERS significantly boosts the performance of various publicly available LLMs, such as LLaMA, Mistral, and Falcon, in IR tasks. Furthermore, we conduct extensive experiments to analyze the effects of instruction design, template diversity, few-shot demonstrations, and the volume of instructions on performance. We make our dataset and the fine-tuned models publicly accessible at https://github.com/DaoD/INTERS.

The emergence of in-context learning (ICL) enables large pre-trained language models (PLMs) to make predictions for unseen inputs without updating parameters. Despite its potential, ICL’s effectiveness heavily relies on the quality, quantity, and permutation of demonstrations, commonly leading to suboptimal and unstable performance. In this paper, we tackle this challenge for the first time from the perspective of demonstration augmentation. Specifically, we start with enriching representations of demonstrations by leveraging their deep feature distribution. We then theoretically reveal that when the number of augmented copies approaches infinity, the augmentation is approximately equal to a novel logit calibration mechanism integrated with specific statistical properties. This insight results in a simple yet highly efficient method that significantly improves the average and worst-case accuracy across diverse PLMs and tasks. Moreover, our method effectively reduces performance variance among varying demonstrations, permutations, and templates, and displays the capability to address imbalanced class distributions.

With the rapid scaling of large language models (LLMs), serving numerouslow-rank adaptations (LoRAs) concurrently has become increasingly impractical,leading to unaffordable costs and necessitating more parameter-efficientfinetuning methods. In this work, we introduce Partially Rotation-enhanced Low-Rank Adaptation (PRoLoRA), an intra-layer sharing mechanism comprising fouressential components: broadcast reduction, rotation enhancement,partially-sharing refinement, and rectified initialization strategy. As asuperset of LoRA, PRoLoRA retains its advantages, and effectively circumventthe drawbacks of peer parameter-sharing methods with superior model capacity,practical feasibility, and broad applicability. Empirical experimentsdemonstrate the remarkably higher parameter efficiency of PRoLoRA in bothspecific parameter budget and performance target scenarios, and its scalabilityto larger LLMs. Notably, with one time less trainable parameters, PRoLoRA stilloutperforms LoRA on multiple instruction tuning datasets. Subsequently, anablation study is conducted to validate the necessity of individual componentsand highlight the superiority of PRoLoRA over three potential variants.Hopefully, the conspicuously higher parameter efficiency can establish PRoLoRAas a resource-friendly alternative to LoRA.

Existing approaches on zero-shot event detection usually train models on datasets annotated with known event types, and prompt them with unseen event definitions. These approaches yield sporadic successes, yet generally fall short of expectations.In this work, we aim to improve zero-shot event detection by training models to better follow event definitions. We hypothesize that a diverse set of event types and definitions are the key for models to learn to follow event definitions while existing event extraction datasets focus on annotating many high-quality examples for a few event types. To verify our hypothesis, we construct an automatically generated Diverse Event Definition (DivED) dataset and conduct comparative studies. Our experiments reveal that a large number of event types (200) and diverse event definitions can significantly boost event extraction performance; on the other hand, the performance does not scale with over ten examples per event type.Beyond scaling, we incorporate event ontology information and hard-negative samples during training, further boosting the performance. Based on these findings, we fine-tuned a LLaMA-2-7B model on our DivED dataset, yielding performance that surpasses SOTA large language models like GPT-3.5 across three open benchmarks on zero-shot event detection.

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Through the MUD: A Multi-Defendant Charge Prediction Benchmark with Linked Crime Elements
Xiao Wei | Qi Xu | Hang Yu | Qian Liu | Erik Cambria

The current charge prediction datasets mostly focus on single-defendant criminal cases.However, real-world criminal cases usually involve multiple defendants whose criminal facts are intertwined. In an early attempt to fill this gap, we introduce a new benchmark that encompasses legal cases involving multiple defendants, where each defendant is labeled with a charge and four types of crime elements, i.e., Object Element, Objective Element, Subject Element, and Subjective Element. Based on the dataset, we further develop an interpretable model called EJudge that incorporates crime elements and legal rules to infer charges. We observe that predicting crime charges while providing corresponding rationales benefits the interpretable AI system. Extensive experiments show that EJudge significantly surpasses state-of-the-art methods, which verify the importance of crime elements and legal rules in multi-defendant charge prediction. The source code and dataset are available at https://anonymous.4open.science/r/MCP_1-6010.

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Interpreting Conversational Dense Retrieval by Rewriting-Enhanced Inversion of Session Embedding
Yiruo Cheng | Kelong Mao | Zhicheng Dou

Conversational dense retrieval has shown to be effective in conversational search. However, a major limitation of conversational dense retrieval is their lack of interpretability, hindering intuitive understanding of model behaviors for targeted improvements. This paper presents CONVINV, a simple yet effective approach to shed light on interpretable conversational dense retrieval models. CONVINV transforms opaque conversational session embeddings into explicitly interpretable text while faithfully maintaining their original retrieval performance as much as possible. Such transformation is achieved by training a recently proposed Vec2Text model based on the ad-hoc query encoder, leveraging the fact that the session and query embeddings share the same space in existing conversational dense retrieval.To further enhance interpretability, we propose to incorporate external interpretable query rewrites into the transformation process. Extensive evaluations on three conversational search benchmarks demonstrate that CONVINV can yield more interpretable text and faithfully preserve original retrieval performance than baselines. Our work connects opaque session embeddings with transparent query rewriting, paving the way toward trustworthy conversational search.

The widespread use of large language models (LLMs) is increasing the demand for methods that detect machine-generated text to prevent misuse. The goal of our study is to stress test the detectors’ robustness to malicious attacks under realistic scenarios. We comprehensively study the robustness of popular machine-generated text detectors under attacks from diverse categories: editing, paraphrasing, co-generating, and prompting. Our attacks assume limited access to the generator LLMs, and we compare the performance of detectors on different attacks under different budget levels. Our experiments reveal that almost none of the existing detectors remain robust under all the attacks, and all detectors exhibit different loopholes. Averaging all detectors, the performance drops by 35% across all attacks. Further, we investigate the reasons behind these defects and propose initial out-of-the-box patches.

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Training Language Models to Generate Text with Citations via Fine-grained Rewards
Chengyu Huang | Zeqiu Wu | Yushi Hu | Wenya Wang

While recent Large Language Models (LLMs) have proven useful in answering user queries, they are prone to hallucination, and their responses often lack credibility due to missing references to reliable sources. An intuitive solution to these issues would be to include in-text citations referring to external documents as evidence. While previous works have directly prompted LLMs to generate in-text citations, their performances are far from satisfactory, especially when it comes to smaller LLMs. In this work, we propose an effective training framework using fine-grained rewards to teach LLMs to generate highly supportive and relevant citations, while ensuring the correctness of their responses. We also conduct a systematic analysis of applying these fine-grained rewards to common LLM training strategies, demonstrating its advantage over conventional practices. We conduct extensive experiments on Question Answering (QA) datasets taken from the ALCE benchmark and validate the model’s generalizability using EXPERTQA. On LLaMA-2-7B, the incorporation of fine-grained rewards achieves the best performance among the baselines, even surpassing that of GPT-3.5-turbo.

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Hypergraph based Understanding for Document Semantic Entity Recognition
Qiwei Li | Zuchao Li | Ping Wang | Haojun Ai | Hai Zhao

Semantic entity recognition is an important task in the field of visually-rich document understanding. It distinguishes the semantic types of text by analyzing the position relationship between text nodes and the relation between text content. The existing document understanding models mainly focus on entity categories while ignoring the extraction of entity boundaries. We build a novel hypergraph attention document semantic entity recognition framework, HGA, which uses hypergraph attention to focus on entity boundaries and entity categories at the same time. It can conduct a more detailed analysis of the document text representation analyzed by the upstream model and achieves a better performance of semantic information. We apply this method on the basis of GraphLayoutLM to construct a new semantic entity recognition model HGALayoutLM. Our experiment results on FUNSD, CORD, XFUND and SROIE show that our method can effectively improve the performance of semantic entity recognition tasks based on the original model. The results of HGALayoutLM on FUNSD and XFUND reach the new state-of-the-art results.

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GSM-Plus: A Comprehensive Benchmark for Evaluating the Robustness of LLMs as Mathematical Problem Solvers
Qintong Li | Leyang Cui | Xueliang Zhao | Lingpeng Kong | Wei Bi

Large language models (LLMs) have achieved impressive performance across various mathematical reasoning benchmarks. However, there are increasing debates regarding whether these models truly understand and apply mathematical knowledge or merely rely on shortcuts for mathematical reasoning. One essential and frequently occurring evidence is that when the math questions are slightly changed, LLMs can behave incorrectly. This motivates us to evaluate the robustness of LLMs’ math reasoning capability by testing a wide range of question variations. We introduce the adversarial grade school math (GSM-Plus) dataset, an extension of GSM8K augmented with various mathematical perturbations. Our experiments on 25 LLMs and 4 prompting techniques show that while LLMs exhibit different levels of math reasoning abilities, their performances are far from robust. In particular, even for problems that have been solved in GSM8K, LLMs can make mistakes when new statements are added or the question targets are altered. We also explore whether more robust performance can be achieved by composing existing prompting methods, in which we try an iterative method that generates and verifies each intermediate thought based on its reasoning goal and calculation result.

Cross-document event coreference resolution (CDECR) involves clustering event mentions across multiple documents that refer to the same real-world events. Existing approaches utilize fine-tuning of small language models (SLMs) like BERT to address the compatibility among the contexts of event mentions. However, due to the complexity and diversity of contexts, these models are prone to learning simple co-occurrences. Recently, large language models (LLMs) like ChatGPT have demonstrated impressive contextual understanding, yet they encounter challenges in adapting to specific information extraction (IE) tasks. In this paper, we propose a collaborative approach for CDECR, leveraging the capabilities of both a universally capable LLM and a task-specific SLM. The collaborative strategy begins with the LLM accurately and comprehensively summarizing events through prompting. Then, the SLM refines its learning of event representations based on these insights during fine-tuning. Experimental results demonstrate that our approach surpasses the performance of both the large and small language models individually, forming a complementary advantage. Across various datasets, our approach achieves state-of-the-art performance, underscoring its effectiveness in diverse scenarios.

Language agents have achieved considerable performance on various complex question-answering tasks by planning with external tools. Despite the incessant exploration in this field, existing language agent systems still struggle with costly, non-reproducible data reliance and face the challenge of compelling a single model for multiple functions. To this end, we introduce AutoAct, an automatic agent learning framework for QA that does not rely on large-scale annotated data and synthetic planning trajectories from closed-source models (e.g., GPT-4). Given limited data with a tool library, AutoAct first automatically synthesizes planning trajectories without any assistance from humans or strong closed-source models. Then, AutoAct leverages a division-of-labor strategy to automatically differentiate based on the target task information and synthesized trajectories, producing a sub-agent group to complete the task. We conduct comprehensive experiments with different LLMs, which demonstrates that AutoAct yields better or parallel performance compared to various strong baselines. Further analysis demonstrates the effectiveness of the division-of-labor strategy, with the trajectory quality generated by AutoAct generally outperforming that of others.

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ChronosLex: Time-aware Incremental Training for Temporal Generalization of Legal Classification Tasks
Santosh T.y.s.s | Tuan-Quang Vuong | Matthias Grabmair

This study investigates the challenges posed by the dynamic nature of legal multi-label text classification tasks, where legal concepts evolve over time. Existing models often overlook the temporal dimension in their training process, leading to suboptimal performance of those models over time, as they treat training data as a single homogeneous block. To address this, we introduce ChronosLex, an incremental training paradigm that trains models on chronological splits, preserving the temporal order of the data. However, this incremental approach raises concerns about overfitting to recent data, prompting an assessment of mitigation strategies using continual learning and temporal invariant methods. Our experimental results over six legal multi-label text classification datasets reveal that continual learning methods prove effective in preventing overfitting thereby enhancing temporal generalizability, while temporal invariant methods struggle to capture these dynamics of temporal shifts.

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Virtual Compiler Is All You Need For Assembly Code Search
Zeyu Gao | Hao Wang | Yuanda Wang | Chao Zhang

Assembly code search is vital for reducing the burden on reverse engineers, allowing them to quickly identify specific functions using natural language within vast binary programs.Despite its significance, this critical task is impeded by the complexities involved in building high-quality datasets. This paper explores training a Large Language Model (LLM) to emulate a general compiler. By leveraging Ubuntu packages to compile a dataset of 20 billion tokens, we further continue pre-train CodeLlama as a Virtual Compiler (ViC), capable of compiling any source code to assembly code. This approach allows for “virtual” compilation across a wide range of programming languages without the need for a real compiler, preserving semantic equivalency and expanding the possibilities for assembly code dataset construction. Furthermore, we use ViC to construct a sufficiently large dataset for assembly code search. Employing this extensive dataset, we achieve a substantial improvement in assembly code search performance, with our model surpassing the leading baseline by 26%.

Parameter-efficient fine-tuning (PEFT) is a popular method for tailoring pre-trained large language models (LLMs), especially as the models’ scale and the diversity of tasks increase. Low-rank adaptation (LoRA) is based on the idea that the adaptation process is intrinsically low-dimensional, i.e., significant model changes can be represented with relatively few parameters. However, decreasing the rank encounters challenges with generalization errors for specific tasks when compared to full-parameter fine-tuning. We present MELoRA, a mini-ensemble low-rank adapters that uses fewer trainable parameters while maintaining a higher rank, thereby offering improved performance potential.The core idea is to freeze original pretrained weights and train a group of mini LoRAs with only a small number of parameters. This can capture a significant degree of diversity among mini LoRAs, thus promoting better generalization ability. We conduct a theoretical analysis and empirical studies on various NLP tasks. Our experimental results show that, compared to LoRA, MELoRA achieves better performance with 8 times fewer trainable parameters on natural language understanding tasks and 36 times fewer trainable parameters on instruction following tasks, which demonstrates the effectiveness of MELoRA.

Large language models (LLMs) have demonstrated striking reasoning capability. Recent works have shown the benefits to LLMs from fine-tuning golden-standard Chain-of-Thought (CoT) rationales or using them as correct examples in few-shot prompting. While humans can indeed imitate correct examples, learning from our mistakes is another vital aspect of human cognition. Hence, a question naturally arises: can LLMs learn and benefit from their mistakes, especially for their reasoning?This study investigates this problem from both the prompting and model-tuning perspectives. We begin by introducing CoTErrorSet, a new benchmark with 609,432 questions, each designed with both correct and error references, and demonstrating the types and reasons for making such mistakes. To explore the effectiveness of those mistakes, we design two methods: (1) Self-rethinking prompting guides LLMs to rethink whether they have made similar previous mistakes; and (2) Mistake tuning involves finetuning models in both correct and incorrect reasoning domains, rather than only tuning models to learn ground truth in traditional methodology. We conduct a series of experiments to prove LLMs can obtain benefits from mistakes in both directions. Our two methods offer potentially cost-effective strategies by leveraging errors to enhance reasoning capabilities, which costs significantly less than creating meticulously hand-crafted golden references. We ultimately make a thorough analysis of the reasons behind LLMs’ errors, which provides directions that future research needs to overcome. CoTErrorSet will be published soon on https://github.com/YookiTong/Learn-from-Mistakes-CotErrorSet.

Empathetic response generation aims to comprehend the cognitive and emotional states in dialogue utterances and generate proper responses. Psychological theories posit that comprehending emotional and cognitive states necessitates iteratively capturing and understanding associated words across dialogue utterances. However, existing approaches regard dialogue utterances as either a long sequence or independent utterances for comprehension, which are prone to overlook the associated words between them. To address this issue, we propose an Iterative Associative Memory Model (IAMM) for empathetic response generation. Specifically, we employ a novel second-order interaction attention mechanism to iteratively capture vital associated words between dialogue utterances and situations, dialogue history, and a memory module (for storing associated words), thereby accurately and nuancedly comprehending the utterances.We conduct experiments on the Empathetic-Dialogue dataset. Both automatic and human evaluations validate the efficacy of the model. Variant experiments on LLMs also demonstrate that attending to associated words improves empathetic comprehension and expression.

This paper investigates using knowledge editing techniques to detoxify Large Language Models (LLMs). We construct a benchmark, SafeEdit, which covers nine unsafe categories with various powerful attack prompts and equips comprehensive metrics for systematic evaluation. We conduct experiments with several knowledge editing approaches, indicating that knowledge editing has the potential to efficiently detoxify LLMs with limited impact on general performance. Then, we propose a simple yet effective baseline, dubbed Detoxifying with Intraoperative Neural Monitoring (DINM), to diminish the toxicity of LLMs within a few tuning steps via only one instance. We further provide an in-depth analysis of the internal mechanism for various detoxifying approaches, demonstrating that previous methods like SFT and DPO may merely suppress the activations of toxic parameters, while DINM mitigates the toxicity of the toxic parameters to a certain extent, making permanent adjustments. We hope that these insights could shed light on future work of developing detoxifying approaches and the underlying knowledge mechanisms of LLMs.

Although large language models (LLMs) demonstrate impressive performance for many language tasks, most of them can only handle texts a few thousand tokens long, limiting their applications on longer sequence inputs, such as books, reports, and codebases. Recent works have proposed methods to improve LLMs’ long context capabilities by extending context windows and more sophisticated memory mechanisms. However, comprehensive benchmarks tailored for evaluating long context understanding are lacking. In this paper, we introduce LongBench, the first bilingual, multi-task benchmark for long context understanding, enabling a more rigorous evaluation of long context understanding. LongBench comprises 21 datasets across 6 task categories in both English and Chinese, with an average length of 6,711 words (English) and 13,386 characters (Chinese). These tasks cover key long-text application areas including single-doc QA, multi-doc QA, summarization, few-shot learning, synthetic tasks, and code completion. All datasets in LongBench are standardized into a unified format, allowing for effortless automatic evaluation of LLMs. Upon comprehensive evaluation of 8 LLMs on LongBench, we find that: (1) Commercial model (GPT-3.5-Turbo-16k) outperforms other open-sourced models, but still struggles on longer contexts. (2) Scaled position embedding and fine-tuning on longer sequences lead to substantial improvement on long context understanding. (3) Context compression technique such as retrieval brings improvement for model with weak ability on long contexts, but the performance still lags behind models that have strong long context understanding capability.

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Dr.Academy: A Benchmark for Evaluating Questioning Capability in Education for Large Language Models
Yuyan Chen | Chenwei Wu | Songzhou Yan | Panjun Liu | Yanghua Xiao

Teachers are important to imparting knowledge and guiding learners, and the role of large language models (LLMs) as potential educators is emerging as an important area of study. Recognizing LLMs’ capability to generate educational content can lead to advances in automated and personalized learning. While LLMs have been tested for their comprehension and problem-solving skills, their capability in teaching remains largely unexplored.In teaching, questioning is a key skill that guides students to analyze, evaluate, and synthesize core concepts and principles.Therefore, our research introduces a benchmark to evaluate the questioning capability in education as a teacher of LLMs through evaluating their generated educational questions, utilizing Anderson and Krathwohl’s taxonomy across general, monodisciplinary, and interdisciplinary domains. We shift the focus from LLMs as learners to LLMs as educators, assessing their teaching capability through guiding them to generate questions. We apply four metrics, including relevance, coverage, representativeness, and consistency, to evaluate the educational quality of LLMs’ outputs. Our results indicate that GPT-4 demonstrates significant potential in teaching general, humanities, and science courses; Claude2 appears more apt as an interdisciplinary teacher. Furthermore, the automatic scores align with human perspectives.

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UniBridge: A Unified Approach to Cross-Lingual Transfer Learning for Low-Resource Languages
Trinh Pham | Khoi Le | Anh Tuan Luu

In this paper, we introduce UniBridge (Cross-Lingual Transfer Learning with Optimized Embeddings and Vocabulary), a comprehensive approach developed to improve the effectiveness of Cross-Lingual Transfer Learning, particularly in languages with limited resources. Our approach tackles two essential elements of a language model: the initialization of embeddings and the optimal vocabulary size. Specifically, we propose a novel embedding initialization method that leverages both lexical and semantic alignment for a language. In addition, we present a method for systematically searching for the optimal vocabulary size, ensuring a balance between model complexity and linguistic coverage. Our experiments across multilingual datasets show that our approach greatly improves the F1-Score in several languages. UniBridge is a robust and adaptable solution for cross-lingual systems in various languages, highlighting the significance of initializing embeddings and choosing the right vocabulary size in cross-lingual environments.

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VISTA: Visualized Text Embedding For Universal Multi-Modal Retrieval
Junjie Zhou | Zheng Liu | Shitao Xiao | Bo Zhao | Yongping Xiong

Multi-modal retrieval becomes increasingly popular in practice. However, the existing retrievers are mostly text-oriented, which lack the capability to process visual information. Despite the presence of vision-language models like CLIP, the current methods are severely limited in representing the text-only and image-only data. In this work, we present a new embedding model VISTA for universal multi-modal retrieval. Our work brings forth threefold technical contributions. Firstly, we introduce a flexible architecture which extends a powerful text encoder with the image understanding capability by introducing visual token embeddings. Secondly, we develop two data generation strategies, which bring high-quality composed image-text to facilitate the training of the embedding model. Thirdly, we introduce a multi-stage training algorithm, which first aligns the visual token embedding with the text encoder using massive weakly labeled data, and then develops multi-modal representation capability using the generated composed image-text data. In our experiments, VISTA achieves superior performances across a variety of multi-modal retrieval tasks in both zero-shot and supervised settings. Our model, data, and source code are available at https://github.com/FlagOpen/FlagEmbedding.

Large language models (LLMs) have shown impressive success in various applications. However, these models are often not well aligned with human intents, which calls for additional treatments on them; that is, the alignment problem. To make LLMs better follow user instructions, existing alignment methods primarily focus on further training them. However, the extra training of LLMs is usually expensive in terms of GPU computing; even worse, some LLMs are not accessible for user-demanded training, such as GPTs. In this work, we take a different perspective—Black-Box Prompt Optimization (BPO)—to perform alignments. The idea is to optimize user prompts to suit LLMs’ input understanding, so as to best realize users’ intents without updating LLMs’ parameters. BPO leverages human preferences to optimize prompts, thus making it superior to LLM (e.g., ChatGPT) as a prompt engineer. Moreover, BPO is model-agnostic, and the empirical results demonstrate that the BPO-aligned ChatGPT yields a 22% increase in the win rate against its original version and 10% for GPT-4. Notably, the BPO-aligned LLMs can outperform the same models aligned by PPO and DPO, and it also brings additional performance gains when combining BPO with PPO or DPO. Code and datasets are released at https://github.com/thu-coai/BPO.

This paper introduces the Open Ko-LLM Leaderboard and the Ko-H5 Benchmark as vital tools for evaluating Large Language Models (LLMs) in Korean. Incorporating private test sets while mirroring the English Open LLM Leaderboard, we establish a robust evaluation framework that has been well integrated in the Korean LLM community. We perform data leakage analysis that shows the benefit of private test sets along with a correlation study within the Ko-H5 benchmark and temporal analyses of the Ko-H5 score. Moreover, we present empirical support for the need to expand beyond set benchmarks. We hope the Open Ko-LLM Leaderboard sets precedent for expanding LLM evaluation to foster more linguistic diversity.

Despite significant strides in multimodal tasks, Multimodal Large Language Models (MLLMs) are plagued by the critical issue of hallucination. The reliable detection of such hallucinations in MLLMs has, therefore, become a vital aspect of model evaluation and the safeguarding of practical application deployment. Prior research in this domain has been constrained by a narrow focus on singular tasks, an inadequate range of hallucination categories addressed, and a lack of detailed granularity. In response to these challenges, our work expands the investigative horizons of hallucination detection. We present a novel meta-evaluation benchmark, MHaluBench, meticulously crafted to facilitate the evaluation of advancements in hallucination detection methods. Additionally, we unveil a novel unified multimodal hallucination detection framework, UNIHD, which leverages a suite of auxiliary tools to validate the occurrence of hallucinations robustly. We demonstrate the effectiveness of UNIHD through meticulous evaluation and comprehensive analysis. We also provide strategic insights on the application of specific tools for addressing various categories of hallucinations.

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Empowering Character-level Text Infilling by Eliminating Sub-Tokens
Houxing Ren | Mingjie Zhan | Zhongyuan Wu | Hongsheng Li

In infilling tasks, sub-tokens, representing instances where a complete token is segmented into two parts, often emerge at the boundaries of prefixes, middles, and suffixes. Traditional methods focused on training models at the token level, leading to sub-optimal performance in character-level infilling tasks during the inference stage. Alternately, some approaches considered character-level infilling, but they relied on predicting sub-tokens in inference, yet this strategy diminished ability in character-level infilling tasks due to the large perplexity of the model on sub-tokens. In this paper, we introduce FIM-SE, which stands for Fill-In-the-Middle with both Starting and Ending character constraints. The proposed method addresses character-level infilling tasks by utilizing a line-level format to avoid predicting any sub-token in inference. In addition, we incorporate two special tokens to signify the rest of the incomplete lines, thereby enhancing generation guidance. Extensive experiments demonstrate that our proposed approach surpasses previous methods, offering a significant advantage. Code is available at https://github.com/SenseLLM/FIM-SE.

Retrieval augmentation is a promising approach to handle long-context language modeling. However, the existing retrieval methods usually work with the chunked context, which is prone to inferior quality of semantic representation and incomplete retrieval of useful information. In this work, we propose a new method for the retrieval augmentation of long-context language modeling, called Landmark Embedding. Our method is characterized by threefold technical contributions. Firstly, we introduce a chunking-free architecture, which keeps the long context coherent such that high-quality embeddings can be generated for the fine-grained units within the context. Secondly, we present a position-aware objective function, which prioritizes the ultimate boundary for a consecutive span of information. By learning to discriminate such a special position, the useful information can be comprehensively retrieved for the query. Thirdly, we design a novel multi-stage learning algorithm, which makes the best use of readily available data and synthetic data for cost-effective training of the landmark embedding. In our experimental study, landmark embedding is able to substantially improve the performance for both LLaMA-2 and ChatGPT in a variety of long-context tasks; meanwhile, it also outperforms the existing retrieval methods with a notable advantage. Our model and source code will be made publicly available.

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GrowOVER: How Can LLMs Adapt to Growing Real-World Knowledge?
Dayoon Ko | Jinyoung Kim | Hahyeon Choi | Gunhee Kim

In the real world, knowledge is constantly evolving, which can render existing knowledge-based datasets outdated. This unreliability highlights the critical need for continuous updates to ensure both accuracy and relevance in knowledge-intensive tasks. To address this, we propose GrowOVER-QA and GrowOVER-Dialogue, dynamic open-domain QA and dialogue benchmarks that undergo a continuous cycle of updates, keeping pace with the rapid evolution of knowledge. Our research indicates that retrieval-augmented language models (RaLMs) struggle with knowledge that has not been trained on or recently updated. Consequently, we introduce a novel retrieval-interactive language model framework, where the language model evaluates and reflects on its answers for further re-retrieval. Our exhaustive experiments demonstrate that our training-free framework significantly improves upon existing methods, performing comparably to or even surpassing continuously trained language models.

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Attribute First, then Generate: Locally-attributable Grounded Text Generation
Aviv Slobodkin | Eran Hirsch | Arie Cattan | Tal Schuster | Ido Dagan

Recent efforts to address hallucinations in Large Language Models (LLMs) have focused on attributed text generation, which supplements generated texts with citations of supporting sources for post-generation fact-checking and corrections. Yet, these citations often point to entire documents or paragraphs, burdening users with extensive verification work. In this paper, we introduce a locally-attributable text generation approach, prioritizing concise attributions. Our method, named “Attribute First, then Generate“, breaks down the conventional end-to-end generation process into three intuitive steps: content selection, sentence planning, and sequential sentence generation. By initially identifying relevant source segments (“select first“) and then conditioning the generation process on them (“then generate“), we ensure these segments also act as the output’s fine-grained attributions (“select“ becomes “attribute“). Tested on Multi-document Summarization and Long-form Question-answering, our method not only yields more concise citations than the baselines but also maintains - and in some cases enhances - both generation quality and attribution accuracy. Furthermore, it significantly reduces the time required for fact verification by human assessors.

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T2S-GPT: Dynamic Vector Quantization for Autoregressive Sign Language Production from Text
Aoxiong Yin | Haoyuan Li | Kai Shen | Siliang Tang | Yueting Zhuang

In this work, we propose a two-stage sign language production (SLP) paradigm that first encodes sign language sequences into discrete codes and then autoregressively generates sign language from text based on the learned codebook. However, existing vector quantization (VQ) methods are fixed-length encodings, overlooking the uneven information density in sign language, which leads to under-encoding of important regions and over-encoding of unimportant regions. To address this issue, we propose a novel dynamic vector quantization (DVA-VAE) model that can dynamically adjust the encoding length based on the information density in sign language to achieve accurate and compact encoding. Then, a GPT-like model learns to generate code sequences and their corresponding durations from spoken language text. Extensive experiments conducted on the PHOENIX14T dataset demonstrate the effectiveness of our proposed method. To promote sign language research, we propose a new large German sign language dataset, PHOENIX-News, which contains 486 hours of sign language videos, audio, and transcription texts. Experimental analysis on PHOENIX-News shows that the performance of our model can be further improved by increasing the size of the training data. Our project homepage is https://t2sgpt-demo.yinaoxiong.cn.

Ocean science, which delves into the oceans that are reservoirs of life and biodiversity, is of great significance given that oceans cover over 70% of our planet’s surface. Recently, advances in Large Language Models (LLMs) have transformed the paradigm in science. Despite the success in other domains, current LLMs often fall short in catering to the needs of domain experts like oceanographers, and the potential of LLMs for ocean science is under-explored. The intrinsic reason may be the immense and intricate nature of ocean data as well as the necessity for higher granularity and richness in knowledge. To alleviate these issues, we introduce OceanGPT, the first-ever LLM in the ocean domain, which is expert in various ocean science tasks. We propose DoInstruct, a novel framework to automatically obtain a large volume of ocean domain instruction data, which generates instructions based on multi-agent collaboration. Additionally, we construct the first oceanography benchmark, OceanBench, to evaluate the capabilities of LLMs in the ocean domain. Though comprehensive experiments, OceanGPT not only shows a higher level of knowledge expertise for oceans science tasks but also gains preliminary embodied intelligence capabilities in ocean technology.

Recent developments in Language Models (LMs) have shown their effectiveness in NLP tasks, particularly in knowledge-intensive tasks.However, the mechanisms underlying knowledge storage and memory access within their parameters remain elusive. In this paper, we investigate whether a generative LM (e.g., GPT-2) is able to access its memory sequentially or randomly. Through carefully-designed synthetic tasks, covering the scenarios of full recitation, selective recitation and grounded question answering, we reveal that LMs manage to sequentially access their memory while encountering challenges in randomly accessing memorized content. We find that techniques including recitation and permutation improve the random memory access capability of LMs. Furthermore, by applying this intervention to realistic scenarios of open-domain question answering, we validate that enhancing random access by recitation leads to notable improvements in question answering. The code to reproduce our experiments can be found at https://github.com/sail-sg/lm-random-memory-access.

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BIPED: Pedagogically Informed Tutoring System for ESL Education
Soonwoo Kwon | Sojung Kim | Minju Park | Seunghyun Lee | Kyuseok Kim

Large Language Models (LLMs) have a great potential to serve as readily available and cost-efficient Conversational Intelligent Tutoring Systems (CITS) for teaching L2 learners of English. Existing CITS, however, are designed to teach only simple concepts or lack the pedagogical depth necessary to address diverse learning strategies. To develop a more pedagogically informed CITS capable of teaching complex concepts, we construct a BIlingual PEDagogically-informed Tutoring Dataset (BIPED) of one-on-one, human-to-human English tutoring interactions. Through post-hoc analysis of the tutoring interactions, we come up with a lexicon of dialogue acts (34 tutor acts and 9 student acts), which we use to further annotate the collected dataset. Based on a two-step framework of first predicting the appropriate tutor act then generating the corresponding response, we implemented two CITS models using GPT-4 and SOLAR-KO, respectively. We experimentally demonstrate that the implemented models not only replicate the style of human teachers but also employ diverse and contextually appropriate pedagogical strategies.

Facts extraction is pivotal for constructing knowledge graphs. Recently, the increasing demand for temporal facts in downstream tasks has led to the emergence of the task of temporal fact extraction. In this paper, we specifically address the extraction of temporal facts from natural language text. Previous studies fail to handle the challenge of establishing time-to-fact correspondences in complex sentences. To overcome this hurdle, we propose a timeline-based sentence decomposition strategy using large language models (LLMs) with in-context learning, ensuring a fine-grained understanding of the timeline associated with various facts. In addition, we evaluate the performance of LLMs for direct temporal fact extraction and get unsatisfactory results. To this end, we introduce TSDRE, a method that incorporates the decomposition capabilities of LLMs into the traditional fine-tuning of smaller pre-trained language models (PLMs). To support the evaluation, we construct ComplexTRED, a complex temporal fact extraction dataset. Our experiments show that TSDRE achieves state-of-the-art results on both HyperRED-Temporal and ComplexTRED datasets.

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Collaboration or Corporate Capture? Quantifying NLP’s Reliance on Industry Artifacts and Contributions
Will Aitken | Mohamed Abdalla | Karen Rudie | Catherine Stinson

Impressive performance of pre-trained models has garnered public attention and made news headlines in recent years. Almost always, these models are produced by or in collaboration with industry. Using them is critical for competing on natural language processing (NLP) benchmarks and correspondingly to stay relevant in NLP research. We surveyed 100 papers published at EMNLP 2022 to determine the degree to which researchers rely on industry models, other artifacts, and contributions to publish in prestigious NLP venues and found that the ratio of their citation is at least three times greater than what would be expected. Our work serves as a scaffold to enable future researchers to more accurately address whether: 1) Collaboration with industry is still collaboration in the absence of an alternative or 2) if NLP inquiry has been captured by the motivations and research direction of private corporations.

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Prompt Expansion for Adaptive Text-to-Image Generation
Siddhartha Datta | Alexander Ku | Deepak Ramachandran | Peter Anderson

Text-to-image generation models are powerful but difficult to use. Users craft specific prompts to get better images, though the images can be repetitive. This paper proposes the Prompt Expansion framework that helps users generate high-quality, diverse images with less effort. The Prompt Expansion model takes a text query as input and outputs a set of expanded text prompts that are optimized such that when passed to a text-to-image model, they generate a wider variety of appealing images. We conduct a human evaluation study that shows that images generated through Prompt Expansion are more aesthetically pleasing and diverse than those generated by baseline methods. Overall, this paper presents a novel and effective approach to improving the text-to-image generation experience.

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Progressively Modality Freezing for Multi-Modal Entity Alignment
Yani Huang | Xuefeng Zhang | Richong Zhang | Junfan Chen | Jaein Kim

Multi-Modal Entity Alignment aims to discover identical entities across heterogeneous knowledge graphs. While recent studies have delved into fusion paradigms to represent entities holistically, the elimination of features irrelevant to alignment and modal inconsistencies is overlooked, which are caused by inherent differences in multi-modal features. To address these challenges, we propose a novel strategy of progressive modality freezing, called PMF, that focuses on alignment-relevant features and enhances multi-modal feature fusion. Notably, our approach introduces a pioneering cross-modal association loss to foster modal consistency.Empirical evaluations across nine datasets confirm PMF’s superiority, demonstrating state-of-the-art performance and the rationale for freezing modalities. Our code is available at https://github.com/ninibymilk/PMF-MMEA.

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Llama2Vec: Unsupervised Adaptation of Large Language Models for Dense Retrieval
Chaofan Li | Zheng Liu | Shitao Xiao | Yingxia Shao | Defu Lian

Dense retrieval calls for discriminative embeddings to represent the semantic relationship between query and document. It may benefit from the using of large language models (LLMs), given LLMs’ strong capability on semantic understanding. However, the LLMs are learned by auto-regression, whose working mechanism is completely different from representing whole text as one discriminative embedding. Thus, it is imperative to study how to adapt LLMs properly so that they can be effectively initialized as the backbone encoder for dense retrieval. In this paper, we propose a novel approach, called Llama2Vec, which performs unsupervised adaptation of LLM for its dense retrieval application. Llama2Vec consists of two pretext tasks: EBAE (Embedding-Based Auto-Encoding) and EBAR (Embedding-Based Auto-Regression), where the LLM is prompted to reconstruct the input sentence and predict the next sentence based on its text embeddings. Llama2Vec is simple, lightweight, but highly effective. It is used to adapt LLaMA-2-7B on the Wikipedia corpus. With a moderate steps of adaptation, it substantially improves the model’s fine-tuned performances on a variety of dense retrieval benchmarks. Notably, it results in the new state-of-the-art performances on popular benchmarks, such as passage and document retrieval on MSMARCO, and zero-shot retrieval on BEIR. The model and source code will be made publicly available to facilitate the future research. Our model is available at https://github.com/FlagOpen/FlagEmbedding.

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Democratizing LLMs for Low-Resource Languages by Leveraging their English Dominant Abilities with Linguistically-Diverse Prompts
Xuan-Phi Nguyen | Mahani Aljunied | Shafiq Joty | Lidong Bing

Large language models (LLMs) are known to effectively perform tasks by simply observing few exemplars. However, in low-resource languages, obtaining such hand-picked exemplars can still be challenging, where unsupervised techniques may be necessary. Moreover, competent generative capabilities of LLMs are observed only in high-resource languages, while their performances among under-represented languages fall behind due to pre-training data imbalance. To elicit LLMs’ ability onto low-resource languages without any supervised data, we propose to assemble synthetic exemplars from a diverse set of high-resource languages to prompt the LLMs to translate from any language into English. These prompts are then used to create intra-lingual exemplars to perform tasks in the target languages. Our unsupervised prompting method performs on par with supervised few-shot learning in LLMs of different sizes for translations between English and 13 Indic and 21 African low-resource languages. We also show that fine-tuning a 7B model on data generated from our method helps it perform competitively with a 175B model. In non-English translation tasks, our method even outperforms supervised prompting by up to 3 chrF++ in many low-resource languages. When evaluated on zero-shot multilingual summarization, our method surpasses other English-pivoting baselines by up to 4 ROUGE-L and is also favored by GPT-4.

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Metaphor Understanding Challenge Dataset for LLMs
Xiaoyu Tong | Rochelle Choenni | Martha Lewis | Ekaterina Shutova

Metaphors in natural language are a reflection of fundamental cognitive processes such as analogical reasoning and categorisation, and are deeply rooted in everyday communication. Metaphor understanding is therefore an essential task for large language models (LLMs). We release the Metaphor Understanding Challenge Dataset (MUNCH), designed to evaluate the metaphor understanding capabilities of LLMs. The dataset provides over 10k paraphrases for sentences containing metaphor use, as well as 1.5k instances containing inapt paraphrases. The inapt paraphrases were carefully selected to serve as control to determine whether the model indeed performs full metaphor interpretation or rather resorts to lexical similarity. All apt and inapt paraphrases were manually annotated. The metaphorical sentences cover natural metaphor uses across 4 genres (academic, news, fiction, and conversation), and they exhibit different levels of novelty. Experiments with LLaMA and GPT-3.5 demonstrate that MUNCH presents a challenging task for LLMs. The dataset is freely accessible at https://github.com/xiaoyuisrain/metaphor-understanding-challenge.

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A Multi-Task Embedder For Retrieval Augmented LLMs
Peitian Zhang | Zheng Liu | Shitao Xiao | Zhicheng Dou | Jian-Yun Nie

LLMs confront inherent limitations in terms of its knowledge, memory, and action. The retrieval augmentation stands as a vital mechanism to address these limitations, which brings in useful information from external sources to augment the LLM. However, existing retrieval methods encounter two pressing issues. On one hand, the general retrievers are not properly optimized for retrieval augmentation hence exhibit limited effectiveness; on the other hand, the task-specific retrievers excel in the targeted retrieval augmentation scenario, while lack the versatility to handle diverse scenarios. In this work, we propose LLM-Embedder for the unified support of diverse retrieval augmentation scenarios. Our method presents three technical contributions. Firstly, we introduce a new reward formulation, namely rank-aware reward. It exploits the ranking position of the desired output among N sampled outputs from the LLM, which leads to fine-grained and robust computation of reward from the LLM’s feedback. Secondly, we design a novel distillation objective, called graded distillation. It incorporates both the absolute value and the relative order of the reward for more sufficient utilization of the LLM’s feedback. Thirdly, we systematically optimize the multi-task learning, which effectively unifies the multiple retrieval functionalities into one model. In our experiment, LLM-Embedder substantially improves the LLM’s performances in various downstream tasks, while introducing superior retrieval augmentation’s effect over both general and task-specifc retrievers. Our data, code, and model have been released at https://github.com/FlagOpen/FlagEmbedding.

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Language Models Don’t Learn the Physical Manifestation of Language
Bruce Lee | Jaehyuk Lim

We argue that language-only models don’t learn the physical manifestation of language. We present an empirical investigation of visual-auditory properties of language through a series of tasks, termed H-Test.These tasks highlight a fundamental gap between human linguistic understanding and the sensory-deprived linguistic understanding of LLMs. In support of our hypothesis, 1. deliberate reasoning (Chain-of-Thought), 2. few-shot examples, or 3. stronger LLM from the same model family (LLaMA 2 13B -> LLaMA 2 70B) has no significant effect on H-Test performance. We bring in the philosophical case of Mary, who learns about the world in a sensory-deprived environment as a useful conceptual framework to understand how language-only models learn about the world (Jackson, 1986). Our experiments show that some of the strongest proprietary LLMs stay near random chance baseline accuracy of 50%, highlighting the limitations of linguistic knowledge acquired in the absence of sensory experience. Our code and data are available at <github.com/brucewlee/h-test>.

Social media bot detection has always been an arms race between advancements in machine learning bot detectors and adversarial bot strategies to evade detection. In this work, we bring the arms race to the next level by investigating the opportunities and risks of state-of-the-art large language models (LLMs) in social bot detection. To investigate the opportunities, we design novel LLM-based bot detectors by proposing a mixture-of-heterogeneous-experts framework to divide and conquer diverse user information modalities. To illuminate the risks, we explore the possibility of LLM-guided manipulation of user textual and structured information to evade detection. Extensive experiments with three LLMs on two datasets demonstrate that instruction tuning on merely 1,000 annotated examples produces specialized LLMs that outperform state-of-the-art baselines by up to 9.1% on both datasets, while LLM-guided manipulation strategies could significantly bring down the performance of existing bot detectors by up to 29.6% and harm the calibration and reliability of bot detection systems.

The reflection capacity of Large Language Model (LLM) has garnered extensive attention. A post-hoc prompting strategy, e.g., reflexion and self-refine, refines LLM’s response based on self-evaluated or external feedback. However, recent research indicates without external feedback, LLM’s intrinsic reflection is unstable. Our investigation unveils that the key bottleneck is the quality of the self-evaluated feedback. We find LLMs often exhibit overconfidence or high randomness when self-evaluate, offering stubborn or inconsistent feedback, which causes poor reflection. To remedy this, we advocate Self-Contrast: It adaptively explores diverse solving perspectives tailored to the request, contrasts the differences, and summarizes these discrepancies into a checklist which could be used to re-examine and eliminate discrepancies. Our method endows LLM with diverse perspectives to alleviate stubborn biases. Moreover, their discrepancies indicate potential errors or inherent uncertainties that LLM often overlooks. Reflecting upon these can catalyze more accurate and stable reflection. Experiments conducted on a series of reasoning and translation tasks with different LLMs serve to underscore the effectiveness and generality of our strategy.

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Relying on the Unreliable: The Impact of Language Models’ Reluctance to Express Uncertainty
Kaitlyn Zhou | Jena Hwang | Xiang Ren | Maarten Sap

As natural language becomes the default interface for human-AI interaction, there is a need for LMs to appropriately communicate uncertainties in downstream applications. In this work, we investigate how LMs incorporate confidence in responses via natural language and how downstream users behave in response to LM-articulated uncertainties. We examine publicly deployed models and find that LMs are reluctant to express uncertainties when answering questions even when they produce incorrect responses. LMs can be explicitly prompted to express confidences, but tend to be overconfident, resulting in high error rates (an average of 47%) among confident responses. We test the risks of LM overconfidence by conducting human experiments and show that users rely heavily on LM generations, whether or not they are marked by certainty. Lastly, we investigate the preference-annotated datasets used in post training alignment and find that humans are biased against texts with uncertainty. Our work highlights new safety harms facing human-LM interactions and proposes design recommendations and mitigating strategies moving forward.

Although pre-training has become a prevalent approach for addressing various biomedical tasks, the current efficacy of pre-trained models is hindered by their reliance on a limited scope of medical sources. This limitation results in data scarcity during pre-training and restricts the range of applicable downstream tasks. In response to these challenges, we develop MedCSP, a new pre-training strategy designed to bridge the gap between multimodal medical sources. MedCSP employs modality-level aggregation to unify patient data within individual sources. Additionally, leveraging temporal information and diagnosis history, MedCSP effectively captures explicit and implicit correlations between patients across different sources. To evaluate the proposed strategy, we conduct comprehensive experiments, where the experiments are based on 6 modalities from 2 real-world medical data sources, and MedCSP is evaluated on 4 tasks against 19 baselines, marking an initial yet essential step towards cross-source modeling in the medical domain.

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When Good and Reproducible Results are a Giant with Feet of Clay: The Importance of Software Quality in NLP
Sara Papi | Marco Gaido | Andrea Pilzer | Matteo Negri

Despite its crucial role in research experiments, code correctness is often presumed solely based on the perceived quality of results. This assumption, however, comes with the risk of erroneous outcomes and, in turn, potentially misleading findings. To mitigate this risk, we posit that the current focus on reproducibility should go hand in hand with the emphasis on software quality. We support our arguments with a case study in which we identify and fix three bugs in widely used implementations of the state-of-the-art Conformer architecture. Through experiments on speech recognition and translation in various languages, we demonstrate that the presence of bugs does not prevent the achievement of good and reproducible results, which however can lead to incorrect conclusions that potentially misguide future research. As countermeasures, we release pangoliNN, a library dedicated to testing neural models, and propose a Code-quality Checklist, with the goal of promoting coding best practices and improving software quality within the NLP community.

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SBAAM! Eliminating Transcript Dependency in Automatic Subtitling
Marco Gaido | Sara Papi | Matteo Negri | Mauro Cettolo | Luisa Bentivogli

Subtitling plays a crucial role in enhancing the accessibility of audiovisual content and encompasses three primary subtasks: translating spoken dialogue, segmenting translations into concise textual units, and estimating timestamps that govern their on-screen duration. Past attempts to automate this process rely, to varying degrees, on automatic transcripts, employed diversely for the three subtasks. In response to the acknowledged limitations associated with this reliance on transcripts, recent research has shifted towards transcription-free solutions for translation and segmentation, leaving the direct generation of timestamps as uncharted territory. To fill this gap, we introduce the first direct model capable of producing automatic subtitles, entirely eliminating any dependence on intermediate transcripts also for timestamp prediction. Experimental results, backed by manual evaluation, showcase our solution’s new state-of-the-art performance across multiple language pairs and diverse conditions.

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StreamAtt: Direct Streaming Speech-to-Text Translation with Attention-based Audio History Selection
Sara Papi | Marco Gaido | Matteo Negri | Luisa Bentivogli

Streaming speech-to-text translation (StreamST) is the task of automatically translating speech while incrementally receiving an audio stream. Unlike simultaneous ST (SimulST), which deals with pre-segmented speech, StreamST faces the challenges of handling continuous and unbounded audio streams. This requires additional decisions about what to retain of the previous history, which is impractical to keep entirely due to latency and computational constraints. Despite the real-world demand for real-time ST, research on streaming translation remains limited, with existing works solely focusing on SimulST. To fill this gap, we introduce StreamAtt, the first StreamST policy, and propose StreamLAAL, the first StreamST latency metric designed to be comparable with existing metrics for SimulST. Extensive experiments across all 8 languages of MuST-C v1.0 show the effectiveness of StreamAtt compared to a naive streaming baseline and the related state-of-the-art SimulST policy, providing a first step in StreamST research.

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ARL2: Aligning Retrievers with Black-box Large Language Models via Self-guided Adaptive Relevance Labeling
LingXi Zhang | Yue Yu | Kuan Wang | Chao Zhang

Retrieval-augmented generation enhances large language models (LLMs) by incorporating relevant information from external knowledge sources. This enables LLMs to adapt to specific domains and mitigate hallucinations in knowledge-intensive tasks. However, existing retrievers are often misaligned with LLMs due to separate training processes and the inherent black-box nature of LLMs. To address this challenge, we propose ARL2, a retriever learning technique that harnesses LLMs as labelers. ARL2 leverages LLMs to annotate and score adaptive relevance evidence, enabling the retriever to learn from robust LLM supervision. Furthermore, ARL2 incorporates a self-training strategy to minimize the cost of API calls. Extensive experiments demonstrate the effectiveness of ARL2, achieving accuracy improvements of 5.4% on NQ and 4.6% on MMLU compared to the state-of-the-art methods. Additionally, ARL2 exhibits robust transfer learning capabilities and strong zero-shot generalization abilities.

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Crayon: Customized On-Device LLM via Instant Adapter Blending and Edge-Server Hybrid Inference
Jihwan Bang | Juntae Lee | Kyuhong Shim | Seunghan Yang | Simyung Chang

The customization of large language models (LLMs) for user-specified tasks gets important. However, maintaining all the customized LLMs on cloud servers incurs substantial memory and computational overheads, and uploading user data can also lead to privacy concerns. On-device LLMs can offer a promising solution by mitigating these issues. Yet, the performance of on-device LLMs is inherently constrained by the limitations of small-scaled models. To overcome these restrictions, we first propose Crayon, a novel approach for on-device LLM customization. Crayon begins by constructing a pool of diverse base adapters, and then we instantly blend them into a customized adapter without extra training. In addition, we develop a device-server hybrid inference strategy, which deftly allocates more demanding queries or non-customized tasks to a larger, more capable LLM on a server. This ensures optimal performance without sacrificing the benefits of on-device customization. We carefully craft a novel benchmark from multiple question-answer datasets, and show the efficacy of our method in the LLM customization.

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FLEUR: An Explainable Reference-Free Evaluation Metric for Image Captioning Using a Large Multimodal Model
Yebin Lee | Imseong Park | Myungjoo Kang

Most existing image captioning evaluation metrics focus on assigning a single numerical score to a caption by comparing it with reference captions. However, these methods do not provide an explanation for the assigned score. Moreover, reference captions are expensive to acquire. In this paper, we propose FLEUR, an explainable reference-free metric to introduce explainability into image captioning evaluation metrics. By leveraging a large multimodal model, FLEUR can evaluate the caption against the image without the need for reference captions, and provide the explanation for the assigned score. We introduce score smoothing to align as closely as possible with human judgment and to be robust to user-defined grading criteria. FLEUR achieves high correlations with human judgment across various image captioning evaluation benchmarks and reaches state-of-the-art results on Flickr8k-CF, COMPOSITE, and Pascal-50S within the domain of reference-free evaluation metrics. Our source code and results are publicly available at: https://github.com/Yebin46/FLEUR.

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MentalManip: A Dataset For Fine-grained Analysis of Mental Manipulation in Conversations
Yuxin Wang | Ivory Yang | Saeed Hassanpour | Soroush Vosoughi

Mental manipulation, a significant form of abuse in interpersonal conversations, presents a challenge to identify due to its context-dependent and often subtle nature. The detection of manipulative language is essential for protecting potential victims, yet the field of Natural Language Processing (NLP) currently faces a scarcity of resources and research on this topic. Our study addresses this gap by introducing a new dataset, named MentalManip, which consists of 4,000 annotated fictional dialogues. This dataset enables a comprehensive analysis of mental manipulation, pinpointing both the techniques utilized for manipulation and the vulnerabilities targeted in victims. Our research further explores the effectiveness of leading-edge models in recognizing manipulative dialogue and its components through a series of experiments with various configurations. The results demonstrate that these models inadequately identify and categorize manipulative content. Attempts to improve their performance by fine-tuning with existing datasets on mental health and toxicity have not overcome these limitations. We anticipate that MentalManip will stimulate further research, leading to progress in both understanding and mitigating the impact of mental manipulation in conversations.

Large Language Models (LLMs) have demonstrated great potential for assisting developers in their daily development. However, most research focuses on generating correct code, how to use LLMs to generate personalized code has seldom been investigated. To bridge this gap, we proposed MPCoder (Multi-user Personalized Code Generator) to generate personalized code for multiple users. To better learn coding style features, we utilize explicit coding style residual learning to capture the syntax code style standards and implicit style learning to capture the semantic code style conventions. We train a multi-user style adapter to better differentiate the implicit feature representations of different users through contrastive learning, ultimately enabling personalized code generation for multiple users. We further propose a novel evaluation metric for estimating similarities between codes of different coding styles. The experimental results show the effectiveness of our approach for this novel task.

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DataDreamer: A Tool for Synthetic Data Generation and Reproducible LLM Workflows
Ajay Patel | Colin Raffel | Chris Callison-Burch

Large language models (LLMs) have become a dominant and important tool for NLP researchers in a wide range of tasks. Today, many researchers use LLMs in synthetic data generation, task evaluation, fine-tuning, distillation, and other model-in-the-loop research workflows. However, challenges arise when using these models that stem from their scale, their closed source nature, and the lack of standardized tooling for these new and emerging workflows. The rapid rise to prominence of these models and these unique challenges has had immediate adverse impacts on open science and on the reproducibility of work that uses them. In this ACL 2024 theme track paper, we introduce DataDreamer, an open source Python library that allows researchers to write simple code to implement powerful LLM workflows. DataDreamer also helps researchers adhere to best practices that we propose to encourage open science and reproducibility. The library and documentation are available at: https://github.com/datadreamer-dev/DataDreamer.

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Understanding and Addressing the Under-Translation Problem from the Perspective of Decoding Objective
Chenze Shao | Fandong Meng | Jiali Zeng | Jie Zhou

Neural Machine Translation (NMT) has made remarkable progress over the past years. However, under-translation and over-translation remain two challenging problems in state-of-the-art NMT systems. In this work, we conduct an in-depth analysis on the underlying cause of under-translation in NMT, providing an explanation from the perspective of decoding objective. To optimize the beam search objective, the model tends to overlook words it is less confident about, leading to the under-translation phenomenon. Correspondingly, the model’s confidence in predicting the End Of Sentence (EOS) diminishes when under-translation occurs, serving as a mild penalty for under-translated candidates. Building upon this analysis, we propose employing the confidence of predicting EOS as a detector for under-translation, and strengthening the confidence-based penalty to penalize candidates with a high risk of under-translation.Experiments on both synthetic and real-world data show that our method can accurately detect and rectify under-translated outputs, with minor impact on other correct translations.

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Identifying while Learning for Document Event Causality Identification
Cheng Liu | Wei Xiang | Bang Wang

Event Causality Identification (ECI) aims to detect whether there exists a causal relation between two events in a document. Existing studies adopt a kind of *identifying after learning* paradigm, where events’ representations are first learned and then used for the identification. Furthermore, they mainly focus on the causality existence, but ignoring causal direction. In this paper, we take care of the causal direction and propose a new *identifying while learning* mode for the ECI task. We argue that a few causal relations can be easily identified with high confidence, and the directionality and structure of these identified causalities can be utilized to update events’ representations for boosting next round of causality identification. To this end, this paper designs an *iterative learning and identifying framework*: In each iteration, we construct an event causality graph, on which events’ causal structure representations are updated for boosting causal identification. Experiments on two public datasets show that our approach outperforms the state-of-the-art algorithms in both evaluations for causality existence identification and direction identification.

Recent advancements have seen Large Language Models (LLMs) and Large Multimodal Models (LMMs) surpassing general human capabilities in various tasks, approaching the proficiency level of human experts across multiple domains. With traditional benchmarks becoming less challenging for these models, new rigorous challenges are essential to gauge their advanced abilities. In this work, we present OlympiadBench, an Olympiad-level bilingual multimodal scientific benchmark, featuring 8,476 problems from Olympiad-level mathematics and physics competitions, including the Chinese college entrance exam. Each problem is detailed with expert-level annotations for step-by-step reasoning. Evaluating top-tier models on OlympiadBench, we implement a comprehensive assessment methodology to accurately evaluate model responses. Notably, the best-performing model, GPT-4V, attains an average score of 17.97% on OlympiadBench, with a mere 10.74% in physics, highlighting the benchmark rigor and the intricacy of physical reasoning. Our analysis orienting GPT-4V points out prevalent issues with hallucinations, knowledge omissions, and logical fallacies. We hope that our challenging benchmark can serve as a valuable resource for helping future AGI research endeavors. The data and evaluation code are available at https://github.com/OpenBMB/OlympiadBench

Taxonomy completion, enriching existing taxonomies by inserting new concepts as parents or attaching them as children, has gained significant interest. Previous approaches embed concepts as vectors in Euclidean space, which makes it difficult to model asymmetric relations in taxonomy. In addition, they introduce pseudo-leaves to convert attachment cases into insertion cases, leading to an incorrect bias in network learning dominated by numerous pseudo-leaves. Addressing these, our framework, TaxBox, leverages box containment and center closeness to design two specialized geometric scorers within the box embedding space. These scorers are tailored for insertion and attachment operations and can effectively capture intrinsic relationships between concepts by optimizing on a granular box constraint loss. We employ a dynamic ranking loss mechanism to balance the scores from these scorers, allowing adaptive adjustments of insertion and attachment scores. Experiments on four real-world datasets show that TaxBox significantly outperforms previous methods, yielding substantial improvements over prior methods in real-world datasets, with average performance boosts of 6.7%, 34.9%, and 51.4% in MRR, Hit@1, and Prec@1, respectively.

In this work, we introduce a semiparametric token-sequence co-supervision training method. It trains a language model by simultaneously leveraging supervision from the traditional next token prediction loss which is calculated over the parametric token embedding space and the next sequence prediction loss which is calculated over the nonparametric sequence embedding space. The nonparametric sequence embedding space is constructed by a separate language model tasked to condense an input text into a single representative embedding. Our experiments demonstrate that a model trained via both supervisions consistently surpasses models trained via each supervision independently. Analysis suggests that this co-supervision encourages a broader generalization capability across the model. Especially, the robustness of parametric token space which is established during the pretraining step tends to effectively enhance the stability of nonparametric sequence embedding space, a new space established by another language model.

The fine-tuning of Large Language Models (LLMs) specialized in code generation has seen notable advancements through the use of open-domain coding queries. Despite the successes, existing methodologies like Evol-Instruct encounter performance limitations, impeding further enhancements in code generation tasks. This paper examines the constraints of existing prompt evolution techniques and introduces a novel approach, Instruction Fusion (IF). IF innovatively combines two distinct prompts through a hybridization process, thereby enhancing the evolution of training prompts for code LLMs. Our experimental results reveal that the proposed novel method effectively addresses the shortcomings of prior methods, significantly improving the performance of Code LLMs across five code generation benchmarks, namely HumanEval, HumanEval+, MBPP, MBPP+ and MultiPL-E, which underscore the effectiveness of Instruction Fusion in advancing the capabilities of LLMs in code generation.

Despite remarkable advancements in emulating human-like behavior through Large Language Models (LLMs), current textual simulations do not adequately address the notion of time. To this end, we introduce TimeArena, a novel textual simulated environment that incorporates complex temporal dynamics and constraints that better reflect real-life planning scenarios. In TimeArena, agents are asked to complete multiple tasks as soon as possible, allowing for parallel processing to save time. We implement the dependency between actions, the time duration for each action, and the occupancy of the agent and the objects in the environment. TimeArena grounds to 30 real-world tasks in cooking, household activity, and laboratory work. We conduct extensive experiments with various LLMs using TimeArena. Our findings reveal that even the most powerful models, e.g., GPT-4, still lag behind humans in effective multitasking, underscoring the need for enhanced temporal awareness in the development of language agents.

Large language models (LLMs) have shown great capabilities in various tasks but also exhibited memorization of training data, raising tremendous privacy and copyright concerns. While prior works have studied memorization during pre-training, the exploration of memorization during fine-tuning is rather limited. Compared to pre-training, fine-tuning typically involves more sensitive data and diverse objectives, thus may bring distinct privacy risks and unique memorization behaviors. In this work, we conduct the first comprehensive analysis to explore language models’ (LMs) memorization during fine-tuning across tasks. Our studies with open-sourced and our own fine-tuned LMs across various tasks indicate that memorization presents a strong disparity among different fine-tuning tasks. We provide an intuitive explanation of this task disparity via sparse coding theory and unveil a strong correlation between memorization and attention score distribution.

New Intent Discovery (NID) aims at detecting known and previously undefined categories of user intent by utilizing limited labeled and massive unlabeled data. Most prior works often operate under the unrealistic assumption that the distribution of both familiar and new intent classes is uniform, overlooking the skewed and long-tailed distributions frequently encountered in real-world scenarios. To bridge the gap, our work introduces the imbalanced new intent discovery i-NID task, which seeks to identify familiar and novel intent categories within long-tailed distributions. A new benchmark baNID-Bench comprised of three datasets is created to simulate the real-world long-tail distributions. ImbaNID-Bench ranges from broad cross-domain to specific single-domain intent categories, providing a thorough representation of practical use cases. Besides, a robust baseline model ImbaNID is proposed to achieve cluster-friendly intent representations. It includes three stages: model pre-training, generation of reliable pseudo-labels, and robust representation learning that strengthens the model performance to handle the intricacies of real-world data distributions. Our extensive experiments on previous benchmarks and the newly established benchmark demonstrate the superior performance of ImbaNID in addressing the i-NID task, highlighting its potential as a powerful baseline for uncovering and categorizing user intents in imbalanced and long-tailed distributions.

The advent of Large Language Models (LLMs) has brought an unprecedented surge in machine-generated text (MGT) across diverse channels. This raises legitimate concerns about its potential misuse and societal implications. The need to identify and differentiate such content from genuine human-generated text is critical in combating disinformation, preserving the integrity of education and scientific fields, and maintaining trust in communication. In this work, we address this problem by introducing a new benchmark based on a multilingual, multi-domain and multi-generator corpus of MGTs — M4GT-Bench. The benchmark is compiled of three tasks: (1) mono-lingual and multi-lingual binary MGT detection; (2) multi-way detection where one need to identify, which particular model generated the text; and (3) mixed human-machine text detection, where a word boundary delimiting MGT from human-written content should be determined. On the developed benchmark, we have tested several MGT detection baselines and also conducted an evaluation of human performance. We see that obtaining good performance in MGT detection usually requires an access to the training data from the same domain and generators. The benchmark is available at https://github.com/mbzuai-nlp/M4GT-Bench.

Tuning language models for dialogue generation has been a prevalent paradigm for building capable dialogue agents. Yet, traditional tuning narrowly views dialogue generation as resembling other language generation tasks, ignoring the role disparities between two speakers and the multi-round interactive process that dialogues ought to be. Such a manner often leads to unsatisfactory chat consistency for the built agent. In this work, we emphasize the interactive, communicative nature of dialogue and argue that it is more feasible to model the speaker roles of agent and user separately, enabling the agent to adhere to its role consistently. With this in mind, we propose an efficient Multi-round Interactive Dialogue Tuning (Midi-Tuning) framework. It models the agent and user individually with two adapters built upon large language models. The adapters make use of respective utterances round by round in alternating order and they are tuned via a round-level memory caching mechanism. Extensive experiments demonstrate that, our framework performs superior to traditional fine-tuning and harbors the tremendous potential for improving dialogue consistency.

The effectiveness of large language models (LLMs) is often hindered by duplicated data in their extensive pre-training datasets. Current approaches primarily focus on detecting and removing duplicates, which risks the loss of valuable information and neglects the varying degrees of duplication. To address this, we propose a soft deduplication method that maintains dataset integrity while selectively reducing the sampling weight of data with high commonness. Central to our approach is the concept of “data commonness”, a metric we introduce to quantify the degree of duplication by measuring the occurrence probabilities of samples using an n-gram model. Empirical analysis shows that this method significantly improves training efficiency, achieving comparable perplexity scores with at least a 26% reduction in required training steps. Additionally, it enhances average few-shot downstream accuracy by 1.77% when trained for an equivalent duration. Importantly, this approach consistently improves performance, even on rigorously deduplicated datasets, indicating its potential to complement existing methods and become a standard pre-training process for LLMs.

Building machines with commonsense has been a longstanding challenge in NLP due to the reporting bias of commonsense rules and the exposure bias of rule-based commonsense reasoning. In contrast, humans convey and pass down commonsense implicitly through stories. This paper investigates the inherent commonsense ability of large language models (LLMs) expressed through storytelling. We systematically investigate and compare stories and rules for retrieving and leveraging commonsense in LLMs. Experimental results on 28 commonsense QA datasets show that stories outperform rules as the expression for retrieving commonsense from LLMs, exhibiting higher generation confidence and commonsense accuracy. Moreover, stories are the more effective commonsense expression for answering questions regarding daily events, while rules are more effective for scientific questions. This aligns with the reporting bias of commonsense in text corpora. We further show that the correctness and relevance of commonsense stories can be further improved via iterative self-supervised fine-tuning. These findings emphasize the importance of using appropriate language to express, retrieve, and leverage commonsense for LLMs, highlighting a promising direction for better exploiting their commonsense abilities.

While large language models (LLMs) have showcased remarkable prowess in various natural language processing tasks, their training costs are exorbitant. Consequently, a plethora of parameter-efficient fine-tuning methods have emerged to tailor large models for downstream tasks, including low-rank training. Recent approaches either amalgamate existing fine-tuning methods or dynamically adjust rank allocation. Nonetheless, these methods continue to grapple with issues like local optimization, inability to train with full rank and lack of focus on specific tasks. In this paper, we introduce an innovative parameter-efficient method for exploring optimal solutions within latent space. More specifically, we introduce a set of latent units designed to iteratively extract input representations from LLMs, continuously refining informative features that enhance downstream task performance. Due to the small and independent nature of the latent units in relation to input size, this significantly reduces training memory requirements. Additionally, we employ an asymmetric attention mechanism to facilitate bidirectional interaction between latent units and freezed LLM representations, thereby mitigating issues associated with non-full-rank training. Furthermore, we apply distillation over hidden states during the interaction, which guarantees a trimmed number of trainable parameters.Experimental results demonstrate that our approach achieves state-of-the-art performance on a range of natural language understanding, generation and reasoning tasks.

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CaMML: Context-Aware Multimodal Learner for Large Models
Yixin Chen | Shuai Zhang | Boran Han | Tong He | Bo Li

In this work, we introduce Context-Aware MultiModal Learner (CaMML), for tuning large multimodal models (LMMs). CaMML, a lightweight module, is crafted to seamlessly integrate multimodal contextual samples into large models, thereby empowering the model to derive knowledge from analogous, domain-specific, up-to-date information and make grounded inferences. Importantly, CaMML is highly scalable and can efficiently handle lengthy multimodal context examples owing to its hierarchical design. Based on CaMML, we have developed two multimodal models, CaMML-7B and CaMML-13B, that have shown exceptional performance across an array of benchmark datasets for multimodal tasks. Remarkably, CaMML-13B achieves the state-of-the-art performance on over ten widely recognized multimodal benchmark datasets, surpassing LLaVA-1.5 (13B) with a noticeable margin, without integration of any external resources. Moreover, we have conducted extensive ablative studies to inspect the inner workings of CaMML and performed qualitative analyses to showcase its effectiveness in handling real-world challenging cases. Code and models are available at: https://github.com/amazon-science/camml.

Understanding events in texts is a core objective of natural language understanding, which requires detecting event occurrences, extracting event arguments, and analyzing inter-event relationships. However, due to the annotation challenges brought by task complexity, a large-scale dataset covering the full process of event understanding has long been absent. In this paper, we introduce MAVEN-Arg, which augments MAVEN datasets with event argument annotations, making the first all-in-one dataset supporting event detection, event argument extraction (EAE), and event relation extraction. As an EAE benchmark, MAVEN-Arg offers three main advantages: (1) a comprehensive schema covering 162 event types and 612 argument roles, all with expert-written definitions and examples; (2) a large data scale, containing 98,591 events and 290,613 arguments obtained with laborious human annotation; (3) the exhaustive annotation supporting all task variants of EAE, which annotates both entity and non-entity event arguments in document level. Experiments indicate that MAVEN-Arg is quite challenging for both fine-tuned EAE models and proprietary large language models (LLMs). Furthermore, to demonstrate the benefits of an all-in-one dataset, we preliminarily explore a potential application, future event prediction, with LLMs. MAVEN-Arg and codes can be obtained from https://github.com/THU-KEG/MAVEN-Argument.

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NPHardEval: Dynamic Benchmark on Reasoning Ability of Large Language Models via Complexity Classes
Lizhou Fan | Wenyue Hua | Lingyao Li | Haoyang Ling | Yongfeng Zhang

Complex reasoning ability is one of the most important features of Large Language Models (LLMs). Numerous benchmarks have been established to assess the reasoning abilities of LLMs. However, they are inadequate in offering a rigorous evaluation and prone to the risk of overfitting, as these publicly accessible and static benchmarks allow models to potentially tailor their responses to specific benchmark metrics, thereby inflating their performance. Addressing these limitations, we introduce a new benchmark NPHardEval. It contains a broad spectrum of 900 algorithmic questions belonging up to the NP-Hard complexity class, offering a rigorous measure of the reasoning ability of LLMs utilizing computational complexity. Moreover, this benchmark is designed with a dynamic update mechanism, where the datapoints are refreshed on a monthly basis. Such regular updates play a crucial role in mitigating the risk of LLMs overfitting to the benchmark, promoting a more accurate and reliable assessment of their reasoning capabilities. The benchmark dataset and code of NPHardEval are available at https://github.com/casmlab/NPHardEval.

Text watermarking technology aims to tag and identify content produced by large language models (LLMs) to prevent misuse. In this study, we introduce the concept of cross-lingual consistency in text watermarking, which assesses the ability of text watermarks to maintain their effectiveness after being translated into other languages. Preliminary empirical results from two LLMs and three watermarking methods reveal that current text watermarking technologies lack consistency when texts are translated into various languages. Based on this observation, we propose a Cross-lingual Watermark Removal Attack (CWRA) to bypass watermarking by first obtaining a response from an LLM in a pivot language, which is then translated into the target language. CWRA can effectively remove watermarks, decreasing the AUCs to a random-guessing level without performance loss. Furthermore, we analyze two key factors that contribute to the cross-lingual consistency in text watermarking and propose X-SIR as a defense method against CWRA.

Realistic practice and tailored feedback are key processes for training peer counselors with clinical skills. However, existing mechanisms of providing feedback largely rely on human supervision. Peer counselors often lack mechanisms to receive detailed feedback from experienced mentors, making it difficult for them to support the large number of people with mental health issues who use peer counseling. Our work aims to leverage large language models to provide contextualized and multi-level feedback to empower peer counselors, especially novices, at scale. To achieve this, we co-design with a group of senior psychotherapy supervisors to develop a multi-level feedback taxonomy, and then construct a publicly available dataset with comprehensive feedback annotations of 400 emotional support conversations. We further design a self-improvement method on top of large language models to enhance the automatic generation of feedback. Via qualitative and quantitative evaluation with domain experts, we demonstrate that our method minimizes the risk of potentially harmful and low-quality feedback generation which is desirable in such high-stakes scenarios.

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In-context Mixing (ICM): Code-mixed Prompts for Multilingual LLMs
Bhavani Shankar | Preethi Jyothi | Pushpak Bhattacharyya

We introduce a simple and effective prompting technique called in-context mixing (ICM) for effective in-context learning (ICL) with multilingual large language models (MLLMs). With ICM, we modify the few-shot examples within ICL prompts to be intra-sententially code-mixed by randomly swapping content words in the target languages with their English translations. We observe that ICM prompts yield superior performance in NLP tasks such as disfluency correction, grammar error correction and text simplification that demand a close correspondence between the input and output sequences. Significant improvements are observed mainly for low-resource languages that are under-represented during the pretraining and finetuning of MLLMs. We present an extensive set of experiments to analyze when ICM is effective and what design choices contribute towards its effectiveness. ICM works consistently and significantly better than other prompting techniques across models of varying capacity such as mT0-XXL, BloomZ and GPT-4.

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Respond in my Language: Mitigating Language Inconsistency in Response Generation based on Large Language Models
Liang Zhang | Qin Jin | Haoyang Huang | Dongdong Zhang | Furu Wei

Large Language Models (LLMs) show strong instruction understanding ability across multiple languages. However, they are easily biased towards English in instruction tuning, and generate English responses even given non-English instructions. In this paper, we investigate the language inconsistent generation problem in monolingual instruction tuning. We find that instruction tuning in English increases the models’ preference for English responses. It attaches higher probabilities to English responses than to responses in the same language as the instruction. Based on the findings, we alleviate the language inconsistent generation problem by counteracting the model preference for English responses in both the training and inference stages. Specifically, we propose Pseudo-Inconsistent Penalization (PIP) which prevents the model from generating English responses when given non-English language prompts during training, and Prior Enhanced Decoding (PED) which improves the language-consistent prior by leveraging the untuned base language model. Experimental results show that our two methods significantly improve the language consistency of the model without requiring any multilingual data. Our code, data, and models will be released.

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Transferable Embedding Inversion Attack: Uncovering Privacy Risks in Text Embeddings without Model Queries
Yu-Hsiang Huang | Yuche Tsai | Hsiang Hsiao | Hong-Yi Lin | Shou-De Lin

This study investigates the privacy risks associated with text embeddings, focusing on the scenario where attackers cannot access the original embedding model. Contrary to previous research requiring direct model access, we explore a more realistic threat model by developing a transfer attack method. This approach uses a surrogate model to mimic the victim model’s behavior, allowing the attacker to infer sensitive information from text embeddings without direct access. Our experiments across various embedding models and a clinical dataset demonstrate that our transfer attack significantly outperforms traditional methods, revealing the potential privacy vulnerabilities in embedding technologies and emphasizing the need for enhanced security measures.

Recent strides in large language models (LLMs) have yielded remarkable performance, leveraging reinforcement learning from human feedback (RLHF) to significantly enhance generation and alignment capabilities. However, RLHF encounters numerous challenges, including the objective mismatch issue, leading to suboptimal performance in Natural Language Understanding (NLU) tasks.To address this limitation, we propose a novel Reinforcement Learning framework enhanced with Label-sensitive Reward (RLLR) to amplify the performance of LLMs in NLU tasks. By incorporating label-sensitive pairs into reinforcement learning, our method aims to adeptly capture nuanced label-sensitive semantic features during RL, thereby enhancing natural language understanding.Experiments conducted on five diverse foundation models across eight tasks showcase promising results. In comparison to Supervised Fine-tuning models (SFT), RLLR demonstrates an average performance improvement of 1.54%. Compared with RLHF models, the improvement averages at 0.69%. These results reveal the effectiveness of our method for LLMs in NLU tasks.

This study investigates the behaviors of Large Language Models (LLMs) when faced with conflicting prompts versus their internal memory. This will not only help to understand LLMs’ decision mechanism but also benefit real-world applications, such as retrieval-augmented generation (RAG).Drawing on cognitive theory, we target the first scenario of decision-making styles where there is no superiority in the conflict and categorize LLMs’ preference into dependent, intuitive, and rational/irrational styles.Another scenario of factual robustness considers the correctness of prompt and memory in knowledge-intensive tasks, which can also distinguish if LLMs behave rationally or irrationally in the first scenario.To quantify them, we establish a complete benchmarking framework including a dataset, a robustness evaluation pipeline, and corresponding metrics. Extensive experiments with seven LLMs reveal their varying behaviors. And, with role play intervention, we can change the styles, but different models present distinct adaptivity and upper-bound. One of our key takeaways is to optimize models or the prompts according to the identified style. For instance, RAG models with high role play adaptability may dynamically adjust the interventions according to the quality of retrieval results — being dependent to better leverage informative context; and, being intuitive when external prompt is noisy.

Self-attention and position embedding are two crucial modules in transformer-based Large Language Models (LLMs). However, the potential relationship between them is far from well studied, especially for long context window extending. In fact, anomalous behaviors that hinder long context extrapolation exist between Rotary Position Embedding (RoPE) and vanilla self-attention.Incorrect initial angles between Q and K can cause misestimation in modeling rotary position embedding of the closest tokens.To address this issue, we propose Collinear Constrained Attention mechanism, namely CoCA. Specifically, we enforce a collinear constraint between Q and K to seamlessly integrate RoPE and self-attention.While only adding minimal computational and spatial complexity, this integration significantly enhances long context window extrapolation ability. We provide an optimized implementation, making it a drop-in replacement for any existing transformer-based models.Extensive experiments demonstrate that CoCA excels in extending context windows. A CoCA-based GPT model, trained with a context length of 512, can extend the context window up to 32K (60×) without any fine-tuning.Additionally, incorporating CoCA into LLaMA-7B achieves extrapolation up to 32K within a training length of only 2K.Our code is publicly available at: https://github.com/codefuse-ai/Collinear-Constrained-Attention

Text simplification aims to make technical texts more accessible to laypeople but often results in deletion of information and vagueness. This work proposes InfoLossQA, a framework to characterize and recover simplification-induced information loss in form of question-and-answer (QA) pairs. Building on the theory of Questions Under Discussion, the QA pairs are designed to help readers deepen their knowledge of a text. First, we collect a dataset of 1,000 linguist-curated QA pairs derived from 104 LLM simplifications of English medical study abstracts. Our analyses of this data reveal that information loss occurs frequently, and that the QA pairs give a high-level overview of what information was lost. Second, we devise two methods for this task: end-to-end prompting of open-source and commercial language models, and a natural language inference pipeline. With a novel evaluation framework considering the correctness of QA pairs and their linguistic suitability, our expert evaluation reveals that models struggle to reliably identify information loss and applying similar standards as humans at what constitutes information loss.

With the advancement of language models (LMs), their exposure to private data is increasingly inevitable, and their deployment (especially for smaller ones) on personal devices, such as PCs and smartphones, has become a prevailing trend. In contexts laden with user information, enabling models to both safeguard user privacy and execute commands efficiently emerges as an essential research imperative. In this paper, we propose CoGenesis, a collaborative generation framework integrating large (hosted on cloud infrastructure) and small models (deployed on local devices) to address privacy concerns logically. Initially, we design a pipeline to create personalized writing instruction datasets enriched with extensive context details as the testbed of this research issue. Subsequently, we introduce two variants of CoGenesis based on sketch and logits respectively. Our experimental findings, based on our synthesized dataset and two additional open-source datasets, indicate that: 1) Large-scale models perform well when provided with user context but struggle in the absence of such context. 2) While specialized smaller models fine-tuned on the synthetic dataset show promise, they still lag behind their larger counterparts. 3) Our CoGenesis framework, utilizing mixed-scale models, showcases competitive performance, providing a feasible solution to privacy issues.

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DAPR: A Benchmark on Document-Aware Passage Retrieval
Kexin Wang | Nils Reimers | Iryna Gurevych

The work of neural retrieval so far focuses on ranking short texts and is challenged with long documents. There are many cases where the users want to find a relevant passage within a long document from a huge corpus, e.g. Wikipedia articles, research papers, etc. We propose and name this task Document-Aware Passage Retrieval (DAPR). While analyzing the errors of the State-of-The-Art (SoTA) passage retrievers, we find the major errors (53.5%) are due to missing document context. This drives us to build a benchmark for this task including multiple datasets from heterogeneous domains. In the experiments, we extend the SoTA passage retrievers with document context via (1) hybrid retrieval with BM25 and (2) contextualized passage representations, which inform the passage representation with document context. We find despite that hybrid retrieval performs the strongest on the mixture of the easy and the hard queries, it completely fails on the hard queries that require document-context understanding. On the other hand, contextualized passage representations (e.g. prepending document titles) achieve good improvement on these hard queries, but overall they also perform rather poorly. Our created benchmark enables future research on developing and comparing retrieval systems for the new task. The code and the data are available.

Multiple-Choice Questions (MCQs) constitute a critical area of research in the study of Large Language Models (LLMs). Previous works have investigated the selection bias problem in MCQs within few-shot scenarios, in which the LLM’s performance may be influenced by the presentation of answer choices, leaving the selection bias during Supervised Fine-Tuning (SFT) unexplored. In this paper, we reveal that selection bias persists in the SFT phase , primarily due to the LLM’s inadequate Multiple Choice Symbol Binding (MCSB) ability. This limitation implies that the model struggles to associate the answer options with their corresponding symbols (e.g., A/B/C/D) effectively. To enhance the model’s MCSB capability, we first incorporate option contents into the loss function and subsequently adjust the weights of the option symbols and contents, guiding the model to understand the option content of the current symbol. Based on this, we introduce an efficient SFT algorithm for MCQs, termed Point-wise Intelligent Feedback (PIF). PIF constructs negative instances by randomly combin- ing the incorrect option contents with all candidate symbols, and proposes a point-wise loss to provide feedback on these negative samples into LLMs. Our experimental results demonstrate that PIF significantly reduces the model’s selection bias by improving its MCSB capability. Remarkably, PIF exhibits a substantial enhancement in the accuracy for MCQs.

Knowledge graphs (KGs) play a pivotal role in knowledge-intensive tasks across specialized domains, where the acquisition of precise and dependable knowledge is crucial. However, existing KG construction methods heavily rely on human intervention to attain qualified KGs, which severely hinders the practical applicability in real-world scenarios. To address this challenge, we propose a general KG construction framework, named **SAC-KG**, to exploit large language models (LLMs) as **S**killed **A**utomatic **C**onstructors for domain **K**nowledge **G**raph. SAC-KG effectively involves LLMs as domain experts to generate specialized and precise multi-level KGs. Specifically, SAC-KG consists of three components: Generator, Verifier, and Pruner. For a given entity, Generator produces its relations and tails from raw domain corpora, to construct a specialized single-level KG. Verifier and Pruner then work together to ensure precision by correcting generation errors and determining whether newly produced tails require further iteration for the next-level KG. Experiments demonstrate that SAC-KG automatically constructs a domain KG at the scale of over one million nodes and achieves a precision of 89.32%, leading to a superior performance with over 20% increase in precision rate compared to existing state-of-the-art methods for the KG construction task.

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Uncertainty-Guided Modal Rebalance for Hateful Memes Detection
Chuanpeng Yang | Yaxin Liu | Fuqing Zhu | Jizhong Han | Songlin Hu

Hateful memes detection is a challenging multimodal understanding task that requires comprehensive learning of vision, language, and cross-modal interactions. Previous research has focused on developing effective fusion strategies for integrating hate information from different modalities. However, these methods excessively rely on cross-modal fusion features, ignoring the modality uncertainty caused by the contribution degree of each modality to hate sentiment and the modality imbalance caused by the dominant modality suppressing the optimization of another modality. To this end, this paper proposes an Uncertainty-guided Modal Rebalance (UMR) framework for hateful memes detection. The uncertainty of each meme is explicitly formulated by designing stochastic representation drawn from a Gaussian distribution for aggregating cross-modal features with unimodal features adaptively. The modality imbalance is alleviated by improving cosine loss from the perspectives of inter-modal feature and weight vectors constraints. In this way, the suppressed unimodal representation ability in multimodal models would be unleashed, while the learning of modality contribution would be further promoted. Extensive experimental results demonstrate that the proposed UMR produces the state-of-the-art performance on four widely-used datasets.

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Missci: Reconstructing Fallacies in Misrepresented Science
Max Glockner | Yufang Hou | Preslav Nakov | Iryna Gurevych

Health-related misinformation on social networks can lead to poor decision-making and real-world dangers. Such misinformation often misrepresents scientific publications and cites them as “proof” to gain perceived credibility. To effectively counter such claims automatically, a system must explain how the claim was falsely derived from the cited publication. Current methods for automated fact-checking or fallacy detection neglect to assess the (mis)used evidence in relation to misinformation claims, which is required to detect the mismatch between them. To address this gap, we introduce Missci, a novel argumentation theoretical model for fallacious reasoning together with a new dataset for real-world misinformation detection that misrepresents biomedical publications. Unlike previous fallacy detection datasets, Missci (i) focuses on implicit fallacies between the relevant content of the cited publication and the inaccurate claim, and (ii) requires models to verbalize the fallacious reasoning in addition to classifying it. We present Missci as a dataset to test the critical reasoning abilities of large language models (LLMs), that are required to reconstruct real-world fallacious arguments, in a zero-shot setting. We evaluate two representative LLMs and the impact of different levels of detail about the fallacy classes provided to the LLM via prompts. Our experiments and human evaluation show promising results for GPT 4, while also demonstrating the difficulty of this task.

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Uncovering the Full Potential of Visual Grounding Methods in VQA
Daniel Reich | Tanja Schultz

Visual Grounding (VG) methods in Visual Question Answering (VQA) attempt to improve VQA performance by strengthening a model’s reliance on question-relevant visual information. The presence of such relevant information in the visual input is typically assumed in training and testing. This assumption, however, is inherently flawed when dealing with imperfect image representations common in large-scale VQA, where the information carried by visual features frequently deviates from expected ground-truth contents. As a result, training and testing of VG-methods is performed with largely inaccurate data, which obstructs proper assessment of their potential benefits.In this study, we demonstrate that current evaluation schemes for VG-methods are problematic due to the flawed assumption of availability of relevant visual information. Our experiments show that these methods can be much more effective when evaluation conditions are corrected. Code is provided.

The integration of large language models (LLMs) and search engines represents a significant evolution in knowledge acquisition methodologies. However, determining the knowledge that an LLM already possesses and the knowledge that requires the help of a search engine remains an unresolved issue. Most existing methods solve this problem through the results of preliminary answers or reasoning done by the LLM itself, but this incurs excessively high computational costs. This paper introduces a novel collaborative approach, namely SlimPLM, that detects missing knowledge in LLMs with a slim proxy model, to enhance the LLM’s knowledge acquisition process. We employ a proxy model which has far fewer parameters, and take its answers as heuristic answers. Heuristic answers are then utilized to predict the knowledge required to answer the user question, as well as the known and unknown knowledge within the LLM. We only conduct retrieval for the missing knowledge in questions that the LLM does not know. Extensive experimental results on five datasets with two LLMs demonstrate a notable improvement in the end-to-end performance of LLMs in question-answering tasks, achieving or surpassing current state-of-the-art models with lower LLM inference costs.

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Favi-Score: A Measure for Favoritism in Automated Preference Ratings for Generative AI Evaluation
Pius Von Däniken | Jan Deriu | Don Tuggener | Mark Cieliebak

Generative AI systems have become ubiquitous for all kinds of modalities, which makes the issue of the evaluation of such models more pressing. One popular approach is preference ratings, where the generated outputs of different systems are shown to evaluators who choose their preferences. In recent years the field shifted towards the development of automated (trained) metrics to assess generated outputs, which can be used to create preference ratings automatically. In this work, we investigate the evaluation of the metrics themselves, which currently rely on measuring the correlation to human judgments or computing sign accuracy scores. These measures only assess how well the metric agrees with the human ratings. However, our research shows that this does not tell the whole story. Most metrics exhibit a disagreement with human system assessments which is often skewed in favor of particular text generation systems, exposing a degree of favoritism in automated metrics. This paper introduces a formal definition of favoritism in preference metrics, and derives the Favi-Score, which measures this phenomenon. In particular we show that favoritism is strongly related to errors in final system rankings. Thus, we propose that preference-based metrics ought to be evaluated on both sign accuracy scores and favoritism.

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LLM-based Rewriting of Inappropriate Argumentation using Reinforcement Learning from Machine Feedback
Timon Ziegenbein | Gabriella Skitalinskaya | Alireza Bayat Makou | Henning Wachsmuth

Ensuring that online discussions are civil and productive is a major challenge for social media platforms. Such platforms usually rely both on users and on automated detection tools to flag inappropriate arguments of other users, which moderators then review. However, this kind of post-hoc moderation is expensive and time-consuming, and moderators are often overwhelmed by the amount and severity of flagged content. Instead, a promising alternative is to prevent negative behavior during content creation. This paper studies how inappropriate language in arguments can be computationally mitigated. We propose a reinforcement learning-based rewriting approach that balances content preservation and appropriateness based on existing classifiers, prompting an instruction-finetuned large language model (LLM) as our initial policy. Unlike related style transfer tasks, rewriting inappropriate arguments allows deleting and adding content permanently. It is therefore tackled on document level rather than sentence level. We evaluate different weighting schemes for the reward function in both absolute and relative human assessment studies. Systematic experiments on non-parallel data provide evidence that our approach can mitigate the inappropriateness of arguments while largely preserving their content. It significantly outperforms competitive baselines, including few-shot learning, prompting, and humans.

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Graph Language Models
Moritz Plenz | Anette Frank

While Language Models (LMs) are the workhorses of NLP, their interplay with structured knowledge graphs (KGs) is still actively researched. Current methods for encoding such graphs typically either (i) linearize them for embedding with LMs – which underutilize structural information, or (ii) use Graph Neural Networks (GNNs) to preserve the graph structure – but GNNs cannot represent text features as well as pretrained LMs. In our work we introduce a novel LM type, the Graph Language Model (GLM), that integrates the strengths of both approaches and mitigates their weaknesses. The GLM parameters are initialized from a pretrained LM to enhance understanding of individual graph concepts and triplets. Simultaneously, we design the GLM’s architecture to incorporate graph biases, thereby promoting effective knowledge distribution within the graph. This enables GLMs to process graphs, texts, and interleaved inputs of both. Empirical evaluations on relation classification tasks show that GLM embeddings surpass both LM- and GNN-based baselines in supervised and zero-shot setting, demonstrating their versatility.

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Analyzing Semantic Change through Lexical Replacements
Francesco Periti | Pierluigi Cassotti | Haim Dubossarsky | Nina Tahmasebi

Modern language models are capable of contextualizing words based on their surrounding context. However, this capability is often compromised due to semantic change that leads to words being used in new, unexpected contexts not encountered during pre-training. In this paper, we model semantic change by studying the effect of unexpected contexts introduced by lexical replacements. We propose a replacement schema where a target word is substituted with lexical replacements of varying relatedness, thus simulating different kinds of semantic change. Furthermore, we leverage the replacement schema as a basis for a novel interpretable model for semantic change. We are also the first to evaluate the use of LLaMa for semantic change detection.

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Exploiting Intrinsic Multilateral Logical Rules for Weakly Supervised Natural Language Video Localization
Zhe Xu | Kun Wei | Xu Yang | Cheng Deng

Weakly supervised natural language video localization (WS-NLVL) aims to retrieve the moment corresponding to a language query in a video with only video-language pairs utilized during training. Despite great success, existing WS-NLVL methods seldomly consider the complex temporal relations enclosing the language query (e.g., between the language query and sub-queries decomposed from it or its synonymous query), yielding illogical predictions. In this paper, we propose a novel plug-and-play method, Intrinsic Multilateral Logical Rules, namely IMLR, to exploit intrinsic temporal relations and logical rules for WS-NLVL. Specifically, we formalize queries derived from the original language query as the nodes of a directed graph, i.e., intrinsic temporal relation graph (ITRG), and the temporal relations between them as the edges. Instead of directly prompting a pre-trained language model, a relation-guided prompting method is introduced to generate ITRG in a hierarchical manner. We customize four types of multilateral temporal logical rules (i.e., identity, inclusion, synchronization, and succession) from ITRG and utilize them to train our model. Experiments demonstrate the effectiveness and superiority of our method on the Charades-STA and ActivityNet Captions datasets.

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Interpretability of Language Models via Task Spaces
Lucas Weber | Jaap Jumelet | Elia Bruni | Dieuwke Hupkes

The usual way to interpret language models (LMs) is to test their performance on different benchmarks and subsequently infer their internal processes.In this paper, we present an alternative approach, concentrating on the _quality_ of LM processing, with a focus on their language abilities.To this end, we construct ‘linguistic task spaces’ – representations of an LM’s language conceptualisation – that shed light on the connections LMs draw between language phenomena.Task spaces are based on the interactions of the learning signals from different linguistic phenomena, which we assess via a method we call ‘similarity probing’.To disentangle the learning signals of linguistic phenomena, we further introduce a method called ‘fine-tuning via gradient differentials’ (FTGD).We apply our methods to language models of three different scales and find that larger models generalise better to overarching general concepts for linguistic tasks, making better use of their shared structure. Further, the distributedness of linguistic processing increases with pre-training through increased parameter sharing between related linguistic tasks. The overall generalisation patterns are mostly stable throughout training and not marked by incisive stages, potentially explaining the lack of successful curriculum strategies for LMs.

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Using Synchronic Definitions and Semantic Relations to Classify Semantic Change Types
Pierluigi Cassotti | Stefano De Pascale | Nina Tahmasebi

There is abundant evidence of the fact that the way words change their meaning can be classified in different types of change, highlighting the relationship between the old and new meanings (among which generalisation, specialisation and co-hyponymy transfer).In this paper, we present a way of detecting these types of change by constructing a model that leverages information both from synchronic lexical relations and definitions of word meanings. Specifically, we use synset definitions and hierarchy information from WordNet and test it on a digitized version of Blank’s (1997) dataset of semantic change types. Finally, we show how the sense relationships can improve models for both approximation of human judgments of semantic relatedness as well as binary Lexical Semantic Change Detection.

Large Language Models (LLMs) tend to be unreliable on fact-based answers.To address this problem, NLP researchers have proposed a range of techniques to estimate LLM’s confidence over facts. However, due to the lack of a systematic comparison, it is not clear how the different methods compare to one other.To fill this gap, we present a rigorous survey and empirical comparison of estimators of factual confidence.We define an experimental framework allowing for fair comparison, covering both fact-verification and QA. Our experiments across a series of LLMs indicate that trained hidden-state probes provide the most reliable confidence estimates; albeit at the expense of requiring access to weights and supervision data. We also conduct a deeper assessment of the methods, in which we measure the consistency of model behavior under meaning-preserving variations in the input. We find that the factual confidence of LLMs is often unstable across semantically equivalent inputs, suggesting there is much room for improvement for the stability of models’ parametric knowledge.

The advancement of large language models (LLMs) has significantly propelled the field of code generation. Previous work integrated reinforcement learning (RL) with compiler feedback for exploring the output space of LLMs to enhance code generation quality. However, the lengthy code generated by LLMs in response to complex human requirements makes RL exploration a challenge. Also, since the unit tests may not cover the complicated code, optimizing LLMs by using these unexecuted code snippets is ineffective. To tackle these challenges, we introduce StepCoder, a novel RL framework for code generation, consisting of two main components: CCCS addresses the exploration challenge by breaking the long sequences code generation task into a Curriculum of Code Completion Subtasks, while FGO only optimizes the model by masking the unexecuted code segments to provide Fine-Grained Optimization. In addition, we furthermore construct the APPS+ dataset for RL training, which is manually verified to ensure the correctness of unit tests. Experimental results show that our method improves the ability to explore the output space and outperforms state-of-the-art approaches in corresponding benchmarks. The code and dataset will be made available upon publication.

Contemporary practices in instruction tuning often hinge on enlarging data scaling without a clear strategy for ensuring data quality, inadvertently introducing noise that may compromise model performance. To address this challenge, we introduce Nuggets, a novel and efficient methodology that leverages one-shot learning to discern and select high-quality instruction data from extensive datasets. Nuggets assesses the potential of individual instruction examples to act as effective one-shot learning instances, thereby identifying those that can significantly improve performance across diverse tasks. Nuggets utilizes a scoring system based on the impact of candidate examples on the perplexity of a diverse anchor set, facilitating the selection of the most advantageous data for instruction tuning. Through rigorous evaluations on two benchmarks, namely MT-Bench and Alpaca-Eval, our study illustrates that instruction tuning with the top 1% of examples curated by Nuggets substantially outperforms conventional methods employing the entire dataset.

Large language models are meticulously aligned to be both helpful and harmless. However, recent research points to a potential overkill which means models may refuse to answer benign queries. In this paper, we investigate the factors for overkill by exploring how models handle and determine the safety of queries. Our findings reveal the presence of shortcuts within models, leading to excessive attention to harmful words like ‘kill’ and prompts emphasizing safety will exacerbate overkill. Based on these insights, we introduce Self-Contrastive Decoding (Self-CD), a training-free and model-agnostic strategy, to alleviate this phenomenon. We first extract such excessive attention by amplifying the difference in the model’s output distributions when responding to system prompts that either include or omit an emphasis on safety. Then we determine the final next-token predictions by downplaying the excessive attention via contrastive decoding. Empirical results have indicated that our method has achieved an average reduction of the refusal rate by 20 % while having almost no impact on safety.

Prompting language models to provide step-by-step answers (e.g., “Chain-of-Thought”) is the prominent approach for complex reasoning tasks, where more accurate reasoning chains typically improve downstream task performance. Recent literature discusses automatic methods to verify reasoning to evaluate and improve their correctness. However, no fine-grained step-level datasets are available to enable thorough evaluation of such verification methods, hindering progress in this direction. We introduce REVEAL: Reasoning Verification Evaluation, a dataset to benchmark automatic verifiers of complex Chain-of-Thought reasoning in open-domain question-answering settings. REVEAL includes comprehensive labels for the relevance, attribution to evidence passages, and logical correctness of each reasoning step in a language model’s answer, across a variety of datasets and state-of-the-art language models. Evaluation on REVEAL shows that verifiers struggle at verifying reasoning chains - in particular, verifying logical correctness and detecting contradictions. Available at https://reveal-dataset.github.io/ .

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Re3: A Holistic Framework and Dataset for Modeling Collaborative Document Revision
Qian Ruan | Ilia Kuznetsov | Iryna Gurevych

Collaborative review and revision of textual documents is the core of knowledge work and a promising target for empirical analysis and NLP assistance. Yet, a holistic framework that would allow modeling complex relationships between document revisions, reviews and author responses is lacking. To address this gap, we introduce Re3, a framework for joint analysis of collaborative document revision. We instantiate this framework in the scholarly domain, and present Re3-Sci, a large corpus of aligned scientific paper revisions manually labeled according to their action and intent, and supplemented with the respective peer reviews and human-written edit summaries. We use the new data to provide first empirical insights into collaborative document revision in the academic domain, and to assess the capabilities of state-of-the-art LLMs at automating edit analysis and facilitating text-based collaboration. We make our annotation environment and protocols, the resulting data and experimental code publicly available.

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NextLevelBERT: Masked Language Modeling with Higher-Level Representations for Long Documents
Tamara Czinczoll | Christoph Hönes | Maximilian Schall | Gerard De Melo

While (large) language models have significantly improved over the last years, they still struggle to sensibly process long sequences found, e.g., in books, due to the quadratic scaling of the underlying attention mechanism. To address this, we propose NextLevelBERT, a Masked Language Model operating not on tokens, but on higher-level semantic representations in the form of text embeddings. We pretrain NextLevelBERT to predict the vector representation of entire masked text chunks and evaluate the effectiveness of the resulting document vectors on three types of tasks: 1) Semantic Textual Similarity via zero-shot document embeddings, 2) Long document classification, 3) Multiple-choice question answering. We find that next-level Masked Language Modeling is an effective technique to tackle long-document use cases and can outperform much larger embedding models as long as the required level of detail of semantic information is not too fine. Our models and code are publicly available online.

The ability to follow instructions is crucial for Large Language Models (LLMs) to handle various real-world applications. Existing benchmarks primarily focus on evaluating pure response quality, rather than assessing whether the response follows constraints stated in the instruction. To fill this research gap, in this paper, we propose FollowBench, a Multi-level Fine-grained Constraints Following Benchmark for LLMs. FollowBench comprehensively includes five different types (i.e., Content, Situation, Style, Format, and Example) of fine-grained constraints. To enable a precise constraint following estimation on diverse difficulties, we introduce a Multi-level mechanism that incrementally adds a single constraint to the initial instruction at each increased level. To assess whether LLMs’ outputs have satisfied every individual constraint, we propose to prompt strong LLMs with constraint-evolution paths to handle challenging open-ended instructions. By evaluating 13 closed-source and open-source popular LLMs on FollowBench, we highlight the weaknesses of LLMs in instruction following and point towards potential avenues for future work. The data and code are publicly available at https://github.com/YJiangcm/FollowBench.

Knowledge editing techniques, aiming to efficiently modify a minor proportion of knowledge in large language models (LLMs) without negatively impacting performance across other inputs, have garnered widespread attention. However, existing methods predominantly rely on memorizing the updated knowledge, impeding LLMs from effectively combining the new knowledge with their inherent knowledge when answering questions. To this end, we propose a Learning to Edit (LTE) framework, focusing on teaching LLMs to apply updated knowledge into input questions, inspired by the philosophy of “Teach a man to fish.” LTE features a two-phase process: (i) the Alignment Phase, which fine-tunes LLMs on a meticulously curated parallel dataset to make reliable, in-scope edits while preserving out-of-scope information and linguistic proficiency; and (ii) the Inference Phase, which employs a retrieval-based mechanism for real-time and mass knowledge editing. By comparing our approach with seven advanced baselines across four popular knowledge editing benchmarks and two LLM architectures, we demonstrate LTE’s superiority in knowledge editing performance, robustness in both batch and sequential editing, minimal interference on general tasks, and rapid editing speeds. The data and code are publicly available at https://github.com/YJiangcm/LTE.

Code Large Language Models (Code LLMs) have demonstrated outstanding performance in code-related tasks. Various instruction finetuning approaches have been proposed to boost the code generation performance of pre-trained Code LLMs. In this paper, we introduce a diverse instruction model DolphCoder with self-evaluating for code generation. It learns diverse instruction targets and combines a code evaluation objective to enhance its code generation ability. Our model achieves superior performance on the HumanEval and MBPP benchmarks, demonstrating new insights for future code instruction tuning work. Our key findings are: (1) Augmenting more diverse responses with more distinct reasoning paths increases the code capability of LLMs. (2) Improving one’s ability to evaluate the correctness of code also enhances their ability to create it.

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When Only Time Will Tell: Interpreting How Transformers Process Local Ambiguities Through the Lens of Restart-Incrementality
Brielen Madureira | Patrick Kahardipraja | David Schlangen

Incremental models that process sentences one token at a time will sometimes encounter points where more than one interpretation is possible. Causal models are forced to output one interpretation and continue, whereas models that can revise may edit their previous output as the ambiguity is resolved. In this work, we look at how restart-incremental Transformers build and update internal states, in an effort to shed light on what processes cause revisions not viable in autoregressive models. We propose an interpretable way to analyse the incremental states, showing that their sequential structure encodes information on the garden path effect and its resolution. Our method brings insights on various bidirectional encoders for contextualised meaning representation and dependency parsing, contributing to show their advantage over causal models when it comes to revisions.

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SpaRC and SpaRP: Spatial Reasoning Characterization and Path Generation for Understanding Spatial Reasoning Capability of Large Language Models
Md Imbesat Rizvi | Xiaodan Zhu | Iryna Gurevych

Spatial reasoning is a crucial component of both biological and artificial intelligence. In this work, we present a comprehensive study of the capability of current state-of-the-art large language models (LLMs) on spatial reasoning. To support our study, we created and contribute a novel Spatial Reasoning Characterization (SpaRC) framework and Spatial Reasoning Paths (SpaRP) datasets, to enable an in-depth understanding of the spatial relations and compositions as well as the usefulness of spatial reasoning chains. We found that all the state-of-the-art LLMs do not perform well on the datasets—their performances are consistently low across different setups. The spatial reasoning capability improves substantially as model sizes scale up. Finetuning both large language models (e.g., Llama-2-70B) and smaller ones (e.g., Llama-2-13B) can significantly improve their F1-scores by 7–32 absolute points. We also found that the top proprietary LLMs still significantly outperform their open-source counterparts in topological spatial understanding and reasoning.

In proactive dialogue, the challenge lies not just in generating responses but in steering conversations toward predetermined goals, a task where Large Language Models (LLMs) typically struggle due to their reactive nature. Traditional approaches to enhance dialogue planning in LLMs, ranging from elaborate prompt engineering to the integration of policy networks, either face efficiency issues or deliver suboptimal performance. Inspired by the dual-process theory in psychology, which identifies two distinct modes of thinking—intuitive (fast) and analytical (slow), we propose the Dual-Process Dialogue Planning (DPDP) framework. DPDP embodies this theory through two complementary planning systems: an instinctive policy model for familiar contexts and a deliberative Monte Carlo Tree Search (MCTS) mechanism for complex, novel scenarios. This dual strategy is further coupled with a novel two-stage training regimen: offline Reinforcement Learning for robust initial policy model formation followed by MCTS-enhanced on-the-fly learning, which ensures a dynamic balance between efficiency and strategic depth. Our empirical evaluations across diverse dialogue tasks affirm DPDP’s superiority in achieving both high-quality dialogues and operational efficiency, outpacing existing methods.

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Spectral Filters, Dark Signals, and Attention Sinks
Nicola Cancedda

Projecting intermediate representations onto the vocabulary is an increasingly popular interpretation tool for transformer-based LLMs, also known as the logit lens (Nostalgebraist). We propose a quantitative extension to this approach and define spectral filters on intermediate representations based on partitioning the singular vectors of the vocabulary embedding and unembedding matrices into bands. We find that the signals exchanged in the tail end of the spectrum, i.e. corresponding to the singular vectors with smallest singular values, are responsible for attention sinking (Xiao et al., 2023), of which we provide an explanation. We find that the negative log-likelihood of pretrained models can be kept low despite suppressing sizeable parts of the embedding spectrum in a layer-dependent way, as long as attention sinking is preserved. Finally, we discover that the representation of tokens that draw attention from many tokens have large projections on the tail end of the spectrum, and likely act as additional attention sinks.

Inferring contextually-relevant and diverse commonsense to understand narratives remains challenging for knowledge models. In this work, we develop a series of knowledge models, DiffuCOMET, that leverage diffusion to learn to reconstruct the implicit semantic connections between narrative contexts and relevant commonsense knowledge. Across multiple diffusion steps, our method progressively refines a representation of commonsense facts that is anchored to a narrative, producing contextually-relevant and diverse commonsense inferences for an input context. To evaluate DiffuCOMET, we introduce new metrics for commonsense inference that more closely measure knowledge diversity and contextual relevance. Our results on two different benchmarks, ComFact and WebNLG+, show that knowledge generated by DiffuCOMET achieves a better trade-off between commonsense diversity, contextual relevance and alignment to known gold references, compared to baseline knowledge models.

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Systematic Task Exploration with LLMs: A Study in Citation Text Generation
Furkan Şahinuç | Ilia Kuznetsov | Yufang Hou | Iryna Gurevych

Large language models (LLMs) bring unprecedented flexibility in defining and executing complex, creative natural language generation (NLG) tasks. Yet, this flexibility brings new challenges, as it introduces new degrees of freedom in formulating the task inputs and instructions and in evaluating model performance. To facilitate the exploration of creative NLG tasks, we propose a three-component research framework that consists of systematic input manipulation, reference data, and output measurement. We use this framework to explore citation text generation – a popular scholarly NLP task that lacks consensus on the task definition and evaluation metric and has not yet been tackled within the LLM paradigm. Our results highlight the importance of systematically investigating both task instruction and input configuration when prompting LLMs, and reveal non-trivial relationships between different evaluation metrics used for citation text generation. Additional human generation and human evaluation experiments provide new qualitative insights into the task to guide future research in citation text generation. We make our code and data publicly available.

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Limits of Theory of Mind Modelling in Dialogue-Based Collaborative Plan Acquisition
Matteo Bortoletto | Constantin Ruhdorfer | Adnen Abdessaied | Lei Shi | Andreas Bulling

Recent work on dialogue-based collaborative plan acquisition (CPA) has suggested that Theory of Mind (ToM) modelling can improve missing knowledge prediction in settings with asymmetric skill-sets and knowledge. Although ToM was claimed to be important for effective collaboration, its real impact on this novel task remains under-explored. By representing plans as graphs and by exploiting task-specific constraints we show that, as performance on CPA nearly doubles when predicting one’s own missing knowledge, the improvements due to ToM modelling diminish. This phenomenon persists even when evaluating existing baseline methods. To better understand the relevance of ToM for CPA, we report a principled performance comparison of models with and without ToM features. Results across different models and ablations consistently suggest that learned ToM features are indeed more likely to reflect latent patterns in the data with no perceivable link to ToM. This finding calls for a deeper understanding of the role of ToM in CPA and beyond, as well as new methods for modelling and evaluating mental states in computational collaborative agents.

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Temporal Knowledge Question Answering via Abstract Reasoning Induction
Ziyang Chen | Dongfang Li | Xiang Zhao | Baotian Hu | Min Zhang

In this study, we address the challenge of enhancing temporal knowledge reasoning in Large Language Models (LLMs). LLMs often struggle with this task, leading to the generation of inaccurate or misleading responses. This issue mainly arises from their limited ability to handle evolving factual knowledge and complex temporal logic. To overcome these limitations, we propose Abstract Reasoning Induction (ARI) framework, which divides temporal reasoning into two distinct phases: Knowledge agnostic and Knowledge-based. This framework offers factual knowledge support to LLMs while minimizing the incorporation of extraneous noisy data. Concurrently, informed by the principles of constructivism, ARI provides LLMs the capability to engage in proactive, self-directed learning from both correct and incorrect historical reasoning samples. By teaching LLMs to actively construct knowledge and methods, it can significantly boosting their temporal reasoning abilities. Our approach achieves significant improvements, with relative gains of 29.7% and 9.27% on two temporal QA datasets, underscoring its efficacy in advancing temporal reasoning in LLMs. The code can be found at https: //github.com/czy1999/ARI-QA.

Since the remarkable generation performance of large language models raised ethical and legal concerns, approaches to detect machine-generated text by embedding watermarks are being developed.However, we discover that the existing works fail to function appropriately in code generation tasks due to the task’s nature of having low entropy.Extending a logit-modifying watermark method, we propose Selective WatErmarking via Entropy Thresholding (SWEET), which enhances detection ability and mitigates code quality degeneration by removing low-entropy segments at generating and detecting watermarks.Our experiments show that SWEET significantly improves code quality preservation while outperforming all baselines, including post-hoc detection methods, in detecting machine-generated code text.Our code is available inhttps://github.com/hongcheki/sweet-watermark.

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MapCoder: Multi-Agent Code Generation for Competitive Problem Solving
Md. Ashraful Islam | Mohammed Eunus Ali | Md Rizwan Parvez

Code synthesis, which requires a deep understanding of complex natural language (NL) problem descriptions, generation of code instructions for complex algorithms and data structures, and the successful execution of comprehensive unit tests, presents a significant challenge. Thus, while large language models (LLMs) demonstrate impressive proficiency in natural language processing (NLP), their performance in code generation tasks remains limited. In this paper, we introduce a new approach to code generation tasks leveraging the multi-agent prompting that uniquely replicates the full cycle of program synthesis as observed in human developers. Our framework, MapCoder, consists of four LLM agents specifically designed to emulate the stages of this cycle: recalling relevant examples, planning, code generation, and debugging. After conducting thorough experiments, with multiple LLMs ablations and analyses across eight challenging competitive problem-solving and program synthesis benchmarks—MapCoder showcases remarkable code generation capabilities, achieving their new state-of-the-art (pass@1) results—(HumanEval 93.9%, MBPP 83.1%, APPS 22.0%, CodeContests 28.5%, and xCodeEval 45.3%). Moreover, our method consistently delivers superior performance across various programming languages and varying problem difficulties. We open-source our framework at https://github.com/Md-Ashraful-Pramanik/MapCoder.

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RelayAttention for Efficient Large Language Model Serving with Long System Prompts
Lei Zhu | Xinjiang Wang | Wayne Zhang | Rynson Lau

A practical large language model (LLM) service may involve a long system prompt, which specifies the instructions, examples, and knowledge documents of the task and is reused across requests. However, the long system prompt causes throughput/latency bottlenecks as the cost of generating the next token grows w.r.t the sequence length. This paper aims to improve the efficiency of LLM services that involve long system prompts. Our key observation is that handling these system prompts requires heavily redundant memory accesses in existing causal attention computation algorithms. Specifically, for batched requests, the cached hidden states (i.e., key-value pairs) of system prompts are transferred from off-chip DRAM to on-chip SRAM multiple times, each corresponding to an individual request. To eliminate such a redundancy, we propose RelayAttention, an attention algorithm that allows reading these hidden states from DRAM exactly once for a batch of input tokens. RelayAttention is a free lunch: it maintains the generation quality while requiring no model retraining, as it is based on a mathematical reformulation of causal attention. We have observed significant performance improvements to a production-level system, vLLM, through integration with RelayAttention. The improvements are even more profound with longer system prompts.

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Boosting Language Models Reasoning with Chain-of-Knowledge Prompting
Jianing Wang | Qiushi Sun | Xiang Li | Ming Gao

Recently, Chain-of-Thought (CoT) prompting has delivered success on complex reasoning tasks, which aims at designing a simple prompt like “Let’s think step by step” or multiple in-context exemplars with well-designed rationales to elicit Large Language Models (LLMs) to generate intermediate reasoning steps. However, the generated rationales often come with hallucinations, making unfactual and unfaithful reasoning chains. To mitigate this brittleness, we propose a novel Chain-of-Knowledge (CoK) prompting, where we aim at eliciting LLMs to generate explicit pieces of knowledge evidence in the form of structure triple. This is inspired by our human behaviors, i.e., we can draw a mind map or knowledge map as the reasoning evidence in the brain before answering a complex question. Benefiting from CoK, we additionally introduce an F2-Verification method to estimate the reliability of the reasoning chains in terms of factuality and faithfulness. For the unreliable response, the wrong evidence can be indicated to prompt the LLM to rethink. Extensive experiments demonstrate that our method can further improve the performance of commonsense, factual, symbolic, and arithmetic reasoning tasks.

The emergence of large language models (LLMs) has increasingly drawn attention to the use of LLMs for human-like planning. Existing work on LLM-based planning either focuses on leveraging the inherent language generation capabilities of LLMs to produce free-style plans, or employs reinforcement learning approaches to learn decision-making for a limited set of actions within restricted environments. However, both approaches exhibit significant discrepancies from the open and executable requirements in real-world planning. In this paper, we propose a new planning task–open grounded planning. The primary objective of open grounded planning is to ask the model to generate an executable plan based on a variable action set, thereby ensuring the executability of the produced plan. To this end, we establishes a benchmark for open grounded planning spanning a wide range of domains. Then we test current state-of-the-art LLMs along with five planning approaches, revealing that existing LLMs and methods still struggle to address the challenges posed by grounded planning in open domains. The outcomes of this paper define and establish a foundational dataset for open grounded planning, and shed light on the potential challenges and future directions of LLM-based planning.

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LLM Knows Body Language, Too: Translating Speech Voices into Human Gestures
Chenghao Xu | Guangtao Lyu | Jiexi Yan | Muli Yang | Cheng Deng

In response to the escalating demand for digital human representations, progress has been made in the generation of realistic human gestures from given speeches. Despite the remarkable achievements of recent research, the generation process frequently includes unintended, meaningless, or non-realistic gestures. To address this challenge, we propose a gesture translation paradigm, GesTran, which leverages large language models (LLMs) to deepen the understanding of the connection between speech and gesture and sequentially generates human gestures by interpreting gestures as a unique form of body language. The primary stage of the proposed framework employs a transformer-based auto-encoder network to encode human gestures into discrete symbols. Following this, the subsequent stage utilizes a pre-trained LLM to decipher the relationship between speech and gesture, translating the speech into gesture by interpreting the gesture as unique language tokens within the LLM. Our method has demonstrated state-of-the-art performance improvement through extensive and impartial experiments conducted on public TED and TED-Expressive datasets.

Employing Large Language Models (LLMs) for semantic parsing has achieved remarkable success. However, we find existing methods fall short in terms of reliability and efficiency when hallucinations are encountered. In this paper, we address these challenges with a framework called QueryAgent, which solves a question step-by-step and performs stepwise self-correction. We introduce an environmental feedback-based self-correction method called ERASER. Unlike traditional approaches, ERASER leverages rich environmental feedback in the intermediate steps to perform selective and differentiated self-correction only when necessary. Experimental results demonstrate that QueryAgent notably outperforms all previous few-shot methods using only one example on GrailQA and GraphQ by 5.7 and 15.0 points. Furthermore, our approach exhibits superiority in terms of efficiency, including run-time, query overhead, and API invocation costs. By leveraging ERASER, we further improve another baseline (i.e., AgentBench) by approximately 10 points, validating the strong transferability of our approach.

Argumentation mining (AM) aims to detect the arguments and their inherent relations from argumentative textual compositions. Generally, AM comprises three key challenging subtasks, including argument component type classification (ACTC), argumentative relation identification (ARI), and argumentative relation type classification (ARTC). Prior methods are afflicted by a sequential feature decoding paradigm, wherein they initially address the features of argumentation components (ACs) for the task of ACTC. Then, these features are amalgamated in pairs to tackle the task of ARI. Finally, the AC pairs and ascertained pertinent relations are employed for ARTC. However, the explicit and comprehensive inter-relationship among the three subtasks is neglected. In this paper, we propose a novel method PITA for PromptIng Task interAction to model the inter-relationships among the three subtasks within a generative framework. Specifically, we employ a dynamic prompt template to indicate all ACs and AC pairs in the three subtasks. Then, from a multi-relational perspective, we construct an undirected heterogeneous graph to capture the various relationships within and between ACs and AC pairs. We apply the Relational Graph Convolutional Network (RGCN) on the graph and inject the task interaction information into the soft prompts with continuous representations. PITA jointly decodes all ACs and AC pairs using the prompt template with task interaction information, which thus explicitly and comprehensively harmonizes the information propagation across the three subtasks. Extensive experiments show PITA achieves state-of-the-art performances on two AM benchmarks.

Large Language Models (LLMs) show promising results in language generation and instruction following but frequently “hallucinate”, making their outputs less reliable. Despite Uncertainty Quantification’s (UQ) potential solutions, implementing it accurately within LLMs is challenging. Our research introduces a simple heuristic: not all tokens in auto-regressive LLM text equally represent the underlying meaning, as “linguistic redundancy” often allows a few keywords to convey the essence of long sentences. However, current methods underestimate this inequality when assessing uncertainty, causing tokens with limited semantics to be equally or excessively weighted in UQ. To correct this, we propose Shifting Attention to more Relevant (SAR) components at both token- and sentence-levels for better UQ. We conduct extensive experiments involving a range of popular “off-the-shelf” LLMs, such as Vicuna, WizardLM, and LLaMA-2-chat, with model sizes extending up to 33B parameters. We evaluate various free-form question-answering tasks, encompassing domains such as reading comprehension, science Q&A, and medical Q&A. Our experimental results, coupled with a comprehensive demographic analysis, demonstrate the superior performance of SAR. The code is available at https://github.com/jinhaoduan/SAR.

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Babel-ImageNet: Massively Multilingual Evaluation of Vision-and-Language Representations
Gregor Geigle | Radu Timofte | Goran Glavaš

Vision-and-language (VL) models with separate encoders for each modality (e.g., CLIP) have become the go-to models for zero-shot image classification and image-text retrieval. They are, however, mostly evaluated in English as multilingual benchmarks are limited in availability. We introduce Babel-ImageNet, a massively multilingual benchmark that offers (partial) translations of ImageNet labels to 100 languages, built without machine translation or manual annotation. We instead automatically obtain reliable translations by linking them – via shared WordNet synsets – to BabelNet, a massively multilingual lexico-semantic network. We evaluate 11 public multilingual CLIP models on zero-shot image classification (ZS-IC) on our benchmark, demonstrating a significant gap between English ImageNet performance and that of high-resource languages (e.g., German or Chinese), and an even bigger gap for low-resource languages (e.g., Sinhala or Lao). Crucially, we show that the models’ ZS-IC performance highly correlates with their performance in image-text retrieval, validating the use of Babel-imageNet to evaluate multilingual models for the vast majority of languages without gold image-text data. Finally, we show that the performance of multilingual CLIP can be drastically improved for low-resource languages with parameter-efficient language-specific training. We make our code and data publicly available: https://github.com/gregor-ge/Babel-ImageNet

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Estimating Agreement by Chance for Sequence Annotation
Diya Li | Carolyn Rose | Ao Yuan | Chunxiao Zhou

In the field of natural language processing, correction of performance assessment for chance agreement plays a crucial role in evaluating the reliability of annotations. However, there is a notable dearth of research focusing on chance correction for assessing the reliability of sequence annotation tasks, despite their widespread prevalence in the field. To address this gap, this paper introduces a novel model for generating random annotations, which serves as the foundation for estimating chance agreement in sequence annotation tasks. Utilizing the proposed randomization model and a related comparison approach, we successfully derive the analytical form of the distribution, enabling the computation of the probable location of each annotated text segment and subsequent chance agreement estimation. Through a combination simulation and corpus-based evaluation, we successfully assess its applicability and validate its accuracy and efficacy.

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Are Emergent Abilities in Large Language Models just In-Context Learning?
Sheng Lu | Irina Bigoulaeva | Rachneet Sachdeva | Harish Tayyar Madabushi | Iryna Gurevych

Large language models, comprising billions of parameters and pre-trained on extensive web-scale corpora, have been claimed to acquire certain capabilities without having been specifically trained on them. These capabilities, referred to as “emergent abilities,” have been a driving force in discussions regarding the potentials and risks of language models. A key challenge in evaluating emergent abilities is that they are confounded by model competencies that arise through alternative prompting techniques, including in-context learning, which is the ability of models to complete a task based on a few examples. We present a novel theory that explains emergent abilities, taking into account their potential confounding factors, and rigorously substantiate this theory through over 1000 experiments. Our findings suggest that purported emergent abilities are not truly emergent, but result from a combination of in-context learning, model memory, and linguistic knowledge. Our work is a foundational step in explaining language model performance, providing a template for their efficient use and clarifying the paradox of their ability to excel in some instances while faltering in others. Thus, we demonstrate that their capabilities should not be overestimated.

Recent work demonstrates that, after instruction tuning, Code Large Language Models (Code LLMs) can obtain impressive capabilities to address a wide range of code-related tasks. However, current instruction tuning methods for Code LLMs mainly focus on the traditional code generation task, resulting in poor performance in complex multi-task scenarios. In this paper, we concentrate on multiple code-related tasks and present WaveCoder, a series of Code LLMs trained with Widespread And Versatile Enhanced instruction data. To enable the models to tackle complex code-related tasks, we propose a method to stably generate diverse, high-quality instruction data from open source code dataset in multi-task scenarios and obtain CodeOcean, a dataset comprising 19,915 instruction instances across 4 code-related tasks, which is aimed at improving the generalization ability of Code LLM. Our experiments demonstrate that WaveCoder models significantly outperform other open-source models in terms of the generalization ability across different code-related tasks. Moreover, WaveCoder-Ultra-6.7B presents the state-of-the-art generalization abilities on a wide range of code-related tasks.

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Eliciting Better Multilingual Structured Reasoning from LLMs through Code
Bryan Li | Tamer Alkhouli | Daniele Bonadiman | Nikolaos Pappas | Saab Mansour

The development of large language models (LLM) has shown progress on reasoning, though studies have largely considered either English or simple reasoning tasks. To address this, we introduce a multilingual structured reasoning and explanation dataset, termed xSTREET, that covers four tasks across six languages. xSTREET exposes a gap in base LLM performance between English and non-English reasoning tasks.We then propose two methods to remedy this gap, building on the insight that LLMs trained on code are better reasoners. First, at training time, we augment a code dataset with multilingual comments using machine translation while keeping program code as-is. Second, at inference time, we bridge the gap between training and inference by employing a prompt structure that incorporates step-by-step code primitives to derive new facts and find a solution. Our methods show improved multilingual performance on xSTREET, most notably on the scientific commonsense reasoning subtask. Furthermore, the models show no regression on non-reasoning tasks, thus demonstrating our techniques maintain general-purpose abilities.

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OLIVE: Object Level In-Context Visual Embeddings
Timothy Ossowski | Junjie Hu

Recent generalist vision-language models (VLMs) have demonstrated impressive reasoning capabilities across diverse multimodal tasks. However, these models still struggle with fine-grained object-level understanding and grounding. In terms of modeling, existing VLMs implicitly align text tokens with image patch tokens, which is ineffective for embedding alignment at the same granularity and inevitably introduces noisy spurious background features. Additionally, these models struggle when generalizing to unseen visual concepts and may not be reliable for domain-specific tasks without further fine-tuning. To address these limitations, we propose a novel method to prompt large language models with in-context visual object vectors, thereby enabling controllable object-level reasoning. This eliminates the necessity of fusing a lengthy array of image patch features and significantly speeds up training. Furthermore, we propose region-level retrieval using our object representations, facilitating rapid adaptation to new objects without additional training. Our experiments reveal that our method achieves competitive referring object classification and captioning performance, while also offering zero-shot generalization and robustness to visually challenging contexts.

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Quantifying Uncertainty in Answers from any Language Model and Enhancing their Trustworthiness
Jiuhai Chen | Jonas Mueller

We introduce BSDetector, a method for detecting bad and speculative answers from a pretrained Large Language Model by estimating a numeric confidence score for any output it generated. Our uncertainty quantification technique works for any LLM accessible only via a black-box API, whose training data remains unknown. By expending a bit of extra computation, users of any LLM API can now get the same response as they would ordinarily, as well as a confidence estimate that cautions when not to trust this response. Experiments on both closed and open-form Question-Answer benchmarks reveal that BSDetector more accurately identifies incorrect LLM responses than alternative uncertainty estimation procedures (for both GPT-3 and ChatGPT). By sampling multiple responses from the LLM and considering the one with the highest confidence score, we can additionally obtain more accurate responses from the same LLM, without extra training steps. In applications involving automated evaluation with LLMs, accounting for our confidence scores leads to more reliable evaluation in both human-in-the-loop and fully-automated settings (across both GPT 3.5 and 4).

With the advancement of large language models (LLMs) and the expansion of their context windows, existing long-context benchmarks fall short in effectively evaluating the models’ comprehension and reasoning abilities in extended texts. Moreover, conventional benchmarks relying on F1 metrics often inaccurately score responses: they may undervalue correct answers that differ from the reference responses and overvalue incorrect ones that resemble the reference texts. In response to these limitations, we introduce Marathon, a novel evaluation benchmark that adopts a multiple-choice question format. It is specifically designed to overcome the constraints of previous benchmarks and provide a rapid, precise, and unbiased appraisal of the long-context comprehension skills of large language models. We conducted comprehensive evaluations on the Marathon benchmark with a range of state-of-the-art LLMs and assessed the effectiveness of various optimization strategies tailored for long-context generation. We anticipate that the Marathon benchmark and its associated leaderboard will enable a more precise and equitable evaluation of LLMs’ capabilities in understanding and reasoning over extended contexts.

Model scaling is becoming the default choice for many language tasks due to the success of large language models (LLMs). However, it can fall short in specific scenarios where simple customized methods excel. In this paper, we delve into the patent approval prediction task and unveil that simple domain-specific graph methods outperform enlarging the model, using the intrinsic dependencies within the patent data. Specifically, we first extend the embedding-based state-of-the-art (SOTA) by scaling up its backbone model with various sizes of open-source LLMs, then explore prompt-based methods to harness proprietary LLMs’ potential, but find the best results close to random guessing, underlining the ineffectiveness of model scaling-up. Hence, we propose a novel Fine-grained cLAim depeNdency (FLAN) Graph through meticulous patent data analyses, capturing the inherent dependencies across segments of the patent text. As it is model-agnostic, we apply cost-effective graph models to our FLAN Graph to obtain representations for approval prediction. Extensive experiments and detailed analyses prove that incorporating FLAN Graph via various graph models consistently outperforms all LLM baselines significantly. We hope that our observations and analyses in this paper can bring more attention to this challenging task and prompt further research into the limitations of LLMs.

Spoken language understanding (SLU) inevitably suffers from error propagation from automatic speech recognition (ASR) in actual scenarios. Some recent works attempt to alleviate this issue through contrastive learning. However, they (1) sample negative pairs incorrectly in pre-training; (2) only focus on implicit metric learning while neglecting explicit erroneous predictions; (3) treat manual and ASR transcripts indiscriminately. In this paper, we propose a novel framework termed PCAD, which can calibrate bias and errors and achieve adaptive-balanced decoupling training. Specifically, PCAD utilizes a prototype-based loss to aggregate label and prediction priors and calibrate bias and error-prone semantics for better inter-class discrimination and intra-class consistency. We theoretically analyze the effect of this loss on robustness enhancement. Further, we leverage a teacher-student model for asymmetric decoupling training between different transcripts and formulate a novel gradient-sensitive exponential moving averaging (GS-EMA) algorithm for adaptive balance of accuracy and robustness. Experiments on three datasets show that PCAD significantly outperforms existing approaches and achieves new state-of-the-art performance.

Transformer-based methods have gone mainstream in multimodal sequential learning. The intra and inter modality interactions are captured by the query-key associations of multi-head attention. In this way, the calculated multimodal contexts (attentional results) are expected to be relevant to the query modality. However, in existing literature, the alignment degree between different calculated attentional results of the same query are under-explored. Based on this concern, we propose a new constrained scheme called Multimodal Contextual Contrast (MCC), which could align the multiple attentional results from both local and global perspectives, making the information capture more efficient. Concretely, the calculated attentional results of different modalities are mapped into a common feature space, those attentional vectors with the same query are considered as a positive group and the remaining sets are negative. From local perspective, we sample the negative groups for a positive group by randomly changing the sequential step of one specific context and keeping the other stay the same. From coarse global perspective, we divide all the contextual groups into two sets (i.e., aligned and unaligned), making the total score of aligned group relatively large. We extend the vectorial inner product operation for more input and calculate the aligned score for each multimodal group. Considering that the computational complexity scales exponentially to the number of modalities, we adopt stochastic expectation approximation (SEA) for the real process. The extensive experimental results on several tasks reveal the effectiveness of our contributions.

Large language models (LLMs) produce hallucinated text, compromising their practical utility in professional contexts. To assess the reliability of LLMs, numerous initiatives have developed benchmark evaluations for hallucination phenomena. However, they often employ constrained generation techniques to produce the evaluation dataset due to cost and time limitations. For instance, this may involve employing directed hallucination induction or deliberately modifying authentic text to generate hallucinations. These are not congruent with the unrestricted text generation demanded by real-world applications. Furthermore, a well-established Chinese-language dataset dedicated to the evaluation of hallucinations is presently lacking. Consequently, we have developed an Unconstrained Hallucination Generation Evaluation (UHGEval) benchmark, containing hallucinations generated by LLMs with minimal restrictions. Concurrently, we have established a comprehensive benchmark evaluation framework to aid subsequent researchers in undertaking scalable and reproducible experiments. We have also evaluated prominent Chinese LLMs and the GPT series models to derive insights regarding hallucination.

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PreFLMR: Scaling Up Fine-Grained Late-Interaction Multi-modal Retrievers
Weizhe Lin | Jingbiao Mei | Jinghong Chen | Bill Byrne

Large Multimodal Models (LMMs) excel in natural language and visual understanding but are challenged by exacting tasks such as Knowledge-based Visual Question Answering (KB-VQA) which involve the retrieval of relevant information from document collections to use in shaping answers to questions. We present an extensive training and evaluation framework, M2KR, for KB-VQA. M2KR contains a collection of vision and language tasks which we have incorporated into a single suite of benchmark tasks for training and evaluating general-purpose multi-modal retrievers. We use M2KR to develop PreFLMR, a pre-trained version of the recently developed Fine-grained Late-interaction Multi-modal Retriever (FLMR) approach to KB-VQA, and we report new state-of-the-art results across a range of tasks. We also present investigations into the scaling behaviors of PreFLMR intended to be useful in future developments in general-purpose multi-modal retrievers.

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Triple-Encoders: Representations That Fire Together, Wire Together
Justus-Jonas Erker | Florian Mai | Nils Reimers | Gerasimos Spanakis | Iryna Gurevych

Search-based dialog models typically re-encode the dialog history at every turn, incurring high cost.Curved Contrastive Learning, a representation learning method that encodes relative distances between utterances into the embedding space via a bi-encoder, has recently shown promising results for dialog modeling at far superior efficiency.While high efficiency is achieved through independently encoding utterances, this ignores the importance of contextualization. To overcome this issue, this study introduces triple-encoders, which efficiently compute distributed utterance mixtures from these independently encoded utterances through a novel hebbian inspired co-occurrence learning objective in a self-organizing manner, without using any weights, i.e., merely through local interactions. Empirically, we find that triple-encoders lead to a substantial improvement over bi-encoders, and even to better zero-shot generalization than single-vector representation models without requiring re-encoding. Our code (https://github.com/UKPLab/acl2024-triple-encoders) and model (https://huggingface.co/UKPLab/triple-encoders-dailydialog) are publicly available.

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Improving Hateful Meme Detection through Retrieval-Guided Contrastive Learning
Jingbiao Mei | Jinghong Chen | Weizhe Lin | Bill Byrne | Marcus Tomalin

Hateful memes have emerged as a significant concern on the Internet. Detecting hateful memes requires the system to jointly understand the visual and textual modalities. Our investigation reveals that the embedding space of existing CLIP-based systems lacks sensitivity to subtle differences in memes that are vital for correct hatefulness classification. We propose constructing a hatefulness-aware embedding space through retrieval-guided contrastive training. Our approach achieves state-of-the-art performance on the HatefulMemes dataset with an AUROC of 87.0, outperforming much larger fine-tuned large multimodal models. We demonstrate a retrieval-based hateful memes detection system, which is capable of identifying hatefulness based on data unseen in training. This allows developers to update the hateful memes detection system by simply adding new examples without retraining — a desirable feature for real services in the constantly evolving landscape of hateful memes on the Internet.

Large Language Models (LLMs) exhibit robust problem-solving capabilities for diverse tasks. However, most LLM-based agents are designed as specific task solvers with sophisticated prompt engineering, rather than agents capable of learning and evolving through interactions. These task solvers necessitate manually crafted prompts to inform task rules and regulate LLM behaviors, inherently incapacitating to address complex dynamic scenarios e.g., large interactive games. In light of this, we propose Agent-Pro: an LLM-based Agent with Policy-level Reflection and Optimization that can learn a wealth of expertise from interactive experiences and progressively elevate its behavioral policy. Specifically, it involves a dynamic belief generation and reflection process for policy evolution. Rather than action-level reflection, Agent-Pro iteratively reflects on past trajectories and beliefs, “fine-tuning” its irrational beliefs for a better policy. Moreover, a depth-first search is employed for policy optimization, ensuring continual enhancement in policy payoffs. Agent-Pro is evaluated across two games: Blackjack and Texas Hold’em, outperforming vanilla LLM and specialized models. Our results show Agent-Pro can learn and evolve in complex and dynamic scenes, which also benefits numerous LLM-based applications.

This paper reveals a novel linear characteristic exclusive to transformer decoders, including models like GPT, LLaMA, OPT, BLOOM and others. We analyze embedding transformations between sequential layers, uncovering an almost perfect linear relationship (Procrustes similarity score of 0.99). However, linearity decreases when the residual component is removed, due to a consistently low transformer layer output norm. Our experiments show that pruning or linearly approximating some of the layers does not impact loss or model performance significantly. Moreover, we introduce a cosine-similarity-based regularization in our pretraining experiments on smaller models, aimed at reducing layer linearity. This regularization not only improves performance metrics on benchmarks like Tiny Stories and SuperGLUE but as well successfully decreases the linearity of the models. This study challenges the existing understanding of transformer architectures, suggesting that their operation may be more linear than previously assumed.

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Noise Correction on Subjective Datasets
Uthman Jinadu | Yi Ding

Incorporating every annotator’s perspective is crucial for unbiased data modeling. Annotator fatigue and changing opinions over time can distort dataset annotations. To combat this, we propose to learn a more accurate representation of diverse opinions by utilizing multitask learning in conjunction with loss-based label correction. We show that using our novel formulation, we can cleanly separate agreeing and disagreeing annotations. Furthermore, this method provides a controllable way to encourage or discourage disagreement. We demonstrate that this modification can improve prediction performance in a single or multi-annotator setting. Lastly, we show that this method remains robust to additional label noise that is applied to subjective data.

Recommender systems are widely used to suggest engaging content, and Large Language Models (LLMs) have given rise to generative recommenders. Such systems can directly generate items, including for open-set tasks like question suggestion. While the world knowledge of LLMs enables good recommendations, improving the generated content through user feedback is challenging as continuously fine-tuning LLMs is prohibitively expensive. We present a training-free approach for optimizing generative recommenders by connecting user feedback loops to LLM-based optimizers. We propose a generative explore-exploit method that can not only exploit generated items with known high engagement, but also actively explore and discover hidden population preferences to improve recommendation quality. We evaluate our approach on question generation in two domains (e-commerce and general knowledge), and model user feedback with Click Through Rate (CTR). Experiments show our LLM-based explore-exploit approach can iteratively improve recommendations and consistently increase CTR. Ablation analysis shows that generative exploration is key to learning user preferences, avoiding the pitfalls of greedy exploit-only approaches. A human evaluation strongly supports our quantitative findings.

In order for large language model (LLM)-based assistants to effectively adapt to evolving information needs, it must be possible to update their factual knowledge through continued training on new data. The standard recipe for doing so involves continued pre-training on new documents followed by instruction-tuning on question-answer (QA) pairs. However, we find that LLMs trained with this recipe struggle to answer questions, even though the perplexity of documents is minimized. We found that QA pairs are generally straightforward, while documents are more complex, weaving many factual statements together in an intricate manner. Therefore, we hypothesize that it is beneficial to expose LLMs to QA pairs before continued pre-training on documents so that the process of encoding knowledge from complex documents takes into account how this knowledge is accessed through questions. Based on this, we propose pre-instruction-tuning (PIT), a method that instruction-tunes on questions prior to training on documents. This contrasts with standard instruction-tuning, which learns how to extract knowledge after training on documents. Extensive experiments and ablation studies demonstrate that pre-instruction-tuning significantly enhances the ability of LLMs to absorb knowledge from new documents, outperforming standard instruction-tuning by 17.8%.

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What Do Language Models Hear? Probing for Auditory Representations in Language Models
Jerry Ngo | Yoon Kim

This work explores whether language models encode meaningfully grounded representations of sounds of objects. We learn a linear probe that retrieves the correct text representation of an object given a snippet of audio related to that object, where the sound representation is given by a pretrained audio model. This probe is trained via a contrastive loss that pushes the language representations and sound representations of an object to be close to one another. After training, the probe is tested on its ability to generalize to objects that were not seen during training. Across different language models and audio models, we find that the probe generalization is above chance in many cases, indicating that despite being trained only on raw text, language models encode grounded knowledge of sounds for some objects.

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Threads of Subtlety: Detecting Machine-Generated Texts Through Discourse Motifs
Zae Myung Kim | Kwang Lee | Preston Zhu | Vipul Raheja | Dongyeop Kang

With the advent of large language models (LLM), the line between human-crafted and machine-generated texts has become increasingly blurred. This paper delves into the inquiry of identifying discernible and unique linguistic properties in texts that were written by humans, particularly uncovering the underlying discourse structures of texts beyond their surface structures. Introducing a novel methodology, we leverage hierarchical parse trees and recursive hypergraphs to unveil distinctive discourse patterns in texts produced by both LLMs and humans. Empirical findings demonstrate that, although both LLMs and humans generate distinct discourse patterns influenced by specific domains, human-written texts exhibit more structural variability, reflecting the nuanced nature of human writing in different domains. Notably, incorporating hierarchical discourse features enhances binary classifiers’ overall performance in distinguishing between human-written and machine-generated texts, even on out-of-distribution and paraphrased samples. This underscores the significance of incorporating hierarchical discourse features in the analysis of text patterns. The code and dataset will be available at [TBA].

Large Language Models (LLMs) have achieved unprecedented performance in Natural Language Generation (NLG) tasks. However, many existing studies have shown that they could be misused to generate undesired content. In response, before releasing LLMs for public access, model developers usually align those language models through Supervised Fine-Tuning (SFT) or Reinforcement Learning with Human Feedback (RLHF). Consequently, those aligned large language models refuse to generate undesired content when facing potentially harmful/unethical requests. A natural question is “could alignment really prevent those open-sourced large language models from being misused to generate undesired content?”. In this work, we provide a negative answer to this question. In particular, we show those open-sourced, aligned large language models could be easily misguided to generate undesired content without heavy computations or careful prompt designs. Our key idea is to directly manipulate the generation process of open-sourced LLMs to misguide it to generate undesired content including harmful or biased information and even private data. We evaluate our method on 4 open-sourced LLMs accessible publicly and our finding highlights the need for more advanced mitigation strategies for open-sourced LLMs.

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NICE: To Optimize In-Context Examples or Not?
Pragya Srivastava | Satvik Golechha | Amit Deshpande | Amit Sharma

Recent work shows that in-context learning and optimization of in-context examples (ICE) can significantly improve the accuracy of large language models (LLMs) on a wide range of tasks, leading to an apparent consensus that ICE optimization is crucial for better performance. However, most of these studies assume a fixed or no instruction provided in the prompt. We challenge this consensus by investigating the necessity of optimizing ICE when task-specific instructions are provided and find that there are many tasks for which it yields diminishing returns. In particular, using a diverse set of tasks and a systematically created instruction set with gradually added details, we find that as the prompt instruction becomes more detailed, the returns on ICE optimization diminish. To characterize this behavior, we introduce a task-specific metric called Normalized Invariability to Choice of Examples (NICE) that quantifies the learnability of tasks from a given instruction, and provides a heuristic to help decide whether to optimize instructions or ICE for a new task. Given a task, the proposed metric can reliably predict the utility of optimizing ICE compared to using random ICE. Our code is available at [https://github.com/microsoft/nice-icl](https://github.com/microsoft/nice-icl).

Large Language Models (LLMs) have demonstrated remarkable performance on assisting humans in programming and facilitating programming automation. However, existing benchmarks for evaluating the code understanding and generation capacities of LLMs suffer from severe limitations. First, most benchmarks are insufficient as they focus on a narrow range of popular programming languages and specific tasks, whereas real-world software development scenarios show a critical need to implement systems with multilingual and multitask programming environments to satisfy diverse requirements. Second, most benchmarks fail to consider the actual executability and the consistency of execution results of the generated code. To bridge these gaps between existing benchmarks and expectations from practical applications, we introduce **CodeScope**, an execution-based, multilingual, multitask, multidimensional evaluation benchmark for comprehensively measuring LLM capabilities on coding tasks. CodeScope covers **43 programming languages** and **eight coding tasks**. It evaluates the coding performance of LLMs from three dimensions (perspectives): **length**, **difficulty**, and **efficiency**. To facilitate execution-based evaluations of code generation, we develop **MultiCodeEngine**, an automated code execution engine that supports 14 programming languages. Finally, we systematically evaluate and analyze eight mainstream LLMs and demonstrate the superior breadth and challenges of CodeScope for evaluating LLMs on code understanding and generation tasks compared to other benchmarks. The CodeScope benchmark and code are publicly available at https://github.com/WeixiangYAN/CodeScope.

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Digital Socrates: Evaluating LLMs through Explanation Critiques
Yuling Gu | Oyvind Tafjord | Peter Clark

While LLMs can provide reasoned explanations along with their answers, the nature and quality of those explanations are still poorly understood. In response, our goal is to define a detailed way of characterizing the explanation capabilities of modern models and to create a nuanced, interpretable explanation evaluation tool that can generate such characterizations automatically, without relying on expensive API calls or human annotations. Our approach is to (a) define the new task of explanation critiquing - identifying and categorizing any main flaw in an explanation and providing suggestions to address the flaw, (b) create a sizeable, human-verified dataset for this task, and (c) train an open-source, automatic critique model (called Digital Socrates) using this data. Through quantitative and qualitative analysis, we demonstrate how Digital Socrates is useful for revealing insights about student models by examining their reasoning chains, and how it can provide high-quality, nuanced, automatic evaluation of those model explanations for the first time. Digital Socrates thus fills an important gap in evaluation tools for understanding and improving the explanation behavior of models.

As large language models (LLMs) become increasingly integrated into real-world applications such as code generation and chatbot assistance, extensive efforts have been made to align LLM behavior with human values, including safety. Jailbreak attacks, which aim to provoke unintended and unsafe behaviors from LLMs, remain a significant LLM safety threat. We analyze tokens, which are the smallest unit of text that can be processed by LLMs and make the following observations: (1) probabilities of tokens representing harmful responses are higher than those of harmless responses, and (2) responses containing safety disclaimers appear among the top tokens when token probabilities are sorted in descending order. In this paper, we leverage (1) and (2) to develop SafeDecoding, a safety-aware decoding strategy for LLMs, to defend against jailbreak attacks. We perform extensive experiments to evaluate SafeDecoding against six SOTA jailbreak attacks (GCG, AutoDAN, PAIR, DeepInception, SAP30, and template based attack) on five LLMs (Vicuna, Llama2, Guanaco, falcon, and Dolphin) using four benchmark datasets (AdvBench, HEx-PHI, MT-Bench, and Just-Eval). Our results show that SafeDecoding significantly reduces attack success rate and harmfulness of jailbreak attacks without compromising the helpfulness of responses to benign user queries while outperforming six defense methods (Perpelexity, Paraphrase, Retokenization, Self-Reminder, ICD, and Self-Examination).

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Multi-Task Inference: Can Large Language Models Follow Multiple Instructions at Once?
Guijin Son | SangWon Baek | Sangdae Nam | Ilgyun Jeong | Seungone Kim

Large language models (LLMs) are typically prompted to follow a single instruction per inference call. In this work, we analyze whether LLMs also hold the capability to handle multiple instructions simultaneously, denoted as Multi-Task Inference. For this purpose, we introduce the MTI Bench (Multi-Task Inference Benchmark), a comprehensive evaluation benchmark encompassing 5,000 instances across 25 tasks. Each task in the MTI Bench involves 2 to 3 sub-tasks. As expected, we first demonstrate that Multi-Task Inference reduces the total inference time by × 1.46 times in average since it does not require multiple inference calls. Interestingly, contrary to the expectation that LLMs would perform better when tasks are divided, we find that state-of-the-art LLMs, such as Llama-2-Chat-70B and GPT-4, show up to 7.3% and 12.4% improved performance with Multi-Task Inference compared to Single-Task Inference on the MTI Bench. We release the MTI Bench dataset and our code at this [link](https://anonymous.4open.science/r/MTI-Bench-6F01).

Recent advancements in large language models (LLMs) have brought significant changes to various domains, especially through LLM-driven autonomous agents. A representative scenario is in software development, where LLM agents demonstrate efficient collaboration, task division, and assurance of software quality, markedly reducing the need for manual involvement. However, these agents frequently perform a variety of tasks independently, without benefiting from past experiences, which leads to repeated mistakes and inefficient attempts in multi-step task execution. To this end, we introduce Experiential Co-Learning, a novel LLM-agent learning framework in which instructor and assistant agents gather shortcut-oriented experiences from their historical trajectories and use these past experiences for future task execution. The extensive experiments demonstrate that the framework enables agents to tackle unseen software-developing tasks more effectively. We anticipate that our insights will guide LLM agents towards enhanced autonomy and contribute to their evolutionary growth in cooperative learning. The code and data are available at https://github.com/OpenBMB/ChatDev.

New intent discovery (NID) is an important problem for deploying practical dialogue systems, which trains intent classifiers on a semi-supervised corpus where unlabeled user utterances contain both known and novel intents. Most existing NID algorithms place hope on the sample similarity to cluster unlabeled corpus to known or new samples. Lacking supervision on new intents, we experimentally find the intent classifier fails to fully distinguish new intents since they tend to assemble into intertwined centers.To address this problem, we propose a novel GeoID framework that learns geometry-aware representations to maximally separate all intents. Specifically, we are motivated by the recent findings on Neural Collapse (NC) in classification tasks to derive optimal intent center structure. Meanwhile, we devise a dual pseudo-labeling strategy based on optimal transport assignments and semi-supervised clustering, ensuring proper utterances-to-center arrangement.Extensive results show that our GeoID method establishes a new state-of-the-art performance, achieving a +3.49% average accuracy improvement on three standardized benchmarking datasets. We also verify its usefulness in assisting large language models for improved in-context performance.

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Speaker Verification in Agent-generated Conversations
Yizhe Yang | Palakorn Achananuparp | Heyan Huang | Jing Jiang | Ee-Peng Lim

The recent success of large language models (LLMs) has attracted widespread interest to develop role-playing conversational agents personalized to the characteristics and styles of different speakers to enhance their abilities to perform both general and special purpose dialogue tasks. However, the ability to personalize the generated utterances to speakers, whether conducted by human or LLM, has not been well studied. To bridge this gap, our study introduces a novel evaluation challenge: speaker verification in agent-generated conversations, which aimed to verify whether two sets of utterances originate from the same speaker. To this end, we assemble a large dataset collection encompassing thousands of speakers and their utterances. We also develop and evaluate speaker verification models under experiment setups. We further utilize the speaker verification models to evaluate the personalization abilities of LLM-based role-playing models. Comprehensive experiments suggest that the current role-playing models fail in accurately mimicking speakers, primarily due to their inherent linguistic characteristics.

In the era of data-driven decision-making, the complexity of data analysis necessitates advanced expertise and tools of data science, presenting significant challenges even for specialists. Large Language Models (LLMs) have emerged as promising aids as data science agents, assisting humans in data analysis and processing. Yet their practical efficacy remains constrained by the varied demands of real-world applications and complicated analytical process. In this paper, we introduce DSEval – a novel evaluation paradigm, as well as a series of innovative benchmarks tailored for assessing the performance of these agents throughout the entire data science lifecycle. Incorporating a novel bootstrapped annotation method, we streamline dataset preparation, improve the evaluation coverage, and expand benchmarking comprehensiveness. Our findings uncover prevalent obstacles and provide critical insights to inform future advancements in the field.

Large language models (LLMs) demonstrate remarkable multilingual capabilities without being pre-trained on specially curated multilingual parallel corpora.It remains a challenging problem to explain the underlying mechanisms by which LLMs process multilingual texts.In this paper, we delve into the composition of Transformer architectures in LLMs to pinpoint language-specific regions.Specially, we propose a novel detection method, language activation probability entropy (LAPE), to identify language-specific neurons within LLMs.Based on LAPE, we conduct comprehensive experiments on several representative LLMs, such as LLaMA-2, BLOOM, and Mistral. Our findings indicate that LLMs’ proficiency in processing a particular language is predominantly due to a small subset of neurons, primarily situated in the models’ top and bottom layers.Furthermore, we showcase the feasibility to “steer” the output language of LLMs by selectively activating or deactivating language-specific neurons. Our research provides important evidence to the understanding and exploration of the multilingual capabilities of LLMs.

Recent advancements in Large Language Models (LLMs) have showcased their remarkable capabilities in text understanding and generation. However, even stronger LLMs are susceptible to acquiring erroneous or obsolete information from the training corpus. Direct secondary fine-tuning with data containing new knowledge may be ineffective in updating knowledge due to the conflict between old and new knowledge. In this paper, we propose a new paradigm for fine-tuning called F-Learning (Forgetting before Learning), which employs parametric arithmetic to facilitate the forgetting of old knowledge and learning of new knowledge. Experimental results on two publicly available datasets demonstrate that our proposed F-Learning can obviously improve the knowledge updating performance of both full fine-tuning and LoRA fine-tuning, simultaneously outperforming the existing baselines in most cases. Moreover, we have also discovered that forgetting old knowledge by subtracting the parameters of LoRA can yield a similar effect to subtracting the parameters of full fine-tuning, and occasionally even surpass it significantly.

Large language models are first pre-trained on trillions of tokens and then instruction-tuned or aligned to specific preferences. While pre-training remains out of reach for most researchers due to the compute required, fine-tuning has become affordable thanks to parameter-efficient methods such as LoRA and QLoRA. Alignment is known to be sensitive to the many factors involved, including the quantity and quality of data, the alignment method, and the adapter rank. However, there has not yet been an extensive study of their effect on downstream performance. To address this gap, we conduct an in-depth investigation of the impact of popular choices for three crucial axes: (i) the alignment dataset (HH-RLHF and BeaverTails), (ii) the alignment technique (SFT and DPO), and (iii) the model (LLaMA-1, Vicuna-v1.3, Mistral-7b, and Mistral-7b-Instruct). Our extensive setup spanning over 300 experiments reveals consistent trends and unexpected findings. We observe how more informative data helps with preference alignment, cases where supervised fine-tuning outperforms preference optimization, and how aligning to a distinct preference boosts performance on downstream tasks. Through our in-depth analyses, we put forward key guidelines to help researchers perform more effective parameter-efficient LLM alignment.

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Zero-Shot Cross-Domain Dialogue State Tracking via Dual Low-Rank Adaptation
Xiang Luo | Zhiwen Tang | Jin Wang | Xuejie Zhang

Zero-shot dialogue state tracking (DST) seeks to enable dialogue systems to transition to unfamiliar domains without manual annotation or extensive retraining. Prior research has approached this objective by embedding prompts into language models (LMs). Common methodologies include integrating prompts at the input layer or introducing learnable variables at each transformer layer. Nonetheless, each strategy exhibits inherent limitations. Prompts integrated at the input layer risk underutilization, with their impact potentially diminishing across successive transformer layers. Conversely, the addition of learnable variables to each layer can complicate the training process and increase inference latency. To tackle the issues mentioned above, this paper proposes Dual Low-Rank Adaptation (DualLoRA), a plug-and-play architecture designed for zero-shot DST. DualLoRA incorporates two distinct Low-Rank Adaptation (LoRA) components, targeting both dialogue context processing and prompt optimization, to ensure the comprehensive influence of prompts throughout the transformer model layers. This is achieved without incurring additional inference latency, showcasing an efficient integration into existing architectures. Through rigorous evaluation on the MultiWOZ and SGD datasets, DualLoRA demonstrates notable improvements across multiple domains, outperforming traditional baseline methods in zero-shot settings.

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PRP-Graph: Pairwise Ranking Prompting to LLMs with Graph Aggregation for Effective Text Re-ranking
Jian Luo | Xuanang Chen | Ben He | Le Sun

Pairwise Ranking Prompting (PRP) demonstrates impressive effectiveness in zero-shot document re-ranking tasks with large language models (LLMs). However, in the existing methods, PRP only outputs the same label for the comparison results of different confidence intervals without considering the uncertainty of pairwise comparison, which implies an underutilization of the generation probability information of LLMs. To bridge this gap, we propose PRP-Graph, a novel pairwise re-ranking approach, based on a refined scoring PRP unit that exploits the output probabilities of target labels to capture the degree of certainty of the comparison results. Specifically, the PRP-Graph consists of two stages, namely ranking graph construction and ranking graph aggregation. Extensive experiments conducted on the BEIR benchmark demonstrate the superiority of our approach over existing PRP-based methods. Comprehensive analysis reveals that the PRP-Graph displays strong robustness towards the initial ranking order and delivers exceptional re-ranking results with acceptable efficiency. Our code and data are available at https://github.com/Memelank/PRP-Graph.

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RepCodec: A Speech Representation Codec for Speech Tokenization
Zhichao Huang | Chutong Meng | Tom Ko

With recent rapid growth of large language models (LLMs), discrete speech tokenization has played an important role for injecting speech into LLMs. However, this discretization gives rise to a loss of information, consequently impairing overall performance. To improve the performance of these discrete speech tokens, we present RepCodec, a novel speech representation codec for semantic speech tokenization. In contrast to audio codecs which reconstruct the raw audio, RepCodec learns a vector quantization codebook through reconstructing speech representations from speech encoders like HuBERT or data2vec. Together, the speech encoder, the codec encoder and the vector quantization codebook form a pipeline for converting speech waveforms into semantic tokens. The extensive experiments illustrate that RepCodec, by virtue of its enhanced information retention capacity, significantly outperforms the widely used k-means clustering approach in both speech understanding and generation. Furthermore, this superiority extends across various speech encoders and languages, affirming the robustness of RepCodec.We believe our method can facilitate large language modeling research on speech processing.

Large language models (LLMs) excellently generate human-like text, but also raise concerns about misuse in fake news and academic dishonesty. Decoding-based watermark, particularly the watermark based on the GumbelMax trick (GM watermark), is a standout solution for safeguarding machine-generated texts due to its notable detectability. However, GM watermark encounters a major challenge with generation diversity, always yielding identical outputs for the same prompt, negatively impacting generation diversity and user experience. To overcome this limitation, we introduce a new type of GM watermark, the Logits-Addition watermark, as well as three variants that aim to enhance diversity, particularly the GumbelSoft watermark (i.e., the softmax variant of the Logits-Addition watermark). When assessed for detectability in high diversity settings, our Gumbelsoft demonstrates superior performance, with its AUROC score exceeding those of the two alternative variants by a margin of 0.1 to 0.3 and outperforming other decoding-based watermarking methods by a minimum of 0.1.

The swift detection of multimedia fake news has emerged as a crucial task in combating malicious propaganda and safeguarding the security of the online environment. While existing methods have achieved commendable results in modeling entity-level inconsistency, addressing event-level inconsistency following the inherent subject-predicate logic of news and robustly learning news representations from poor-quality news samples remain two challenges. In this paper, we propose an Event-diven fake news detection framework (Event-Radar) based on multi-view learning, which integrates visual manipulation, textual emotion and multimodal inconsistency at event-level for fake news detection. Specifically, leveraging the capability of graph structures to capture interactions between events and parameters, Event-Radar captures event-level multimodal inconsistency by constructing an event graph that includes multimodal entity subject-predicate logic. Additionally, to mitigate the interference of poor-quality news, Event-Radar introduces a multi-view fusion mechanism, learning comprehensive and robust representations by computing the credibility of each view as a clue, thereby detecting fake news. Extensive experiments demonstrate that Event-Radar achieves outstanding performance on three large-scale fake news detection benchmarks. Our studies also confirm that Event-Radar exhibits strong robustness, providing a paradigm for detecting fake news from noisy news samples.

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Fine-Grained Modeling of Narrative Context: A Coherence Perspective via Retrospective Questions
Liyan Xu | Jiangnan Li | Mo Yu | Jie Zhou

This work introduces an original and practical paradigm for narrative comprehension, stemming from the characteristics that individual passages within narratives tend to be more cohesively related than isolated.Complementary to the common end-to-end paradigm, we propose a fine-grained modeling of narrative context, by formulating a graph dubbed NarCo, which explicitly depicts task-agnostic coherence dependencies that are ready to be consumed by various downstream tasks. In particular, edges in NarCo encompass free-form retrospective questions between context snippets, inspired by human cognitive perception that constantly reinstates relevant events from prior context. Importantly, our graph formalism is practically instantiated by LLMs without human annotations, through our designed two-stage prompting scheme.To examine the graph properties and its utility, we conduct three studies in narratives, each from a unique angle: edge relation efficacy, local context enrichment, and broader application in QA. All tasks could benefit from the explicit coherence captured by NarCo.

Recently, the powerful large language models (LLMs) have been instrumental in propelling the progress of recommender systems (RS). However, while these systems have flourished, their susceptibility to security threats has been largely overlooked. In this work, we reveal that the introduction of LLMs into recommendation models presents new security vulnerabilities due to their emphasis on the textual content of items. We demonstrate that attackers can significantly boost an item’s exposure by merely altering its textual content during the testing phase, without requiring direct interference with the model’s training process. Additionally, the attack is notably stealthy, as it does not affect the overall recommendation performance and the modifications to the text are subtle, making it difficult for users and platforms to detect. Our comprehensive experiments across four mainstream LLM-based recommendation models demonstrate the superior efficacy and stealthiness of our approach. Our work unveils a significant security gap in LLM-based recommendation systems and paves the way for future research on protecting these systems.

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Multi-Dimensional Optimization for Text Summarization via Reinforcement Learning
Sangwon Ryu | Heejin Do | Yunsu Kim | Gary Lee | Jungseul Ok

The evaluation of summary quality encompasses diverse dimensions such as consistency, coherence, relevance, and fluency. However, existing summarization methods often target a specific dimension, facing challenges in generating well-balanced summaries across multiple dimensions. In this paper, we propose multi-objective reinforcement learning tailored to generate balanced summaries across all four dimensions. We introduce two multi-dimensional optimization (MDO) strategies for adaptive learning: 1) MDO_min, rewarding the current lowest dimension score, and 2) MDO_pro, optimizing multiple dimensions similar to multi-task learning, resolves conflicting gradients across dimensions through gradient projection. Unlike prior ROUGE-based rewards relying on reference summaries, we use a QA-based reward model that aligns with human preferences. Further, we discover the capability to regulate the length of summaries by adjusting the discount factor, seeking the generation of concise yet informative summaries that encapsulate crucial points. Our approach achieved substantial performance gains compared to baseline models on representative summarization datasets, particularly in the overlooked dimensions.

In reasoning tasks, even a minor error can cascade into inaccurate results, leading to suboptimal performance of large language models insuch domains. Earlier fine-tuning approaches sought to mitigate this by leveraging more precise supervisory signals from human labeling, larger models, or self-sampling, although at a high cost. Conversely, we develop a method that avoids external resources, relying instead on introducing perturbations to the input. Our training approach randomly masks certain tokens within the chain of thought, a techniquewe found to be particularly effective for reasoning tasks. When applied to fine-tuning with GSM8K on Llama-2-7B, this method achieveda 5% improvement in GSM8K accuracy and a 10% improvement in GSM-IC accuracy over standard supervised fine-tuning with a few codes modified. Furthermore, it is complementary to existing methods. When integrated with related explicit data augmentation methods, it leads to improvements across five datasets of various augmentation methods, as well as two different base models. We further investigate the mechanisms behind this improvement through case studies and quantitative analysis, suggesting that our approach may provide superior support for the model in capturing long-distance dependencies, especially those related to questions. This enhancement could deepen understanding of the premises in questions and prior steps.

Elucidating the reasoning process with structured explanations from question to answer is crucial, as it significantly enhances the interpretability, traceability, and trustworthiness of question-answering (QA) systems. However, structured explanations demand models to perform intricately structured reasoning, which poses great challenges. Most existing methods focus on single-step reasoning through supervised learning, ignoring logical dependencies between steps. Moreover, existing reinforcement learning (RL) based methods overlook the structured relationships, underutilizing the potential of RL in structured reasoning. In this paper, we propose SEER, a novel method that maximizes a structure-based return to facilitate structured reasoning and explanation. Our proposed structure-based return precisely describes the hierarchical and branching structure inherent in structured reasoning, effectively capturing the intricate relationships between different reasoning steps. In addition, we introduce a fine-grained reward function to meticulously delineate diverse reasoning steps. Extensive experiments show that SEER significantly outperforms state-of-the-art methods, achieving an absolute improvement of 6.9% over RL-based methods on EntailmentBank, a 4.4% average improvement on STREET benchmark, and exhibiting outstanding efficiency and cross-dataset generalization performance.

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Towards Robust and Generalized Parameter-Efficient Fine-Tuning for Noisy Label Learning
Yeachan Kim | Junho Kim | SangKeun Lee

Parameter-efficient fine-tuning (PEFT) has enabled the efficient optimization of cumbersome language models in real-world settings. However, as datasets in such environments often contain noisy labels that adversely affect performance, PEFT methods are inevitably exposed to noisy labels. Despite this challenge, the adaptability of PEFT to noisy environments remains underexplored. To bridge this gap, we investigate various PEFT methods under noisy labels. Interestingly, our findings reveal that PEFT has difficulty in memorizing noisy labels due to its inherently limited capacity, resulting in robustness. However, we also find that such limited capacity simultaneously makes PEFT more vulnerable to interference of noisy labels, impeding the learning of clean samples. To address this issue, we propose Clean Routing (CleaR), a novel routing-based PEFT approach that adaptively activates PEFT modules. In CleaR, PEFT modules are preferentially exposed to clean data while bypassing the noisy ones, thereby minimizing the noisy influence. To verify the efficacy of CleaR, we perform extensive experiments on diverse configurations of noisy labels. The results convincingly demonstrate that CleaR leads to substantially improved performance in noisy environments

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SparseFlow: Accelerating Transformers by Sparsifying Information Flows
Yeachan Kim | SangKeun Lee

Transformers have become the de-facto standard for natural language processing. However, dense information flows within transformers pose significant challenges for real-time and resource-constrained devices, as computational complexity grows quadratically with sequence length. To counteract such dense information flows, we propose SparseFlow, a novel efficient method designed to sparsify the dense pathways of token representations across all transformer blocks. To this end, SparseFlow parameterizes the information flows linking token representations to transformer blocks. These parameterized information flows are optimized to be sparse, allowing only the salient information to pass through into the blocks. To validate the efficacy of SparseFlow, we conduct comprehensive experiments across diverse benchmarks (understanding and generation), scales (ranging from millions to billions), architectures (including encoders, decoders, and seq-to-seq models), and modalities (such as language-only and vision-language). The results convincingly demonstrate that sparsifying the dense information flows leads to substantial speedup gains without compromising task accuracy. For instance, SparseFlow reduces computational costs by half on average, without a significant loss in accuracy.

Language Models (LMs) excel in understanding textual descriptions of proteins, as evident in biomedical question-answering tasks. However, their capability falters with raw protein data, such as amino acid sequences, due to a deficit in pretraining on such data. Conversely, Protein Language Models (PLMs) can understand and convert protein data into high-quality representations, but struggle to process texts. To address their limitations, we introduce ProtT3, a framework for Protein-to-Text Generation for Text-based Protein Understanding. ProtT3 empowers an LM to understand protein sequences of amino acids by incorporating a PLM as its protein understanding module, enabling effective protein-to-text generation. This collaboration between PLM and LM is facilitated by a cross-modal projector (i.e., Q-Former) that bridges the modality gap between the PLM’s representation space and the LM’s input space. Unlike previous studies focusing on protein property prediction and protein-text retrieval, we delve into the largely unexplored field of protein-to-text generation. To facilitate comprehensive benchmarks and promote future research, we establish quantitative evaluations for protein-text modeling tasks, including protein captioning, protein question-answering, and protein-text retrieval. Our experiments show that ProtT3 substantially surpasses current baselines, with ablation studies further highlighting the efficacy of its core components. Our code is available at https://github.com/acharkq/ProtT3.

Automatic evaluation methods for large language models (LLMs) are hindered by data contamination, leading to inflated assessments of their effectiveness. Existing strategies, which aim to detect contaminated texts, focus on quantifying contamination status instead of accurately gauging model performance. In this paper, we introduce KIEval, a Knowledge-grounded Interactive Evaluation framework, which incorporates an LLM-powered “interactor” role for the first time to accomplish a dynamic contamination-resilient evaluation. Starting with a question in a conventional LLM benchmark involving domain-specific knowledge, KIEval utilizes dynamically generated, multi-round, and knowledge-focused dialogues to determine whether a model’s response is merely a recall of benchmark answers or demonstrates a deep comprehension to apply knowledge in more complex conversations. Extensive experiments on seven leading LLMs across five datasets validate KIEval’s effectiveness and generalization. We also reveal that data contamination brings no contribution or even negative effect to models’ real-world applicability and understanding, and existing contamination detection methods for LLMs can only identify contamination in pre-training but not during supervised fine-tuning.

Recent advances in Large Language Models (LLMs) have highlighted the need for robust, comprehensive, and challenging benchmarks. Yet, research on evaluating their Emotional Intelligence (EI) is considerably limited. Existing benchmarks have two major shortcomings: first, they mainly focus on emotion recognition, neglecting essential EI capabilities such as emotion management and thought facilitation through emotion understanding; second, they are primarily constructed from existing datasets, which include frequent patterns, explicit information, and annotation errors, leading to unreliable evaluation. We propose EmoBench, a benchmark that draws upon established psychological theories and proposes a comprehensive definition for machine EI, including Emotional Understanding and Emotional Application. EmoBench includes a set of 400 hand-crafted questions in English and Chinese, which are meticulously designed to require thorough reasoning and understanding. Our findings reveal a considerable gap between the EI of existing LLMs and the average human, highlighting a promising direction for future research. Our code and data are publicly available at https://github.com/Sahandfer/EmoBench.

The widespread use of large language models (LLMs) has sparked concerns about the potential misuse of AI-generated text, as these models can produce content that closely resembles human-generated text. Current detectors for AI-generated text (AIGT) lack robustness against adversarial perturbations, with even minor changes in characters or words causing a reversal in distinguishing between human-created and AI-generated text. This paper investigates the robustness of existing AIGT detection methods and introduces a novel detector, the Siamese Calibrated Reconstruction Network (SCRN). The SCRN employs a reconstruction network to add and remove noise from text, extracting a semantic representation that is robust to local perturbations. We also propose a siamese calibration technique to train the model to make equally confident predictions under different noise, which improves the model’s robustness against adversarial perturbations. Experiments on four publicly available datasets show that the SCRN outperforms all baseline methods, achieving 6.5%-18.25% absolute accuracy improvement over the best baseline method under adversarial attacks. Moreover, it exhibits superior generalizability in cross-domain, cross-genre, and mixed-source scenarios. The code is available at https://github.com/CarlanLark/Robust-AIGC-Detector.

Accurate evaluation of financial question answering (QA) systems necessitates a comprehensive dataset encompassing diverse question types and contexts. However, current financial QA datasets lack scope diversity and question complexity. This work introduces FinTextQA, a novel dataset for long-form question answering (LFQA) in finance. FinTextQA comprises 1,262 high-quality, source-attributed QA pairs extracted and selected from finance textbooks and government agency websites.Moreover, we developed a Retrieval-Augmented Generation (RAG)-based LFQA system, comprising an embedder, retriever, reranker, and generator. A multi-faceted evaluation approach, including human ranking, automatic metrics, and GPT-4 scoring, was employed to benchmark the performance of different LFQA system configurations under heightened noisy conditions. The results indicate that: (1) Among all compared generators, Baichuan2-7B competes closely with GPT-3.5-turbo in accuracy score; (2) The most effective system configuration on our dataset involved setting the embedder, retriever, reranker, and generator as Ada2, Automated Merged Retrieval, Bge-Reranker-Base, and Baichuan2-7B, respectively; (3) models are less susceptible to noise after the length of contexts reaching a specific threshold. The dataset is publicly available at: https://huggingface.co/datasets/GPS-Lab/FinTextQA.

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On Measuring Faithfulness or Self-consistency of Natural Language Explanations
Letitia Parcalabescu | Anette Frank

Large language models (LLMs) can explain their predictions through post-hoc or Chain-of-Thought (CoT) explanations. But an LLM could make up reasonably sounding explanations that are unfaithful to its underlying reasoning. Recent work has designed tests that aim to judge the faithfulness of post-hoc or CoT explanations. In this work we argue that these faithfulness tests do not measure faithfulness to the models’ inner workings – but rather their self-consistency at output level.Our contributions are three-fold: i) We clarify the status of faithfulness tests in view of model explainability, characterising them as self-consistency tests instead. This assessment we underline by ii) constructing a Comparative Consistency Bank for self-consistency tests that for the first time compares existing tests on a common suite of 11 open LLMs and 5 tasks – including iii) our new self-consistency measure CC-SHAP. CC-SHAP is a fine-grained measure (not a test) of LLM self-consistency. It compares how a model’s input contributes to the predicted answer and to generating the explanation. Our fine-grained CC-SHAP metric allows us iii) to compare LLM behaviour when making predictions and to analyse the effect of other consistency tests at a deeper level, which takes us one step further towards measuring faithfulness by bringing us closer to the internals of the model than strictly surface output-oriented tests.

Instruction Fine-tuning (IFT) is a crucial phase in building large language models (LLMs). Previous works mainly focus on the IFT’s role in the transfer of behavioral norms and the learning of additional world knowledge. However, the understanding of the underlying mechanisms of IFT remains significantly limited. In this paper, we design a knowledge intervention framework to decouple the potential underlying factors of IFT, thereby enabling individual analysis of different factors. Surprisingly, our experiments reveal that attempting to learn additional world knowledge through IFT often struggles to yield positive impacts and can even lead to markedly negative effects. Further, we discover that maintaining internal knowledge consistency before and after IFT is a critical factor for achieving successful IFT. Our findings reveal the underlying mechanisms of IFT and provide robust support for some very recent and potential future works.

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Rethinking the Bounds of LLM Reasoning: Are Multi-Agent Discussions the Key?
Qineng Wang | Zihao Wang | Ying Su | Hanghang Tong | Yangqiu Song

Recent progress in LLMs discussion suggests that multi-agent discussion improves the reasoning abilities of LLMs. In this work, we reevaluate this claim through systematic experiments, where we propose a novel group discussion framework to enrich the set of discussion mechanisms. Interestingly, our results show that a single-agent LLM with strong prompts can achieve almost the same best performance as the best existing discussion approach on a wide range of reasoning tasks and backbone LLMs. We observed that the multi-agent discussion performs better than a single agent only when there is no demonstration in the prompt. Further study reveals the common interaction mechanisms of LLMs during the discussion. Our code can be found in https://github.com/HKUST-KnowComp/LLM-discussion.

LLM has achieved impressive performance on multi-modal tasks, which have received ever-increasing research attention. Recent research focuses on improving prediction performance and reliability (e.g., addressing the hallucination problem). They often prepend relevant external knowledge to the input text as an extra prompt. However, these methods would be affected by the noise in the knowledge and the context length limitation of LLM. In our work, we focus on making better use of external knowledge and propose a method to actively extract valuable information in the knowledge to produce the latent vector as a soft prompt, which is then fused with the image embedding to form a knowledge-enhanced context to instruct LLM. The experimental results on knowledge-based VQA benchmarks show that the proposed method enjoys better utilization of external knowledge and helps the model achieve better performance.

Large language models (LLMs) have exhibited remarkable performance in various natural language processing tasks. Techniques like instruction tuning have effectively enhanced the proficiency of LLMs in the downstream task of machine translation. However, the existing approaches fail to yield satisfactory translation outputs that match the quality of supervised neural machine translation (NMT) systems. One plausible explanation for this discrepancy is that the straightforward prompts employed in these methodologies are unable to fully exploit the acquired instruction-following capabilities. To this end, we propose the TasTe framework, which stands for translating through self-reflection. The self-reflection process includes two stages of inference. In the first stage, LLMs are instructed to generate preliminary translations and conduct self-assessments on these translations simultaneously. In the second stage, LLMs are tasked to refine these preliminary translations according to the evaluation results. The evaluation results in four language directions on the WMT22 benchmark reveal the effectiveness of our approach compared to existing methods. Our work presents a promising approach to unleash the potential of LLMs and enhance their capabilities in MT. The codes and datasets are open-sourced at https://github.com/YutongWang1216/ReflectionLLMMT.

A pivotal advancement in the progress of large language models (LLMs) is the emergence of the Mixture-of-Experts (MoE) LLMs. Compared to traditional LLMs, MoE LLMs can achieve higher performance with fewer active parameters, but it is still hard to deploy them due to their immense parameter sizes. Different from previous weight pruning methods that rely on specifically designed hardware, this paper mainly aims to enhance the deployment efficiency of MoE LLMs by introducing plug-and-play expert-level sparsification techniques. Specifically, we propose, for the first time to our best knowledge, post-training approaches for task-agnostic and task-specific expert pruning and skipping of MoE LLMs, tailored to improve deployment efficiency while maintaining model performance across a wide range of tasks. Extensive experiments show that our proposed methods can simultaneously reduce model sizes and increase the inference speed, while maintaining satisfactory performance. Code will be made available at https://github.com/Lucky-Lance/Expert_Sparsity.

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UNIMO-G: Unified Image Generation through Multimodal Conditional Diffusion
Wei Li | Xue Xu | Jiachen Liu | Xinyan Xiao

Existing text-to-image diffusion models primarily generate images from text prompts. However, the inherent conciseness of textual descriptions poses challenges in faithfully synthesizing images with intricate details, such as specific entities or scenes. This paper presents UNIMO-G, a simple multimodal conditional diffusion framework that operates on multimodal prompts with interleaved textual and visual inputs, which demonstrates a unified ability for both text-driven and subject-driven image generation. UNIMO-G comprises two core components: a Multimodal Large Language Model (MLLM) for encoding multimodal prompts, and a conditional denoising diffusion network for generating images based on the encoded multimodal input. We leverage a two-stage training strategy to effectively train the framework: firstly pre-training on large-scale text-image pairs to develop conditional image generation capabilities, and then instruction tuning with multimodal prompts to achieve unified image generation proficiency. A well-designed data processing pipeline involving language grounding and image segmentation is employed to construct multi-modal prompts. UNIMO-G excels in both text-to-image generation and zero-shot subject-driven synthesis, and is notably effective in generating high-fidelity images from complex multimodal prompts involving multiple image entities.

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The Fine-Tuning Paradox: Boosting Translation Quality Without Sacrificing LLM Abilities
David Stap | Eva Hasler | Bill Byrne | Christof Monz | Ke Tran

Fine-tuning large language models (LLMs) for machine translation has shown improvements in overall translation quality. However, it is unclear what is the impact of fine-tuning on desirable LLM behaviors that are not present in neural machine translation models, such as steerability, inherent document-level translation abilities, and the ability to produce less literal translations. We perform an extensive translation evaluation on the LLaMA and Falcon family of models with model size ranging from 7 billion up to 65 billion parameters.Our results show that while fine-tuning improves the general translation quality of LLMs, several abilities degrade. In particular, we observe a decline in the ability to perform formality steering, to produce technical translations through few-shot examples, and to perform document-level translation. On the other hand, we observe that the model produces less literal translations after fine-tuning on parallel data. We show that by including monolingual data as part of the fine-tuning data we can maintain the abilities while simultaneously enhancing overall translation quality. Our findings emphasize the need for fine-tuning strategies that preserve the benefits of LLMs for machine translation.

While auxiliary information has become a key to enhancing Large Language Models (LLMs), relatively little is known about how LLMs merge these contexts, specifically contexts generated by LLMs and those retrieved from external sources.To investigate this, we formulate a systematic framework to identify whether LLMs’ responses are attributed to either generated or retrieved contexts.To easily trace the origin of the response, we construct datasets with conflicting contexts, i.e., each question is paired with both generated and retrieved contexts, yet only one of them contains the correct answer.Our experiments reveal a significant bias in several LLMs (GPT-4/3.5 and Llama2) to favor generated contexts, even when they provide incorrect information.We further identify two key factors contributing to this bias: i) contexts generated by LLMs typically show greater similarity to the questions, increasing their likelihood of being selected; ii) the segmentation process used in retrieved contexts disrupts their completeness, thereby hindering their full utilization in LLMs.Our analysis enhances the understanding of how LLMs merge diverse contexts, offers valuable insights for advancing current LLM augmentation methods, and highlights the risk of generated misinformation for retrieval-augmented LLMs.

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Unveiling Linguistic Regions in Large Language Models
Zhihao Zhang | Jun Zhao | Qi Zhang | Tao Gui | Xuanjing Huang

Large Language Models (LLMs) have demonstrated considerable cross-lingual alignment and generalization ability. Current research primarily focuses on improving LLMs’ cross-lingual generalization capabilities. However, there is still a lack of research on the intrinsic mechanisms of how LLMs achieve cross-lingual alignment. From the perspective of region partitioning, this paper conducts several investigations on the linguistic competence of LLMs. We discover a core region in LLMs that corresponds to linguistic competence, accounting for approximately 1% of the total model parameters. Removing this core region by setting parameters to zero results in a significant performance decrease across 30 different languages. Furthermore, this core region exhibits significant dimensional dependence, perturbations to even a single parameter on specific dimensions leading to a loss of linguistic competence. Moreover, we discover that distinct monolingual regions exist for different languages, and disruption to these specific regions substantially reduces the LLMs’ proficiency in those corresponding languages. Our research also indicates that freezing the core linguistic region during further pre-training can mitigate the issue of catastrophic forgetting (CF), a common phenomenon observed during further pre-training of LLMs. Overall, exploring the LLMs’ functional regions provides insights into the foundation of their intelligence.

A song is a combination of singing voice and accompaniment. However, existing works focus on singing voice synthesis and music generation independently. Little attention was paid to exploring song synthesis. In this work, we propose a novel task called Text-to-Song synthesis which incorporates both vocal and accompaniment generation. We develop Melodist, a two-stage text-to-song method that consists of singing voice synthesis (SVS) and vocal-to-accompaniment (V2A) synthesis. Melodist leverages tri-tower contrastive pretraining to learn more effective text representation for controllable V2A synthesis. A Chinese song dataset mined from a music website is built to alleviate data scarcity for our research. The evaluation results on our dataset demonstrate that Melodist can synthesize songs with comparable quality and style consistency. Audio samples can be found in https://text2songMelodist.github.io/Sample/.

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FastFiD: Improve Inference Efficiency of Open Domain Question Answering via Sentence Selection
Yufei Huang | Xu Han | Maosong Sun

Open Domain Question Answering (ODQA) has been advancing rapidly in recent times, driven by significant developments in dense passage retrieval and pretrained language models. State-of-the-art models typically incorporate the FiD framework, which is composed by a neural retriever alongside an encoder-decoder neural reader. In the answer generation process, the retriever will retrieve numerous passages (around 100 for instance), each of which is then individually encoded by the encoder. Subsequently, the decoder makes predictions based on these encoded passages. Nevertheless, this framework can be relatively time-consuming, particularly due to the extensive length of the gathered passages. To address this, we introduce FastFiD in this paper, a novel approach that executes sentence selection on the encoded passages. This aids in retaining valuable sentences while reducing the context length required for generating answers. Experiments on three commonly used datasets (Natural Questions, TriviaQA and ASQA) demonstrate that our method can enhance the inference speed by **2.3X-5.7X**, while simultaneously maintaining the model’s performance. Moreover, an in-depth analysis of the model’s attention reveals that the selected sentences indeed hold a substantial contribution towards the final answer. The codes are publicly available at https://github.com/thunlp/FastFiD.

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Discursive Socratic Questioning: Evaluating the Faithfulness of Language Models’ Understanding of Discourse Relations
Yisong Miao | Hongfu Liu | Wenqiang Lei | Nancy Chen | Min-Yen Kan

While large language models have significantly enhanced the effectiveness of discourse relation classifications, it remains unclear whether their comprehension is faithful and reliable. We provide DiSQ, a new method for evaluating the faithfulness of understanding discourse based on question answering. We first employ in-context learning to annotate the reasoning for discourse comprehension, based on the connections among key events within the discourse. Following this, DiSQ interrogates the model with a sequence of questions to assess its grasp of core event relations, its resilience to counterfactual queries, as well as its consistency to its previous responses. then evaluate language models with different architectural designs using DiSQ, finding: (1) DiSQ presents a significant challenge for all models, with the top-performing GPT model attaining only 41% of the ideal performance in PDTB; (2) DiSQ is robust to domain shifts and paraphrase variations; (3) Open-source models generally lag behind their closed-source GPT counterparts, with notable exceptions being those enhanced with chat and code/math features; (4) Our analysis validates the effectiveness of explicitly signalled discourse connectives, the role of contextual information, and the benefits of using historical QA data.

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An Open Multilingual System for Scoring Readability of Wikipedia
Mykola Trokhymovych | Indira Sen | Martin Gerlach

With over 60M articles, Wikipedia has become the largest platform for open and freely accessible knowledge. While it has more than 15B monthly visits, its content is believed to be inaccessible to many readers due to the lack of readability of its text. However, previous investigations of the readability of Wikipedia have been restricted to English only, and there are currently no systems supporting the automatic readability assessment of the 300+ languages in Wikipedia. To bridge this gap, we develop a multilingual model to score the readability of Wikipedia articles. To train and evaluate this model, we create a novel multilingual dataset spanning 14 languages, by matching articles from Wikipedia to simplified Wikipedia and online children encyclopedias. We show that our model performs well in a zero-shot scenario, yielding a ranking accuracy of more than 80% across 14 languages and improving upon previous benchmarks. These results demonstrate the applicability of the model at scale for languages in which there is no ground-truth data available for model fine-tuning. Furthermore, we provide the first overview on the state of readability in Wikipedia beyond English.

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Unlearning Traces the Influential Training Data of Language Models
Masaru Isonuma | Ivan Titov

Identifying the training datasets that influence a language model’s outputs is essential for minimizing the generation of harmful content and enhancing its performance. Ideally, we can measure the influence of each dataset by removing it from training; however, it is prohibitively expensive to retrain a model multiple times. This paper presents UnTrac: unlearning traces the influence of a training dataset on the model’s performance. UnTrac is extremely simple; each training dataset is unlearned by gradient ascent, and we evaluate how much the model’s predictions change after unlearning. Furthermore, we propose a more scalable approach, UnTrac-Inv, which unlearns a test dataset and evaluates the unlearned model on training datasets. UnTrac-Inv resembles UnTrac, while being efficient for massive training datasets. In the experiments, we examine if our methods can assess the influence of pretraining datasets on generating toxic, biased, and untruthful content. Our methods estimate their influence much more accurately than existing methods while requiring neither excessive memory space nor multiple checkpoints.

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Exploring Alignment in Shared Cross-lingual Spaces
Basel Mousi | Nadir Durrani | Fahim Dalvi | Majd Hawasly | Ahmed Abdelali

Despite their remarkable ability to capture linguistic nuances across diverse languages, questions persist regarding the degree of alignment between languages in multilingual embeddings. Drawing inspiration from research on high-dimensional representations in neural language models, we employ clustering to uncover latent concepts within multilingual models. Our analysis focuses on quantifying the alignment and overlap of these concepts across various languages within the latent space. To this end, we introduce two metrics CALIGN and COLAP aimed at quantifying these aspects, enabling a deeper exploration of multilingual embeddings. Our study encompasses three multilingual models (mT5, mBERT, and XLM-R) and three downstream tasks (Machine Translation, Named Entity Recognition, and Sentiment Analysis). Key findings from our analysis include: i) deeper layers in the network demonstrate increased cross-lingual alignment due to the presence of language-agnostic concepts, ii) fine-tuning of the models enhances alignment within the latent space, and iii) such task-specific calibration helps in explaining the emergence of zero-shot capabilities in the models.

This paper identifies a cultural dominance issue within large language models (LLMs) due to the predominant use of English data in model training (e.g., ChatGPT). LLMs often provide inappropriate English-culture-related answers that are not relevant to the expected culture when users ask in non-English languages. To systematically evaluate the cultural dominance issue, we build a benchmark of concrete (e.g., holidays and songs) and abstract (e.g., values and opinions) cultural objects. Empirical results show that the representative GPT models suffer from the culture dominance problem, where GPT-4 is the most affected while text-davinci-003 suffers the least from this problem. Our study emphasizes the need to critically examine cultural dominance and ethical considerations in their development and deployment. We show that two straightforward methods in model development (i.e., pretraining on more diverse data) and deployment (e.g., culture-aware prompting) can significantly mitigate the cultural dominance issue in LLMs.

To improve the performance of large language models (LLMs), researchers have explored providing LLMs with textual task-solving experience via prompts. However, they rely on manual efforts to acquire and apply such experience for each task, which is not feasible for the growing demand for LLMs and the variety of user questions.To address this issue, we design a lifelong autonomous experiential learning framework based on LLMs to explore whether LLMs can imitate human ability for learning and utilizing experience. It autonomously learns and accumulates experience through experience transfer and induction, categorizing the types of input questions to select which accumulated experience to employ for them.Experimental results on six widely used NLP datasets show that our framework performs reliably in each intermediate step and effectively improves the performance of GPT-3.5 and GPT-4. This validates the feasibility of using LLMs to mimic human experiential learning and application capabilities, offering a new path worth further exploration for the evolution of machine intelligence. Additionally, we provide a detailed analysis of the behavior of our framework at each step.We will open source codes after the acceptance, fostering open research in the NLP community and beyond.

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WRP: Weight Recover Prune for Structured Sparsity
Zhendong Tan | Xingjun Zhang | Zheng Wei

As the scale of Large Language Models (LLMs) increases, it is necessary to compress the models to reduce the substantial demand on computational resources. Network pruning significantly reduces the model size by converting the weight matrix from dense to sparse data format. Current methodologies advocate for one-shot pruning to avoid the expense of retraining, ensuring the maintenance of model performance under conditions of 50%-60% unstructured pruning. Nevertheless, matrices characterized by this level of sparsity could not be treated as sparse matrices, because the indices would incur significant costs. To mitigate this problem, NVIDIA introduced the 2:4 structured sparsity. However, we observe a notable decline in model performance when adopting 2:4 structured sparsity due to group constraints. In this paper, we introduce the Weight Recover Prune (WRP) approach. By recovering a minimal set of critical weights, WRP aims to enhance model performance while maintaining the efficiency of the compression. Our evaluation of the WRP method on the LLAMA2 and OPT models shows that it outperforms other 2:4 pattern one-shot pruning methods. Meanwhile, WRP can guarantee that the size of the pruned model is about 60% of the dense model. Our code is available at: https://github.com/TanZhendong/WRP.

One of the central skills that language learners need to practice is speaking the language. Currently, students in school do not get enough speaking opportunities and lack conversational practice. The recent advances in speech technology and natural language processing allow the creation of novel tools to practice their speaking skills. In this work, we tackle the first component of such a pipeline, namely, the automated speech recognition module (ASR). State-of-the-art models are often trained on adult read-aloud data by native speakers and do not transfer well to young language learners’ speech. Second, most ASR systems contain a powerful language model, which smooths out mistakes made by the speakers. To give corrective feedback, which is a crucial part of language learning, the ASR systems in our setting need to preserve the mistakes made by the language learners. In this work, we build an ASR system that satisfies these requirements: it works on spontaneous speech by young language learners and preserves their mistakes. For this, we collected a corpus containing around 85 hours of English audio spoken by Swiss learners from grades 4 to 6 on different language learning tasks, which we used to train an ASR model. Our experiments show that our model benefits from direct fine-tuning of children’s voices and has a much higher error preservation rate.

Nested Named Entity Recognition (Nested NER) entails identifying and classifying entity spans within the text, including the detection of named entities that are embedded within external entities. Prior approaches primarily employ span-based techniques, utilizing the power of exhaustive searches to address the challenge of overlapping entities. Nonetheless, these methods often grapple with the absence of explicit guidance for boundary detection, resulting insensitivity in discerning minor variations within nested spans. To this end, we propose a Boundary-aware Semantic ̲Differentiation and ̲Filtration ̲Network (DiFiNet) tailored for nested NER. Specifically, DiFiNet leverages a biaffine attention mechanism to generate a span representation matrix. This matrix undergoes further refinement through a self-adaptive semantic differentiation module, specifically engineered to discern semantic variances across spans. Furthermore, DiFiNet integrates a boundary filtration module, designed to mitigate the impact of non-entity noise by leveraging semantic relations among spans. Extensive experiments on three benchmark datasets demonstrate our model yields a new state-of-the-art performance.

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Legal Case Retrieval: A Survey of the State of the Art
Yi Feng | Chuanyi Li | Vincent Ng

Recent years have seen increasing attention on Legal Case Retrieval (LCR), a key task in the area of Legal AI that concerns the retrieval of cases from a large legal database of historical cases that are similar to a given query. This paper presents a survey of the major milestones made in LCR research, targeting researchers who are finding their way into the field and seek a brief account of the relevant datasets and the recent neural models and their performances.

Compositional generalization, representing the model’s ability to generate text with new attribute combinations obtained by recombining single attributes from the training data, is a crucial property for multi-aspect controllable text generation (MCTG) methods. Nonetheless, a comprehensive compositional generalization evaluation benchmark of MCTG is still lacking. We propose CompMCTG, a benchmark encompassing diverse multi-aspect labeled datasets and a crafted three-dimensional evaluation protocol, to holistically evaluate the compositional generalization of MCTG approaches. We observe that existing MCTG works generally confront a noticeable performance drop in compositional testing. To mitigate this issue, we introduce Meta-MCTG, a training framework incorporating meta-learning, where we enable models to learn how to generalize by simulating compositional generalization scenarios in the training phase. We demonstrate the effectiveness of Meta-MCTG through achieving obvious improvement (by at most 3.64%) for compositional testing performance in 94.4%.

Humans generally acquire new skills without compromising the old; however, the opposite holds for Large Language Models (LLMs), e.g., from LLaMA to CodeLLaMA. To this end, we propose a new post-pretraining method for LLMs with an expansion of Transformer blocks. We tune the expanded blocks using only new corpus, efficiently and effectively improving the model’s knowledge while mitigating forgetting. In this paper, we experiment on the corpus of code and math, yielding LLaMA Pro-8.3B, a versatile foundation model initialized from LLaMA2-7B, excelling in general tasks, programming, and mathematics. LLaMA Pro and its instruction-following counterpart (LLaMA Pro - Instruct) achieve advanced performance among various benchmarks, demonstrating superiority over existing open models in the LLaMA family and the immense potential of reasoning and addressing diverse tasks as an intelligent agent. Our findings provide valuable insights into integrating natural and programming languages, laying a solid foundation for developing advanced language agents that operate effectively in various environments.

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Generating Contrastive Narratives Using the Brownian Bridge Process for Narrative Coherence Learning
Feiteng Mu | Wenjie Li

A major challenge for narrative reasoning is to learn narrative coherence. Existing works mainly follow the contrastive learning paradigm. However, the negative samples in their methods can be easily distinguished, which makes their methods unsatisfactory. In this work, we devise two strategies for mining hard negatives, including (1) crisscrossing a narrative and its contrastive variants; and (2) event-level replacement. To obtain contrastive variants, we utilize the Brownian Bridge process to guarantee the quality of generated contrastive narratives. We evaluate our model on several tasks. The result proves the effectiveness of our method, and shows that our method is applicable to many applications.

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A Causal Approach for Counterfactual Reasoning in Narratives
Feiteng Mu | Wenjie Li

Counterfactual reasoning in narratives requires predicting how alternative conditions, contrary to what actually happened, might have resulted in different outcomes.One major challenge is to maintain the causality between the counterfactual condition and the generated counterfactual outcome. In this paper, we propose a basic VAE module for counterfactual reasoning in narratives. We further introduce a pre-trained classifier and external event commonsense to mitigate the posterior collapse problem in the VAE approach, and improve the causality between the counterfactual condition and the generated counterfactual outcome. We evaluate our method on two public benchmarks. Experiments show that our method is effective.

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SIP: Injecting a Structural Inductive Bias into a Seq2Seq Model by Simulation
Matthias Lindemann | Alexander Koller | Ivan Titov

Strong inductive biases enable learning from little data and help generalization outside the training distribution. Popular neural architectures such as Transformers lack strong structural inductive biases for seq2seq NLP tasks on their own. Consequently, they struggle with systematic generalization beyond the training distribution, e.g. with extrapolating to longer inputs, even when pre-trained on large amounts of text.We show how a structural inductive bias can be efficiently injected into a seq2seq model by pre-training it to simulate structural transformations on synthetic data. Specifically, we inject an inductive bias towards Finite State Transducers (FSTs) into a Transformer by pre-training it to simulate FSTs given their descriptions. Our experiments show that our method imparts the desired inductive bias, resulting in improved systematic generalization and better few-shot learning for FST-like tasks. Our analysis shows that fine-tuned models accurately capture the state dynamics of the unseen underlying FSTs, suggesting that the simulation process is internalized by the fine-tuned model.

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The Hidden Space of Transformer Language Adapters
Jesujoba Alabi | Marius Mosbach | Matan Eyal | Dietrich Klakow | Mor Geva

We analyze the operation of transformer language adapters, which are small modules trained on top of a frozen language model to adapt its predictions to new target languages. We show that adapted predictions mostly evolve in the source language the model was trained on, while the target language becomes pronounced only in the very last layers of the model. Moreover, the adaptation process is gradual and distributed across layers, where it is possible to skip small groups of adapters without decreasing adaptation performance. Last, we show that adapters operate on top of the model’s frozen representation space while largely preserving its structure, rather than on an isolated subspace. Our findings provide a deeper view into the adaptation process of language models to new languages, showcasing the constraints imposed on it by the underlying model and introduces practical implications to enhance its efficiency.

In the realm of text manipulation and linguistic transformation, the question of authorship has been a subject of fascination and philosophical inquiry. Much like the Ship of Theseus paradox, which ponders whether a ship remains the same when each of its original planks is replaced, our research delves into an intriguing question: Does a text retain its original authorship when it undergoes numerous paraphrasing iterations? Specifically, since Large Language Models (LLMs) have demonstrated remarkable proficiency in both the generation of original content and the modification of human-authored texts, a pivotal question emerges concerning the determination of authorship in instances where LLMs or similar paraphrasing tools are employed to rephrase the text–i.e., whether authorship should be attributed to the original human author or the AI-powered tool. Therefore, we embark on a philosophical voyage through the seas of language and authorship to unravel this intricate puzzle. Using a computational approach, we discover that the diminishing performance in text classification models, with each successive paraphrasing iteration, is closely associated with the extent of deviation from the original author’s style, thus provoking a reconsideration of the current notion of authorship.

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Advancing Large Language Models to Capture Varied Speaking Styles and Respond Properly in Spoken Conversations
Guan-Ting Lin | Cheng-Han Chiang | Hung-yi Lee

In spoken dialogue, even if two current turns are the same sentence, their responses might still differ when they are spoken in different styles. The spoken styles, containing paralinguistic and prosodic information, mark the most significant difference between text and speech modality. When using text-only LLMs to model spoken dialogue, text-only LLMs cannot give different responses based on the speaking style of the current turn. In this paper, we focus on enabling LLMs to listen to the speaking styles and respond properly. Our goal is to teach the LLM that “even if the sentences are identical if they are spoken in different styles, their corresponding responses might be different”. Since there is no suitable dataset for achieving this goal, we collect a speech-to-speech dataset, StyleTalk, with the following desired characteristics: when two current speeches have the same content but are spoken in different styles, their responses will be different. To teach LLMs to understand and respond properly to the speaking styles, we propose the Spoken-LLM framework that can model the linguistic content and the speaking styles. We train Spoken-LLM using the StyleTalk dataset and devise a two-stage training pipeline to help the Spoken-LLM better learn the speaking styles. Based on extensive experiments, we show that Spoken-LLM outperforms text-only baselines and prior speech LLMs methods.

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RetinaQA: A Robust Knowledge Base Question Answering Model for both Answerable and Unanswerable Questions
Prayushi Faldu | Indrajit Bhattacharya | Mausam .

An essential requirement for a real-world Knowledge Base Question Answering (KBQA) system is the ability to detect the answerability of questions when generating logical forms. However, state-of-the-art KBQA models assume all questions to be answerable. Recent research has found that such models, when superficially adapted to detect answerability, struggle to satisfactorily identify the different categories of unanswerable questions, and simultaneously preserve good performance for answerable questions. Towards addressing this issue, we propose RetinaQA, a new KBQA model that unifies two key ideas in a single KBQA architecture: (a) discrimination over candidate logical forms, rather than generating these, for handling schema-related unanswerability, and (b) sketch-filling-based construction of candidate logical forms for handling data-related unaswerability. Our results show that RetinaQA significantly outperforms adaptations of state-of-the-art KBQA models in handling both answerable and unanswerable questions and demonstrates robustness across all categories of unanswerability. Notably, RetinaQA also sets a new state-of-the-art for answerable KBQA, surpassing existing models. We release our code base for further research: https://github.com/dair-iitd/RetinaQA.

Multi-modal large language models (MLLMs) have demonstrated remarkable performance across various tasks. However, these models often prioritize capturing global information and overlook the importance of perceiving local information. This limitation hinders their ability to effectively understand fine-grained details and handle grounding tasks that necessitate nuanced comprehension. Although some recent works have made strides in this, they have primarily focused on single-modality inputs. Therefore, we propose GroundingGPT, an end-to-end language enhanced multi-modal grounding model. It is designed to perform fine-grained grounding tasks for three modalities: image, video and audio. To enhance the model’s performance, we adopt a coarse-to-fine training strategy, utilizing a three-stage training approach to progressively enhance the model’s semantic awareness and fine-grained understanding capabilities. Additionally, we employ a diversified stage-specific dataset construction pipeline, developing a multi-modal, multi-granularity dataset tailored for training the model in different stages. Extensive experiments conducted on multiple multi-modal benchmarks demonstrate that our model achieves impressive fine-grained understanding of multi-modal inputs on grounding tasks while maintaining or improving its global comprehension capabilities. Our code, model, and dataset are available at https://github.com/lzw-lzw/GroundingGPT.

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Automated Justification Production for Claim Veracity in Fact Checking: A Survey on Architectures and Approaches
Islam Eldifrawi | Shengrui Wang | Amine Trabelsi

Automated Fact-Checking (AFC) is the automated verification of claim accuracy. AFC is crucial in discerning truth from misinformation, especially given the huge amounts of content are generated online daily. Current research focuses on predicting claim veracity through metadata analysis and language scrutiny, with an emphasis on justifying verdicts. This paper surveys recent methodologies, proposinga comprehensive taxonomy and presenting the evolution of research in that landscape. A comparative analysis of methodologies and futuredirections for improving fact-checking explainability are also discussed.

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Decoupled Vocabulary Learning Enables Zero-Shot Translation from Unseen Languages
Carlos Mullov | Quan Pham | Alexander Waibel

Multilingual neural machine translation systems learn to map sentences of different languages into a common representation space. Intuitively, with a growing number of seen languages the encoder sentence representation grows more flexible and easily adaptable to new languages. In this work, we test this hypothesis by zero-shot translating from unseen languages. To deal with unknown vocabularies from unknown languages we propose a setup where we decouple learning of vocabulary and syntax, i.e. for each language we learn word representations in a separate step (using cross-lingual word embeddings), and then train to translate while keeping those word representations frozen. We demonstrate that this setup enables zero-shot translation from entirely unseen languages. Zero-shot translating with a model trained on Germanic and Romance languages we achieve scores of 42.6 BLEU for Portuguese-English and 20.7 BLEU for Russian-English on TED domain. We explore how this zero-shot translation capability develops with varying number of languages seen by the encoder. Lastly, we explore the effectiveness of our decoupled learning strategy for unsupervised machine translation. By exploiting our model’s zero-shot translation capability for iterative back-translation we attain near parity with a supervised setting.

Mixture of experts (MoE) is a popular technique to improve capacity of Large Language Models (LLMs) with conditionally-activated parallel experts. However, serving MoE models on memory-constrained devices is challenging due to the large parameter size. Typical solutions such as memory swapping or expert pruning may lead to significantly higher latency or severe accuracy loss.In this paper, we introduce SwapMoE, a framework for efficient serving of MoE-based large language models with tunable memory budgets. The main idea of SwapMoE is to keep a small dynamic set of important experts, namely Virtual Experts, in the main memory for inference, while seamlessly maintaining how the Virtual Experts map to the actual experts. Experiments have shown that SwapMoE can reduce the memory footprint while maintaining reasonable accuracy. For example, on text summarization tasks with Switch Transformer, SwapMoE can reduce the memory consumption from 14.2 GiB to 4.7 GiB, together with 50% latency reduction and a slight Rouge-2 score drop of 0.041.

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PixT3: Pixel-based Table-To-Text Generation
Iñigo Alonso | Eneko Agirre | Mirella Lapata

Table-to-text generation involves generating appropriate textual descriptions given structured tabular data. It has attracted increasing attention in recent years thanks to the popularity of neural network models and the availability of large-scale datasets. A common feature across existing methods is their treatment of the input as a string, i.e., by employing linearization techniques that do not always preserve information in the table, are verbose, and lack space efficiency. We propose to rethink data-to-text generation as a visual recognition task, removing the need for rendering the input in a string format. We present PixT3, a multimodal table-to-text model that overcomes the challenges of linearization and input size limitations encountered by existing models. PixT3 is trained with a new self-supervised learning objective to reinforce table structure awareness and is applicable to open-ended and controlled generation settings. Experiments on the ToTTo and Logic2Text benchmarks show that PixT3 is competitive and, in some settings, superior to generators that operate solely on text.

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Narrowing the Knowledge Evaluation Gap: Open-Domain Question Answering with Multi-Granularity Answers
Gal Yona | Roee Aharoni | Mor Geva

Factual questions typically can be answered correctly at different levels of granularity. For example, both “August 4, 1961” and “1961” are correct answers to the question “When was Barack Obama born?”. Standard question answering (QA) evaluation protocols, however, do not explicitly take this into account and compare a predicted answer against answers of a single granularity level. In this work, we propose GRANOLA QA, a novel evaluation setting where a predicted answer is evaluated in terms of accuracy and informativeness against a set of multi-granularity answers. We present a simple methodology for enriching existing datasets with multi-granularity answers, and create GRANOLA-EQ, a multi-granularity version of the EntityQuestions dataset. We evaluate a range of decoding methods on GRANOLA-EQ, including a new algorithm, called Decoding with Response Aggregation (DRAG), that is geared towards aligning the response granularity with the model’s uncertainty. Our experiments show that large language models with standard decoding tend to generate specific answers, which are often incorrect. In contrast, when evaluated on multi-granularity answers, DRAG yields a nearly 20 point increase in accuracy on average, which further increases for rare entities. Overall, this reveals that standard evaluation and decoding schemes may significantly underestimate the knowledge encapsulated in LMs.

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TAMS: Translation-Assisted Morphological Segmentation
Enora Rice | Ali Marashian | Luke Gessler | Alexis Palmer | Katharina von der Wense

Canonical morphological segmentation is the process of analyzing words into the standard (aka underlying) forms of their constituent morphemes.This is a core task in endangered language documentation, and NLP systems have the potential to dramatically speed up this process. In typical language documentation settings, training data for canonical morpheme segmentation is scarce, making it difficult to train high quality models. However, translation data is often much more abundant, and, in this work, we present a method that attempts to leverage translation data in the canonical segmentation task. We propose a character-level sequence-to-sequence model that incorporates representations of translations obtained from pretrained high-resource monolingual language models as an additional signal. Our model outperforms the baseline in a super-low resource setting but yields mixed results on training splits with more data. Additionally, we find that we can achieve strong performance even without needing difficult-to-obtain word level alignments. While further work is needed to make translations useful in higher-resource settings, our model shows promise in severely resource-constrained settings.

Recently, pre-trained large language models (LLMs) have shown impressive abilities in generating codes from natural language descriptions, repairing buggy codes, translating codes between languages, and retrieving relevant code segments. However, the evaluation of these models has often been performed in a scattered way on only one or two specific tasks, in a few languages, at a partial granularity (e.g., function) level, and in many cases without proper training data. Even more concerning is that in most cases the evaluation of generated codes has been done in terms of mere lexical overlap with a reference code rather than actual execution. We introduce *xCodeEval*, the largest executable multilingual multitask benchmark to date consisting of 25 M document-level coding examples (16.5 B tokens) from about 7.5 K unique problems covering up to 11 programming languages with execution-level parallelism. It features a total of 7 tasks involving code understanding, generation, translation and retrieval. *xCodeEval* adopts an execution-based evaluation and offers a multilingual code execution engine, *ExecEval* that supports unit test based execution in all the 11 languages. To address the challenge of balancing the distributions of text-code samples over multiple attributes in validation/test sets, we propose a novel data splitting and a data selection schema based on the geometric mean and graph-theoretic principle. Our experiments with OpenAI’s LLMs (zero-shot) and open-LLMs (zero-shot and fine-tuned) on the tasks and languages demonstrate to be quite challenging as per the current advancements in language models.

Large Language Models (LLMs) have succeeded remarkably in understanding long-form contents. However, exploring their capability for generating long-form contents, such as reports and articles, has been relatively unexplored and inadequately assessed by existing benchmarks. The prevalent evaluation methods, which predominantly rely on crowdsourcing, are recognized for their labor-intensive nature and lack of efficiency, whereas automated metrics, such as the ROUGE score, demonstrate discordance with human judgment criteria. In this paper, we propose ProxyQA, an innovative framework dedicated to assessing long-text generation. ProxyQA comprises in-depth human-curated meta-questions spanning various domains, each accompanied by specific proxy-questions with pre-annotated answers. LLMs are tasked to generate extensive content in response to these meta-questions, by engaging an evaluator and incorporating the generated texts as contextual background, ProxyQA assesses the generated content’s quality through the evaluator’s accuracy in addressing the proxy-questions. We examine multiple LLMs, emphasizing ProxyQA’s demanding nature as a high-quality assessment tool. Human evaluation demonstrates that the proxy-question method is notably self-consistent and aligns closely with human evaluative standards. The dataset and leaderboard is available at https://proxy-qa.com.

Large language models (LLMs) have an impressive ability to draw on novel information supplied in their context. Yet the mechanisms underlying this contextual grounding remain unknown, especially in situations where contextual information contradicts factual knowledge stored in the parameters, which LLMs also excel at recalling. Favoring the contextual information is critical for retrieval-augmented generation methods, which enrich the context with up-to-date information, hoping that grounding can rectify outdated or noisy stored knowledge. We present a novel method to study grounding abilities using Fakepedia, a novel dataset of counterfactual texts constructed to clash with a model’s internal parametric knowledge. In this study, we introduce Fakepedia, a counterfactual dataset designed to evaluate grounding abilities when the internal parametric knowledge clashes with the contextual information. We benchmark various LLMs with Fakepedia and conduct a causal mediation analysis of LLM components when answering Fakepedia queries, based on our Masked Grouped Causal Tracing (MGCT) method. Through this analysis, we identify distinct computational patterns between grounded and ungrounded responses. We finally demonstrate that distinguishing grounded from ungrounded responses is achievable through computational analysis alone. Our results, together with existing findings about factual recall mechanisms, provide a coherent narrative of how grounding and factual recall mechanisms interact within LLMs.

Multipanel images, commonly seen as web screenshots, posters, etc., pervade our daily lives. These images, characterized by their composition of multiple subfigures in distinct layouts, effectively convey information to people. Toward building advanced multimodal AI applications, such as agents that understand complex scenes and navigate through webpages, the skill of multipanel visual reasoning is essential, and a comprehensive evaluation of models in this regard is important. Therefore, we introduce Multipanel Visual Question Answering (MultipanelVQA), a novel benchmark comprising 6,600 triplets of questions, answers, and multipanel images that specifically challenge models in comprehending multipanel images. Our evaluation shows that questions in the MultipanelVQA benchmark pose significant challenges to the state-of-the-art Multimodal Large Language Models (MLLMs) tested, even though humans can attain approximately 99% accuracy on these questions. Distinctively, the MultipanelVQA benchmark features synthetically generated multipanel images specifically crafted to isolate and assess the impact of various factors, such as the layout, on MLLMs’ multipanel image comprehension abilities. As a result, in addition to benchmarking the capabilities of MLLMs in understanding multipanel images, we analyze various factors of the multipanel image that affect MLLMs’ performance with synthetic data and offer insights for enhancement.

The rapid advancement of large language models (LLMs) has led to a new era marked by the development of autonomous applications in real-world scenarios, which drives innovation in creating advanced web agents. Existing web agents typically only handle one input modality and are evaluated only in simplified web simulators or static web snapshots, greatly limiting their applicability in real-world scenarios. To bridge this gap, we introduce WebVoyager, an innovative Large Multimodal Model (LMM) powered web agent that can complete user instructions end-to-end by interacting with real-world websites. Moreover, we establish a new benchmark by compiling real-world tasks from 15 popular websites and introduce an automatic evaluation protocol leveraging multimodal understanding abilities of GPT-4V to evaluate open-ended web agents. We show that WebVoyager achieves a 59.1% task success rate on our benchmark, significantly surpassing the performance of both GPT-4 (All Tools) and the WebVoyager (text-only) setups, underscoring the exceptional capability of WebVoyager. The proposed automatic evaluation metric achieves 85.3% agreement with human judgment, indicating its effectiveness in providing reliable and accurate assessments of web agents.

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Translation-based Lexicalization Generation and Lexical Gap Detection: Application to Kinship Terms
Senyu Li | Bradley Hauer | Ning Shi | Grzegorz Kondrak

Constructing lexicons with explicitly identified lexical gaps is a vital part of building multilingual lexical resources. Prior work has leveraged bilingual dictionaries and linguistic typologies for semi-automatic identification of lexical gaps. Instead, we propose a generally-applicable algorithmic method to automatically generate concept lexicalizations, which is based on machine translation and hypernymy relations between concepts. The absence of a lexicalization implies a lexical gap. We apply our method to kinship terms, which make a suitable case study because of their explicit definitions and regular structure. Empirical evaluations demonstrate that our approach yields higher accuracy than BabelNet and ChatGPT. Our error analysis indicates that enhancing the quality of translations can further improve the accuracy of our method.

We present a generalizable classification approach that leverages Large Language Models (LLMs) to facilitate the detection of implicitly encoded social meaning in conversations. We design a multi-faceted prompt to extract a textual explanation of the reasoning that connects visible cues to underlying social meanings. These extracted explanations or rationales serve as augmentations to the conversational text to facilitate dialogue understanding and transfer. Our empirical results over 2,340 experimental settings demonstrate the significant positive impact of adding these rationales. Our findings hold true for in-domain classification, zero-shot, and few-shot domain transfer for two different social meaning detection tasks, each spanning two different corpora.

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Robust Frame-Semantic Models with Lexical Unit Trees and Negative Samples
Jacob Devasier | Yogesh Gurjar | Chengkai Li

We present novel advancements in frame-semantic parsing, specifically focusing on target identification and frame identification. Our target identification model employs a novel prefix tree modification to enable robust support for multi-word lexical units, resulting in a coverage of 99.4% of the targets in the FrameNet 1.7 fulltext annotations. It utilizes a RoBERTa-based filter to achieve an F1 score of 0.775, surpassing the previous state-of-the-art solution by +0.012. For frame identification, we introduce a modification to the standard multiple-choice classification paradigm by incorporating additional negative frames for targets with limited candidate frames, resulting in a +0.014 accuracy improvement over the frame-only model of FIDO, the previous state-of-the-art system, and +0.002 over its full system. Our approach significantly enhances performance on rare frames, exhibiting an improvement of +0.044 over FIDO’s accuracy on frames with 5 or fewer samples, and on under-utilized frames, with an improvement of +0.139 on targets with a single candidate frame. Overall, our contributions address critical challenges and advance the state-of-the-art in frame-semantic parsing.

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Harnessing the Power of Large Language Models for Natural Language to First-Order Logic Translation
Yuan Yang | Siheng Xiong | Ali Payani | Ehsan Shareghi | Faramarz Fekri

Advancements in logical reasoning, utilizing LLMs to convert natural language into logical symbolism, combined with the use of external theorem provers, have repositioned the symbolic approach as a central point of interest. The main challenge within this paradigm lies in the LLMs’ capability to accurately translate natural language (NL) statements into first-order-logic (FOL) expressions. Although LLMs have shown notable success, there remains a gap in understanding the limitations and challenges they encounter in NL-FOL translation. This is primarily due to the absence of datasets and evaluation test beds at the required fine-grained level. We present MALLS, a dataset of 28K diverse and verified sentence-level NL-FOL pairs collected from GPT4. We utilize a combined strategy of FOL rule parsing, human annotation, and automatic filtering to ensure quality. We also present LogicLLaMA, a LLaMA2-7B/13B fine-tuned on MALLS for NL-FOL translation, which can be used standalone or to correct previously generated rules by GPT3.5 after being further fine-tuned via a novel reinforcement learning with human feedback (RLHF) framework. We benchmark a wide range of LLMs on MALLS and previous datasets, highlighting weaknesses in them in NL-FOL translation and demonstrating the advantages of MALLS. We also show that LogicLLaMA achieves GPT4-level performance and can generalize to other datasets. Project repo is available at https://github.com/gblackout/LogicLLaMA

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Lightweight reranking for language model generations
Siddhartha Jain | Xiaofei Ma | Anoop Deoras | Bing Xiang

Large Language Models (LLMs) can exhibit considerable variation in the quality of their sampled outputs. Reranking and selecting the best generation from the sampled set is a popular way of obtaining strong gains in generation quality. In this paper, we present a novel approach for reranking LLM generations. Unlike other techniques that might involve additional inferences or training a specialized reranker, our approach relies on easy to compute pairwise statistics between the generations that have minimal compute overhead. We show that our approach can be formalized as an extension of self-consistency and analyze its performance in that framework, theoretically as well as via simulations. We show strong improvements for selecting the best k generations for code generation tasks as well as robust improvements for the best generation for the tasks of autoformalization, summarization, and translation. While our approach only assumes black-box access to LLMs, we show that additional access to token probabilities can improve performance even further.

We introduce the task of automatically revising scientific papers based on peer feedback and release ARIES, a dataset of review comments and their corresponding paper edits. The data is drawn from real reviewer-author interactions from computer science, and we provide labels linking each reviewer comment to the specific paper edits made by the author in response. We automatically create a high-precision silver training set, as well as an expert-labeled test set that shows high inter-annotator agreement. In experiments with 10 models covering the state of the art, we find that they struggle even to identify which edits correspond to a comment—especially when the relationship between the edit and the comment is indirect and requires reasoning to uncover. We also extensively analyze GPT-4’s ability to generate edits given a comment and the original paper. We find that it often succeeds on a superficial level, but tends to rigidly follow the wording of the feedback rather than the underlying intent, and lacks technical details compared to human-written edits.

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The Unreasonable Effectiveness of Easy Training Data for Hard Tasks
Peter Hase | Mohit Bansal | Peter Clark | Sarah Wiegreffe

How can we train models to perform well on hard test data when hard training data is by definition difficult to label correctly? This question has been termed the scalable oversight problem and has drawn increasing attention as language models have continually improved. In this paper, we present the surprising conclusion that current pretrained language models often generalize relatively well from easy to hard data, even performing as well as oracle models finetuned on hard data. We demonstrate this kind of easy-to-hard generalization using simple finetuning methods like in-context learning, linear classifier heads, and QLoRA for seven different measures of datapoint hardness, including six empirically diverse human hardness measures (like grade level) and one model-based measure (loss-based). Furthermore, we show that even if one cares most about model performance on hard data, it can be better to collect easy data rather than hard data for finetuning, since hard data is generally noisier and costlier to collect. Our experiments use open models up to 70b in size and four publicly available question-answering datasets with questions ranging in difficulty from 3rd grade science questions to college level STEM questions and general-knowledge trivia. We conclude that easy-to-hard generalization in LMs is surprisingly strong for the tasks studied.

Instruction tuning has remarkably advanced large language models (LLMs) in understanding and responding to diverse human instructions. Despite the success in high-resource languages, its application in lower-resource ones faces challenges due to the imbalanced foundational abilities of LLMs across different languages, stemming from the uneven language distribution in their pre-training data. To tackle this issue, we propose pivot language guided generation (PLUG), an approach that utilizes a high-resource language, primarily English, as the pivot to enhance instruction tuning in lower-resource languages. It trains the model to first process instructions in the pivot language, and then produce responses in the target language. To evaluate our approach, we introduce a benchmark, X-AlpacaEval, of instructions in 4 languages (Chinese, Korean, Italian, and Spanish), each annotated by professional translators. Our approach demonstrates a significant improvement in the instruction-following abilities of LLMs by 29% on average, compared to directly responding in the target language alone. Further experiments validate the versatility of our approach by employing alternative pivot languages beyond English to assist languages where LLMs exhibit lower proficiency. Code and data are available at https://github.com/ytyz1307zzh/PLUG.

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MIDGARD: Self-Consistency Using Minimum Description Length for Structured Commonsense Reasoning
Inderjeet Nair | Lu Wang

We study the task of conducting structured reasoning as generating a reasoning graph from natural language input using large language models (LLMs). Previous approaches have explored various prompting schemes, yet they suffer from error propagation due to the autoregressive nature and single-pass-based decoding, which lack error correction capability. Additionally, relying solely on a single sample may result in the omission of true nodes and edges. To counter this, we draw inspiration from self-consistency (SC), which involves sampling a diverse set of reasoning chains and taking the majority vote as the final answer. To tackle the substantial challenge of applying SC on generated graphs, we propose MIDGARD (MInimum Description length Guided Aggregation of Reasoning in Directed acyclic graph) that leverages Minimum Description Length (MDL)-based formulation to identify consistent properties among the different graph samples generated by an LLM. This formulation helps reject properties that appear in only a few samples, which are likely to be erroneous, while enabling the inclusion of missing elements without compromising precision. Our method demonstrates superior performance than comparisons across various structured reasoning tasks, including argument structure extraction, explanation graph generation, inferring dependency relations among actions for everyday tasks, and semantic graph generation from natural texts.

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ReConcile: Round-Table Conference Improves Reasoning via Consensus among Diverse LLMs
Justin Chen | Swarnadeep Saha | Mohit Bansal

Large Language Models (LLMs) still struggle with natural language reasoning tasks. Motivated by the society of minds (Minsky, 1988), we propose ReConcile, a multi-model multi-agent framework designed as a round table conference among diverse LLM agents. ReConcile enhances collaborative reasoning between LLM agents via multiple rounds of discussion, learning to convince other agents to improve their answers, and employing a confidence-weighted voting mechanism that leads to a better consensus. In each round, ReConcile initiates discussion between agents via a ‘discussion prompt’ that consists of (a) grouped answers and explanations generated by each agent in the previous round, (b) their confidence scores, and (c) demonstrations of answer-rectifying human explanations, used for convincing other agents. Experiments on seven benchmarks demonstrate that ReConcile significantly improves LLMs’ reasoning – both individually and as a team – surpassing prior single-agent and multi-agent baselines by up to 11.4% and even outperforming GPT-4 on three datasets. ReConcile also flexibly incorporates different combinations of agents, including API-based, open-source, and domain-specific models, leading to an 8% improvement on MATH. Finally, we analyze the individual components of ReConcile, demonstrating that the diversity originating from different models is critical to its superior performance.

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Mirror: Multiple-perspective Self-Reflection Method for Knowledge-rich Reasoning
Hanqi Yan | Qinglin Zhu | Xinyu Wang | Lin Gui | Yulan He

While Large language models (LLMs) have the capability to iteratively reflect on their own outputs, recent studies have observed their struggles with knowledge-rich problems without access to external resources. In addition to the inefficiency of LLMs in self-assessment, we also observe that LLMs struggle to revisit their predictions despite receiving explicit negative feedback. Therefore, We propose Mirror, a Multiple-perspective self-reflection method for knowledge-rich reasoning, to avoid getting stuck at a particular reflection iteration. Mirror enables LLMs to reflect from multiple-perspective clues, achieved through a heuristic interaction between a Navigator and a Reasoner. It guides agents toward diverse yet plausibly reliable reasoning trajectory without access to ground truth by encouraging (1) diversity of directions generated by Navigator and (2) agreement among strategically induced perturbations in responses generated by the Reasoner. The experiments on five reasoning datasets demonstrate that Mirror’s superiority over several contemporary self-reflection approaches. Additionally, the ablation study studies clearly indicate that our strategies alleviate the aforementioned challenges.

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Where Do People Tell Stories Online? Story Detection Across Online Communities
Maria Antoniak | Joel Mire | Maarten Sap | Elliott Ash | Andrew Piper

Story detection in online communities is a challenging task as stories are scattered across communities and interwoven with non-storytelling spans within a single text. We address this challenge by building and releasing the StorySeeker toolkit, including a richly annotated dataset of 502 Reddit posts and comments, a detailed codebook adapted to the social media context, and models to predict storytelling at the document and span levels. Our dataset is sampled from hundreds of popular English-language Reddit communities ranging across 33 topic categories, and it contains fine-grained expert annotations, including binary story labels, story spans, and event spans. We evaluate a range of detection methods using our data, and we identify the distinctive textual features of online storytelling, focusing on storytelling spans, which we introduce as a new task. We illuminate distributional characteristics of storytelling on a large community-centric social media platform, and we also conduct a case study on r/ChangeMyView, where storytelling is used as one of many persuasive strategies, illustrating that our data and models can be used for both inter- and intra-community research. Finally, we discuss implications of our tools and analyses for narratology and the study of online communities.

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Large Language Models Are No Longer Shallow Parsers
Yuanhe Tian | Fei Xia | Yan Song

The development of large language models (LLMs) brings significant changes to the field of natural language processing (NLP), enabling remarkable performance in various high-level tasks, such as machine translation, question-answering, dialogue generation, etc., under end-to-end settings without requiring much training data. Meanwhile, fundamental NLP tasks, particularly syntactic parsing, are also essential for language study as well as evaluating the capability of LLMs for instruction understanding and usage. In this paper, we focus on analyzing and improving the capability of current state-of-the-art LLMs on a classic fundamental task, namely constituency parsing, which is the representative syntactic task in both linguistics and natural language processing. We observe that these LLMs are effective in shallow parsing but struggle with creating correct full parse trees. To improve the performance of LLMs on deep syntactic parsing, we propose a three-step approach that firstly prompts LLMs for chunking, then filters out low-quality chunks, and finally adds the remaining chunks to prompts to instruct LLMs for parsing, with later enhancement by chain-of-thought prompting. Experimental results on English and Chinese benchmark datasets demonstrate the effectiveness of our approach on improving LLMs’ performance on constituency parsing.

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Dialogue Summarization with Mixture of Experts based on Large Language Models
Yuanhe Tian | Fei Xia | Yan Song

Dialogue summarization is an important task that requires to generate highlights for a conversation from different aspects (e.g., content of various speakers). While several studies successfully employ large language models (LLMs) and achieve satisfying results, they are limited by using one model at a time or treat it as a black box, which makes it hard to discriminatively learn essential content in a dialogue from different aspects, therefore may lead to anticipation bias and potential loss of information in the produced summaries. In this paper, we propose an LLM-based approach with role-oriented routing and fusion generation to utilize mixture of experts (MoE) for dialogue summarization. Specifically, the role-oriented routing is an LLM-based module that selects appropriate experts to process different information; fusion generation is another LLM-based module to locate salient information and produce finalized dialogue summaries. The proposed approach offers an alternative solution to employing multiple LLMs for dialogue summarization by leveraging their capabilities of in-context processing and generation in an effective manner. We run experiments on widely used benchmark datasets for this task, where the results demonstrate the superiority of our approach in producing informative and accurate dialogue summarization.

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ChiMed-GPT: A Chinese Medical Large Language Model with Full Training Regime and Better Alignment to Human Preferences
Yuanhe Tian | Ruyi Gan | Yan Song | Jiaxing Zhang | Yongdong Zhang

Recently, the increasing demand for superior medical services has highlighted the discrepancies in the medical infrastructure. With big data, especially texts, forming the foundation of medical services, there is an exigent need for effective natural language processing (NLP) solutions tailored to the healthcare domain. Conventional approaches leveraging pre-trained models present promising results in this domain and current large language models (LLMs) offer advanced foundation for medical text processing. However, most medical LLMs are trained only with supervised fine-tuning (SFT), even though it efficiently empowers LLMs to understand and respond to medical instructions but is ineffective in learning domain knowledge and aligning with human preference. In this work, we propose ChiMed-GPT, a new benchmark LLM designed explicitly for Chinese medical domain, and undergoes a comprehensive training regime with pre-training, SFT, and RLHF. Evaluations on tasks including information extraction, question answering, and dialogue generation demonstrate ChiMed-GPT’s superior performance over general domain LLMs. Furthermore, we analyze possible biases through prompting ChiMed-GPT to perform attitude scales regarding discrimination of patients, so as to contribute to further responsible development of LLMs in the medical domain.

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An Investigation of Neuron Activation as a Unified Lens to Explain Chain-of-Thought Eliciting Arithmetic Reasoning of LLMs
Daking Rai | Ziyu Yao

Large language models (LLMs) have shown strong arithmetic reasoning capabilities when prompted with Chain-of-Thought (CoT) prompts. However, we have only a limited understanding of how they are processed by LLMs. To demystify it, prior work has primarily focused on ablating different components in the CoT prompt and empirically observing their resulting LLM performance change. Yet, the reason why these components are important to LLM reasoning is not explored. To fill this gap, in this work, we investigate “neuron activation” as a lens to provide a unified explanation to observations made by prior work. Specifically, we look into neurons within the feed-forward layers of LLMs that may have activated their arithmetic reasoning capabilities, using Llama2 as an example. To facilitate this investigation, we also propose an approach based on GPT-4 to automatically identify neurons that imply arithmetic reasoning. Our analyses revealed that the activation of reasoning neurons in the feed-forward layers of an LLM can explain the importance of various components in a CoT prompt, and future research can extend it for a more complete understanding.

Making legal knowledge accessible to non-experts is crucial for enhancing general legal literacy and encouraging civic participation in democracy. However, legal documents are often challenging to understand for people without legal backgrounds. In this paper, we present a novel application of large language models (LLMs) in legal education to help non-experts learn intricate legal concepts through storytelling, an effective pedagogical tool in conveying complex and abstract concepts. We also introduce a new dataset LegalStories, which consists of 294 complex legal doctrines, each accompanied by a story and a set of multiple-choice questions generated by LLMs. To construct the dataset, we experiment with various LLMs to generate legal stories explaining these concepts. Furthermore, we use an expert-in-the-loop approach to iteratively design multiple-choice questions. Then, we evaluate the effectiveness of storytelling with LLMs through randomized controlled trials (RCTs) with legal novices on 10 samples from the dataset. We find that LLM-generated stories enhance comprehension of legal concepts and interest in law among non-native speakers compared to only definitions. Moreover, stories consistently help participants relate legal concepts to their lives. Finally, we find that learning with stories shows a higher retention rate for non-native speakers in the follow-up assessment. Our work has strong implications for using LLMs in promoting teaching and learning in the legal field and beyond.

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Intrinsic Task-based Evaluation for Referring Expression Generation
Guanyi Chen | Fahime Same | Kees Van Deemter

Recently, a human evaluation study of Referring Expression Generation (REG) models had an unexpected conclusion: on WEBNLG, Referring Expressions (REs) generated by the state-of-the-art neural models were not only indistinguishable from the REs in WEBNLG but also from the REs generated by a simple rule-based system. Here, we argue that this limitation could stem from the use of a purely ratings-based human evaluation (which is a common practice in Natural Language Generation). To investigate these issues, we propose an intrinsic task-based evaluation for REG models, in which, in addition to rating the quality of REs, participants were asked to accomplish two meta-level tasks. One of these tasks concerns the referential success of each RE; the other task asks participants to suggest a better alternative for each RE. The outcomes suggest that, in comparison to previous evaluations, the new evaluation protocol assesses the performance of each REG model more comprehensively and makes the participants’ ratings more reliable and discriminable.

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From Moments to Milestones: Incremental Timeline Summarization Leveraging Large Language Models
Qisheng Hu | Geonsik Moon | Hwee Tou Ng

Timeline summarization (TLS) is essential for distilling coherent narratives from a vast collection of texts, tracing the progression of events and topics over time. Prior research typically focuses on either event or topic timeline summarization, neglecting the potential synergy of these two forms. In this study, we bridge this gap by introducing a novel approach that leverages large language models (LLMs) for generating both event and topic timelines. Our approach diverges from conventional TLS by prioritizing event detection, leveraging LLMs as pseudo-oracles for incremental event clustering and the construction of timelines from a text stream. As a result, it produces a more interpretable pipeline. Empirical evaluation across four TLS benchmarks reveals that our approach outperforms the best prior published approaches, highlighting the potential of LLMs in timeline summarization for real-world applications.

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End-to-end Learning of Logical Rules for Enhancing Document-level Relation Extraction
Kunxun Qi | Jianfeng Du | Hai Wan

Document-level relation extraction (DocRE) aims to extract relations between entities in a whole document. One of the pivotal challenges of DocRE is to capture the intricate interdependencies between relations of entity pairs. Previous methods have shown that logical rules can explicitly help capture such interdependencies. These methods either learn logical rules to refine the output of a trained DocRE model, or first learn logical rules from annotated data and then inject the learnt rules into a DocRE model using an auxiliary training objective. However, these learning pipelines may suffer from the issue of error propagation. To mitigate this issue, we propose Joint Modeling Relation extraction and Logical rules or JMRL for short, a novel rule-based framework that jointly learns both a DocRE model and logical rules in an end-to-end fashion. Specifically, we parameterize a rule reasoning module in JMRL to simulate the inference of logical rules, thereby explicitly modeling the reasoning process. We also introduce an auxiliary loss and a residual connection mechanism in JMRL to better reconcile the DocRE model and the rule reasoning module. Experimental results on four benchmark datasets demonstrate that our proposed JMRL framework is consistently superior to existing rule-based frameworks, improving five baseline models for DocRE by a significant margin.

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Can We Achieve High-quality Direct Speech-to-Speech Translation without Parallel Speech Data?
Qingkai Fang | Shaolei Zhang | Zhengrui Ma | Min Zhang | Yang Feng

Recently proposed two-pass direct speech-to-speech translation (S2ST) models decompose the task into speech-to-text translation (S2TT) and text-to-speech (TTS) within an end-to-end model, yielding promising results. However, the training of these models still relies on parallel speech data, which is extremely challenging to collect. In contrast, S2TT and TTS have accumulated a large amount of data and pretrained models, which have not been fully utilized in the development of S2ST models. Inspired by this, in this paper, we first introduce a composite S2ST model named ComSpeech, which can seamlessly integrate any pretrained S2TT and TTS models into a direct S2ST model. Furthermore, to eliminate the reliance on parallel speech data, we propose a novel training method ComSpeech-ZS that solely utilizes S2TT and TTS data. It aligns representations in the latent space through contrastive learning, enabling the speech synthesis capability learned from the TTS data to generalize to S2ST in a zero-shot manner. Experimental results on the CVSS dataset show that when the parallel speech data is available, ComSpeech surpasses previous two-pass models like UnitY and Translatotron 2 in both translation quality and decoding speed. When there is no parallel speech data, ComSpeech-ZS lags behind by only 0.7 ASR-BLEU and outperforms the cascaded models.

Reconstructing natural language from non-invasive electroencephalography (EEG) holds great promise as a language decoding technology for brain-computer interfaces (BCIs). However, EEG-based language decoding is still in its nascent stages, facing several technical issues such as: 1) Absence of a hybrid strategy that can effectively integrate cross-modality (between EEG and text) self-learning with intra-modality self-reconstruction of EEG features or textual sequences; 2) Under-utilization of large language models (LLMs) to enhance EEG-based language decoding. To address above issues, we propose the Contrastive EEG-Text Masked Autoencoder (CET-MAE), a novel model that orchestrates compound self-supervised learning across and within EEG and text through a dedicated multi-stream encoder. Furthermore, we develop a framework called E2T-PTR (EEG-to-Text decoding using Pretrained Transferable Representations), which leverages pre-trained modules alongside the EEG stream from CET-MAE and further enables an LLM (specifically BART) to decode text from EEG sequences. Comprehensive experiments conducted on the popular text-evoked EEG database, ZuCo, demonstrate the superiority of E2T-PTR, which outperforms the baseline framework in ROUGE-1 F1 and BLEU-4 scores by 8.34% and 32.21%, respectively. Our proposed pre-trained EEG-Text model shows the potential to improve downstream tasks involving EEG and text. This opens up promising avenues for its application in inner speech BCI paradigms, meriting further investigation.

The fast-growing large scale language models are delivering unprecedented performance on almost all natural language processing tasks. However, the effectiveness of large language models are reliant on an exponentially increasing number of parameters. The overwhelming computation complexity incurs a high inference latency that negatively affects user experience. Existing methods to improve inference efficiency, such as tensor parallelism and quantization, target to reduce per-layer computing latency, yet overlook the cumulative latency due to the number of layers. Recent works on reducing the cumulative latency through layer removing, however, lead to significant performance drop. Motivated by the similarity of inputs among adjacent layers, we propose to identify quasi-independent layers, which can be concurrently computed to significantly decrease inference latency. We also introduce a bypassing technique to mitigate the effect of information loss. Empirical experiments of the proposed approach on the LLaMA models confirm that Concurrent Computation of Quasi-Independent Layers (CQIL) can reduce latency by up to 48.3% on LLaMA-33B, while maintaining a close level of performance.

We propose a new method, Adversarial In-Context Learning (adv-ICL), to optimize prompts for in-context learning (ICL). Inspired by adversarial learning, adv-ICL is implemented as a two-player game between a generator and discriminator, with LLMs acting as both. In each round, given an input prefixed by task instructions and several exemplars, the generator produces an output. The discriminator then classifies the generator’s input-output pair as model-generated or real data. Based on the discriminator’s loss, a prompt modifier LLM proposes possible edits to the generator and discriminator prompts, and the edits that most improve the adversarial loss are selected. We show that applying adv-ICL results in significant improvements over state-of-the-art prompt optimization techniques for both open and closed-source models on 13 generation and classification tasks including summarization, arithmetic reasoning, machine translation, data-to-text generation, and the MMLU and big-bench hard benchmarks. In addition, our method is computationally efficient, easily extensible to other LLMs and tasks, and effective in low-resource settings.

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StreamVoice: Streamable Context-Aware Language Modeling for Real-time Zero-Shot Voice Conversion
Zhichao Wang | Yuanzhe Chen | Xinsheng Wang | Lei Xie | Yuping Wang

Recent language model (LM) advancements have showcased impressive zero-shot voice conversion (VC) performance. However, existing LM-based VC models usually apply offline conversion from source semantics to acoustic features, demanding the complete source speech and limiting their deployment to real-time applications. In this paper, we introduce StreamVoice, a novel streaming LM-based model for zero-shot VC, facilitating real-time conversion given arbitrary speaker prompts and source speech. Specifically, to enable streaming capability, StreamVoice employs a fully causal context-aware LM with a temporal-independent acoustic predictor, while alternately processing semantic and acoustic features at each time step of autoregression which eliminates the dependence on complete source speech. To address the potential performance degradation from the incomplete context in streaming processing, we enhance the context-awareness of the LM through two strategies: 1) teacher-guided context foresight, using a teacher model to summarize the present and future semantic context during training to guide the model’s forecasting for missing context; 2) semantic masking strategy, promoting acoustic prediction from preceding corrupted semantic and acoustic input, enhancing context-learning ability. Notably, StreamVoice is the first LM-based streaming zero-shot VC model without any future look-ahead. Experiments demonstrate StreamVoice’s streaming conversion capability while achieving zero-shot performance comparable to non-streaming VC systems.

Multi-Hop Question Answering (MHQA) task presents a significant challenge for large language models (LLMs) due to the intensive knowledge required. Current solutions, like Retrieval-Augmented Generation, typically retrieve potential documents from an external corpus to read an answer. However, the performance of this retrieve-then-read paradigm is constrained by the retriever and the inevitable noise in the retrieved documents. To mitigate these challenges, we introduce a novel generate-then-ground (GenGround) framework, synergizing the parametric knowledge of LLMs and external documents to solve a multi-hop question. GenGround empowers LLMs to alternate two phases until the final answer is derived: (1) formulate a simpler, single-hop question and directly generate the answer; (2) ground the question-answer pair into retrieved documents, amending any wrong predictions in the answer. We also propose an instructional grounding distillation method to generalize our method into smaller models. Extensive experiments conducted on four datasets illustrate the superiority of our method. To further facilitate future research, we have collected a dataset that traces the reasoning process.

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Multimodal Contextualized Semantic Parsing from Speech
Jordan Voas | David Harwath | Ray Mooney

We introduce Semantic Parsing in Contextual Environments (SPICE), a task designed to enhance artificial agents’ contextual awareness by integrating multimodal inputs with prior contexts. SPICE goes beyond traditional semantic parsing by offering a structured, interpretable framework for dynamically updating an agent’s knowledge with new information, mirroring the complexity of human communication. We develop the VG-SPICE dataset, crafted to challenge agents with visual scene graph construction from spoken conversational exchanges, highlighting speech and visual data integration. We also present the Audio-Vision Dialogue Scene Parser (AViD-SP) developed for use on VG-SPICE. These innovations aim to improve multimodal information processing and integration. Both the VG-SPICE dataset and the AViD-SP model are publicly available.

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LaMP: When Large Language Models Meet Personalization
Alireza Salemi | Sheshera Mysore | Michael Bendersky | Hamed Zamani

This paper highlights the importance of personalization in large language models and introduces the LaMP benchmark — a novel benchmark for training and evaluating language models for producing personalized outputs. LaMP offers a comprehensive evaluation framework with diverse language tasks and multiple entries for each user profile. It consists of seven personalized tasks, spanning three text classification and four text generation tasks. We additionally propose two retrieval augmentation approaches that retrieve personal items from each user profile for personalizing language model outputs. To this aim, we study various retrieval models, including term matching, semantic matching, and time-aware methods. Extensive experiments on LaMP for zero-shot and fine-tuned language models demonstrate the efficacy of the proposed retrieval augmentation approach and highlight the impact of personalization in various natural language tasks.

Large language models’ (LLMs) abilities are drawn from their pretraining data, and model development begins with data curation. However, decisions around what data is retained or removed during this initial stage are under-scrutinized. In our work, we ground web text, which is a popular pretraining data source, to its social and geographic contexts. We create a new dataset of 10.3 million self-descriptions of website creators, and extract information about who they are and where they are from: their topical interests, social roles, and geographic affiliations. Then, we conduct the first study investigating how ten “quality” and English language identification (langID) filters affect webpages that vary along these social dimensions. Our experiments illuminate a range of implicit preferences in data curation: we show that some quality classifiers act like topical domain filters, and langID can overlook English content from some regions of the world. Overall, we hope that our work will encourage a new line of research on pretraining data curation practices and its social implications.

The advent of Large Language Models (LLMs) has drastically enhanced dialogue systems. However, comprehensively evaluating the dialogue abilities of LLMs remains a challenge. Previous benchmarks have primarily focused on single-turn dialogues or provided coarse-grained and incomplete assessments of multi-turn dialogues, overlooking the complexity and fine-grained nuances of real-life dialogues. To address this issue, we introduce MT-Bench-101, specifically designed to evaluate the fine-grained abilities of LLMs in multi-turn dialogues. By conducting a detailed analysis of real multi-turn dialogue data, we construct a three-tier hierarchical ability taxonomy comprising 4208 turns across 1388 multi-turn dialogues in 13 distinct tasks. We then evaluate 21 popular LLMs based on MT-Bench-101, conducting comprehensive analyses from both ability and task perspectives and observing differing trends in LLMs performance across dialogue turns within various tasks. Further analysis indicates that neither utilizing common alignment techniques nor chat-specific designs has led to obvious enhancements in the multi-turn abilities of LLMs. Extensive case studies suggest that our designed tasks accurately assess the corresponding multi-turn abilities. The data and code are available at https://github.com/mtbench101/mt-bench-101.

In this paper, we extend financial sentiment analysis (FSA) to event-level since events usually serve as the subject of the sentiment in financial text. Though extracting events from the financial text may be conducive to accurate sentiment predictions, it has specialized challenges due to the lengthy and discontinuity of events in a financial text. To this end, we reconceptualize the event extraction as a classification task by designing a categorization comprising coarse-grained and fine-grained event categories. Under this setting, we formulate the Event-Level Financial Sentiment Analysis(EFSA for short) task that outputs quintuples consisting of (company, industry, coarse-grained event, fine-grained event, sentiment) from financial text. A large-scale Chinese dataset containing 12,160 news articles and 13,725 quintuples is publicized as a brand new testbed for our task. A four-hop Chain-of-Thought LLM-based approach is devised for this task. Systematically investigations are conducted on our dataset, and the empirical results demonstrate the benchmarking scores of existing methods and our proposed method can reach the current state-of-the-art. Our dataset and framework implementation are available at https://github.com/cty1934/EFSA

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What Evidence Do Language Models Find Convincing?
Alexander Wan | Eric Wallace | Dan Klein

Retrieval-augmented language models are being increasingly tasked with subjective, contentious, and conflicting queries such as “is aspartame linked to cancer”. To resolve these ambiguous queries, one must search through a large range of websites and consider “which, if any, of this evidence do I find convincing?”. In this work, we study how LLMs answer this question. In particular, we construct ConflictingQA, a dataset that pairs controversial queries with a series of real-world evidence documents that contain different facts (e.g., quantitative results), argument styles (e.g., appeals to authority), and answers (Yes or No). We use this dataset to perform sensitivity and counterfactual analyses to explore which text features most affect LLM predictions. Overall, we find that current models rely heavily on the relevance of a website to the query, while largely ignoring stylistic features that humans find important such as whether a text contains scientific references or is written with a neutral tone. Taken together, these results highlight the importance of RAG corpus quality (e.g., the need to filter misinformation), and possibly even a shift in how LLMs are trained to better align with human judgements.

Graph data organizes complex relationships and interactions between objects, facilitating advanced analysis and decision-making across different fields. In this paper, we propose a new paradigm for interactive and instructional graph data understanding and reasoning.Instead of adopting complex graph neural models or heuristic graph-to-text instruction design, we leverage Vision-Language Models (VLMs) to encode the graph images with varying structures across different domains. This paper first evaluates the capabilities of public VLMs in graph learning from multiple aspects. Then it introduces a novel instruction-following dataset for multimodal graph understanding and reasoning in English and Chinese. Besides, by fine-tuning MiniGPT-4 and LLaVA on our dataset, we achieved an accuracy increase of 5%-15% compared to baseline models, with the best-performing model attaining scores comparable to Gemini in GPT-asissted Evaluation. This research not only showcases the potential of integrating VLMs with graph data but also opens new avenues for advancements in graph data understanding.

We introduce LangBridge, a zero-shot approach to adapt language models for multilingual reasoning tasks without multilingual supervision. LangBridge operates by bridging two models, each specialized in different aspects: (1) one specialized in understanding multiple languages (e.g., mT5 encoder) and (2) one specialized in reasoning (e.g., MetaMath). LangBridge connects the two models by introducing minimal trainable parameters between them. Despite utilizing only English data for training, LangBridge considerably enhances the performance of language models on low-resource languages across mathematical reasoning, code completion, logical reasoning, and commonsense reasoning. Our analysis suggests that the efficacy of LangBridge stems from the language-agnostic characteristics of multilingual representations. We publicly release our code and models.

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Can LLMs Reason with Rules? Logic Scaffolding for Stress-Testing and Improving LLMs
Siyuan Wang | Zhongyu Wei | Yejin Choi | Xiang Ren

Large language models (LLMs) have achieved impressive human-like performance across various reasoning tasks. However, their mastery of underlying inferential rules still falls short of human capabilities. To investigate this, we propose a logic scaffolding inferential rule generation framework, to construct an inferential rule base, ULogic, comprising both primitive and compositional rules across five domains. Our analysis of GPT-series models over a rule subset reveals significant gaps in LLMs’ logic understanding compared to human performance, especially in compositional and structural complex rules with certain bias patterns. We further distill these rules into a smaller-scale inference engine for flexible rule generation and enhancing downstream reasoning. Through a multi-judger evaluation, our inference engine proves effective in generating accurate, complex and abstract conclusions and premises, and improve various commonsense reasoning tasks. Overall, our work sheds light on LLMs’ limitations in grasping inferential rule and suggests ways to enhance their logical reasoning abilities .

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SEGO: Sequential Subgoal Optimization for Mathematical Problem-Solving
Xueliang Zhao | Xinting Huang | Wei Bi | Lingpeng Kong

Large Language Models (LLMs) have driven substantial progress in artificial intelligence in recent years, exhibiting impressive capabilities across a wide range of tasks, including mathematical problem-solving. Inspired by the success of subgoal-based methods, we propose a novel framework called SEquential subGoal Optimization (SEGO) to enhance LLMs’ ability to solve mathematical problems. By establishing a connection between the subgoal breakdown process and the probability of solving problems, SEGO aims to identify better subgoals with theoretical guarantees. Addressing the challenge of identifying suitable subgoals in a large solution space, our framework generates problem-specific subgoals and adjusts them according to carefully designed criteria. Incorporating these optimized subgoals into the policy model training leads to significant improvements in problem-solving performance. We validate SEGO’s efficacy through experiments on two benchmarks, GSM8K and MATH, where our approach outperforms existing methods, highlighting the potential of SEGO in AI-driven mathematical problem-solving.

Entity Alignment (EA) is vital for integrating diverse knowledge graph (KG) data, playing a crucial role in data-driven AI applications. Traditional EA methods primarily rely on comparing entity embeddings, but their effectiveness is constrained by the limited input KG data and the capabilities of the representation learning techniques. Against this backdrop, we introduce ChatEA, an innovative framework that incorporates large language models (LLMs) to improve EA. To address the constraints of limited input KG data, ChatEA introduces a KG-code translation module that translates KG structures into a format understandable by LLMs, thereby allowing LLMs to utilize their extensive background knowledge to improve EA accuracy. To overcome the over-reliance on entity embedding comparisons, ChatEA implements a two-stage EA strategy that capitalizes on LLMs’ capability for multi-step reasoning in a dialogue format, thereby enhancing accuracy while preserving efficiency. Our experimental results affirm ChatEA’s superior performance, highlighting LLMs’ potential in facilitating EA tasks.The source code is available at https://anonymous.4open.science/r/ChatEA/.

Large Language Models (LLMs) have become integral components in various autonomous agent systems.In this study, we present an exploration-based trajectory optimization approach, referred to as ETO. This learning method is designed to enhance the performance of open LLM agents. Contrary to previous studies that exclusively train on successful expert trajectories, our method allows agents to learn from their exploration failures. This leads to improved performance through an iterative optimization framework. During the exploration phase, the agent interacts with the environment while completing given tasks, gathering failure trajectories to create contrastive trajectory pairs. In the subsequent training phase, the agent utilizes these trajectory preference pairs to update its policy using contrastive learning methods like DPO. This iterative cycle of exploration and training fosters continued improvement in the agents. Our experiments on three complex tasks demonstrate that ETO consistently surpasses baseline performance by a large margin. Furthermore, an examination of task-solving efficiency and potential in scenarios lacking expert trajectory underscores the effectiveness of our approach.

One way to enhance the reasoning capability of Large Language Models (LLMs) is to conduct Supervised Fine-Tuning (SFT) using Chain-of-Thought (CoT) annotations. This approach does not show sufficiently strong generalization ability, however, because the training only relies on the given CoT data. In math problem-solving, for example, there is usually only one annotated reasoning path for each question in the training data. Intuitively, it would be better for the algorithm to learn from multiple annotated reasoning paths given a question. To address this issue, we propose a simple yet effective approach called Reinforced Fine-Tuning (ReFT) to enhance the generalizability of learning LLMs for reasoning, with math problem-solving as an example. ReFT first warmups the model with SFT, and then employs on-line reinforcement learning, specifically the PPO algorithm in this paper, to further fine-tune the model, where an abundance of reasoning paths are automatically sampled given the question and the rewards are naturally derived from the ground-truth answers. Extensive experiments on GSM8K, MathQA, and SVAMP datasets show that ReFT significantly outperforms SFT, and the performance can be potentially further boosted by combining inference-time strategies such as majority voting and re-ranking. Note that ReFT obtains the improvement by learning from the same training questions as SFT, without relying on extra or augmented training questions. This indicates a superior generalization ability for ReFT.

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Cognitive Visual-Language Mapper: Advancing Multimodal Comprehension with Enhanced Visual Knowledge Alignment
Yunxin Li | Xinyu Chen | Baotian Hu | Haoyuan Shi | Min Zhang

Evaluating and Rethinking the current landscape of Large Multimodal Models (LMMs), we observe that widely-used visual-language projection approaches (e.g., Q-former or MLP) focus on the alignment of image-text descriptions yet ignore the visual knowledge-dimension alignment, i.e., connecting visuals to their relevant knowledge. Visual knowledge plays a significant role in analyzing, inferring, and interpreting information from visuals, helping improve the accuracy of answers to knowledge-based visual questions. In this paper, we mainly explore improving LMMs with visual-language knowledge alignment, especially aimed at challenging knowledge-based visual question answering (VQA). To this end, we present a Cognitive Visual-Language Mapper (CVLM), which contains a pretrained Visual Knowledge Aligner (VKA) and a Fine-grained Knowledge Adapter (FKA) used in the multimodal instruction tuning stage. Specifically, we design the VKA based on the interaction between a small language model and a visual encoder, training it on collected image-knowledge pairs to achieve visual knowledge acquisition and projection. FKA is employed to distill the fine-grained visual knowledge of an image and inject it into Large Language Models (LLMs). We conduct extensive experiments on knowledge-based VQA benchmarks and experimental results show that CVLM significantly improves the performance of LMMs on knowledge-based VQA (average gain by 5.0%). Ablation studies also verify the effectiveness of VKA and FKA, respectively.

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FreeCtrl: Constructing Control Centers with Feedforward Layers for Learning-Free Controllable Text Generation
Zijian Feng | Hanzhang Zhou | Kezhi Mao | Zixiao Zhu

Controllable text generation (CTG) seeks to craft texts adhering to specific attributes, traditionally employing learning-based techniques such as training, fine-tuning, or prefix-tuning with attribute-specific datasets. These approaches, while effective, demand extensive computational and data resources. In contrast, some proposed learning-free alternatives circumvent learning but often yield inferior results, exemplifying the fundamental machine learning trade-off between computational expense and model efficacy. To overcome these limitations, we propose FreeCtrl, a learning-free approach that dynamically adjusts the weights of selected feedforward neural network (FFN) vectors to steer the outputs of large language models (LLMs). FreeCtrl hinges on the principle that the weights of different FFN vectors influence the likelihood of different tokens appearing in the output. By identifying and adaptively adjusting the weights of attribute-related FFN vectors, FreeCtrl can control the output likelihood of attribute keywords in the generated content. Extensive experiments on single- and multi-attribute control reveal that the learning-free FreeCtrl outperforms other learning-free and learning-based methods, successfully resolving the dilemma between learning costs and model performance.

Large language models (LLMs) have emerged as a promising alternative to expensive human evaluations. However, the alignment and coverage of LLM-based evaluations are often limited by the scope and potential bias of the evaluation prompts and criteria. To address this challenge, we propose HD-Eval, a novel framework that iteratively aligns LLM-based evaluators with human preference via Hierarchical Criteria Decomposition. HD-Eval inherits the essence from the evaluation mindset of human experts and enhances the alignment of LLM-based evaluators by decomposing a given evaluation task into finer-grained criteria, aggregating them according to estimated human preferences, pruning insignificant criteria with attribution, and further decomposing significant criteria. By integrating these steps within an iterative alignment training process, we obtain a hierarchical decomposition of criteria that comprehensively captures aspects of natural language at multiple levels of granularity. Implemented as a white box, the human preference-guided aggregator is efficient to train and more explainable than relying solely on prompting, and its independence from model parameters makes it applicable to closed-source LLMs. Extensive experiments on three evaluation domains demonstrate the superiority of HD-Eval in further aligning state-of-the-art evaluators and providing deeper insights into the explanation of evaluation results and the task itself.

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Conundrums in Cross-Prompt Automated Essay Scoring: Making Sense of the State of the Art
Shengjie Li | Vincent Ng

Cross-prompt automated essay scoring (AES), an under-investigated but challenging task that has gained increasing popularity in the AES community, aims to train an AES system that can generalize well to prompts that are unseen during model training. While recently-developed cross-prompt AES models have combined essay representations that are learned via sophisticated neural architectures with so-called prompt-independent features, an intriguing question is: are complex neural models needed to achieve state-of-the-art results? We answer this question by abandoning sophisticated neural architectures and developing a purely feature-based approach to cross-prompt AES that adopts a simple neural architecture. Experiments on the ASAP dataset demonstrate that our simple approach to cross-prompt AES can achieve state-of-the-art results.

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Angry Men, Sad Women: Large Language Models Reflect Gendered Stereotypes in Emotion Attribution
Flor Miriam Plaza Del Arco | Amanda Curry | Alba Cercas Curry | Gavin Abercrombie | Dirk Hovy

Large language models (LLMs) reflect societal norms and biases, especially about gender. While societal biases and stereotypes have been extensively researched in various NLP applications, there is a surprising gap for emotion analysis. However, emotion and gender are closely linked in societal discourse. E.g., women are often thought of as more empathetic, while men’s anger is more socially accepted. To fill this gap, we present the first comprehensive study of gendered emotion attribution in five state-of-the-art LLMs (open- and closed-source). We investigate whether emotions are gendered, and whether these variations are based on societal stereotypes. We prompt the models to adopt a gendered persona and attribute emotions to an event like ‘When I had a serious argument with a dear person’. We then analyze the emotions generated by the models in relation to the gender-event pairs. We find that all models consistently exhibit gendered emotions, influenced by gender stereotypes. These findings are in line with established research in psychology and gender studies. Our study sheds light on the complex societal interplay between language, gender, and emotion. The reproduction of emotion stereotypes in LLMs allows us to use those models to study the topic in detail, but raises questions about the predictive use of those same LLMs for emotion applications.

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Label Augmentation for Zero-Shot Hierarchical Text Classification
Lorenzo Paletto | Valerio Basile | Roberto Esposito

Hierarchical Text Classification poses the difficult challenge of classifying documents into multiple labels organized in a hierarchy. The vast majority of works aimed to address this problem relies on supervised methods which are difficult to implement due to the scarcity of labeled data in many real world applications. This paper focuses on strict Zero-Shot Classification, the setting in which the system lacks both labeled instances and training data.We propose a novel approach that uses a Large Language Model to augment the deepest layer of the labels hierarchy in order to enhance its specificity. We achieve this by generating semantically relevant labels as children connected to the existing branches, creating a deeper taxonomy that better overlaps with the input texts. We leverage the enriched hierarchy to perform Zero-Shot Hierarchical Classification by using the Upward score Propagation technique. We test our method on four public datasets, obtaining new state-of-the art results on three of them. We introduce two cosine similarity-based metrics to quantify the density and granularity of a label taxonomy and we show a strong correlation between the metric values and the classification performance of our method on the datasets.

Stickers, while widely recognized for enhancing empathetic communication in online interactions, remain underexplored in current empathetic dialogue research, notably due to the challenge of a lack of comprehensive datasets. In this paper, we introduce the Agent for STICKERCONV (Agent4SC), which uses collaborative agent interactions to realistically simulate human behavior with sticker usage, thereby enhancing multimodal empathetic communication. Building on this foundation, we develop a multimodal empathetic dialogue dataset, STICKERCONV, comprising 12.9K dialogue sessions, 5.8K unique stickers, and 2K diverse conversational scenarios. This dataset serves as a benchmark for multimodal empathetic generation. To advance further, we propose PErceive and Generate Stickers (PEGS), a multimodal empathetic response generation framework, complemented by a comprehensive set of empathy evaluation metrics based on LLM. Our experiments demonstrate PEGS’s effectiveness in generating contextually relevant and emotionally resonant multimodal empathetic responses, contributing to the advancement of more nuanced and engaging empathetic dialogue systems.

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EIT: Enhanced Interactive Transformer
Tong Zheng | Bei Li | Huiwen Bao | Tong Xiao | JingBo Zhu

Two principles: the complementary principle and the consensus principle are widely acknowledged in the literature of multi-view learning. However, the current design of multi-head self-attention, an instance of multi-view learning, prioritizes the complementarity while ignoring the consensus. To address this problem, we propose an enhanced multi-head self-attention (EMHA). First, to satisfy the complementary principle, EMHA removes the one-to-one mapping constraint among queries and keys in multiple subspaces and allows each query to attend to multiple keys. On top of that, we develop a method to fully encourage